Corey Lynn Clark v. State of Tennessee ( 2012 )


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  •         IN THE COURT OF CRIMINAL APPEALS OF TENNESSEE
    AT JACKSON
    Assigned on Briefs July 10, 2012
    COREY LYNN CLARK v. STATE OF TENNESSEE
    Appeal from the Circuit Court for Gibson County
    No. 7286     Clayburn L. Peeples, Judge
    No. W2012-00040-CCA-MR3-PC - Filed August 6, 2012
    The petitioner, Corey Lynn Clark, appeals the post-conviction court’s denial of his petition
    for post-conviction relief from his guilty plea conviction for second degree murder, arguing
    that he received the ineffective assistance of counsel, which caused him to enter an
    unknowing and involuntary guilty plea. After review, we affirm the denial of the petition.
    Tenn. R. App. P. 3 Appeal as of Right; Judgment of the Circuit Court Affirmed
    A LAN E. G LENN, J., delivered the opinion of the Court, in which J OHN E VERETT W ILLIAMS
    and C AMILLE R. M CM ULLEN, JJ., joined.
    J. Daniel Rogers, Medina, Tennessee, for the appellant, Corey Lynn Clark.
    Robert E. Cooper, Jr., Attorney General and Reporter; David H. Findley, Senior Counsel;
    Garry G. Brown, District Attorney General; and Edward L. Hardister, Assistant District
    Attorney General, for the appellee, State of Tennessee.
    OPINION
    FACTS
    The petitioner was convicted by a Gibson County Circuit Court jury of second degree
    murder based on his having “shot and killed Nakia Partee, the mother of his child, during
    an altercation in his bedroom. The [petitioner] claimed that he shot the victim in self-
    defense afer the victim allegedly picked up a knife and stabbed him.” State v. Cory Lyn
    Clark, No. W2005-01020-CCA-R3-CD, 
    2006 WL 2191255
    , at *1 (Tenn. Crim. App. Aug.
    2, 2006), perm. to appeal denied (Tenn. Dec. 18, 2006). He was sentenced to twenty years
    as a violent offender. Id. This court affirmed his conviction and sentence on direct appeal,
    and the Tennessee Supreme Court denied his application for permission to appeal. Id.
    The petitioner then filed a petition for post-conviction relief. On the day of the
    hearing, the State and the petitioner announced to the court that they had agreed to a
    compromise of the issues raised in the post-conviction petition, the effect of which was to
    vacate the petitioner’s prior conviction in exchange for a guilty plea to the same offense but
    with a reduced sentence of fifteen years. Later, on May 7, 2009, the petitioner filed another
    petition for post-conviction relief, in which he alleged that he received the ineffective
    assistance of counsel with regard to the entry of his guilty plea, that his guilty plea was
    unknowingly and involuntarily entered, and that his conviction was based on the failure of
    the prosecution to disclose favorable evidence in violation of Brady.1 On July 10, 2009, the
    post-conviction court summarily denied his petition without a hearing; however, this court
    reversed the denial and remanded the case for a hearing. See Corey Lynn Clark v. State, No.
    W2009-01610-CCA-R3-PC, 
    2010 WL 890939
    , at *1 (Tenn. Crim. App. Mar. 12, 2010).
    On December 17, 2010, the trial court conducted an evidentiary hearing, at which
    counsel testified that he represented the petitioner in his first post-conviction relief action.
    Counsel said that he had a few discussions with the State prior to the day of the scheduled
    evidentiary hearing regarding trying to reach a settlement in the petitioner’s case. On the day
    of the hearing, the State extended an offer to concede the post-conviction action in exchange
    for a guilty plea to second degree murder but with a reduced sentence of fifteen years.
    Counsel conveyed to the petitioner that the offense still required 100% service but that there
    was a possible reduction of fifteen percent for “good time.”
    Counsel recalled that the petitioner conferred with a friend who was with him at the
    hearing and, after conferring with the friend, informed counsel of the amount of time he
    estimated he had already served. Counsel told the petitioner that, if the petitioner was
    correct in his estimate, “it sounded like he would be eligible [for parole] in three to four
    years.”2 Counsel acknowledged that his use of the word parole was a poor choice of words
    because what he meant was that the petitioner would probably finish his sentence in three
    or four years, assuming a fifteen percent good time reduction. The petitioner said that he
    wanted to think it over and, after doing so, agreed to the deal.
    Counsel testified that he could not remember exactly what amount of time the
    petitioner told him he thought he had already served but, at that time, believed it equaled
    1
    At the beginning of the evidentiary hearing, the petitioner conceded that the Brady violation claim
    was not properly raised and proceeded only on the ineffective assistance and guilty plea claims.
    2
    The petitioner does not challenge counsel’s mistaken use of the word “parole,” conceding that any
    error was cured by counsel’s statement that the sentence was to be served at 100% and by the guilty plea
    colloquy that clarified that point.
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    eighty-five percent of fifteen years. Looking back, counsel now realized that there was no
    way the petitioner could have served enough time by that point to only have three or four
    years left, as the offense occurred in 2002 and the plea hearing took place in 2008.
    Counsel testified that he received a letter from the petitioner five to six months later
    questioning counsel’s advice. Counsel sent the petitioner a letter in which he memorialized
    to the best of his recollection what he had told the petitioner. The letter stated:
    I have received your letter and contacted Counselor Robertson to set up a
    phone call with you on Monday, February 2, 2009 at 8:30 a.m. I will discuss
    any questions you have at that time. As for the issue in the letter I did inform
    you that it would be a 15 year sentence at 100% which could be reduced to
    85%. Based upon the time that you stated you had already served and had
    credit for plus your good time credit I told you that it sounded like you would
    be eligible for parole within 3 to 4 years.
    If this is no longer your understanding of what will happen and wish to try and
    undo the plea you entered into you will likely have to file a post-conviction
    relief against me alleging that I did not adequately explain your plea to you
    and that it was not knowingly and voluntarily entered into.
    The petitioner testified that he only had ten to fifteen minutes to consider the plea
    offer and stated that there had been no earlier discussions regarding trying to reach a plea
    settlement. The petitioner said that he told counsel that he had served five years of his
    sentence, but he explained that he had no documentation showing the exact amount of time
    he had served and was working from memory when he gave counsel the estimate. In
    response, counsel told him that he “would probably get [a] 15 percent [reduction for good
    time] and . . . probably could be out in three to four years on parole.” The petitioner stated
    that he relied on counsel to estimate how long remained of his sentence if he pled guilty.
    Several months after he accepted the agreement, the petitioner learned that he had eight
    years left to serve even after a fifteen percent good time reduction. He said that he would
    not have accepted the offer had he known he had eight years left to serve. On cross-
    examination, the petitioner acknowledged that the plea hearing transcript showed that he was
    informed his fifteen-year sentence would be served at 100%. He also acknowledged that,
    if the post-conviction court granted relief, he would be back at the post-conviction hearing
    point on his previous twenty-year sentence.
    Upon questioning by the court, post-conviction counsel admitted that he had not
    discussed with the petitioner the likelihood of his prevailing on his original post-conviction
    petition challenging the twenty-year sentence. However, counsel believed “there’s a pretty
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    fair likelihood of prevailing . . . under the circumstances.” The court noted that “the State
    presumably saw something there . . . .”
    At the conclusion of the hearing, the post-conviction court denied relief, finding that
    the petitioner “knew and understood the ramifications of his guilty plea.” The court also
    found that counsel was not ineffective because his estimate of the petitioner’s release date
    was based on information provided to counsel by the petitioner. The court further found that
    “[c]ontrary to [the] [p]etitioner’s assertions, it does not appear that his release ‘in about three
    or four years’ was a condition sine qua non to the guilty plea.” Instead, the court concluded
    that the petitioner “bargained for and obtained a reduction of his sentence by five years, and
    it appears to the court that was his objective regardless of the estimated release date.” The
    court also determined that the petitioner failed to demonstrate that he was prejudiced by the
    advice received from counsel.
    ANALYSIS
    On appeal, the petitioner argues that he received the ineffective assistance of counsel,
    which caused him to enter an unknowing and involuntary guilty plea.
    Post-conviction relief “shall be granted when the conviction or sentence is void or
    voidable because of the abridgment of any right guaranteed by the Constitution of Tennessee
    or the Constitution of the United States.” Tenn. Code Ann. § 40-30-103 (2006). The
    petitioner bears the burden of proving factual allegations by clear and convincing evidence.
    Id. § 40-30-110(f). When an evidentiary hearing is held in the post-conviction setting, the
    findings of fact made by the court are conclusive on appeal unless the evidence
    preponderates against them. See Wiley v. State, 
    183 S.W.3d 317
    , 325 (Tenn. 2006). When
    reviewing factual issues, the appellate court will not reweigh the evidence and will instead
    defer to the post-conviction court’s findings as to the credibility of witnesses or the weight
    of their testimony. Id. However, review of a post-conviction court’s application of the law
    to the facts of the case is de novo, with no presumption of correctness. See Ruff v. State,
    
    978 S.W.2d 95
    , 96 (Tenn. 1998). The issue of ineffective assistance of counsel, which
    presents mixed questions of fact and law, is reviewed de novo, with a presumption of
    correctness given only to the post-conviction court’s findings of fact. See Fields v. State,
    
    40 S.W.3d 450
    , 458 (Tenn. 2001); Burns v. State, 
    6 S.W.3d 453
    , 461 (Tenn. 1999).
    To establish a claim of ineffective assistance of counsel, the petitioner has the burden
    to show both that trial counsel’s performance was deficient and that counsel’s deficient
    performance prejudiced the outcome of the proceeding. Strickland v. Washington, 
    466 U.S. 668
    , 687 (1984); see State v. Taylor, 
    968 S.W.2d 900
    , 905 (Tenn. Crim. App. 1997) (noting
    that same standard for determining ineffective assistance of counsel that is applied in federal
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    cases also applies in Tennessee). The Strickland standard is a two-prong test:
    First, the defendant must show that counsel’s performance was deficient. This
    requires showing that counsel made errors so serious that counsel was not
    functioning as the “counsel” guaranteed the defendant by the Sixth
    Amendment. Second, the defendant must show that the deficient performance
    prejudiced the defense. This requires showing that counsel’s errors were so
    serious as to deprive the defendant of a fair trial, a trial whose result is
    reliable.
    466 U.S. at 687.
    The deficient performance prong of the test is satisfied by showing that “counsel’s
    acts or omissions were so serious as to fall below an objective standard of reasonableness
    under prevailing professional norms.” Goad v. State, 
    938 S.W.2d 363
    , 369 (Tenn. 1996)
    (citing Strickland, 466 U.S. at 688; Baxter v. Rose, 
    523 S.W.2d 930
    , 936 (Tenn. 1975)).
    The prejudice prong of the test is satisfied by showing a reasonable probability, i.e., a
    “probability sufficient to undermine confidence in the outcome,” that “but for counsel’s
    unprofessional errors, the result of the proceeding would have been different.” Strickland,
    466 U.S. at 694. In the context of a guilty plea, the petitioner must show a reasonable
    probability that were it not for the deficiencies in counsel’s representation, he would not
    have pled guilty but would instead have insisted on proceeding to trial. Hill v. Lockhart,
    
    474 U.S. 52
    , 59 (1985); House v. State, 
    44 S.W.3d 508
    , 516 (Tenn. 2001).
    Before a guilty plea may be accepted, there must be an affirmative showing in the trial
    court that it was voluntarily and knowingly entered. Boykin v. Alabama, 
    395 U.S. 238
    , 242
    (1969); State v. Mackey, 
    553 S.W.2d 337
    , 340 (Tenn. 1977). This requires a showing that
    the defendant was made aware of the significant consequences of the plea. State v. Pettus,
    
    986 S.W.2d 540
    , 542 (Tenn. 1999) (citing Mackey, 533 S.W.2d at 340). A plea is not
    “voluntary” if it results from ignorance, misunderstanding, coercion, inducements, or threats.
    Blankenship v. State, 
    858 S.W.2d 897
    , 904 (Tenn. 1993). The trial court must determine
    if the guilty plea is “knowing” by questioning the defendant to make sure he or she fully
    understands the plea and its consequences. Pettus, 986 S.W.2d at 542; Blankenship, 858
    S.W.2d at 904.
    Because the plea must represent a voluntary and intelligent choice among the
    alternatives available to the defendant, the trial court may look at a number of circumstantial
    factors in making this determination. Blankenship, 858 S.W.2d at 904. These factors
    include: (1) the defendant’s relative intelligence; (2) his familiarity with criminal
    proceedings; (3) whether he was represented by competent counsel and had the opportunity
    -5-
    to confer with counsel about alternatives; (4) the advice of counsel and the court about the
    charges against him and the penalty to be imposed; and (5) the defendant’s reasons for
    pleading guilty, including the desire to avoid a greater penalty in a jury trial. Id. at 904-05.
    The petitioner argues that counsel rendered deficient performance because his advice
    to the petitioner regarding the amount of “prison time involved in the proposed sentence was
    outside the range of reasonable professional assistance.” The petitioner claims that he told
    counsel he had already served approximately five years, which meant he would have about
    eight years left to serve, not “three or four” as told to him by counsel. The petitioner avers
    that he was prejudiced by counsel’s incorrect advice because he would not have pled guilty
    had he known the correct amount of time he would have to serve.
    After review, we conclude that the petitioner has failed to prove that counsel rendered
    deficient performance. The post-conviction court found that counsel did not perform
    deficiently because counsel’s estimate of the petitioner’s release was based on information
    provided to counsel by the petitioner. At the evidentiary hearing, counsel testified that,
    when he presented the plea to the petitioner, the petitioner informed him of the amount of
    time he estimated he had already served. Counsel said that he told the petitioner that, if the
    petitioner was correct in his estimate, it sounded like he would only have to serve three or
    four years. Although counsel could not remember the amount of time the petitioner told him
    that he had served, the post-conviction court accredited counsel’s testimony that the amount
    of time the petitioner told him, when subtracted from eighty-five percent of a fifteen-year
    sentence, totaled approximately three or four years. As such, the post-conviction court
    implicitly discredited the petitioner’s testimony that he told counsel he had served five years,
    which would have meant counsel should have reached a calculation of approximately eight
    years. The petitioner has failed to prove that the evidence preponderates against the post-
    conviction court’s credibility determination.
    Because we have determined that the petitioner’s ineffective assistance of counsel
    claim lacks merit and ineffective assistance was the only basis upon which he claimed his
    guilty plea was unknowing or involuntary, we conclude that the petitioner’s claim that his
    guilty plea was unknowing and involuntary must fail.
    CONCLUSION
    Based on the foregoing authorities and reasoning, we affirm the denial of the
    petitioner’s post-conviction petition.
    _________________________________
    ALAN E. GLENN, JUDGE
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