Willie Dockins v. State of Tennessee ( 2011 )

IN THE COURT OF CRIMINAL APPEALS OF TENNESSEE
AT JACKSON
Assigned on Briefs September 14, 2010
WILLIE DOCKINS v. STATE OF TENNESSEE
Direct Appeal from the Criminal Court for Shelby County
No. P-26256 John T. Fowlkes, Jr., Judge
No. W2008-02809-CCA-R3-PC - Filed January 31, 2011
A jury convicted the petitioner, Willie Dockins, of first degree murder. The trial court
sentenced him to life imprisonment with the possibility of parole. On direct appeal, this court
upheld the conviction and sentence. The petitioner filed a pro se petition for post-conviction
relief and two amended petitions for post-conviction relief alleging ineffective assistance of
counsel at trial and on direct appeal. The post-conviction court denied relief, and the
petitioner now appeals. Following a review of the parties’ briefs, the record, and applicable
law, we affirm the denial of post-conviction relief.
Tenn. R. App. P. 3 Appeal as of Right; Judgment of the Criminal Court Affirmed
J.C. M CL IN, J., delivered the opinion of the court, in which A LAN E. G LENN and D. K ELLY
T HOMAS, J R., JJ., joined.
Jerri D. Mauldin (on appeal) and John Parker (at trial), Memphis, Tennessee, for the
appellant, Willie Dockins.
Robert E. Cooper, Jr., Attorney General and Reporter; Matthew Bryant Haskell, Assistant
Attorney General; William L. Gibbons, District Attorney General; and Rachel Newton,
Tracye Jones and Tom Hoover, Assistant District Attorneys General, for the appellee, State
of Tennessee.
OPINION
Background
A Shelby County grand jury indicted the petitioner, Willie Dockins, for one count of
first degree murder. Before the petitioner’s jury trial, the court held a competency hearing.
The evidence at the hearing, as summarized in this court’s opinion on direct appeal, was as
follows:
Dr. Samuel Craddock, a clinical psychologist from the Middle
Tennessee Mental Health Institute, testified during the competency hearing
that he evaluated [the petitioner] during the period from April 21 to May 14,
1998. After evaluating [the petitioner], Dr. Craddock formed the opinion that
[the petitioner] was competent to assist counsel and further, there would be no
basis for asserting an insanity defense at trial. Dr. Craddock also evaluated
[the petitioner] on the morning of the competency hearing[,] and Dr. Craddock
found no substantial change in [the petitioner]’s condition.
On cross-examination, Dr. Craddock acknowledged that Dr. Wyatt
Nichols had concluded that [the petitioner]’s competency and sanity were
“questionable.” However, Dr. Craddock also noted that [the petitioner] had
been uncooperative at the time of Dr. Nichols’ evaluation and as a result, the
assessment could not be completed. Dr. Craddock also testified that even if
[the petitioner] was hearing voices as he claimed, that would not interfere with
his ability to concentrate, function, or participate at trial.
[The petitioner] testified that he had been hearing the voice of the
victim and the victim had even visited him in his cell. [The petitioner] also
testified that he had attempted to commit suicide.
A letter submitted to the trial court from Larry Southard, Director of
Forensic Services for the Middle Tennessee Mental Health Institute, states that
after completing an evaluation, the clinical staff was of the opinion that [the
petitioner] is able to “adequately assist in his defense in a court of law.” The
staff based this determination on findings that [the petitioner] “does
understand the charges pending against him and the consequences which may
follow and he is able to advise counsel and participate in his own defense.”
In addition, the staff concluded that a defense of insanity could not be
supported in this case.
At the conclusion of the competency hearing, the trial court found that
[the petitioner] was competent to stand trial. The trial court stated that it
appeared from [the petitioner]’s testimony that he was “competent and
knowledgeable of his circumstances and the background of the case and his
situation.” The trial court also noted that it was apparent that [the petitioner]
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understood that he had not actually heard the voice of the victim and instead,
such occurrences were simply nightmares.
State v. Willie Dockins, No. W1998-00354-CCA-R3-CD, 2000 WL 763965 at *4-5 (Tenn.
Crim. App. at Jackson, June 8, 2000).
This court’s opinion on direct appeal summarized the evidence at the petitioner’s jury
trial as follows:
Jewell Rogers testified that on January 26, 1996, she was living in a
house on Leath Street with her granddaughter Jewell Jones, the victim in this
case. That same date, Rogers took the victim to a dance at school. The victim
subsequently returned to the home on Leath Street, where Rogers saw her
talking to two young men outside. The victim then came into the house and
stated that she had been shot. Shortly thereafter, the victim fell into Rogers’
arms and Rogers could see that she had blood coming out of her mouth. The
victim died a short time later.
Matoya Perry testified that she was a friend of the victim. While Perry
was at a school dance on January 26, 1996, she observed an altercation
between her cousin and the co-defendant, Jerry Jones. When Perry
subsequently went outside, the co-defendant took his shirt off and approached
her “like he was ready to fight.” At this point Perry put her coat down and she
was immediately stabbed by the co-defendant’s sister. Perry then began
fighting with the co-defendant’s sister. After the fight ended and Perry
attempted to leave the school parking lot, the co-defendant approached Perry
with a gun. Perry and a nearby group of individuals ran away and Perry
eventually reported the incident to the police.
Travis Davidson, the victim’s cousin, testified that after the school
dance on January 26, 1996, he observed two crowds in an area where some
individuals were “throwing blows,” but he could not identify the individuals.
Davidson also observed the co-defendant run up the street and yell that he was
going to get a gun. Davidson could also see that the co-defendant was not
wearing a shirt and his face was bleeding. At this point, Davidson and the
victim ran to their grandmother’s house.
Davidson testified that a group consisting of [the petitioner], the
co-defendant, and some other individuals subsequently came to his
grandmother’s house and began asking questions about somebody with whom
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they had been fighting. The group left, but [the petitioner] and the
co-defendant subsequently returned to the house. Davidson eventually went
in the house while the victim remained outside with [the petitioner] and the
co-defendant. Davidson then heard a boom and when he looked outside, he
saw [the petitioner] and the co-defendant running away.
DaRobert Jones, Davidson’s brother, testified that after the dance at the
school, he was involved in a fight between the Leath Street group and the
Scutter Field group. Jones observed that while he was fighting on behalf of
the Leath Street group, the co-defendant was fighting on behalf of the Scutter
Field group. Jones subsequently left the fight when “[s]omebody screamed out
in the crowd that they were going to get a gun.”
Jones testified that after the fight, he went to his grandmother’s house.
Jones subsequently observed the victim outside talking to the co-defendant and
an individual who was wearing a skull cap. Shortly thereafter, Jones heard a
“pow” and when he looked outside, he saw the “guy with the skull cap running
with a gun in his hand” along side the co-defendant. Jones noticed that the gun
was a chrome revolver.
Marcus Pearson testified that he observed the fight after the school
dance and he saw “some boys off Leath Street” jump on the co-defendant and
injure him. Pearson subsequently went with [the petitioner], the co-defendant,
and two other individuals to Leath Street in order to obtain the names of the
people who had injured the co-defendant. The group eventually ended up at
the residence of the victim on Leath Street where they had a conversation with
Davidson. During the conversation, the group questioned Davidson about the
names of the individuals who had been in the fight and they asked Davidson
where his brother was. Thereafter, Pearson and the two other individuals
parted company with [the petitioner] and the co-defendant. When Pearson left,
he heard [the petitioner] say that he was “going to do something bad.”
Pearson testified that later that same day, he played basketball with [the
petitioner]. At that time, [the petitioner] told Pearson that he had shot the
victim after she said something to him. [The petitioner] also told Pearson that
immediately before he shot the victim, he told her “it ain’t going to be nothing,
[B****].” Pearson also saw [the petitioner] with a revolver that had a purple
handle.
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Michael Tart testified that he assisted the co-defendant in the fight after
the school dance. After the fight, Tart accompanied the co-defendant to his
house, where the co-defendant retrieved a silver gun with a purple handle.
Tart then saw Pearson approach the residence and he heard Pearson say, “let’s
go get them.” The co-defendant and Pearson then attempted to leave, but they
were stopped by the co-defendant’s mother.
Tart testified that after the co-defendant’s mother left, a group
consisting of [the petitioner], the co-defendant, Tart, Pearson, and another
individual formed and eventually left the residence. When Tart began walking
away from the group, [the petitioner] stated, “if you ain’t with us, you without
us.” Tart then rejoined the group and the group went to the home of the
victim’s grandmother. When the group arrived, they asked for Davidson to
come outside and when he refused, [the petitioner] “got mad” and stated, “we
need to quit bull-[sh****ng] around.” Tart then became confused because he
believed that the group’s purpose was to “fight and get some names.”
Tart testified that at this point, the group started to walk away. [The
petitioner] then told three members of the group to leave, and he asked the
co-defendant for a gun. The co-defendant then reached into his pocket and
shortly thereafter, Tart saw [the petitioner] holding a silver gun with a purple
handle. As Tart and the others left, he saw [the petitioner] and the
co-defendant walking back in the direction of the victim’s residence. Tart
subsequently heard a gunshot.
Tart testified that [the petitioner] had repeatedly asked the co-defendant
for the gun before the shooting. Tart was not sure why [the petitioner] had
joined the group, other than “[the petitioner] just came by to be nosey and to
start something at the time.”
Roosevelt Taylor testified that he was with the group that went to the
residence of the victim on January 26, 1996. Before they got to the house on
Leath Street, Taylor observed that the co-defendant was holding a chrome gun.
Taylor left the group after they arrived at the house, but he encountered [the
petitioner] a short time later. At that time, [the petitioner] gave Taylor the gun
and told Taylor to “get rid of it.” [The petitioner] stated that he had shot the
victim in the chest. [The petitioner] also told Taylor that “he was trying to get
the boy to come out the house, and the boy wouldn’t come out the house. So
he shot the girl in the chest.”
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Taylor testified that after [the petitioner] gave him the gun, he colored
the handle blue and hid it in his sister’s residence. Taylor’s sister subsequently
gave the gun to the police.
Officer Cham Payne of the Memphis Police Department testified that
he recovered the gun in this case. All parties stipulated that the bullet
recovered from the body of the victim was fired from the gun.
Dr. Wendy Gunther testified that she performed an autopsy on the body
of Jewell Jones. During the autopsy, Dr. Gunther observed that there was one
bullet wound on the left breast and Dr. Gunther recovered one bullet from the
body. Dr. Gunther opined that the victim died from a gunshot wound through
the heart. Dr. Gunther also opined that the bullet’s path was consistent with
a gun pointed at the chest.
Sergeant Ottis Stewart of the Memphis Police Department testified that
he interviewed the co-defendant as part of his investigation of this case.
During the interview, the co-defendant stated that he was with [the petitioner]
when [the petitioner] shot the victim with a chrome revolver that had a purple
handle. The co-defendant also stated that before [the petitioner] shot the
victim, he heard [the petitioner] say, “There ain’t no love lost.”
Lieutenant A.M. DeWitt of the Memphis Police Department testified
that he interviewed [the petitioner] as part of his investigation of this case.
During the interview, [the petitioner] stated that when he learned that the
co-defendant had been in a fight and Tart had failed to assist the co-defendant,
he became angry and stated, “Man, I’ll help you fight. I’ll come up there
everyday after school and help you fight.” [The petitioner] also stated that
Taylor and Pearson then said, “We need to get clicked up, to get some more
N-----s, and fall on Leath Street and take care of our business.” [The
petitioner] stated that in response, he told the co-defendant that he would go
with him. [The petitioner] admitted in his statement that the reason he and the
other members of the group went to Leath Street was to “fight the boys who
jumped on [the co-defendant] because they all lived on Leath Street.” [The
petitioner] also stated that when the group arrived at Leath Street, Pearson
said, “One of the dudes live right here and his name is Travis.” [The
petitioner] stated that the group then questioned Davidson about the fight, and
Davidson denied fighting the co-defendant. [The petitioner] also told the
police that after Davidson went back in the house and came back out, [the
petitioner] told him “You-all need to quash this [sh**],” and he told Davidson
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to shake the co-defendant’s hand. [The petitioner] stated that when Davidson
refused to shake the co-defendant’s hand, [the petitioner] “told that little dude
Travis that he making it seem like it ain’t through with the situation.”
[The petitioner] testified that while he and the co-defendant were
walking to the home of the victim on Leath Street, he confiscated the gun from
the co-defendant in order to avoid getting into trouble. [The petitioner] also
testified that while he was talking to the victim, he accidently dropped the gun.
When the victim questioned [the petitioner] about the gun, [the petitioner]
picked up the gun and pulled the trigger in order to show the victim that the
gun was not loaded, which caused the gun to fire accidentally. [The petitioner]
and the co-defendant then ran away from the scene.
[The petitioner] testified that even though the victim screamed when the
gun was fired, he was not aware that he had shot her. [The petitioner]
admitted that after he ran from the scene, he gave the gun to Taylor because
he “didn’t want to get caught with the weapon.”
[The petitioner] admitted that when he gave his statement to the police
after the shooting, he lied to them when he stated that the co-defendant was the
one who shot the victim. [The petitioner] testified that he lied to the police “so
it make [him]self look innocent.”
Id. at *1-4.
The jury convicted the petitioner of first degree murder, and the trial court
subsequently sentenced him to life imprisonment in the Tennessee Department of Correction.
The petitioner appealed his conviction to this court, and we affirmed the judgment of the trial
court. Id. at *1.
On March 19, 2002, the petitioner filed a pro se petition for post-conviction relief
alleging ineffective assistance of counsel. The trial court appointed post-conviction counsel
who filed two amended petitions for post-conviction relief. The post-conviction court held
hearings on the merits of the petitions on August 25 and November 16, 2006.
During the hearings, the petitioner testified that he was serving a sentence of life with
the possibility of parole for his first degree murder conviction. Trial counsel represented the
petitioner during his trial and on appeal. The petitioner stated that he filed a petition for post-
conviction relief raising the issues of ineffective assistance of counsel and “other problems
that [he] had with [trial counsel]’s representation of [him].”
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The petitioner testified that one problem that he had with his trial counsel was that he
was “inadequately prepared to testify” because trial counsel “did not take the time to prepare
[him] for [his] testimony.” The petitioner felt that trial counsel’s placing him on the stand
to testify unprepared damaged his case more than it helped it because “[he] had self-
incriminated [himself] in regards to what happened and [trial counsel] didn’t investigate and
take time to locate witnesses [who were] available to corroborate [his] testimony.” He said
that trial counsel did, however, have an investigator to help him with the case.
According to the petitioner, trial counsel should have interviewed witnesses, such as
his co-defendant’s mother, Ms. Jones, who could testify to his “presence of mind and intent.”
He stated that he intended to go to the victim’s home to get the names of the people who had
assaulted the co-defendant so Ms. Jones could report them to the police. The petitioner said
he understood that, legally, he could have formed his intent in an instant; however, he also
said that Ms. Jones’s testimony would have rebutted the state’s argument that the petitioner
went to the victim’s home to “seek revenge or retaliate.” He stated that he did not obtain the
gun until the group arrived at the victim’s home.
The petitioner recounted how he shot the victim and repeated that he did not think that
the gun was loaded because his “co-defendant [was] playing with a gun with no bullets in it.”
He stated that, at trial, no one testified that the gun was not loaded, but Mr. Pearson and Mr.
Tart, both of whom the state called as witnesses, could have testified in that regard. The
petitioner stated that trial counsel asked Mr. Pearson whether the gun was loaded during
cross-examination, and Mr. Pearson said that it was not.
The petitioner testified that he also had a problem with how the state presented the
gun at trial. He explained that
[t]he problem that [he] had with the weapon presentation was [that] only the
frame was presented[,] . . . and the cylinder was not included with the frame.
And by the cylinder being left out, it undermined my defense and my
contention that . . . I was led to believe that the gun was unloaded . . . because
by the cylinder not being included with the frame, I couldn’t show where the
latch was broken off . . . and . . . how you can look into the cylinder.
The petitioner said that he did not remember that the frame of the gun did not have the
cylinder until after he had finished testifying. He also said that trial counsel attempted to
address the issue in his motion for a directed verdict, which the court denied. According to
the petitioner, the court denied the motion for a directed verdict because trial counsel “didn’t
get a chance to get a proper understanding of what [he] was trying to say and explain to him.”
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The petitioner said that he understood that the trial judge wanted the state to present the gun
in two pieces, but the second piece, which was the cylinder, was not in the courtroom
“period.” The petitioner stated that he felt the ballistic examiner’s testimony would have
corroborated his testimony that he did not believe the gun was loaded. Trial counsel did not
call a witness to testify about the gun. During the trial, the state entered into evidence
photographs of the gun in its complete state, but the photographs did not show the missing
latch.
The petitioner said that during the pendency of his trial, doctors from Midtown Mental
Health and the Middle Tennessee Mental Health Institute performed mental examinations
on him. The Middle Tennessee Mental Health Institute was in Nashville, and the petitioner
stayed there for thirty days. When the petitioner came back to Memphis for his trial, the
doctors said that he was competent to stand trial, and he was able to assist trial counsel in the
presentation of his defense.
The petitioner neither received the records from his evaluation nor discussed the
evaluation with trial counsel. The petitioner said that trial counsel was upset that nobody had
consulted him regarding the petitioner’s mental health. The petitioner told trial counsel that
he had been admitted to facilities when he was around eight or nine years old because of
hyperactivity. The petitioner also told trial counsel that he had attempted suicide because
he heard voices while incarcerated in the county jail.
In the petitioner’s motion for new trial, the petitioner asserted that the court should
have declared him incompetent to stand trial. After trial, the petitioner and trial counsel did
not discuss the petitioner’s mental health records, visit to the Middle Tennessee Mental
Health Institute for treatment, psychological and mental problems, or his trial testimony. He
said that after the court announced the jury’s verdict, the only thing that trial counsel said was
that the petitioner “did the best [he] could” and that he would see him at the sentencing
hearing. The petitioner felt that he did the best that he could “[u]nder the circumstances.”
He explained that he “wasn’t prepared. [He] wasn’t instructed what to say or how to present
it and how to tell it.”
Before trial, the petitioner told trial counsel his version of the events, but they did not
discuss how they would present that information to the jury. The petitioner agreed that “all
[he] knew is that [he was] going to go to trial and [trial counsel] was going to defend [him]
. . . .” Trial counsel gave the petitioner a copy of the discovery in this case, and the petitioner
said that it only contained his and his co-defendant’s statements. The petitioner was unaware
of who would be testifying against him and that the witnesses had given inconsistent
statements that the petitioner’s co-defendant had committed the crime. The petitioner stated,
however, that trial counsel “did the best that he could” when he cross-examined the witnesses
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about their inconsistent statements. The petitioner did not tell trial counsel about any
potential witnesses or people to whom he should speak. The petitioner stated that he
“explained the situation [and] how everything had transpired” to trial counsel.
While incarcerated, the petitioner contacted the victim’s grandmother, Ms. Rogers,
through phone calls and letters. The state used the letters during the competency hearing to
show that the petitioner was competent to stand trial, and Ms. Rogers testified about the
phone calls and letters at the petitioner’s trial. The petitioner did not understand how the
court could have allowed the state to use the letters that he had written to Ms. Rogers to
establish his competency but not allow the petitioner to use them to show his intent at the
time of the crime.
The petitioner testified that he had a problem with the jury instructions in this case.
He stated that the jury instructions “included the nature of the conduct, the circumstances
surrounding the conduct, and the result of the conduct. But in [State v. Page], it was clearly
outlined that all homicide cases are a result of conduct.” The petitioner said that his
instruction was improper because the jury was only supposed to consider his intent and the
result of his conduct, not the nature of the conduct and the circumstances surrounding it. He
further said that the jury instructions “shifted the burden of proof from the State onto [the
defense.]” Upon questioning from the post-conviction court, the petitioner stated that trial
counsel did not ask for the jury instructions to which the petitioner was objecting. He said
that the trial court gave the jury their instructions; however, trial counsel did not object to the
instructions. The petitioner said that “[a]ccording to [State v. Page] . . . jury instructions
have been applied incorrectly since [the] 1989 sentencing penal code.” Trial counsel did not
include the allegedly erroneous jury instructions in the petitioner’s direct appeal.
The petitioner testified that the state incorrectly used a misdemeanor conviction to
attack his credibility during trial. He said that the rules of evidence state that parties may
only use a conviction for which a defendant served more than a year in the state penitentiary
to attack credibility, and his conviction was a misdemeanor for which he served thirty days.
Trial counsel represented the petitioner during his direct appeal. The petitioner stated
that trial counsel did not cite any authorities to support his arguments on appeal, which
resulted in the appellate court waiving his claims. The petitioner was unhappy with trial
counsel’s performance on appeal “because from [his] understanding[,] he [was] supposed to
have representation of counsel during all critical stages, and [he had] a right to adequate
counsel during [his] first appeal of a right.”
On cross-examination, the petitioner testified that he spoke with trial counsel
“between four to seven times” before trial. He said that during that time, trial counsel never
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advised him that he did not have to testify. The petitioner stated that he did not tell trial
counsel what he wanted him to say on his behalf during the trial.
The petitioner wanted trial counsel to assert as a defense that the petitioner was
incompetent when he committed the offense. The petitioner agreed that doctors had
evaluated him before the competency hearing, but he disagreed that he refused to cooperate
with one doctor. He said that, “[f]rom his understanding,” the doctors stated that he was
“agitated and hostile in his responses.”
Regarding the presentation of the gun, the petitioner said that he did not tell trial
counsel about the missing cylinder until after he had finished testifying. He said that trial
counsel included the issue of the state’s presentation of the gun in his motion for new trial.
According to the petitioner, the trial judge “probably decided” that the issue of the state’s
presentation of the gun was not important because trial counsel did not understand what the
petitioner told him about the gun.
The petitioner stated that he had two attorneys who represented him before trial
counsel. He denied that one attorney who prepared him for trial before trial counsel
represented him told him that he had a choice whether to testify at trial. The petitioner also
denied telling trial counsel that he wanted to testify.
Patricia Jones testified that she was the mother of the petitioner’s co-defendant. She
stated that on the day of the offense, her son had come home upset because some children
had “jumped on him and his sister.” Ms. Jones spoke with police officers, and they advised
Ms. Jones to get the names of the children who had assaulted her children. She said that she
wanted the co-defendant to stay inside of the house, but she discovered he had left the house
when she went to take some food to her friend’s mother. Ms. Jones saw the co-defendant
dancing in the street with the petitioner standing nearby. She asked the co-defendant what
he was doing, and he told her that he was going to get the names of the children who had
jumped him. Ms. Jones did not observe any problems and said no one was around. Ms.
Jones went to deliver the food, and when she came back, ambulances and police cars were
around the area where she had seen the co-defendant and the petitioner. Ms. Jones testified,
on cross-examination, that she did not see the shooting.
Trial counsel testified that he had been licensed to practice law in Tennessee for
thirty-two years. He estimated that 50 percent of his practice was criminal. The court
appointed trial counsel to represent the petitioner because of a conflict with the public
defender’s office. Trial counsel spoke with the petitioner in the courtroom the day the court
appointed him to the case. After speaking with the petitioner, trial counsel spoke with the
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petitioner’s previous attorney who had been on the case for several months. Trial counsel
also made copies of the previous attorney’s file.
In preparation for trial, trial counsel met with the petitioner several times. Trial
counsel stated that the petitioner’s mental evaluations delayed the trial multiple times, but
they did not affect his trial strategy. He spoke with the petitioner “at least eight or nine
times” during the pendency of the case. Trial counsel said that he advised the petitioner that
he had the right not to testify. He also said that he and the petitioner prepared for trial and
rehearsed the petitioner’s testimony. He stated that he told the petitioner that aside from the
petitioner’s testimony, other possibilities for showing proof of the petitioner’s intent existed;
however, he later testified that “there weren’t really any alternatives to [the petitioner’s]
intent . . . . Only he could testify to that.”
Trial counsel stated that from the beginning of his representation of the petitioner, the
petitioner had said that he wanted to testify. Trial counsel said that the petitioner and the
victim were the only witnesses to the shooting, and the other witnesses were there before or
after the shooting. Trial counsel was aware of Mr. Pearson, Mr. Tart, and Mr. Taylor. He
saw their statements and spoke with them. Trial counsel said that they did not contribute
anything to the petitioner’s case other than their statements. Trial counsel was not aware of
any other witnesses who would have known about the incident.
Trial counsel visited the crime scene and said that it “indicated that there was a
possibility” that the gun was unloaded as the petitioner thought. Trial counsel explained,
“The medical proof came in, showing an upward trajectory of the bullet through . . . the left
shoulder on upward just grazing the heart. That seemed to indicate and seemed to show a
lot of semblance to [the petitioner’s] testimony . . . .” Trial counsel stated that this case
hinged on factual issues rather than legal issues.
Regarding the presentation of the gun, trial counsel testified that he “remembered the
gun was disassembled, and [he] thought it showed [that] . . . it was a gun that was falling
apart, basically. It was an older gun that had been found that day and [he] didn’t see any
problem with that.” He further testified that the state’s showing the gun in that condition
made it easier for him to argue the petitioner’s version of events.
Trial counsel stated that regarding his investigation and presentation of the petitioner’s
mental condition, the petitioner’s direct testimony established that he had received social
security disability benefits for mental disability. The evaluation performed in Memphis,
Tennessee, was inconclusive so the petitioner had an evaluation done in Middle Tennessee.
There was a pretrial competency hearing; however, trial counsel stated that, to his
knowledge, the parties did not bring the issue of the petitioner’s competency before the jury.
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Trial counsel spoke with the petitioner’s mother about testifying about the petitioner’s
mental condition at trial. He stated that “to the best of [his] knowledge,” the petitioner’s
mother would not come for the petitioner’s trial. Trial counsel said that he had her under a
subpoena, and she eventually agreed to attend the trial. According to trial counsel, the
petitioner’s family was uncooperative despite his efforts, and he had to purchase clothes for
the petitioner to wear during trial because his family would not bring clothes for him.
Trial counsel said that he could not remember the petitioner’s appeal. He said that he
and the petitioner “talked about the weight of the proof mainly and that was about the only
issue [they] presented” because the case was “fact driven.” Trial counsel testified that he did
not believe the outcome of the petitioner’s case would have been different had he handled
the case differently.
On cross-examination, trial counsel stated this his paralegal spoke with Mr. Pearson,
Mr. Tart, and Mr. Taylor. The paralegal went to the crime scene, but trial counsel was
unaware whether he spoke with anyone. He said that if the paralegal had spoken with
someone, it would have been in his presence. Trial counsel did not speak with Ms. Jones
and, initially, was unaware of whom she was. After reviewing some documents, trial counsel
recalled who Ms. Jones’s was. He remembered that Ms. Jones was at the crime scene. He
stated that the information that Ms. Jones provided to the investigator was consistent with
her testimony at trial and what the petitioner had said happened. Trial counsel could not say
whether Ms. Jones testimony would have helped the defense.
Trial counsel said that the petitioner described the gun used in this case as a“[p]ainted
blue . . . older gun.” Trial counsel did not recall the gun having any missing parts. He
likewise did not recall how the state presented the gun at trial but stated that he thought “it
was in three pieces.” Trial counsel said that the petitioner asked him on the day of the
motion for new trial to add the issue of the state’s presentation of the pistol. Trial counsel
“didn’t really understand what [the petitioner] was saying, but [he] did add that for the
record.” He said that the entire time he represented the petitioner, the petitioner told him that
he did not believe the gun was loaded when he shot the victim.
Trial counsel stated that he requested a mental evaluation of the petitioner because the
petitioner had received social security disability. Trial counsel did not receive any records
from the petitioner’s evaluation in Middle Tennessee until the day of the competency
hearing, but he could not recall whether he had requested them before then. Trial counsel
stated that although he got the records that day, the trial court gave him sufficient time to
review them. He further stated that nothing in the petitioner’s mental health evaluation
records caused him to question the petitioner’s condition or mental health.
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When asked whether the doctors’ noting that the petitioner was “isolated [and]
withdrawn” would affect the petitioner’s ability to testify at trial, trial counsel responded that
the petitioner “took over the court that day. That’s the way he testified.” Trial counsel
stated,
I explained to [the petitioner] ahead of time that I would be standing next to
the jury box for two reasons; one, so that I could make sure I could hear him,
therefore the jury could hear him; and two, so he could look the jurors in the
eyes as he testified face-to-face and look at me at the end of the jury so that I
can hopefully give him some signals and try to lead him through his testimony.
Trial counsel said that the petitioner went on “continuously” while testifying. While
testifying about why he did not think that the gun was loaded, the petitioner drew a diagram
to show the jury how the shooting happened. According to trial counsel, the petitioner was
“[v]ery calm, cool[,] and collected” while testifying. Trial counsel stated that the petitioner
“gave a bad impression to the jury in his attitude while he took over the courtroom.”
Trial counsel recalled the letters that the petitioner wrote to Ms. Rogers. Trial counsel
thought they had used the letters during the competency hearing but could not recall whether
the parties used them during the trial. He said that the petitioner’s letters were about dreams
he had about the victim and apologies to Ms. Rogers. Trial counsel said that the state may
have used the letters during Ms. Rogers’s testimony. He said the petitioner wanted the letters
as evidence during the trial; however, he did not remember whether he filed a motion in
limine to have the court exclude the letters as evidence.
Trial counsel said that he was sure he did research for the petitioner’s appeal, but he
could not specifically recall at the hearing. Trial counsel thought that “the main thrust of the
argument was the weight of the evidence.” He did not know whether he cited any case law
to support the argument, but he assumed that he did. He also “assume[d]” that if he did not
cite to case law in his appellate brief then the court would deem the issue waived but did not
know for certain.
Trial counsel believed that he stipulated that the bullet that killed the victim came
from the gun that the state introduced as an exhibit. Trial counsel did not recall whether he
spoke with the person who tested the gun. He stated that, normally, he would keep records
and information from his investigation of a case in his file, but he moved in 2000 and
discarded some records.
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Trial counsel did not think that he subpoenaed witnesses for the defense. He said that
the witnesses who testified for the state about the event surrounding the shooting “were good
defense witnesses” although the defense did not call them.
On redirect examination, trial counsel testified that he and the petitioner decided that
their “game plan” would be for the petitioner to admit everything except that he intended to
shoot the victim. Trial counsel said that they wanted to establish the angle at which the bullet
entered the victim, the petitioner’s theory, and the petitioner’s testimony for the jury. He
further said that to succeed in establishing their position, which he believed they did, the
petitioner had to admit to shooting the gun. He stated that the petitioner’s testimony did not
surprise him until “[the petitioner] became[,] in [his] opinion[,] very confident at the start of
his testimony and then he was pretty well torn up during the cross-examination.” Trial
counsel testified that he felt “adequately prepared in handling the competency hearing” and
that, generally, the issues in a competency hearing are uncomplicated.
Trial counsel said that he did not subpoena any witnesses for the trial because the state
called all relevant witnesses. He read the statements of other witnesses who the state did not
call as witnesses and said there were no surprises during the trial. Trial counsel stated that
the state offered the petitioner a plea agreement; however, the petitioner refused to accept it.
Trial counsel felt that he “did everything he could to represent the petitioner to the fullest of
[his] abilities” and stated that he was “very disappointed in the verdict. [He] thought it was
a winnable case, [and] it could have gone either way.”
After hearing the proof, the post-conviction court took the matter under advisement.
On November 13, 2008, the post-conviction court entered an order denying the petition for
post-conviction relief. In its order, the court found that the petitioner failed to show that
counsel was ineffective at trial or on appeal. The petitioner appeals the court’s denial of
post-conviction relief.
Analysis
On appeal, the petitioner argues that trial counsel was ineffective at trial for failing
to (1) sufficiently investigate and prepare for the testimony of trial witnesses; (2) make
meaningful objections at trial to the state’s presentation of evidence; (3) properly investigate
and present his mental condition before and during the offense; (4) adequately and fully
advise him of his right not to testify; (5) request appropriate and adequate jury instructions;
and (6) file an adequate and effective appellate brief on his behalf.
In order for a petitioner to succeed on a post-conviction claim, the petitioner must
prove the allegations of fact set forth in his petition by clear and convincing evidence. Tenn.
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Code Ann. § 40-30-110(f). On appeal, this court is required to affirm the post-conviction
court’s findings unless the petitioner proves that the evidence preponderates against those
findings. State v. Burns, 6 S.W.3d 453, 461 (Tenn. 1999). Our review of the post-conviction
court’s factual findings, such as findings concerning the credibility of witnesses and the
weight and value given their testimony, is de novo with a presumption that the findings are
correct. See id. Our review of the post-conviction court’s legal conclusions and application
of law to facts is de novo without a presumption of correctness. Fields v. State, 40 S.W.3d
450, 457-58 (Tenn. 2001).
To establish the ineffective assistance of counsel, the petitioner bears the burden of
proving that (1) counsel’s performance was deficient and (2) the deficient performance
prejudiced the defense rendering the outcome unreliable or fundamentally unfair. See
Strickland v. Washington, 466 U.S. 668, 687 (1984); see also Arnold v. State, 143 S.W.3d
784, 787 (Tenn. 2004). Deficient performance is shown if counsel’s conduct fell below an
objective standard of reasonableness under prevailing professional standards. Strickland, 466
U.S. at 688; see also Baxter v. Rose, 523 S.W.2d 930, 936 (Tenn. 1975) (establishing that
representation should be within the range of competence demanded of attorneys in criminal
cases). A fair assessment of counsel’s performance “requires that every effort be made to
eliminate the distorting effects of hindsight, to reconstruct the circumstances of counsel’s
challenged conduct, and to evaluate the conduct from counsel’s perspective at the time.”
Strickland, 466 U.S. at 689; see also Nichols v. State, 90 S.W.3d 576, 587 (Tenn. 2002).
Deference is made to trial strategy or tactical choices if they are informed ones based upon
adequate preparation. Hellard v. State, 629 S.W.2d 4, 9 (Tenn. 1982). The fact that a
particular strategy or tactical decision failed does not by itself establish ineffective assistance
of counsel. Goad v. State, 938 S.W.2d 363, 369 (Tenn. 1996). Prejudice is shown if, but for
counsel’s unprofessional errors, there is a reasonable probability that the outcome of the
proceeding would have been different. Strickland, 466 U.S. at 694. Both deficient
performance and prejudice must be established to prove ineffective assistance of counsel.
Id. at 697; see also Goad, 938 S.W.2d at 370. If either element of ineffective assistance of
counsel has not been established, a court need not address the other element. Strickland, 466
U.S. at 697.
1. Failure to sufficiently investigate and prepare for the testimony of trial witnesses
The petitioner first contends that trial counsel “failed to sufficiently investigate and
prepare for testimony of witnesses at trial, including but not limited to Marcus Pearson,
Michael Tart[,] and Roosevelt Taylor.” The petitioner claims that he was unaware of what
these witnesses’ testimony would contain, and trial counsel should have provided their
statements to him.
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The post-conviction court found that trial counsel “was prepared for the testimony of
all witnesses presented by the state during the trial of this matter” and that the “[p]etitioner
has failed to prove that trial counsel’s failure to call Ms. Jones prejudiced his case.” The
court further found that the petitioner failed to show that counsel rendered deficient
performance or that counsel’s performance prejudiced him. Trial counsel’s testimony, which
the post-conviction court clearly accredited, established that trial counsel not only reviewed
the statements of Marcus Pearson, Michael Tart, and Roosevelt Taylor, he also spoke with
each witness before trial. The petitioner testified at the post-conviction hearing that trial
counsel “did the best that he could” when cross-examining these witness. Furthermore, even
if we conclude that counsel was deficient for failing to sufficiently investigate potential
witnesses, the petitioner did not present Marcus Pearson, Michael Tart, Roosevelt Taylor, or
any other witnesses, besides Ms. Jones, at the post-conviction hearing. The presentation of
witnesses at the post-conviction hearing is generally necessary to prove that counsel’s failure
to present evidence resulted in prejudice to the petitioner. See Black v. State, 794 S.W.2d
752, 757 (Tenn. Crim. App. 1990). Regarding Ms. Jones, the petitioner testified that she
could have testified regarding his intent to discover the names of the children who had
jumped his friend. However, as the post-conviction testimony established, Ms. Jones was
not present at the time of the shooting, and the petitioner agreed that “the law says that intent
can be formed in an instant.” Thus, not having Ms. Jones testify at his trial did not prejudice
the petitioner. We conclude that nothing in the record preponderates against the
post-conviction court’s findings that the petitioner failed to show deficiency or prejudice.
The petitioner is not entitled to relief on this issue.
2. Failure to make meaningful objections at trial to the state’s presentation of evidence
Next, the petitioner argues that trial counsel “failed to make meaningful objections
to the [s]tate’s presentation of its evidence against [the petitioner], including the presentation
of the gun in a disassembled state.” The petitioner claims that it was important for the state
to present the gun assembled to corroborate his version of events. Trial counsel testified that
he thought the state’s presentation of the gun in a disassembled state showed that the gun
“was falling apart” and “was an older gun,” which supported the defense’s argument that the
petitioner accidently shot the victim. In addition, the petitioner did not bring this issue to trial
counsel’s attention until after his testimony and after the court had admitted the gun into
evidence. Despite this late notification, trial counsel included the issue in the motion for new
trial. The post-conviction court found that “trial counsel was not ineffective for making a
strategic decision to not object to the condition of the gun when it was introduced into
evidence.” The evidence does not preponderate against the trial court’s finding that counsel
was not deficient. Moreover, this court, on direct appeal, concluded that the petitioner
“failed to demonstrate any prejudice from the manner in which the trial court admitted the
gun into evidence.” Dockins, 2000 WL 763965 at *6. Accordingly, we conclude that the
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petitioner has not shown that trial counsel was deficient or that trial counsel’s failure to
object prejudiced him and is not entitled to relief on this issue.
3. Failure to properly investigate and present the petitioner’s mental condition before
and during the offense
For his third issue, the petitioner contends that trial counsel did not properly
investigate or present evidence concerning the petitioner’s mental state before and during the
crime. The petitioner asserts that had trial counsel been prepared for the competency hearing,
the petitioner could have been found incompetent to stand trial. Also, the petitioner argues
that trial counsel should have called Ms. Jones to testify regarding the petitioner’s mental
state at the time of the offense.
Trial counsel testified that he requested a mental evaluation of the petitioner after he
discovered that the petitioner had received social security disability benefits for mental
disability. Trial counsel received the records the day of the competency hearing; however,
he said that the court gave him enough time to review them. At the competency hearing,
medical testimony showed that the petitioner was competent to stand trial. The petitioner did
not present any evidence during the post-conviction hearing that he was incompetent to stand
trial. The post-conviction court, noting that doctors from the Middle Tennessee Mental
Health Institute reported that the petitioner was competent to stand trial, found that the
petitioner failed to show deficient performance by trial counsel or prejudice. The evidence
does not preponderate against this finding.
The petitioner further argues that trial counsel was deficient for failing to call Ms.
Jones as a witness to corroborate his testimony that he went to the victim’s house to get
information and did not intend to kill or harm her. Ms. Jones testified that some children had
jumped her son, and she needed their names to report to the police. She also stated that her
son, who was the petitioner’s co-defendant, told her that he was going to get the names of
the children who jumped him. According to her, before the shooting there were not any
problems and no one was arguing. The post-conviction court found that not having Ms.
Jones testify did not prejudice the petitioner, and it accredited trial counsel’s testimony that
the petitioner’s testimony discussed his mental state at the time of the crime. As we stated
above, Ms. Jones was not present at the time of the shooting, and the petitioner could have
formed his intent in an instant. We conclude that nothing in the record preponderates against
the post-conviction court’s findings that the petitioner failed to show deficiency or prejudice.
The petitioner is not entitled to relief on this issue.
4. Failure to adequately and fully advise him of his right not to testify
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For his next issue, the petitioner posits that trial counsel was deficient for failing to
“adequately and fully advise him concerning his right not to testify and similarly to properly
prepare him to testify.” The petitioner claims that because trial counsel did not advise him
that he had the right not to testify and because trial counsel could have presented his case
without his testimony, he felt that he had to testify when trial counsel told him he would be
taking the stand.
Conversely, trial counsel’s testimony was that he and the petitioner prepared for trial
and rehearsed the petitioner’s testimony. He stated that the petitioner went on “continuously’
while testifying and appeared “[v]ery calm, cool[,] and collected.” The post-conviction court
accredited trial counsel’s testimony and found that trial counsel “fully advised [the petitioner]
regarding his right to remain silent as well as his right to testify.” The post-conviction court
further found that trial counsel “properly prepared [the petitioner] for his testimony.”
Questions concerning the credibility of witnesses and the weight to be given their testimony
are for resolution by the post-conviction court. Henley v. State, 960 S.W.2d 572, 579 (Tenn.
1997). In addition, we afford the findings of fact of the post-conviction court the weight of
a jury verdict, and “the findings are conclusive on appeal unless the evidence in the record
preponderates against those findings.” Id. at 578. The record supports the post-conviction
court’s finding that trial counsel advised the petitioner of his right not to testify and
adequately prepared the petitioner for his testimony. Accordingly, we conclude that the
petitioner is not entitled to relief on this issue.
5. Failure to request appropriate and adequate jury instructions
Next, the petitioner argues that trial counsel “failed to request appropriate and
adequate jury instructions including one regarding [the petitioner’s] intent.” The petitioner
asserts that first degree murder is a “result[-of-]conduct crime and as such does not include
as an element that the actor engaged in a specified course of conduct to accomplish the
specified result.” He claims that with the instruction given by the trial court, the jury could
have wrongly concluded that the act of pointing a gun thought not to be loaded at the victim
could establish conduct that was an intentional killing. In support, the petitioner cites State
v. Page, 81 S.W.3d 781, 789 (Tenn. Crim. App. 2002), in which this court held that the trial
court committed reversible error in failing to instruct the jury that second degree murder
committed by a knowing killing of another was strictly a result-of-conduct offense.
However, Page was decided well after the petitioner’s trial, and is thus, inapplicable to trial
counsel’s conduct. The post-conviction court found that because this court decided Page
after the petitioner’s trial and the instruction regarding the definition of intentional conduct
was not erroneous, the petitioner failed to show ineffective assistance. We agree and
conclude that trial counsel was not ineffective for failing to object to the jury instructions.
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6. Failure to file an adequate and effective appellate brief on his behalf
Finally, the petitioner argues that when trial counsel did not cite to authority in his
appellate brief, he failed to file an adequate and effective appellate brief. On direct appeal,
this court noted that trial counsel failed to cite any authority in support of the issues
presented; however, this court did address each issue and ruled on the merits of them. While
counsel may have been deficient in failing to cite to authority in the petitioner’s appellate
brief, this court ultimately considered the merits of claim. Thus, the petitioner has failed to
show trial counsel’s failure to cite to authority in his appellate brief prejudiced him, and as
such, he is not entitled to relief.
Conclusion
Based on the foregoing, we affirm the judgment of the post-conviction court denying
post-conviction relief.
___________________________________
J.C. McLIN, JUDGE
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