Michael v. Thompson ( 1995 )

IN THE COURT OF CRIMINAL APPEALS OF TENNESSEE
AT NASHVILLE FILED
DECEMBER SESSION, 1994
December 19, 1995
Cecil Crowson, Jr.
STATE OF TENNESSEE ) Appellate Court Clerk
)
APPELLEE )
) NO. 01C01-9406-CR-00185
)
) DAVIDSON COUNTY
V. )
) HON. J. RANDALL WYATT, JR.
) JUDGE
)
) (Felony Murder; Especially
) Aggravated Robbery)
GREGORY K. JONES )
)
APPELLANT )
FOR THE APPELLANT: FOR THE APPELLEE:
Michael V. Thompson Charles W. Burson
Attorney at Law Attorney General
Suite 315, 150 Second Ave., N.
Nashville, TN 37201 Cecil H. Ross
Assistant Attorney General
450 James Robertson Parkway
Nashville, TN 37243-0493
Victor S. Johnson, III
District Attorney General
Tom Thurman
Katrin Miller
Asst. Dist. Attorneys General
102 Metro Courthouse
Nashville, TN 37201
AFFIRMED
OPINION FILED:__________________________
JERRY SCOTT, PRESIDING JUDGE
OPINION
The appellant was convicted of felony murder and especially aggravated
robbery. He was sentenced to life imprisonment for the murder and for the
especially aggravated robbery, the appellant received a fifteen-year sentence
which was ordered to be served consecutively to his life sentence. He appeals
as of right presenting the following issues:
(1) Whether the trial court erred in admitting the transcript of prior testimony of
David Shelton as substantive evidence against the Appellant?
(2) Whether certain of the prosecutor's statements made during closing
argument were unsupported by the evidence and highly prejudicial to the
Appellant such that they constituted plain error?
(3) Whether the evidence adduced at trial was sufficiently corroborative of the
incriminating testimony of the alleged accomplice, David Shelton?
(4) Whether the evidence is sufficient to support the Appellant's convictions
beyond a reasonable doubt?
FACTS
At approximately 4:00 a.m. on the morning of May 6, 1991, Craig
Alexander was leaving the Steak and Ale Restaurant in Nashville, Tennessee
where he was the manager. Mr. Alexander, along with his wife, their child, and
the assistant manager, were accosted by a young black male who pulled a gun
and ordered them to freeze. As Mr. Alexander lunged for the gun, one shot was
fired killing him instantly.
David Shelton pleaded guilty to this murder and received a sixty-year
sentence. As part of the plea bargain, Mr. Shelton agreed to testify against the
appellant; however, prior to trial, he advised the state that he was going to refuse
to testify for fear of retaliation by other inmates. At a pre-trial hearing held out of
the presence of the jury before the trial started, Mr. Shelton acknowledged that
he had been truthful when he testified under oath as to the appellant's
involvement in the crime; however, he had since become concerned for his
safety should he be regarded in prison as a "snitch." Upon being questioned
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about his reluctance to testify at trial, the following dialogue occurred:
A. Well, when you're--when you're in a-- in a prison or
whatever, and you get regarded or get labelled as a
snitch, then, therefore you get-- put your life on the
line. So--
Q. Okay.
A. That's why I feel reluctant.
Q. And who advised you that?
A. Who advised me of what?
Q. Where have you found out about being a snitch, what
happens to you?
A. I've seen it. I've seen it.
Q. Have you had any specific threats made to you?
A. Well, indirect, but you know --
Q. Direct or indirect threats?
A. Yeah
Q. Not by this defendant.
A. No.
When the prosecutor referred to the possibility of transferring Mr. Shelton to
another correctional facility for protection against the appellant, Mr. Shelton
responded:
"[w]ell, I don't think it's -- it's -- it's against Mr. Jones, you
understand. It's against any facility any facility. When they -
- when you have a jacket put on you, something in your
jacket, ain't no telling who gets that jacket and there ain't no
telling who runs their mouth. I mean guards in an institution
do the same thing, you understand. So you're not just
guarding me from Mr. Jones or --or-- or if you transfer me to
another facility, out of state. Even out of state, you know,
what I'm saying. Something still could happen. You know,
it's not a guarantee that I'll be protected."
Near the end of the jury-out hearing, the judge told Mr. Shelton that he
would be held in contempt of court if he refused to testify. The trial judge
explained that contempt carries a $50.00 fine and a ten-day jail sentence.
Recognizing that the threat of a fine and ten days in jail would hardly persuade
an impecunious prisoner serving a sixty year prison sentence to do anything, the
trial judge added that he thought being held "continuously in contempt" would
affect other aspects of Mr. Shelton's incarceration including his "good and honor
time, and whatever else would have to do with [his] being paroled at some
point." However, the trial judge insisted that he was "not trying to force the truth
or force something that wouldn't be true, just to be insisting on [Mr. Shelton]
testifying, but [he was] trying to be fair." Moreover, the judge directed the
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witness' attorney to look into the possible repercussions for his incarceration and
to discuss that with him.
Immediately before the trial began, a second jury-out hearing was held at
which Mr. Shelton was asked questions by counsel for both parties. He testified
under oath that the appellant was with him when he killed the victim, that the
appellant had planned the robbery and provided the gun. On cross-examination,
Mr. Shelton admitted that, earlier, he had told the defense attorney that he had
gotten the gun from some guy who owed him money for cocaine. He said he did
not remember what the appellant's part in planning the robbery was; however,
on redirect, he said that the appellant provided information on the closing times
and procedures at the Steak and Ale as the appellant had worked at the
restaurant. Mr. Shelton also testified on redirect that the gun obtained as a
result of the drug transaction was not the one given him by the appellant though
he acknowledged on recross that he had previously told the defense attorney
that the murder weapon was the gun that he had obtained for cocaine.1 After
direct, cross, redirect, and recross examination, Mr. Shelton was being
questioned on re-redirect when he adamantly refused to "answer anymore
questions, anymore questions, period."
The trial judge found that the direct, cross, redirect and recross
examinations of Mr. Shelton from the second jury-out hearing were admissible
pursuant to Rule 804(b)(1), Tenn.R.Evid. However, the judge agreed that all
testimony subsequent to the recross examination failed to meet the 804(b)(1)
standard.2 At trial, when Mr. Shelton refused to answer any questions, the jury
was read the transcript of the pre-trial hearing which consisted of the testimony
outlined in the preceding paragraphs.
1
The murder weapon given to him by the appellant was a .32 caliber. The
weapon he received in the drug transaction was a .38 caliber.
2
To be admissible under Rule 804(b)(1), the party against whom former
testimony is offered must have had both an opportunity and a similar motive to
develop the testimony by direct, cross, or by redirect examination.
4
Once the trial began, the state began its case with the testimony of
Rhonda Alexander, the wife of the victim. She said that she, her husband and
their four-year old daughter were leaving the Steak and Ale around 4:00 a.m.
when a man with a gun appeared first telling them to freeze, after which he shot
her husband. Ms. Alexander testified that she did not recognize the man who
shot her husband and could only say that he had on a light-colored shirt.
However, she knew the appellant as someone who had been employed at Steak
and Ale under her husband's management.
The state's next witness, Sean Dean, was also an employee at the Steak
and Ale. He witnessed the murder as he was leaving the restaurant during the
early morning hours of May 6, 1991 with the victim and his family. At trial, he
testified that the gunman had on a hat, an off white shirt and dark pants. He
identified a shirt presented to him by the prosecutor as one which would be
consistent with that worn by the perpetrator.
The state called two witnesses who were in the vicinity of the Steak and
Ale at the time the crime occurred. Michael Scott Hambrick was talking with a
friend in a parking lot adjacent to the Steak and Ale on the morning of the
murder when he heard a gunshot. Moments later, he saw two black males
running away from the Steak and Ale. He testified that one of the men had on a
"white garment, like a shirt." He could not identify the appellant as one of the
men whom he had seen on that night.
Another witness, Mark Gunn, was on his way to a gas station at
approximately 3:50 in the morning when he saw two black males who were in
their early twenties standing at each side of the front door of the Steak and Ale
facing one another. He testified that one of the men was around 5'8" and the
other, who had on a white shirt, was shorter. The taller individual was wearing
red and carried what appeared to be a backpack. At trial, Mr. Gunn testified that
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the appellant appeared similar in height and skin tone to the shorter man he saw
on the night of the crime; however, he could not say that the appellant was the
same man. Subsequent to reporting what he had seen to the police, Mr. Gunn
was shown two to three hundred photographs of black males in photographic
lineups. He never recognized any of the men's pictures and, on cross-
examination, he testified that approximately 75 of these men had skin tones
similar to the appellant.
The state's next witness was a former temporary roommate of the
appellant's. He said that he and the appellant had worked together at a
Longhorn Steak restaurant and had lived together for a few weeks around the
end of March and the first part of April of 1991. He identified the bag which was
found near the scene of the crime as one which had been in the closet of his
bedroom at their apartment; however, he did not know to whom the bag
belonged. Utilizing an aerial photograph, he also showed the jury a trail which is
a shortcut from their apartment to the Steak and Ale.
Linda Lakip, a former girlfriend of the appellant's, was the state's next
witness. She said they had been romantically involved around 1983 and had
since become only friends. Ms. Lakip testified that six months after the murder,
the appellant talked with her. He told her that David Shelton had committed the
murder and that his own gun had disappeared about the time of the crime. He
also told her that Mr. Shelton had questioned him regarding the closing
procedures of the Steak and Ale restaurant just three to four weeks prior to the
murder, but he did not know why. When she confronted him about his own
participation in the crime, Ms. Lakip said that the appellant denied any
involvement.
Several police officers testified at trial regarding the evidence recovered
from the crime scene. One investigator who was called to the scene of the crime
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testified as to several items that were found in a grassy wooded area behind the
Steak and Ale. Among the items were a pistol, a duffel bag with a pair of
scissors inside, one brown glove, and black jogging pants. Testimony from
another police officer revealed that the gun they found was a .32 caliber Smith
and Wesson. The gun was loaded with six bullets, one of which had been fired.
An employee of the Tennessee Bureau of Investigation Crime Laboratory
testified at trial that it was his opinion that the bullet recovered from the body of
the victim had been fired from the .32 caliber Smith and Wesson revolver found
at the crime scene. Another police officer testified that his dog tracked a human
scent from beside the Steak and Ale to the parking lot of the Castile Apartment
complex which is where the appellant and Mr. Shelton shared an apartment.
The complex was located directly behind the Steak and Ale restaurant.
At trial, police detective Johnny Lawrence testified about an interview he
had with the appellant after obtaining suspicious information from Ms. Lakip.
The appellant's statement was recorded on audio tape, and the tape was played
for the jury. In the interview, the appellant revealed that his then roommate, Mr.
Shelton, had implicated himself as the murderer in a conversation with the
appellant on the day following the crime. The appellant said that Mr. Shelton
often wore sweat pants and sweat shirts. When shown a photograph of some
sweatpants found at the crime scene, the appellant responded that he had seen
them before and added that they were turned inside out in the picture.
In a May 14, 1992 interview with another police detective, Larry Flair, the
appellant said that he first learned of the crime on Sunday morning from the
manager of the Longhorn Steak house where he was employed. He also told
the detective that he read about the crime in the Sunday paper and saw it on the
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news Sunday evening. Later on Sunday evening, Mr. Shelton returned to the
apartment he shared with the appellant and confessed that he had been the
murderer in the Steak and Ale incident. Soon afterward, Mr. Shelton moved
away from town.
Mr. Flair testified that he became suspicious of the appellant because the
murder occurred too late to have been reported in the Sunday paper. He,
therefore, interviewed the appellant again the following day. In the second
interview, the appellant stated that he was awakened by Mr. Shelton between
4:00 and 4:30 on Sunday morning, May 6, 1991. He was wet and wore only
black gym shorts and shoes. Mr. Shelton told the appellant that he had "fucked
up." He also told the detective that Mr. Shelton had asked him details about the
closing procedures at the Steak and Ale. He responded that he recognized
some of the clothing recovered from the crime scene as Mr. Shelton's, as Mr.
Shelton owned very little clothing. He also recognized the blue duffel bag as
belonging to Mr. Shelton. He admitted that the scissors found at the crime
scene were his own. The appellant said that he told his girlfriend, Tammy
Donnelly, about the crime and that they decided she should call Crime Stoppers.
Darren Williams, another prosecution witness, met and became a
roommate of Mr. Shelton's several months after the murder. Upon learning from
a television report that Mr. Shelton was wanted by the authorities for
questioning, Mr. Williams confronted Mr. Shelton. Mr. Shelton admitted that he
shot the victim at the Steak and Ale. He also told Mr. Williams that the
appellant was with him. The trial judge instructed the jury that Mr. Williams'
testimony about the statement by Mr. Shelton was not to be considered
substantively but was only offered to show why the police arrested Mr. Shelton.
8
The appellant offered no proof in this case.
I.
First, we address the appellant's contention that the trial court erred by
admitting the transcript of the prior testimony of Mr. Shelton as substantive
evidence against him. The appellant concedes that the testimony of Mr. Shelton
technically meets the requirements of Rule 804(b)(1), Tenn.R.Evid., the hearsay
exception for former testimony. It is the appellant's position, however, that due
to "the coercive atmosphere in the courtroom," the testimony had no probative
value and its admission was plain error.
The appellant bases his argument upon the trial judge's references to
contempt as well as his suggestion that aspects of the appellant's incarceration
might be adversely affected should he refuse to testify, as heretofore outlined.
In addition, the appellant mentions that the trial judge told Mr. Shelton that he
could be subject to a perjury prosecution if he testified to a falsehood under
oath.
Initially we note that the trial judge was merely candidly disclosing to Mr.
Shelton the consequences of his actions. As discussed above, the judge
explained the effect of a contempt ruling at the request of defense counsel. The
appellant cited no authority to support his claim that the transcript of Mr.
Shelton's testimony should have been excluded because the atmosphere was
coercive in the courtroom. Therefore, this issue was waived. See Rules of the
Court of Criminal Appeals 10(b) (providing that issues in appellate briefs which
are not supported by citation to authority are to be treated as waived by this
Court); see also, State v. Killebrew, 760 S.W.2d 228, 231 (Tenn. Crim. App.
1988). Of course, the reason no authority was cited is that apparently none
exists. A coercive courtroom atmosphere might affect the credibility of the
absent witness' prior testimony, but not its admissibility. This issue has no merit.
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II.
In the appellant's next issue, he asserts that the state improperly
referenced Mr. Shelton's refusal to testify during closing argument creating an
inference that the appellant had threatened Mr. Shelton. It is the appellant's
position that these statements are prejudicial and constituted plain error. The
relevant portion of the prosecutor's argument which was the basis for the
complaint and the defense attorney's ensuing objection was as follows:
And he wants to say, well, why didn't he testify? Well, he did
testify. He testified under oath on you heard two different
occasions, under the threat of perjury. He testified. Why wouldn't
he testify in here? Just ask yourself, use your common sense.
Sixty years is hard to do looking at your back. For some strange
reason, you're not a snitch unless you testify before you twelve
people. He won't be labelled a snitch possibly in the penitentiary.
He won't get shanked while he's walking down the hall to go to the
bathroom.
MR. THOMPSON: Your Honor, I -- I'm sorry. I've got to object to
that. I just think that's not fair. There -- there's no proof in the
record regarding this.
THE COURT: That will be sustained. There's nothing in the
record to that effect. He's arguing his case, and I can understand
that he can argue his theory. And I'll give you that, but let's move
on back to, you know, what we're here about, more than what
could happen.
Earlier in the proceedings, the trial judge made it clear that the state should
refrain from any discussion which might imply that the appellant had threatened
Mr. Shelton.3
This Court has previously expressed its opinion that it is "elementary
knowledge to every practicing attorney" that "matters discussed in jury-out
hearings are not commented upon before the jury." State v. Elliott, 703 S.W.2d
171, 177 (Tenn. Crim. App. 1985). Additionally, we have condemned
prosecutors for misstating the evidence and misleading the jury as to the
inferences it may draw. See, e.g., State v. Philpott, 882 S.W.2d 394, 408
3
Concerning Mr. Shelton's apprehension about being labeled a "snitch," the trial
judge said, "I don't think that ought to be coming in here, that he's been
threatened because no matter how you look at that, that will be interpreted as if
this man threatened him."
10
(Tenn. Crim. App. 1994) (encouraging trial judges to "harness undisciplined,
blatant transgressions by counsel"). The prosecutor in this case certainly was
aware of the trial court's determination that nothing was to be presented to the
jury which might inaccurately imply that the appellant had threatened Mr.
Shelton. However, to find that the prosecuting attorney's words created such an
inference would be mere speculation. Indeed, it appears that his argument was
an appeal to the jurors' common sense about life in the penitentiary rather than
an attempt to suggest felonious behavior by the appellant. See generally, State
v. Brown, 795 S.W.2d 689, 696 (Tenn. Crim. App. 1990) (upholding as proper a
prosecutor's closing argument that "the jury should consider the evidence in light
of human experience and common sense.") While we cannot condone the
prosecutor's disregard for the trial judge's directions , there is nothing in the
record to indicate that his conduct was intentional. In light of the foregoing facts
and authorities, we do not find that the attorney's reference to Mr. Shelton's
concern was reversible error. This issue has no merit.
III.
Next, the appellant claims that the evidence adduced at trial was not
sufficiently corroborative of the incriminating testimony of the alleged
accomplice, Mr. Shelton. It is well established that, in Tennessee, a conviction
may not be based upon the uncorroborated testimony of an accomplice. State
v. Bigbee, 885 S.W.2d 797, 803 (Tenn. 1994); Monts v. State, 379 S.W.2d 34,
43 (Tenn. 1964). Whether a witness' testimony has been sufficiently
corroborated is a matter entrusted to the jury as the trier of fact. Id. In Bigbee,
the Tennessee Supreme Court recently discussed the nature of the rule as
follows:
[T]here must be some fact testified to, entirely independent of the
accomplice's testimony, which, taken by itself, leads to the
inference, not only that a crime has been committed, but also that
the defendant is implicated in it; and this independent
11
corroborative testimony must also include some fact establishing
the defendant's identity. This corroborative evidence may be direct
or entirely circumstantial, and it need not be adequate, in and of
itself, to support a conviction; it is sufficient to meet the
requirements of the rule if it fairly and legitimately tends to connect
the defendant with the commission of the crime charged. It is not
necessary that the corroboration extend to every part of the
accomplice's evidence. The corroboration need not be conclusive,
but it is sufficient if this evidence, of itself, tends to connect the
defendant with the commission of the offense, although the
evidence is slight and entitled, when standing alone, to but little
consideration.
885 S.W.2d 803 (quoting this Court's opinion in State v. Gaylor, 862 S.W.2d
546, 552 (Tenn. Crim. App. 1992).
This is not a case in which there was overwhelming convicting evidence.
However, as noted, there need only be "slight corroboration." In this case, there
was testimony that a duffel bag found at the crime scene was seen earlier at the
appellant's home by a temporary roommate. The appellant himself said that he
recognized the bag as one which belonged to Mr. Shelton. The appellant also
testified that the scissors found at the scene of the crime were his. There was
testimony from a former girlfriend of the appellant's, as well as from the
appellant, that he had discussed the closing times of the Steak and Ale
restaurant with Mr. Shelton. While the appellant offered as an explanation for
these suspicious bits of evidence the fact that Mr. Shelton was his roommate,
the jury was entitled to infer an inculpatory meaning from them. Finally, the
appellant's inconsistent statements to the police concerning when and under
what circumstances he first saw Mr. Shelton after the crimes was evidence that
his exculpatory statements were not accurate. Because these facts legitimately
connected the appellant to the commission of this crime, the incriminating
testimony of the accomplice, Mr. Shelton, was sufficiently corroborated. This
issue has no merit.
IV.
In his final issue, the appellant contests the sufficiency of the convicting
evidence. The principles which govern this court's review of a conviction by a
12
jury are well established. This court must review the record to determine if the
evidence adduced at trial was sufficient "to support the finding of the trier of fact
of guilt beyond a reasonable doubt." Tenn. R. App. P. 13(e). This rule is
applicable to determinations of guilt predicated upon direct evidence,
circumstantial evidence, or a combination thereof. State v. Matthews, 805
S.W.2d 776, 779 (Tenn. Crim. App. 1990).
A jury verdict of guilty, approved by the trial judge, accredits the testimony
of the state's witnesses and resolves all conflicts in favor of the theory of the
state. State v. Williams, 657 S.W.2d 405, 410 (Tenn. 1983); State v. Hatchett,
560 S.W.2d 627, 630 (Tenn. 1978). On appeal, the state is entitled to the
strongest legitimate view of the evidence and all reasonable and legitimate
inferences which may be drawn therefrom. State v. Cabbage, 571 S.W.2d 832,
835 (Tenn. 1978). Moreover, a verdict against the appellant removes the
presumption of innocence and raises a presumption of guilt on appeal, State v.
Grace, 493 S.W.2d 474, 476 (Tenn. 1973), which the appellant has the burden
of overcoming. State v. Brown, 551 S.W.2d 329, 330 (Tenn. 1977).
In examining the sufficiency of the evidence, this court does not
reevaluate the weight or credibility of the witnesses' testimony as these are
matters entrusted exclusively to the jury as the triers of fact. State v. Sheffield,
676 S.W.2d 542, 547 (Tenn. 1984); State v. Wright, 836 S.W.2d 130, 134
(Tenn. Crim. App. 1992). Nor may this court substitute its inferences for those
drawn by the trier of fact from circumstantial evidence. Liakas v. State, 199
Tenn. 298, 305, 286 S.W.2d 856, 859 (1956). The relevant question on appeal
is whether, after viewing the evidence in the light most favorable to the state, any
rational trier of fact could have determined that the essential elements of the
crime were established beyond a reasonable doubt. Tenn. R. App. P. 13(e);
Jackson v. Virginia, 443 U.S. 307, 314-324, 99 S. Ct. 2781, 2786-2792, 61 L.
Ed. 2d 560 (1979).
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In this case, the jury, the exclusive arbiter of credibility, obviously
believed the testimony of Mr. Shelton which implicated the appellant. As
discussed in the preceding issue, there was sufficient evidence which
corroborated the accomplice testimony. Any rational trier of fact could have
determined that the appellant was guilty beyond a reasonable doubt. This issue
has no merit.
Finding no merit to any issue, the judgment is affirmed.
______________________________
JERRY SCOTT, PRESIDING JUDGE
CONCUR:
_________________________________
JOE B. JONES, JUDGE
_________________________________
PAUL G. SUMMERS, JUDGE
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