State of Tennessee v. Kendra Mahan ( 2015 )

IN THE COURT OF CRIMINAL APPEALS OF TENNESSEE
AT NASHVILLE
Assigned on Briefs September 15, 2015 at Knoxville
STATE OF TENNESSEE v. KENDRA MAHAN
Appeal from the Criminal Court for White County
Nos. CR4758 & CR4759 David A. Patterson, Judge
No. M2014-02534-CCA-R3-CD – Filed November 19, 2015
The Defendant, Kendra Mahan, appeals as of right from the White County Criminal
Court‟s revocation of her six-year probationary sentence and order of total incarceration
relative to her guilty-pleaded convictions for attempted introduction of contraband into a
penal institution, aggravated burglary, and theft of property valued over $500.00 but less
than $1,000.00. The Defendant contends that she was not afforded due process because
the trial court failed to make sufficient findings of fact. The Defendant also submits that
the evidence presented at the revocation hearing was insufficient to establish that a
violation of the conditions of her probation—either failure to pay court costs and
restitution or a failed drug test—occurred. Following our review, we affirm the trial
court‟s revocation of the Defendant‟s probationary sentence, but we remand for entry of
an amended revocation order reflecting credit for time served and for correction of the
“original sentence length.”
Tenn. R. App. P. 3 Appeal as of Right; Judgments of the Criminal
Court Affirmed; Case Remanded
D. KELLY THOMAS, JR., J., delivered the opinion of the court, in which NORMA MCGEE
OGLE and ALAN E. GLENN, JJ., joined.
Michael J. Rocco (on appeal), and Brandon S. Griffin (at hearing), Sparta, Tennessee, for
the appellant, Kendra Mahan.
Herbert H. Slatery III, Attorney General and Reporter; Sophia S. Lee, Senior Counsel;
Bryant C. Dunaway, District Attorney General; and Phillip Hatch, Assistant District
Attorney General, for the appellee, State of Tennessee.
OPINION
FACTUAL BACKGROUND
On May 3, 2011, a White County grand jury indicted the Defendant in Case
Number CR4758 for introduction of contraband into a penal institution. See Tenn. Code
Ann. § 39-16-201. On that same day, the Defendant was also charged in Case Number
CR4759 with aggravated burglary and five counts of theft of property of various values.
See Tenn. Code Ann. §§ 39-14-103, -105, -403. The Defendant thereafter entered into a
negotiated plea agreement on August 15, 2011, which encompassed both cases. She pled
guilty to attempted introduction of contraband into a penal institution, aggravated
burglary, and Class E felony theft. The remaining charges were dismissed.
In exchange for her pleas of guilt, she received an effective four-year sentence in
Case Number CR4759 (concurrent terms of four years for the aggravated burglary
conviction and one year for the theft of property conviction) and a two-year sentence in
Case Number CR4758. The sentences for each case were run consecutively, resulting in
a total effective sentence of six years as a Range I, standard offender, with “[one] year to
serve—released to Teen Challenge [Program]—credit for time at Teen Challenge up to
[one] year.” At the conclusion of that program, the remainder of her sentence was to be
served on supervised probation. Additionally, the Defendant was required to pay court
costs and pay restitution, in a total amount of $20,996.00 to multiple victims and “up to”
$500.00 to another victim, as a special condition of her aggravated burglary conviction.
A violation of probation warrant was issued on December 13, 2013, wherein it
was alleged that the Defendant violated the conditions of her probationary sentence in the
following respects: failure to inform her probation officer before changing her residence;
failure to report to her probation officer; failure to pay all required fees, owing $700.00;
and failure to follow special conditions imposed by the court, owing $22,271.50 to the
court for costs and restitution to the victims. Based upon this warrant, the trial court
partially revoked the Defendant‟s sentence on February 13, 2014, ordering her to serve
fifteen days in jail after her child was born and “transfer[ring]” her supervision from
probation to the Community Corrections Program. The Defendant initialed each of the
twenty-three conditions imposed pursuant to the “Community Corrections Order” and
signed the order placing her under community corrections supervision.
On October 17, 2014, a “Violation of Community Corrections” warrant was
issued. This time it was alleged in the warrant that the Defendant violated the conditions
of her sentence in the following respects: failure to obey the law of this state, having
been indicted in White County for four counts of passing worthless checks on July 14,
2013, while on probation; failure to pay court costs, owing $1,200.00, and restitution,
owing $21,000.00; and failure to remain drug-free, testing positive for amphetamines and
oxycodone on September 8, 2014. A revocation hearing was held.
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At the hearing, Community Corrections Officer Daniel Hawkins testified that he
supervised the Defendant following her “transfer” to community corrections. He
confirmed that the Defendant was supposed to pay $21,000.00 in restitution to the
victims as a condition of her sentence and said that, to his knowledge, she had not made
any payments towards this obligation. Additionally, with regard to payment of court
costs, he had “not received any receipts” from the Defendant. He later clarified that, if
she had previously paid while supervised by probation, he would not have knowledge of
such.
Ofc. Hawkins testified that he collected a drug test sample from the Defendant on
September 8, 2014, and sent it to Redwood Toxicology Laboratory. According to Ofc.
Hawkins, the presence of amphetamines and oxycodone was detected in the Defendant‟s
sample. Ofc. Hawkins testified that, when he began supervising an individual, there were
standard questions he asked. He said that one such question was “whether or not the
person [was] currently using a prescribed medication” and that he asked this question “of
all [his] clients.” Ofc. Hawkins was then asked, “And if that would have been asked in
[the Defendant‟s] case, would you have notated that in your file?” In response to that
question, he stated, “I would, I would ask her to give me proof of, you know,
prescriptions.” According to Ofc. Hawkins, the Defendant had not provided him with
any prescriptions during the eight months of her supervision. He further agreed that the
“[f]irst time that [he had] heard of her taking any controlled substance [was] through the
drug screen” report.
On cross-examination, Ofc. Hawkins again stated that he had no knowledge that
the Defendant was taking any prescribed medications. He further testified that he was
not familiar with a drug called “surgiwand” or whether it “would show up as an
amphetamine on” a drug screen.
The State elected not to submit any proof regarding the worthless check charges.
The Defendant testified on her own behalf at the revocation hearing. First, she
stated that she had made payments towards court costs in this case, and a document
showing two payments of $50.00 each was entered into evidence.1 She then testified that
she was taking prescription medications and that those medications were prescribed
“earlier” in the year. A document reflecting the Defendant‟s prescriptions filled with
Infinity Pharmacy was entered into evidence. It showed that the Defendant obtained
oxycodone by prescription on the following dates in 2014: January 16 (twenty-one pills);
January 31 (twenty-one pills); February 17 (fourteen pills); March 6 (fourteen pills);
March 20 (fourteen pills); March 31 (fourteen pills); and April 23 (ninety pills). Several
1
We note that the White County Case Number referenced in the document is 93CC1-2011-CR-209.
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additional medications were listed, but no evidence was presented regarding these drugs
or their contents.
The Defendant was asked about the birth of her child while she was on probation.
According to the Defendant, her son suffered from “pyloric stenosis[,]” which required
hospitalization “multiple times” and trips to Vanderbilt Hospital in Nashville. She
incurred medical bills as a result, paying “a few hundred dollars, even before [the child‟s]
surgery,” for his medications. She also said that she had to have surgery “in regards” to
the pregnancy. Furthermore, prior to her incarceration on this violation, the Defendant
worked at Arby‟s restaurant making $5.75 an hour, which money she said she used for
living expenses and to care for her child. She also claimed that she had sought
employment for a second job while working at Arby‟s, including applying with Steak ‟n
Shake restaurant. According to the Defendant, she had a job working as a secretary for
her father‟s automobile business if she was granted release.
The Defendant further testified that she had completed the “Teen Challenge
Program” with “Reverend Tim McLauchlin” and indicated that she would be willing to
go back to that program if offered the opportunity. The Defendant averred that she had
already agreed to attend “the six-month extension program” with Teen Challenge before
she was “violated.” If returned to the Teen Challenge Program, she would be required to
attend two hours of class weekly, attend church twice a week, submit to weekly drug
tests, and report to her probation officer as instructed, according to the Defendant.
On cross-examination, the Defendant acknowledged that she was placed on
probation in June 2011 and that she had only paid $100.00 in court costs since that time.
She also confirmed that she had not paid any amount towards the restitution due to the
victims of these cases. According to the Defendant, once she graduated from the Teen
Challenge Program, she started working for that program in Louisville, Kentucky.
However, because she was only making $100.00 a week, she was forced to return home
and work at Arby‟s. The Defendant agreed that she “did quite well” in the Teen
Challenge Program but that things later declined after returning home.
The Defendant confirmed that the medication list she provided to the court
reflected her prescriptions from January through May 2014 but acknowledged that her
positive drug test occurred in September. According to the Defendant, she did not know
that she was required to inform Ofc. Hawkins of the prescription medications she was
taking when she began supervision with him in February 2014, and accordingly, she did
not tell him about them. She likewise agreed that she did not inform Ofc. Hawkins about
any of her prescriptions filled while under his supervision. Thereafter, the Defendant
asserted that the oxycodone found in her system on September 8, 2014, was from an “old
prescription” for that medication, but she could not account for the amphetamines found
in her system.
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Based upon this proof, the trial court concluded that the Defendant had violated
the terms of her probationary sentence and community corrections supervision, ordering
her to serve the “balance of [her] sentence” in confinement. The trial court made the
following determination in so ruling:
THE COURT: On the 13th of February, 2014, Judge Leon Burns
signed [an] early release from incarceration. It was to do fifteen days after
the baby is born. So different baby obviously.2
....
. . . [T]he court is going to keep a promise that it made to you. I
believe it was made to you at the time that you were found guilty of your
probation violation and placed with [c]ommunity [c]orrections. When
there‟s a violation of [c]ommunity [c]orrections, the response of the court is
that you serve the sentence and that‟s what the court‟s response is to this.
If you‟re using controlled substances, amphetamines, while you‟re
pregnant, I can‟t imagine a good reason for us to be doing other than trying
to help those that are—
[DEFENSE COUNSEL]: Your Honor, if I may?
THE COURT: You may.
[DEFENSE COUNSEL]: [The Defendant] . . . wasn‟t aware she
was pregnant until she was brought into the jail—
THE COURT: Well fine.
[DEFENSE COUNSEL]: —and she obviously passed her intake
screen.
THE COURT: I understand. I‟m just saying at this point, if we
know that she‟s using controlled substances and she has twins and it‟s a
high risk pregnancy,3 we‟ve been through this on another occasion is what
I‟m saying. I‟m not, I‟m not offended by the fact that the [D]efendant is
pregnant. I‟m not offended by anything other than the lifestyle, which is
while on [c]ommunity [c]orrections she‟s violating her probation with a
2
The Defendant was again pregnant at the time of the revocation hearing: this time with twins.
3
A letter from the Defendant‟s gynecologist to that effect was entered into evidence.
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clear understanding that she‟s got a six-year sentence4 and she‟s been
violated in the past. There isn‟t an alternative. And so she is revoked to
serve her sentence, credit for any time that she‟s served.
The Defendant perfected a timely appeal from the trial court‟s ruling.
ANALYSIS
The Defendant submits that the trial court denied her procedural due process by
failing to make adequate findings regarding the evidence supporting revocation. The
Defendant also asserts that the evidence presented at the revocation hearing was
insufficient to support the trial court‟s decision to revoke her probationary sentence.
Initially, we note that in State v. Bowling, 958 S.W.2d 362 (Tenn. Crim. App.
1997), this court held that a trial court lacks jurisdiction to impose a sentence of
community corrections upon a finding that a defendant has violated probation, although
the court may impose participation in a Community Corrections Program as a condition
of probation. 958 S.W.2d at 364; see Tenn. Code Ann. § 40-36-106(f). Accordingly, we
interpret the trial court‟s February 13, 2014 revocation order as modifying the conditions
of the original judgment imposing jail confinement and probation to include participation
in the Community Corrections Program as a condition of probation.5 See State v.
Matthew Scott Green, No. E2008-02576-CCA-R3-CD, 2009 WL 3806126, at *3 (Tenn.
Crim. App. Nov. 13, 2009) (citing Bowling, 958 S.W.2d at 364).
4
The revocation order signed by the trial judge on December 9, 2014, cites to both cases (with Case
Number 4758, a two-year sentence, circled) and indicates an original sentence length of four years, rather
than six. There appears to be some confusion on several other documents in the record about the original
length of the Defendant‟s sentence. It is clear from the plea agreement that Case Number 4758 was to be
served following completion of service of the four-year sentence in Case Number 4759. The revocation
order also only awards credit for time served in the county jail from October 24, 2014, to December 1,
2014. The order, however, does not award the Defendant credit for time served in the Teen Challenge
Program. Furthermore, it appears that she served time in the county jail from February 12, 2014 to
February 13, 2014, on the partial revocation order. Accordingly, it is necessary for us to remand this case
for entry of an amended revocation order to provide the correct original sentence length of six years for
both cases and also to reflect the Defendant‟s time served in the Teen Challenge Program “up to [one]
year” in accordance with the plea agreement and any additional time served in incarceration over the
course of her sentence.
5
The Defendant is not entitled to credit for time served on probation supervised by community
corrections. See State v. Christopher Schurman, No. M2011-01469-CCA-R3-CD, 2012 WL 1657057, at
*2 (Tenn. Crim. App. May 10, 2012) (holding that a probationer who is placed in the Community
Corrections Program as a condition of probation is not entitled to sentence credit for time spent under
community corrections supervision).
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A trial court may revoke a sentence of probation upon finding by a preponderance
of the evidence that the defendant has violated the conditions of her release. Tenn. Code
Ann. § 40-35-311(e). Upon finding by a preponderance of the evidence that a defendant
has violated the conditions of her release, the trial court “shall have the right . . . to
revoke the probation and suspension of sentence” and either “commence the execution of
the judgment as originally entered” or “[r]esentence the defendant for the remainder of
the unexpired term to any community-based alternative to incarceration.” Tenn. Code
Ann. § 40-35-311(e). In a probation revocation hearing, the credibility of the witnesses is
determined by the trial court. State v. Mitchell, 810 S.W.2d 733, 735 (Tenn. Crim. App.
1991).
Furthermore, the decision to revoke probation is in the sound discretion of the trial
judge. State v. Kendrick, 178 S.W.3d 734, 738 (Tenn. Crim. App. 2005); Mitchell, 810
S.W.2d at 735. The judgment of the trial court to revoke probation will be upheld on
appeal unless there has been an abuse of discretion. State v. Harkins, 811 S.W.2d 79, 82
(Tenn. 1991). To find an abuse of discretion in a probation revocation case, “it must be
established that the record contains no substantial evidence to support the conclusion of
the trial judge that a violation of the conditions of probation has occurred.” Id. (citing
State v. Grear, 568 S.W.2d 285, 286 (Tenn. 1978); State v. Delp, 614 S.W.2d 395, 398
(Tenn. Crim. App. 1980)); see also State v. Farrar, 355 S.W.3d 582, 586 (Tenn. Crim.
App. 2011). Such a finding “„reflects that the trial court‟s logic and reasoning was
improper when viewed in light of the factual circumstances and relevant legal principles
involved in a particular case.‟” State v. Shaffer, 45 S.W.3d 553, 555 (Tenn. 2001)
(quoting State v. Moore, 6 S.W.3d 235, 242 (Tenn. 1999)).
A defendant at a revocation proceeding is not entitled to the full array of
procedural protections associated with a criminal trial. See Black v. Romano, 471 U.S.
606, 613 (1985); Gagnon v. Scarpelli, 411 U.S. 778, 786-90 (1973). However, such a
defendant is entitled to the “minimum requirements of due process,” including: (1)
written notice of the claimed violation(s); (2) disclosure of the evidence against him or
her; (3) the opportunity to be heard in person and to present witnesses and documentary
evidence; (4) the right to confront and cross-examine adverse witnesses (unless good
cause is shown for not allowing confrontation); (5) a neutral and detached hearing body,
members of which need not be judicial officers or lawyers; and (6) a written statement by
the fact-finder regarding the evidence relied upon and the reasons for revoking probation.
Gagnon, 411 U.S. at 786; Morrissey v. Brewer, 408 U.S. 471, 489 (1972). Pursuant to
State v. Liederman, 86 S.W.3d 584, 589 (Tenn. Crim. App. 2002), where the transcript
indicates that the trial court made oral findings at the conclusion of the revocation hearing
regarding both the grounds for revocation and the reasons for the court‟s finding, the
requirement of a “written statement” is satisfied.
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The Defendant asserts that this case is analogous to State v. George P. Fusco, No.
M2013-00991-CCA-R3-CD, 2014 WL 296012 (Tenn. Crim. App. Jan. 28, 2014), in
which a panel of this court reversed the trial court‟s revocation of probation and
remanded the case “for entry of a written order detailing the evidence [the trial court]
relied upon and the reasons for revoking [the defendant‟s] probation.” Id. at *4. In that
case, the record reflected “that, in two paragraphs, the trial judge noted his concern with
the exacting conditions of [the defendant‟s] probation but also noted that [the defendant]
was required to be in strict compliance with those conditions.” Id. However, the trial
court “made no other findings of fact regarding what it relied on and the reasons for
revoking [the defendant‟s] probation.” Id.
Like the trial court in Fusco, here the trial court did not make any written findings
but made oral findings on the record. Unlike the court in Fusco, however, the trial
court‟s findings, although brief, state its reasons for revoking the Defendant‟s
probationary sentence: “If you‟re using controlled substances, amphetamines, while
you‟re pregnant, I can‟t imagine a good reason for us to be doing other than trying to help
those that are—”; and “I‟m just saying at this point, if we know that she‟s using
controlled substances and she has twins and it‟s a high risk pregnancy, we‟ve been
through this on another occasion is what I‟m saying.” We conclude that the trial court‟s
findings in this case sufficiently state the trial court‟s reasons for revoking the
Defendant‟s placement on probation under the Community Corrections Program and the
ground relied upon—that the Defendant was abusing controlled substances—and,
therefore, allow for meaningful appellate review. See, e.g., State v. Kyle Roger Stewart,
No. M2014-01309-CCA-R3-CD, 2015 WL 2378988, at *2-3 (Tenn. Crim. App. May 18,
2015) (concluding same).
The Defendant also contends that “the State never adduced evidence that taking
drug screens was a condition of [the Defendant‟s]” sentence, observing that neither Ofc.
Hawkins nor the Defendant was asked if this was a condition of the Defendant‟s
community corrections sentence and that “the [S]tate did not introduce any records
detailing the conditions of [the Defendant‟s]” release but, rather, “relied solely on
supposition that drug screens are a condition of all probated sentences.” The Defendant
continues that it was “unclear” from Ofc. Hawkins‟s testimony whether he ever asked the
Defendant about her prescription medications; that Ofc. Hawkins‟s “never testified that
he noted asking [the Defendant about her prescription medications] in his file”; and that
the Defendant averred that she was unaware of any requirement to inform Ofc. Hawkins
about her prescription medications. Accordingly, she submits that the State failed to
establish this violation by a preponderance of the evidence.
First, we believe that the Defendant mischaracterizes Ofc. Hawkins‟s testimony.
Ofc. Hawkins testified that he asked “all [of his] clients” whether or not he or she used
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any prescribed medications. Ofc. Hawkins then stated that, if the Defendant responded
affirmatively to this question, he would have asked for proof of any prescriptions, which
would have been included or “notated” in her file. Contrary to the Defendant‟s
assertions, we do not consider Ofc. Hawkins‟s testimony to mean that he would have
notated in the file that the Defendant responded negatively to said question upon being
asked. Ofc. Hawkins‟s testimony indicates that “all” clients, including the Defendant,
were asked this question and that, at no time during the Defendant‟s supervision, did she
ever provide Ofc. Hawkins with proof of any prescriptions, although she continued to
have multiple prescriptions filled after her placement with community corrections.
Next, according to the evidence presented at the revocation hearing, the sample
collected from the Defendant showed that the presence of amphetamines and oxycodone
was detected by the laboratory. The Defendant contends, however, that it was never
established that taking drug screens was a requirement of her release. The Defendant‟s
argument ignores the obvious—the rule violation cited in the warrant was that the
Defendant failed to remain drug-free as evidenced by the positive test results; it was not
the Defendant‟s failure to submit to a drug test as a requirement of her suspended
sentence that supported the violation.
Regardless, on February 13, 2014, the trial court partially revoked the Defendant‟s
probation, ordering her to serve fifteen days in jail after her child was born and placing
her supervision under the Community Corrections Program. The Defendant initialed
each of the twenty-three conditions imposed and signed the order placing her with
community corrections on that same date, and that document is included in the record on
appeal. Conditions of her release with community corrections included the following:
“(12) I will not use intoxicants (beer, whisky, wine, etc.) or use or have in my possession
narcotic drugs or marijuana; or visit places where intoxicants or drugs are unlawfully
sold, dispensed or used.”; “(15) I will participate in random drug or alcohol testing
administered by Community Corrections personnel; time and place to be determined by
the Community Corrections Case Officer. It is an offense for a person to intentionally
use, or possess with the intent to use, any substance or devise [sic] designed to falsify the
results of a drug test.”; and “(16) Maintain proper prescription pill count. Not have in
possession old or outdated prescription medication.”
The Defendant relies on State v. Eva Henry, No. M1999-2582-CCA-R3-CD, 2000
WL 1208313 (Tenn. Crim. App. Aug. 24, 2000), to support her assertion that the State
failed to establish that random drug testing was a condition of her suspended sentence.
We agree with the State that this reliance is misplaced. In Henry, the defendant was
transferred from community corrections to probation, but the record failed to establish
when the transfer occurred, whether some of the conditions were imposed as conditions
of community corrections or as special conditions of probation, or whether some of the
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alleged violations occurred during service of the community corrections sentence or
while on probation. 2000 WL 1208313, at *1. The Henry court concluded that the State
failed to produce any proof of the conditions of probation imposed by the trial court upon
suspension of the defendant‟s sentences, which was a “fundamental item of evidence,”
and that the panel was, therefore, “without knowledge as to whether the alleged
violations in fact constitute[d] conditions of probation.” Id. To the contrary, here, the
record established that the Defendant was to remain drug-free, that random drug testing
was a condition of the Defendant‟s placement with community corrections, and that she
was not to have in her possession any old or outdated prescription medication.
Ofc. Hawkins specifically testified that the Defendant never provided any proof of
prescription medications. However, assuming arguendo that the oxycodone was validly
prescribed, the Defendant still had no excuse for the presence of amphetamines in her
system. The trial court was within its discretion to determine that the Defendant violated
the conditions of her probationary sentence by a preponderance of the evidence based
upon her drug test results. It was within the trial court‟s authority to order the Defendant
to serve her original sentence in confinement upon revoking the Defendant‟s probation.
See Tenn. Code Ann. §§ 40-35-310, -311(e); Mitchell, 810 S.W.2d at 735.
Regarding the non-payment of court costs and restitution, the Defendant
acknowledges that both she and Ofc. Hawkins testified that this was a condition of the
Defendant‟s release, but she argues that trial court failed to make any written or oral
findings about the willful nature of this violation as required. In addition, he Defendant
asserts that “the evidence preponderated in favor of [her] hardships and efforts to make
payments[,]” relying on her own testimony at the revocation hearing. Notwithstanding,
the trial court‟s findings reflect that its decision to revoke was based solely upon on the
Defendant‟s use of controlled substances, and as stated above, the trial court did not
abuse its discretion in so determining. The trial court needed only to find that a
revocation of the Defendant‟s sentence was warranted by a preponderance of the
evidence that she violated a condition of her sentence.
Based upon the Defendant‟s use of controlled substances, as verified by a positive
drug test, we conclude that the trial court, pursuant to its discretionary authority, properly
revoked the Defendant‟s probationary sentence and ordered her to serve the balance of
her sentence in confinement. She is not entitled to relief.
CONCLUSION
In sum, we conclude that the trial court did not abuse its discretion by revoking the
Defendant‟s probationary sentence and by ordering her to serve the balance of her
original six-year sentence in confinement. Accordingly, we affirm the judgments of the
trial court. However, consistent with this opinion, we remand solely for entry of an
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amended revocation order to allow credit for time served and to change the “original
sentence length” from four years to six years.
_________________________________
D. KELLY THOMAS, JR., JUDGE
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