State of Tennessee v. Anthony Todd Ghormley ( 2012 )


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  •         IN THE COURT OF CRIMINAL APPEALS OF TENNESSEE
    AT KNOXVILLE
    November 15, 2011 Session
    STATE OF TENNESSEE v. ANTHONY TODD GHORMLEY
    Direct Appeal from the Circuit Court for Blount County
    No. C-17294     Jon Kerry Blackwood, Judge
    No. E2010-00634-CCA-R3-CD - Filed January 20, 2012
    A Blount County jury convicted the Defendant-Appellant, Anthony Todd Ghormley, of two
    counts of attempted first degree murder, a Class A felony, one count of especially aggravated
    kidnapping, a Class A felony, two counts of especially aggravated burglary, a Class B felony,
    and three counts of aggravated assault, a Class C felony. He received an effective sentence
    of 105 years in the Tennessee Department of Correction. On appeal, Ghormley argues that
    the trial court erred by (1) refusing to hold a competency hearing or reset the trial date when
    Ghormley’s competency to stand trial was questioned two weeks before trial, (2) allowing
    Ghormley to represent himself for several months during the pretrial proceedings, and (3)
    allowing the State to amend the indictment on the day trial began. Upon review, we conclude
    that the trial court erred in not holding a hearing to determine Ghormley’s competency to
    stand trial. Accordingly, we reverse the denial of a competency hearing and remand for a
    hearing. As to the other claimed errors, we affirm the trial court’s judgments.
    Tenn. R. App. P. 3 Appeal as of Right; Judgments of the Circuit Court Affirmed
    in Part, Reversed in Part, and Remanded
    C AMILLE R. M CM ULLEN, J., delivered the opinion of the court, in which J AMES C URWOOD
    W ITT, J R., and D. K ELLY T HOMAS, J R., JJ., joined.
    Kevin W. Shepherd, Maryville, Tennessee, for the Defendant-Appellant, Anthony Todd
    Ghormley.
    Robert E. Cooper, Jr., Attorney General and Reporter; Renee W. Turner, Senior Counsel;
    Michael L. Flynn, District Attorney General; Ellen Berez and Clinton Frazier, Assistant
    District Attorneys General, for the Appellee, State of Tennessee.
    OPINION
    Background. The proof at trial showed that on September 17, 2007, Ghormley and
    his wife, Karen Van Dyke, had an argument while they were at the home of Gaynell Head,
    Van Dyke’s grandmother. Ghormley returned to his residence, and Van Dyke remained at
    Head’s home, spending the night with Head and Candy Bussey, Van Dyke’s cousin. Early
    in the morning of the next day, while the women were asleep, Ghormley returned to the
    home. He forced his way through the locked front door and attacked the three women. He
    struck them each repeatedly with a baseball bat and cut them with a knife. Van Dyke
    escaped by jumping out a window, and she called police from a neighbor’s house. Bussey
    fled out the front door, which Ghormley had blocked with a chair to prevent entry into the
    house. When police arrived, Ghormley took Head hostage and locked himself in the
    bathroom. After a standoff that lasted several hours, Ghormley surrendered and was arrested.
    The jury convicted Ghormley, as charged, of two counts of attempted first degree
    murder, one count of especially aggravated kidnapping, two counts of especially aggravated
    burglary, and three counts of aggravated assault. Ghormley filed a motion for new trial,
    which was denied. This timely appeal followed.
    I. Competency to Stand Trial. Ghormley argues that the trial court erred by
    refusing to hold a competency hearing or to reset the trial date when defense counsel raised
    the question of Ghormley’s competency to stand trial two weeks before trial started. He
    asserts that the trial court improperly based a finding of competency entirely on the trial
    court’s observations of the defendant in the course of the pretrial process, despite other
    evidence that suggested Ghormley was incompetent to stand trial. The State responds that
    the trial court’s determination of Ghormley’s competency was proper, and that the refusal to
    reset the trial date was not an abuse of discretion. We agree with Ghormley that the trial
    court should have held a hearing to determine Ghormley’s competency to stand trial.
    Soon after the criminal process was initiated against Ghormley, the trial court ordered
    that he submit to an outpatient competency examination at Cherokee Mental Health Center.
    That facility informed the court by letter that it was unable to sufficiently determine
    Ghormley’s competency and that an inpatient examination was necessary. The court then
    ordered Ghormley to submit to an inpatient competency examination at Middle Tennessee
    Mental Health Institute (MTMHI). On January 15, 2008, MTMHI informed the court of its
    findings:
    Mr. Ghormley’s condition is such that he is capable of adequately assisting his
    attorney in a court of law. In making this determination, it was concluded that
    he does understand the nature of the pending legal matter against him and the
    consequences which may follow, and he is able to advise counsel and
    participate in his own defense.
    -2-
    ....
    This is to advise the Court that the evaluation psychiatrist is of the
    opinion that it will be necessary for the defendant to take psychiatric
    medication in order for his psychiatric condition to remain sufficiently stable
    to continue to be competent to stand trial.
    On September 4, 2009, approximately two weeks before trial began, Ghormley,
    through his attorney, informed the court that, while in custody awaiting trial, he had not
    received the psychiatric medication his doctors prescribed. Ghormley also testified that he
    had not received the medication. The court, based on its observations of Ghormley, rejected
    the proposition that he was incompetent to stand trial. Ghormley again raised the same
    concern by motion filed on September 14, 2009, the day before trial began, and requested an
    evaluation to determine Ghormley’s competency to stand trial. Before jury selection began
    the next day, the trial court orally ruled that Ghormley was competent to stand trial and
    denied the motion:
    As you are all aware, competency is an issue that addresses itself to the
    discretion – to the sound discretion or to the observation of the Trial Court.
    This Court’s first involvement in this case was after the indictment in this case.
    [First counsel] had been appointed to represent the Defendant in this case.
    And I believe among the other first issues that this Court addressed after its
    designation dealt with a hearing in which one of the issues was [first
    counsel]’s motion to withdraw based upon a conflict perceived between [first
    counsel] and Mr. Ghormley.
    One of the issues that came up at that hearing was eloquently presented
    by the Defendant, in which he . . . brought to [first counsel’s] attention the
    delay that had been afforded him at the preliminary hearing. And he was
    taking issue with [first counsel]’s action or inactions regarding the delay in the
    preliminary hearing. Now, even at this initial stage, this shows that the
    Defendant was aware of the legal proceedings and time constraints that deals
    [sic] with preliminary hearings. In other words, he was showing or displaying
    a knowledge of the legal system.
    The court provided other examples of Ghormley’s awareness of his legal rights, his
    understanding of the criminal process, and his ability to assist counsel in his defense: he filed
    a complaint against counsel with the Court of the Judiciary, he asserted his rights to a speedy
    trial and to represent himself, he filed and argued many motions before the trial court, and
    he disputed with counsel over trial strategy. The court continued:
    -3-
    Now, a defendant is competent to stand trial if he has the capacity to
    understand the nature and object of the proceedings against him, consult with
    counsel, and to assist in preparing his defense. The Trial Court may use the
    Defendant’s behavior and demeanor as well as any prior medical opinion in
    determining the competency. I have observed this Defendant for many months
    and I have not observed any behavior on his part that indicates that he is
    anything but competent to stand trial. . . .
    It is the unequivocal opinion of this Court that the Defendant is
    competent to stand trial regardless of what any other medical record there is
    in the record. He has been found to be competent, even though it says he
    needs to take medication. At this point in this hearing and reviewing the entire
    file and record in this case, the Court rules that he is competent.
    The case then proceeded to trial.
    “It has long been accepted that a person whose mental condition is such that he lacks
    the capacity to understand the nature and object of the proceedings against him, to consult
    with counsel, and to assist in preparing his defense may not be subjected to a trial.” Drope
    v. Missouri, 
    420 U.S. 162
    , 171 (1975). The test applicable under the federal constitution in
    evaluating a defendant’s mental competency to stand trial was set forth by the United States
    Supreme Court as:
    whether a criminal defendant “has sufficient present ability to consult with his
    lawyer with a reasonable degree of rational understanding-and whether he has
    a rational as well as factual understanding of the proceedings against him.”
    Id. (quoting Dusky v. United States, 
    362 U.S. 402
    , 402 (1960)); see also State v. Black, 
    815 S.W.2d 166
    , 173-74 (Tenn. 1991) (acknowledging the adoption of the federal standard in
    Tennessee). However, everyone who has a mental problem is not mentally incompetent as
    a result. Wilcoxson v. State, 
    22 S.W.3d 289
    , 313 (Tenn. Crim. App. 1999) (citing
    Bouchillon v. Collins, 
    907 F.2d 589
    , 593 (5th Cir. 1990)). “Conversely, courts have
    acknowledged that, even if a criminal defendant has an intellectual understanding of the
    charges against him, he may be incompetent if his impaired sense of reality substantially
    undermines his judgment and prevents him from cooperating rationally with his lawyer.” Id.
    (citing Lafferty v. Cook, 
    949 F.2d 1546
    , 1551 (10th Cir. 1991); United States v. Hemsi, 
    901 F.2d 293
    , 296 (2d Cir. 1990)).
    -4-
    This court has explained the circumstances under which a trial court should conduct
    a hearing to determine the defendant’s competency to stand trial:
    When it is believed that an accused is incompetent to stand trial or waive his
    or her rights, it is the duty of the court to conduct a hearing for the purpose of
    inquiring into the competence of the accused, and, where warranted, ordering
    a psychiatric examination and evaluation of the accused. This duty exists even
    in the absence of a motion seeking such a hearing. Failure to order a hearing
    when the evidence raises a sufficient doubt as to an accused’s competence to
    stand trial or enter a guilty plea deprives the accused of due process of law.
    Moten v. State, 
    935 S.W.2d 416
    , 420-21 (Tenn. Crim. App. 1996) (internal citations
    omitted). This court reviews the denial of a competency hearing by considering “‘[w]hether
    a reasonable judge, situated as was the trial court judge whose failure to conduct an
    evidentiary hearing is being reviewed, should have experienced doubt with respect to
    competency to stand trial.’” Berndt v. State, 
    733 S.W.2d 119
    , 122 (Tenn. Crim. App. 1987)
    (quoting Pate v. Smith, 
    637 F.2d 1068
    , 1072 (6th Cir. 1981)). The United States Supreme
    Court has explained that multiple factors guide this inquiry:
    [E]vidence of a defendant’s irrational behavior, his demeanor at trial, and any
    prior medical opinion on competence to stand trial are all relevant in
    determining whether further inquiry is required, but that even one of these
    factors standing alone may, in some circumstances, be sufficient. There are,
    of course, no fixed or immutable signs which invariably indicate the need for
    further inquiry to determine fitness to proceed; the question is often a difficult
    one in which a wide range of manifestations and subtle nuances are implicated.
    That they are difficult to evaluate is suggested by the varying opinions trained
    psychiatrists can entertain on the same facts.
    Drope, 420 U.S. at 180.
    In this case, the trial court declined to hold a competency hearing even though
    Ghormley raised the issue twice within the two weeks preceding trial. The court based this
    decision on its observations of Ghormley, as Ghormley represented himself for several
    months, filed numerous motions throughout the pendency of the trial, and assisted counsel
    by raising pertinent legal arguments. The court concluded that Ghormley’s actions in
    asserting his rights and raising particular legal issues demonstrated his understandings of the
    proceedings and his ability to assist counsel in his defense. It further stated that this proof
    of Ghormley’s competency was so strong as to contradict the MTMHI physicians’ statement
    that Ghormley must be medicated to remain competent.
    -5-
    Upon our review of the record, we conclude that the evidence “raise[d] a sufficient
    doubt as to [the] accused’s competence to stand trial.” The trial court was correct to consider
    its observations of Ghormley’s behavior. However, the court failed to sufficiently consider
    other relevant factors which should have called Ghormley’s competency into question, such
    as the medical opinion concerning competency and evidence of irrational behavior.
    Primarily, the medical opinion that Ghormley required psychiatric medication to maintain his
    competency, combined with evidence that Ghormley had not received that medication for a
    prolonged period, raise sufficient doubt of his competency. Furthermore, the record includes
    hundreds of pages of handwritten motions filed by Ghormley, both while he was represented
    by counsel and while he represented himself. In these filings, Ghormley expressed, usually
    in language riddled with obscenities, belligerence toward almost everyone involved in the
    court system, including judges, prosecutors, law enforcement officers, and his defense
    attorneys. Additionally, he often complained to the trial court of conspiracies against him
    by the legal system and jail employees. Although the trial court considered these filings
    evidence of Ghormley’s competency, it is unclear whether they represent irrational conduct
    indicative of mental illness or rather simply an offensive and combative nature inherent to
    Ghormley. In light of the medical opinion on competency, the evidence that Ghormley had
    not received medication, and Ghormley’s many court filings, a reasonable judge should have
    experienced doubt as to Ghormley’s competency to stand trial. The trial court therefore erred
    in failing to hold a competency hearing, and Ghormley was deprived of the due process of
    law as a result. Consequently, we remand to the trial court for a hearing to determine
    whether Ghormley was competent to stand trial in September 2009.
    We note that the United States Supreme Court has doubted the feasibility of such
    retrospective competency hearings. See Drope, 420 U.S. at 183 (declining to order
    retrospective competency hearing based on “the inherent difficulties of such a nunc pro tunc
    determination under the most favorable circumstances”); Pate v. Robinson, 
    383 U.S. 375
    ,
    386-87 (1966) (similar); see also State v. Richard C. Taylor, No. M2005-01941-CCA-R3-
    DD, 
    2008 WL 624913
    , at *24-25 (Tenn. Crim. App., at Nashville, Mar. 7, 2008) (relying on
    Pate v. Robinson in granting a new trial). Importantly, these cases do not prohibit
    retrospective competency hearings. See Wilcoxson, 22 S.W.3d at 311-312 (discussing
    federal case law on the remedy of retrospective competency hearings after Pate v. Robinson
    and Drope). As a result, some courts have approved of such proceedings when the particular
    facts of the case are conducive to a retrospective determination. See, e.g., United States v.
    Duncan, 
    643 F.3d 1242
    , 1250 n.3 (9th Cir. 2011) (allowing retrospective competency hearing
    “when the record contains sufficient information upon which to base a reasonable psychiatric
    judgment” (quotation and citation omitted)); United States v. Bergman, 
    599 F.3d 1142
    , 1148-
    1149, 1149 n.2 (10th Cir. 2010) (considering retrospective competency hearings “disfavored”
    but acceptable when a “meaningful hearing” is possible); Smith, 637 F.2d at 1073 (“It is
    firmly established in this circuit that a retrospective determination may satisfy the
    -6-
    requirements of due process if it is based on evidence related to observations made or
    knowledge possessed at the time of trial.”); Lokos v. Capps, 
    625 F.2d 1258
    , 1262 (5th Cir.
    1980) (allowing for a retrospective competency hearing if the prosecution can persuade the
    court that “the tools of rational decision are now available,” but otherwise requiring a new
    trial).
    Under the facts of this case, a retrospective competency hearing should not pose
    significant practical difficulties. We contemplate that the hearing will consist of (1) the
    testimony of the physicians who examined Ghormley and their opinion as to the necessity of
    psychiatric medication to maintain competency, (2) the testimony of Ghormley himself, (3)
    the testimony of jail staff who interacted with Ghormley,1 (4) the observations of the
    attorneys and the trial court, and (5) any other evidence the trial court deems relevant,
    including the testimony of others who may have interacted with Ghormley immediately
    before the time of trial. Cf. Smith, 625 F.2d at 1262 (stating that a retrospective
    determination is appropriate when the attorneys, trial judge, and psychiatrists would be
    available to testify concerning the defendant’s competency). Although more than two years
    have elapsed since trial commenced, the time at which Ghormley’s competency is in
    question, the passage of time alone should not make the retrospective determination
    impractical. In a variety of court proceedings, witnesses frequently are called upon to
    remember and testify to experiences that occurred at comparable periods in the past. Such
    was the case in Ghormley’s trial, which occurred two years after his offenses. After the
    hearing, should the trial court determine that Ghormley was competent at the time of trial,
    the failure to hold a hearing is harmless error, see Tenn. R. App. P. 36(b), and the convictions
    stand. Should the trial court determine that Ghormley was not competent at the time of trial,
    however, the trial court must vacate the judgments and grant a new trial. See Smith, 625
    F.2d at 1262.
    II. Pro Se Representation. Ghormley argues that the trial court erred in allowing
    him to proceed pro se without first advising Ghormley of the right to counsel and conducting
    an inquiry to determine that the waiver of the right was knowing and intelligent. Ghormley
    asserts that this shortcoming was exacerbated by the fact that he was incompetent to waive
    his rights, as he was not receiving his psychiatric medication at the time he represented
    himself. He was prejudiced by the trial court’s error, according to Ghormley, because the
    numerous pro se motions with obscene, offensive language “could have prejudiced the
    impartiality” of the trial court. The State responds that Ghormley waived this issue by not
    raising it first in his motion for new trial. The State also asserts that Ghormley explicitly
    1
    At the hearing for Ghormley’s motion for a new trial and over Ghormley’s objection, the State
    interrupted its argument to offer testimony from a nurse practitioner at the Blount County jail. She testified
    that Ghormley refused to take his prescribed medications while he was there awaiting trial.
    -7-
    waived his right to counsel and that he was not prejudiced by his brief pro se representation
    because “he was [not] deprived of a substantive or procedur[al] right which cannot be
    regained.” We agree with the State that Ghormley has waived this issue.
    Throughout the course of the proceedings against him, Ghormley had three different
    appointed attorneys. However, he represented himself from September 2008 to December
    2008, following his first counsel’s withdrawal. During this time, he made dozens of filings
    with the court and argued a number of motions, including motions for the trial judge to
    recuse himself, for the preliminary hearing transcript, for investigative services funds, for a
    gag order, for a change of venue, and to quash the State’s subpoena of medical records. He
    also challenged, in a hearing before the court, the adequacy of the jail’s law library and other
    resources for him to prepare for trial. Eventually, Ghormley accepted the appointment of
    counsel, and he was represented through the remainder of the proceedings until trial in
    September 2009.
    Ghormley has waived this issue because he did not raise it in his motion for a new
    trial. See Tenn. R. App. P. 3(e) (“[I]n all cases tried by a jury, no issue presented for review
    shall be predicated upon error in the admission or exclusion of evidence, jury instructions
    granted or refused, misconduct of jurors, parties or counsel, or other action committed or
    occurring during the trial of the case, or other ground upon which a new trial is sought,
    unless the same was specifically stated in a motion for a new trial; otherwise such issues will
    be treated as waived.”). Ghormley’s failure to include this issue in his motion for a new trial
    results in waiver because, if found to be meritorious, it would result in a new trial, see, e.g.,
    State v. Charles Phillip Maxwell, No. M2009-00467-CCA-R3-CD, 
    2011 WL 915670
    , at *1,
    4 (Tenn. Crim. App., at Nashville, Mar. 16, 2011) (remanding for new trial when trial court
    failed to follow procedure for determining waiver or forfeiture of Sixth Amendment right to
    counsel).
    Since Ghormley has waived this issue, we may only review it for plain error. See
    Tenn. R. App. P. 36(b) (“When necessary to do substantial justice, an appellate court may
    consider an error that has affected the substantial rights of a party at any time, even though
    the error was not raised in the motion for a new trial or assigned as error on appeal.”). In
    State v. Adkisson, this court stated that in order for an error to be considered plain:
    (a) the record must clearly establish what occurred in the trial court;
    (b) a clear and unequivocal rule of law must have been breached;
    (c) a substantial right of the accused must have been adversely affected;
    (d) the accused did not waive the issue for tactical reasons; and
    (e) consideration of the error is “necessary to do substantial justice.”
    -8-
    
    899 S.W.2d 626
    , 641-42 (Tenn. Crim. App. 1994) (citations omitted). All five factors must
    be shown, and it is unnecessary to consider each factor if it is obvious that one of the factors
    cannot be established. State v. Smith, 
    24 S.W.3d 274
    , 282-83 (Tenn. 2000). Furthermore,
    “‘plain error’ must be of such a great magnitude that it probably changed the outcome of the
    trial.” Adkisson, 899 S.W.2d at 642 (quoting United States v. Kerley, 
    838 F.2d 932
    , 937 (7th
    Cir. 1988)). The recognition of plain error “should be limited to errors that had an unfair
    prejudicial impact which undermined the fundamental fairness of the trial.” Id.
    We are unable to conclude that the trial court committed plain error. First, the record
    does not clearly establish what occurred in the trial court. The record suggests, contrary to
    Ghormley’s assertion, that a hearing did in fact occur, as the trial court several times
    referenced a discussion with Ghormley of the ramifications of waiving the right to counsel.
    For example, immediately before trial as the court ruled on Ghormley’s competency, it stated,
    “This Court engaged in a long colloquy with the Defendant to determine whether he had
    adequate knowledge of the legal system to proceed pro se.” Also, during a motion hearing
    on September 11, 2008, in which Ghormley represented himself, the trial court stated, “I told
    you before that I don’t think it’s a good idea for you to act pro se. But I found that that’s
    what you want to do, and I’m going to allow you to do that.” Nevertheless, Ghormley did
    not include a transcript of the relevant hearing in the record. Without a transcript of the
    hearing when the trial court allowed Ghormley to proceed pro se, it is unclear whether the
    trial court properly observed the procedures for finding a waiver of the right to counsel and
    whether the waiver was knowing and intelligent. Second, assuming that such a hearing did
    not occur, consideration of the error is not necessary to do substantial justice because it did
    not affect the fairness or the outcome of his trial. Ghormley proceeded pro se for
    approximately three months of the two years his case was pending. During the nine months
    leading up to trial after this period of pro se representation, Ghormley was represented by
    appointed counsel. Counsel, had it been advantageous to Ghormley, could have renewed any
    motions that Ghormley filed while pro se or otherwise challenged any adverse rulings by the
    trial court. Moreover, allowing Ghormley to proceed pro se did not result in prejudice due
    to the offensive nature of his pro se filings, as Ghormley asserts on appeal. The record
    reflects that Ghormley made such handwritten filings even while represented by counsel, and
    any prejudice which may have resulted from the filings would have occurred whether he was
    allowed to represent himself. Ghormley, therefore, is not entitled to relief on this issue.
    III. Amendment of Indictment. Ghormley argues that the trial court erred in
    permitting the State to amend the indictments on the day trial began because it resulted in
    his being tried on charges for which he did not have notice. The State responds that
    Ghormley waived this argument by failing to include it in his motion for a new trial.
    Alternatively, the State contends that the amendment was necessary to correct only a
    -9-
    typographical error and that the indictments provided sufficient notice of the charges for
    which Ghormley would be tried. We agree with the State.
    The United States Constitution and the Tennessee Constitution state that a defendant
    is entitled to knowledge of “the nature and cause of the accusation.” U.S. Const. amend. VI;
    Tenn. Const. art. I, § 9. In State v. Hill, the Tennessee Supreme Court explained that an
    indictment is valid if it contains sufficient information:
    (1) to enable the accused to know the accusation to which answer is required,
    (2) to furnish the court adequate basis for the entry of a proper judgment, and
    (3) to protect the accused from double jeopardy.
    
    954 S.W.2d 725
    , 727 (Tenn. 1997) (citing State v. Byrd, 
    820 S.W.2d 739
    , 741 (Tenn. 1991);
    VanArsdall v. State, 
    919 S.W.2d 626
    , 630 (Tenn. Crim. App. 1995); State v. Smith, 
    612 S.W.2d 493
    , 497 (Tenn. Crim. App. 1980)). In addition, pursuant to Tennessee Code
    Annotated section 40-13-202, the indictment must
    state the facts constituting the offense in ordinary and concise language,
    without prolixity or repetition, in a manner so as to enable a person of common
    understanding to know what is intended, and with that degree of certainty
    which will enable the court, on conviction, to pronounce the proper judgment.
    T.C.A. § 40-13-202 (2006); see also State v. Hammonds, 
    30 S.W.3d 294
    , 300 (Tenn. 2000)
    (stating that the “overriding purpose” of an indictment is to provide “notice to the accused”).
    The trial court may allow the State to amend an indictment, without the defendant’s consent
    and before jeopardy has attached, “if no additional or different offense is charged and no
    substantial right of the defendant is prejudiced.” Tenn. R. Crim. P. 7(b)(2).
    Here, the count of the indictment charging Ghormley with attempted first degree
    murder provided:
    THE GRAND JURORS of Blount County, Tennessee, duly impaneled
    and sworn, upon their oath, present that:
    ANTHONY TODD GHORMLEY
    on or about the 18th day of September, 2007, in Blount County, Tennessee and
    before the finding of this indictment intentionally, and with premeditation did
    attempt to kill Gaynell Head, in violation of Tennessee Code Annotated §39-
    -10-
    13-202 and Tennessee Code Annotated §39-13-101, and against the peace and
    dignity of the State of Tennessee.
    Another count of the indictment was identical except it named Candy Bussey as the
    victim rather than Gaynell Head.
    The day trial began, before the jury was sworn, the trial court allowed the State to
    amend the indictment to correct the statute number referring to criminal attempt. It changed
    the reference to section 39-13-101, which corresponds with the offense of assault, to section
    39-12-101, the correct statute for criminal attempt.
    We agree with the State that Ghormley waived this issue by not including it in his
    motion for a new trial. See Tenn. R. App. P. 3(e). Waiver notwithstanding, the record
    demonstrates that the amendment complied with the requirements of Tennessee Rule of
    Criminal Procedure 7(b)(2). Although Ghormley did not consent to the amendment, it
    occurred before the jury was sworn, the point at which jeopardy attaches in a jury trial. State
    v. Pennington, 
    952 S.W.2d 420
    , 422 (Tenn. 1997) (citing Crist v. Bretz, 
    437 U.S. 28
    , 35
    (1978); Serfass v. United States, 
    420 U.S. 377
    , 388 (1975)). Additionally, the elements
    alleged in the indictment clearly correspond with the offense of attempted first degree murder
    rather than the offenses of murder and assault. As a result, no additional or different offense
    was charged in the amended indictment. Furthermore, no substantial right was prejudiced
    by the amendment of the indictments because even in their incorrect state, the indictments
    accomplished the “overriding purpose” of providing Ghormley with notice of the charges
    against him. See State v. Beal, 
    614 S.W.2d 77
    , 80 (Tenn. Crim. App. 1981) (holding that
    incorrect statutory reference in indictment was “an unintentional drafting error,” the
    correction of which did not charge an additional or different offense or cause prejudice when
    the indictment charged the elements of the correct offense). Ghormley, therefore, is not
    entitled to relief on this issue.
    CONCLUSION
    Upon review, we affirm the judgments of the trial court in part, reverse in part, and
    remand to the trial court for a hearing to determine whether Ghormley was competent to
    stand trial in September 2009.
    ______________________________
    CAMILLE R. McMULLEN, JUDGE
    -11-