Timothy Lamont Thompson v. State of Tennessee ( 2016 )

IN THE COURT OF CRIMINAL APPEALS OF TENNESSEE
AT NASHVILLE
Assigned on Briefs January 13, 2016
TIMOTHY LAMONT THOMPSON v. STATE OF TENNESSEE
Appeal from the Criminal Court for Davidson County
No. 2010C1932 Steve R. Dozier, Judge
No. M2015-00846-CCA-R3-PC – Filed February 9, 2016
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Petitioner, Timothy Lamont Thompson, was convicted of aggravated robbery and
aggravated assault after a jury trial. The trial court sentenced him as a repeat violent
offender to life in prison without the possibility of parole and fifteen years, respectively.
After an unsuccessful direct appeal process, petitioner filed a petition for post-conviction
relief. The post-conviction court held an evidentiary hearing and denied relief thereafter.
Appealing the denial of relief, petitioner raises the following allegations of ineffective
assistance of counsel: (1) failure to request a second preliminary hearing or to explain
why this was not possible; (2) failure to schedule a polygraph examination for petitioner;
(3) failure to coordinate a physical line-up; (4) questioning petitioner‟s religious beliefs;
and (5) failure to withdraw from petitioner‟s case upon request. We affirm the judgment
of the post-conviction court.
Tenn. R. App. P. 3 Appeal as of Right; Judgment of the Criminal Court Affirmed
ROGER A. PAGE, J., delivered the opinion of the Court, in which THOMAS T. WOODALL,
P.J., and TIMOTHY L. EASTER, J., joined.
Elaine Ann Heard, Nashville, Tennessee, for the Appellant, Timothy Lamont Thompson.
Herbert H. Slatery III, Attorney General and Reporter; Meredith DeVault, Senior
Counsel; Glenn R. Funk, District Attorney General; and John Wesley King, Assistant
District Attorney General, for the Appellee, State of Tennessee.
OPINION
I. Facts and Procedural History
A. Facts from Trial
As summarized by this court on direct appeal, this case concerns the April 15,
2010 robbery and assault of employees at the McDonald‟s restaurant on West End
Avenue in Nashville, Tennessee. State v. Timothy Lamont Thompson, No. M2012-
01151-CCA-R3-CD, 2013 WL 5873280, at *1 (Tenn. Crim. App. Oct. 30, 2013), perm.
app. denied (Tenn. March 12, 2014). Petitioner brandished a firearm at the manager and
ordered her to take him to the safe. Id. As he walked with her to the office, he also
ordered another employee to accompany them. Id. The manager gave petitioner $700–
$800 from the safe, and he ran outside. Id. Petitioner went to a hotel on West End
Avenue where he changed clothes and hailed a taxicab. Id. The driver drove him to
another area of Nashville. Id. Petitioner later went to Williamson County, Tennessee, to
visit his daughter and her mother, Amelia Patterson. Id. Ms. Patterson recognized
petitioner on the hotel surveillance video shown on the news that weekend. Id.
Petitioner was arrested on April 20, 2010, in Williamson County, Tennessee. Id. A
Davidson County grand jury indicted him for the aggravated robbery of the store
manager and the aggravated assault of the employee. Id. Following a jury trial, he was
convicted as charged. Id. The trial court sentenced him as a repeat violent offender to
life without parole for the aggravated robbery conviction and as a career offender to a
concurrent sentence of fifteen years for the aggravated assault conviction. Id.
B. Procedural History
Following the denial of relief on direct appeal, petitioner filed a pro se petition for
post-conviction relief on July 17, 2014. Appointed counsel filed an amended petition on
January 28, 2015. In the petition, post-conviction counsel alleged “that counsel was
ineffective in formulating and executing [petitioner‟s] defense. Specifically, [petitioner]
contends that [trial counsel] failed to consult with the petitioner at critical stages
throughout the legal process.” In slightly more detail, counsel averred that trial counsel
“failed to consult with him at all stages of the trial process, as well as failed to call [sic]
vigorously defend him including schedule a polygraph. Petitioner states he repeatedly
asked [trial counsel] to prepare defenses and take actions[,] and [trial counsel] ignored
him each time.”
The post-conviction court held an evidentiary hearing on the petition and denied
relief thereon. This appeal follows.
II. Analysis
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Appealing from the denial of post-conviction relief, petitioner raises the following
instances of alleged ineffective assistance of counsel: (1) trial counsel‟s failure to ensure
petitioner‟s presence at the preliminary hearing, to request a second preliminary hearing
that petitioner could attend, or to explain why this was not possible; (2) failing to
schedule a polygraph examination for petitioner as per his request; (3) failing to
coordinate a physical line-up; (4) questioning petitioner‟s religious beliefs; and (5) failing
to withdraw from petitioner‟s case upon request despite petitioner‟s contacting the Board
of Professional Responsibility.
A. Standard of Review
To obtain relief in a post-conviction proceeding, a petitioner must demonstrate that
his or her “conviction or sentence is void or voidable because of the abridgement of any
right guaranteed by the Constitution of Tennessee or the Constitution of the United
States.” Tenn. Code Ann. § 40-30-103. A post-conviction petitioner bears the burden of
proving his or her factual allegations by clear and convincing evidence. Tenn. Code Ann.
§ 40-30-110(f). “„Evidence is clear and convincing when there is no serious or
substantial doubt about the correctness of the conclusions drawn from the evidence.‟”
Lane v. State, 316 S.W.3d 555, 562 (Tenn. 2010) (quoting Grindstaff v. State, 297
S.W.3d 208, 216 (Tenn. 2009)).
Appellate courts do not reassess the post-conviction court‟s determination of the
credibility of witnesses. Dellinger v. State, 279 S.W.3d 282, 292 (Tenn. 2009) (citing
R.D.S. v. State, 245 S.W.3d 356, 362 (Tenn. 2008)). Assessing the credibility of
witnesses is a matter entrusted to the post-conviction judge as the trier of fact. R.D.S.,
245 S.W.3d at 362 (quoting State v. Odom, 928 S.W.2d 18, 23 (Tenn. 1996)). The post-
conviction court‟s findings of fact are conclusive on appeal unless the preponderance of
the evidence is otherwise. Berry v. State, 366 S.W.3d 160, 169 (Tenn. Crim. App. 2011)
(citing Henley v. State, 960 S.W.2d 572, 578-79 (Tenn. 1997); Bates v. State, 973 S.W.2d
615, 631 (Tenn. Crim. App.1997)). However, conclusions of law receive no presumption
of correctness on appeal. Id. (citing Fields v. State, 40 S.W.3d 450, 453 (Tenn. 2001)).
As a mixed question of law and fact, this court‟s review of petitioner=s ineffective
assistance of counsel claims is de novo with no presumption of correctness. Felts v.
State, 354 S.W.3d 266, 276 (Tenn. 2011) (citations omitted).
The Sixth Amendment to the United States Constitution, made applicable to the
states through the Fourteenth Amendment, and article I, section 9 of the Tennessee
Constitution require that a criminal defendant receive effective assistance of counsel.
Cauthern v. State, 145 S.W.3d 571, 598 (Tenn. Crim. App. 2004) (citing Baxter v. Rose,
523 S.W.2d 930 (Tenn. 1975)). When a petitioner claims that he received ineffective
assistance of counsel, he must demonstrate both that his lawyer‟s performance was
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deficient and that the deficiency prejudiced the defense. Strickland v. Washington, 466
U.S. 668, 687 (1984); Finch v. State, 226 S.W.3d 307, 315 (Tenn. 2007) (citation
omitted). It follows that if this court holds that either prong is not met, we are not
compelled to consider the other prong. Carpenter v. State, 126 S.W.3d 879, 886 (Tenn.
2004) (citing Strickland, 466 U.S. at 697).
To prove that counsel‟s performance was deficient, petitioner must establish that
his attorney‟s conduct fell below an objective standard of “„reasonableness under
prevailing professional norms.‟” Finch, 226 S.W.3d at 315 (quoting Vaughn v. State, 202
S.W.3d 106, 116 (Tenn. 2006)). As our supreme court held:
“[T]he assistance of counsel required under the Sixth Amendment is
counsel reasonably likely to render and rendering reasonably effective
assistance. It is a violation of this standard for defense counsel to deprive a
criminal defendant of a substantial defense by his own ineffectiveness or
incompetence . . . . Defense counsel must perform at least as well as a
lawyer with ordinary training and skill in the criminal law and must
conscientiously protect his client‟s interest, undeflected by conflicting
considerations.”
Id. at 315-16 (quoting Baxter, 523 S.W.2d at 934-35). On appellate review of trial
counsel‟s performance, this court “must make every effort to eliminate the distorting
effects of hindsight, to reconstruct the circumstances of counsel‟s conduct, and to
evaluate the conduct from the perspective of counsel at that time.” Howell v. State, 185
S.W.3d 319, 326 (Tenn. 2006) (citing Strickland, 466 U.S. at 689).
To prove that petitioner suffered prejudice as a result of counsel‟s deficient
performance, he “must establish a reasonable probability that but for counsel‟s errors the
result of the proceeding would have been different.” Vaughn, 202 S.W.3d at 116 (citing
Strickland, 466 U.S. at 694). “A „reasonable probability is a probability sufficient to
undermine confidence in the outcome.‟” Id. (quoting Strickland, 466 U.S. at 694). As
such, petitioner must establish that his attorney‟s deficient performance was of such
magnitude that he was deprived of a fair trial and that the reliability of the outcome was
called into question. Finch, 226 S.W.3d at 316 (citing State v. Burns, 6 S.W.3d 453, 463
(Tenn. 1999)).
B. Issues
At the April 10, 2015 post-conviction evidentiary hearing, petitioner testified that
he was convicted of aggravated robbery and aggravated assault. He was sentenced to life
in prison without the possibility of parole for the robbery conviction and fifteen years for
the assault conviction. He stated that trial counsel became involved in his case “a little
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over a year” prior to his trial. A different attorney represented petitioner in general
sessions court. Trial counsel visited petitioner three or four times in prison and discussed
the State‟s evidence with him. Petitioner indicated that the State never submitted a
settlement offer in his case.
Petitioner stated that trial counsel had the assistance of a “second chair” at trial
and that she did “most of the talking and . . . represent[ed] him to the best of her
abilities.” However, petitioner complained that “she took a back seat” at trial.
Trial counsel testified that at the time of the evidentiary hearing, he had been an
attorney for approximately nineteen years and had been employed by the District Public
Defender‟s Office for the entirety of his practice. He undertook representation of
petitioner‟s case when the assistant district public defender to whom the case was
assigned left the office. His records reflected that he met with petitioner at the prison
eight times in person, two times by video conference, and multiple times in court for
hearing dates.
In this appeal, petitioner has abandoned his claims that trial counsel failed to
adequately consult with him and/or keep him informed at all stages of the proceedings.
See Ronnie Jackson, Jr. v. State, No. W2008-02280-CCA-R3-PC, 2009 WL 3430151, at
*6 n.2 (Tenn. Crim. App. Oct. 26, 2009) (“[W]hile the Petitioner raised additional issues
in his petition for post-conviction relief, he has abandoned those issues on appeal”).
Accordingly, those issues have not been addressed on appeal. Rather, he presents five
new issues for our review.1
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None of the five issues that petitioner presented for the first time in this appeal are adequately
supported by citations to authorities or appropriate references to the record. Tenn. R. App. P. 27(a)(7).
While this court will treat as waived any issue that is not properly supported, see Rules of the Tennessee
Court of Criminal Appeals 10(b), we will nonetheless address petitioner‟s claims on the merits because of
the severity of his sentence(s) and the likelihood of further appellate review. We further note that
precedent exists from this court allowing a petitioner to present an issue for the first time at a post-
conviction evidentiary hearing, even if it was not listed in his petition, and still obtain appellate review of
the issue. See James Randall Roskam v. State, No. M2014-00599-CCA-R3-PC, 2015 WL 3398394, at *6
(Tenn. Crim. App. May 27, 2015), perm. app. denied (Tenn. Sept. 17, 2015) (noting, before reviewing on
the merits, that it did not appear that petitioner raised this specific issue in his post-conviction petition and
that it was raised for the first time during the post-conviction hearing); Kevin Allen Gentry v. State, No.
E2013-00791-CCA-R3-PC, 2014 WL 1883701, at *11 (Tenn. Crim. App. May 12, 2014) perm. app.
denied (Tenn. Nov. 20, 2014); Vincent Sims v. State, No. W2008-02823-CCA-R3-PD, 2011 WL 334285,
at *63 (Tenn. Crim. App. Jan. 28, 2011) (explaining that although the State claimed that the petitioner
waived an issue by presenting it for the first time on appeal, because the issue was raised during post-
conviction hearing testimony, this court will address it); Jorge Ariel Sanjines v. State, No. 03C01-9706-
CR-00229, 1999 WL 41834, at *8 (Tenn. Crim. App. Feb. 2, 1999). But see Torry Caldwell v. State, No.
01C01-9703-CC-00115, 1999 WL 97915, at *2 (Tenn. Crim. App. Feb. 18, 1999) (reiterating that an
issue not raised at the post-conviction evidentiary hearing will not be reviewed for the first time on
appeal); Michael J. Boyd v. State, No. 02C01-9406-CR-00131, 1996 WL 75351, at *10 (Tenn. Crim.
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A. Failure to Request a Second Preliminary Hearing or to
Explain Why This Was Not Possible
In his brief, petitioner states:
Specifically, the testimony showed that [petitioner] was not present for his
preliminary hearing[ ] and that despite his multiple requests for [trial
counsel] to advocate for a second chance at such a hearing, [trial counsel]
failed to attempt it and also failed to explain why such a thing would not be
possible.
Petitioner testified that he addressed his preliminary hearing with trial counsel.
According to petitioner, the general sessions court held a preliminary hearing in his case,
but he was not present and did not execute a waiver of his presence. When his case was
transferred to criminal court, he wanted a preliminary hearing to “face his accusers.”
Even though trial counsel discussed trial strategy with petitioner, petitioner “would still
bring up” his preliminary hearing. Petitioner said, “[Trial counsel] wanted to move
forward, [and] I wanted to start back at the beginning of it . . . .”
Trial counsel recalled that petitioner was “very adamant” about wanting a second
preliminary hearing but that he “just didn‟t see any legal basis, particularly since
[petitioner] had been indicted, to have another preliminary hearing.” Trial counsel
believed “that the same purpose was served through a motions practice.”
While not specifically addressing this issue, the post-conviction court accredited
the testimony of trial counsel and did not find deficient performance or prejudice arising
therefrom.
This issue is meritless. Tennessee Rule of Criminal Procedure 5(e) sets forth an
accused‟s right to a preliminary hearing. The rule specifically contemplates that “a
defendant arrested or served with a criminal summons prior to indictment . . . is entitled
to a preliminary hearing.” Tenn. R. Crim. P. 5(e). A preliminary hearing was held in
general sessions court in this case, which resulted in petitioner‟s case being bound over to
the grand jury and subsequently indicted. Petitioner has failed to demonstrate how
counsel‟s conduct in failing to request a second preliminary hearing, to which he was not
entitled, fell below an objective standard of “„reasonableness under prevailing
professional norms.‟” Finch, 226 S.W.3d at 315 (quoting Vaughn v. State, 202 S.W.3d
106, 116 (Tenn. 2006)). Trial counsel‟s conduct was not deficient by failing to request a
App. Feb. 21, 1996) (noting that when an issue is raised for the first time on appeal and it was not
presented at the post-conviction evidentiary hearing, it is waived).
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second preliminary hearing. Moreover, petitioner has failed to establish what, if any,
different result would have been attained had he been given a second hearing, and thus,
he has failed to establish prejudice. He is not entitled to relief.
B. Failure to Schedule a Polygraph Examination
In his brief, petitioner states that “[t]he testimony showed that [petitioner] made
repeated requests to [trial counsel] to organize a polygraph as a defense tool, and also to
organize a physical lineup with the police, both requests [trial counsel] failed to
accomplish or even attempt.”
Petitioner testified that he asked trial counsel to arrange a polygraph examination
for him but that trial counsel was “dead set” against this suggestion.
Trial counsel could not recall a specific conversation with petitioner about
obtaining a polygraph examination. He stated that it is a “pretty common” request from
his clients. Trial counsel indicated that a polygraph could be useful to the State or to
petitioner from a “negotiation perspective” but that the results would be inadmissible in
court. He said that he would have informed petitioner as such and that he “would have at
least approached the State about the possibility.”
In denying relief on this claim, the post-conviction court wrote, “Trial counsel
could not specifically recall if the petitioner requested a polygraph test, but the Court
does not find that this constitutes deficient performance or caused prejudice.”
“Simply stated, polygraph evidence is inadmissible.” State v. Sexton, 368 S.W.3d
371, 409 (Tenn. 2012) (citing State v. Damron, 151 S.W.3d 510, 515-16 (Tenn. 2004)).
Our supreme court “has repeatedly held that the results of a polygraph examination are
inherently unreliable.” Id. (citing State v. Torres, 82 S.W.3d 236, 252 n.20 (Tenn. 2002);
State v. Hartman, 42 S.W.3d 44, 61-62 (Tenn. 2001)). It is neither probative nor
relevant. Id. (citing Hartman, 42 S.W.3d at 60; Tenn. R. Evid. 402; United States v.
Scheffer, 523 U.S. 303, 309 n.5 (1998)). While plausible that submitting to a polygraph
examination could buttress one‟s negotiating position in attempting to secure a plea offer,
that scenario is more than offset by the possibility that the State would gain more
investigative information than it previously had. We agree with the post-conviction court
that trial counsel‟s failure to secure a polygraph examination for petitioner was neither
deficient performance nor prejudicial to the defense.
C. Failing to Organize a Physical Line-up
In his brief, petitioner combined his argument with regard to this issue with that in
subsection B, supra: “[t]he testimony showed that [petitioner] made repeated requests to
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[trial counsel] to organize a polygraph as a defense tool, and also to organize a physical
lineup with the police, both requests [trial counsel] failed to accomplish or even attempt.”
Petitioner testified that he discussed with trial counsel his desire to participate in a
physical line-up. He explained, “I read a little something about the line-ups[;] . . . when
they do photo line-ups, they can also do physical line-ups.” He said that trial counsel was
“dead set” against this suggestion, also.
Trial counsel testified that the defense did not have a right to a physical line-up
and that he filed a motion to suppress the identification of petitioner, which was denied.
In further support of this issue, trial counsel presented an expert on the unreliability of
eyewitness identifications as a witness at trial.
With regard to this issue, the post-conviction court wrote that “[t]rial counsel filed
a motion to suppress the photographic lineup[,] and the trial court‟s denial of that motion
was affirmed on appeal.”
Petitioner has failed to direct this court to any authority that delineates his right to
demand a physical line-up. He was identified through a photographic array. Trial
counsel challenged the pre-trial identification through a motion to suppress, which was
denied by the trial court. Trial counsel attempted to challenge the reliability of the
identification by presenting an expert witness at trial to discuss cross-racial eyewitness
identifications. Petitioner has failed to demonstrate deficient performance of counsel or
ensuing prejudice. He is not entitled to relief.
D. Questioning Petitioner‟s Religious Beliefs
In his brief, petitioner states that “[t]he testimony further showed that [trial
counsel], during the preliminary stages of the trial, questioned the religion of [petitioner],
which made [petitioner] uncomfortable and untrusting of [trial counsel‟s] dedication to
his defense.”
Petitioner explained that trial counsel “questioned his . . . religion” at the
beginning stage of the attorney-client relationship.
With regard to this issue, trial counsel explained:
I respect anybody‟s right to believe in any sort of faith or background that
they have. That has never been an issue at all for me in defending people.
If that came up, and it very well may have, people who say, “I want a trial,
I‟m going to just put my faith in the Lord,” that to me is not an adequate
defense. It‟s sort of a common approach, but when people say that, I am
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very quick to say, “[T]hat is very different than what we are talking about
here.”
It is[,] not to me, legitimate to say: “Look, well, I can have this trial,
the Lord will protect me.” I understand this is a sentiment or a feeling, but
that is not, in my opinion, a legitimate reason to have a trial. And that is
borne out just by experience quite frankly.
So I disabuse people of that notion as best I can. And if that is
demeaning to an individual‟s faith, it‟s not at all meant to be that way . . . .
Trial counsel recalled that petitioner became upset because he believed that trial
counsel was not respecting his beliefs as a Christian and that the conversation went “back
and forth.”
The State introduced into evidence a letter that petitioner wrote to the trial court in
which petitioner complained that trial counsel “disrespected [him] by questioning [his]
faith and belief in Jesus Christ[,] telling [petitioner] [he] shouldn‟t put all [his] trust in
God but in [trial counsel].” Petitioner wrote that trial counsel “was very much wrong for
saying such a thing like that.”
While not specifically addressing this issue, the post-conviction court accredited
the testimony of trial counsel and did not find deficient performance or prejudice arising
therefrom.
Although it appears that petitioner was put-off by trial counsel‟s remarks to him,
we glean that trial counsel was attempting to communicate that a sound defense strategy
required more than faith. Despite trial counsel‟s statements being offensive to petitioner,
there is no evidence in the record that trial counsel‟s performance was rendered deficient
as a result. Neither did petitioner suffer prejudice. He is not entitled to relief.
E. Failure to Withdraw from Petitioner‟s Case upon Request
In his brief, petitioner states that “[t]he testimony showed that [petitioner‟s]
multiple requests of [trial counsel] to withdraw, and despite his contacts to the Board of
Professional Responsibility, [trial counsel] failed to attempt to withdraw from the case.”
Petitioner requested that trial counsel withdraw from his case, but trial counsel
chose to continue his representation. Petitioner consulted with the Board of Professional
Responsibility but was informed that the board cannot remove an attorney from a case;
only the judge could do that, and the trial judge refused to do so.
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Trial counsel was aware that petitioner had written the board; the board
corresponded with him and directed him to respond to petitioner within ten days. The
trial court also advised trial counsel that petitioner had written a letter to him. Trial
counsel said that he believed it to be incumbent upon him “to try to work through that
with the client and address the situation.” He posited:
When somebody is unhappy, do I try to find a second chair that a
person might be more comfortable with, absolutely. So yes, [associate
counsel] was actively involved in [petitioner‟s] case. But I don‟t . . . as a
team leader generally have clients make the decision as to who their
attorney is.
It is very, very disruptive to the office if [clients] say[,] [“] I don‟t
like [trial counsel.] I would like Ms. X.[”] So really, if somebody is going
to be represented by our office, it‟s going to be by one of our attorneys[,]
all of whom I think are capable.
We cannot say that trial counsel performed ineffectively in this regard. While
petitioner was obviously dissatisfied with the personality differences he experienced with
trial counsel, he was pleased with associate counsel, whom he characterized in his
testimony as “doing most of the talking.” Moreover, petitioner was not prejudiced by
trial counsel‟s continuing to represent him. He is without relief as to this issue.
CONCLUSION
Based on our review of the record, the briefs of the parties, and applicable legal
authorities, we affirm the judgment of the post-conviction court.
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ROGER A. PAGE, JUDGE
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