State v. Timothy Brown ( 1998 )


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  •              IN THE COURT OF CRIMINAL APPEALS OF TENNESSEE
    AT NASHVILLE                 FILED
    NOVEMBER 1997 SESSION
    February 11, 1998
    Cecil W. Crowson
    STATE OF TENNESSEE,             )                          Appellate Court Clerk
    )
    Appellee,          )    No. 01C01-9701-CR-00032
    )
    )    Davidson County
    v.                              )
    )     Honorable J. Randall Wyatt, Jr., Judge
    )
    TIMOTHY LERON BROWN,            )     (Sale of Cocaine)
    )
    Appellant.         )
    For the Appellant:                   For the Appellee:
    Roger K. Smith                       John Knox Walkup
    104 Woodmont Blvd., Suite 115        Attorney General of Tennessee
    Nashville, TN 37205                         and
    Lisa A. Naylor
    Assistant Attorney General of Tennessee
    450 James Robertson Parkway
    Nashville, TN 37243-0493
    Victor S. Johnson, III
    District Attorney General
    and
    Katie Miller
    Assistant District Attorney General
    Washington Square
    222 2nd Avenue North
    Nashville, TN 37201-1649
    OPINION FILED:____________________
    AFFIRMED
    Joseph M. Tipton
    Judge
    OPINION
    The defendant, Timothy Leron Brown, was convicted in 1993 upon pleas
    of guilty to one count of selling more than .5 grams of cocaine and two counts of selling
    more than twenty-six grams of cocaine, all Class B felonies. As a Range II, multiple
    offender, he received one twenty-year sentence and two fifteen-year sentences, with
    one of the fifteen-year sentences to be served consecutively to the twenty-year
    sentence for an effective sentence of thirty-five years. The defendant filed a post-
    conviction petition challenging his convictions, which resulted in the present delayed
    appeal. See Timothy Brown v. State, 01C01-9507-CR-00216, Davidson County (Tenn.
    Crim. App. July 26, 1996). In this appeal as of right, the defendant challenges the
    length and consecutive nature of his sentences.
    Appellate review of sentencing is de novo on the record with a
    presumption that the trial court's determinations are correct. T.C.A. §§ 40-35-401(d)
    and -402(d). As the Sentencing Commission Comments to these sections note, the
    burden is now on the appealing party to show that the sentencing is improper. This
    means that if the trial court followed the statutory sentencing procedure, made findings
    of fact that are adequately supported in the record, and gave due consideration and
    proper weight to the factors and principles that are relevant to sentencing under the
    1989 Sentencing Act, we may not disturb the sentence even if a different result were
    preferred. State v. Fletcher, 
    805 S.W.2d 785
    , 789 (Tenn. Crim. App. 1991).
    In conducting a de novo review, we must consider (1) the evidence, if any,
    received at the trial and sentencing hearing, (2) the presentence report, (3) the
    principles of sentencing and arguments as to sentencing alternatives, (4) the nature
    and characteristics of the criminal conduct, (5) any mitigating or statutory enhancement
    factors, (6) any statement that the defendant made on his own behalf and (7) the
    2
    potential for rehabilitation or treatment. T.C.A. §§ 40-35-102, -103 and -210; see
    Ashby, 
    823 S.W.2d 166
    , 168 (Tenn. 1991); State v. Moss, 
    727 S.W.2d 229
     (Tenn.
    1986).
    Initially, we note that the defendant has hampered our de novo review in
    this case by failing to include the presentence report and other exhibits to the
    sentencing hearing in the record on appeal. At the sentencing hearing, the state
    introduced the presentence report, the defendant’s Department of Correction records,
    and Nashville Metropolitan Police Department records, none of which are part of the
    record on appeal. The duty falls upon an appellant to prepare such a record and
    transcript necessary to convey a fair, accurate and complete account of what transpired
    relative to the issues on appeal. T.R.A.P. 24(b). In the absence of an appropriate
    record, we must presume that the trial court’s determinations are correct. See, e.g.,
    State v. Meeks, 
    779 S.W.2d 394
    , 397 (Tenn. Crim. App. 1988); State v. Beech, 
    744 S.W.2d 585
    , 588 (Tenn. Crim. App. 1987).
    At the defendant’s sentencing hearing, Mike Apuzzo, a drug task force
    officer, testified about some of the underlying facts of the defendant’s previous
    convictions. He said that in 1989 he searched the defendant’s residence and found
    four hundred and one grams of cocaine, marijuana, drug paraphernalia, guns, and
    some items that had been stolen. Officer Apuzzo said that a month later he arrested
    the defendant for assault and battery and driving on a suspended license and that he
    found thirteen grams of cocaine on the defendant’s person. Officer Apuzzo said that he
    again found the defendant in the possession of cocaine and marijuana while the other
    drug possession charges were pending against him.
    The record also reflects that the defendant was arrested once while he
    was released on a furlough and that the defendant committed the offenses in this case
    3
    while he was on parole. However, without the presentence report and other exhibits to
    the sentencing hearing, we cannot tell whether the defendant’s arrest while he was
    released on furlough resulted in a conviction. We are also unable to discern how many
    convictions the defendant has or the nature of all of his convictions.
    At the conclusion of the sentencing hearing, the trial court found that the
    defendant had several prior arrests and prior convictions. The court noted that the
    defendant had prior convictions for possessing drugs, a conviction for carrying a
    weapon, two convictions for leaving the scene of an accident, shoplifting convictions,
    assorted driving convictions, and other convictions. The court found that the defendant
    had been involved in “all kinds of criminal conduct for the last several years” and that
    the defendant committed the present offenses while he was on parole.
    The trial court enhanced the defendant’s sentences based upon his
    history of criminal behavior, previous inability to comply with conditions of a sentence
    involving release in the community, and the fact that the defendant committed the
    offenses while he was on parole. See T.C.A. § 40-35-114(1), (8), and (13). The trial
    court ordered that one of the sentences be served consecutively to the others because
    it found the defendant to be a professional criminal who has devoted himself to criminal
    acts as a major source of his livelihood.
    I
    The defendant contends that the trial court improperly enhanced his
    sentence. He argues that the trial court erred when it considered his arrest record in
    finding that he had a history of criminal behavior. He also contends that the trial court
    should not have based its application of factor (8), regarding a previous unwillingness to
    comply with conditions of a sentence involving release into the community, on his
    commission of the crimes for which he was being sentenced.
    4
    Though the trial court should not have considered evidence of mere
    arrests as proof of criminal behavior, see State v. Newsome, 
    798 S.W.2d 542
    , 543
    (Tenn. Crim. App. 1990), the extent of the trial court’s reliance on the defendant’s prior
    arrests is unclear on the record before us. The court stated, “Beginning in 1990, as far
    as the Presentence Report is concerned, and going back to 1986, you’ve had -- and I’m
    not saying that all of these resulted in convictions -- but you’ve had a number of arrests
    on misdemeanors and felonies.” The court then listed several of the defendant’s prior
    convictions. Application of enhancement factor (1) was appropriate based on the
    defendant’s prior convictions.
    Next, the defendant contends that the trial court erred by applying factor
    (8) based solely upon his commission of the offenses for which he was being
    sentenced. For factor (8) to apply, a defendant must have “a previous history of
    unwillingness to comply with the conditions of a sentence involving release in the
    community.” T.C.A. § 40-35-114(8). In State v. Hayes, 
    899 S.W. 2d 175
    , 186 (Tenn.
    Crim. App. 1995), this court recognized that the commission of an offense for which a
    defendant is being sentenced will not make factor (8) applicable. However, the court
    also noted that when a defendant is being sentenced for a series of offenses that were
    committed over time, the requisite previous history of noncompliance may be shown for
    the most recent offenses. 
    Id.
    In this vein, the trial court was justified in applying factor (8) to enhance
    the defendant’s sentences for his most recent convictions based on his commission of
    the first offense. The defendant committed all three of the offenses in this case during
    a three-week period the first month that he was on parole.
    Although we recognize that application of factor (8) to the defendant’s
    sentence for the first offense based solely on his commission of that offense would be
    5
    improper, see Hayes, 
    899 S.W.2d at 186
    , the defendant is not entitled to relief on this
    ground. W ithout the presentence report and other sentencing hearing exhibits, we
    cannot determine whether the evidence presented at the sentencing hearing otherwise
    supports application of factor (8) to the defendant’s sentence for the first offense. The
    presentence report and the evidence received at the sentencing hearing are essential
    parts of our de novo review. T.C.A. § 40-35-210; Ashby, 
    823 S.W.2d at 169
    . In the
    absence of an appropriate record, we must presume that the trial court’s determinations
    are correct. See, e.g., Meeks, 
    779 S.W.2d at 397
    ; Beech, 
    744 S.W.2d at 588
    .
    In any event, whether factor (8) was or was not properly applied does not
    necessarily change the amount of sentencing enhancement that is appropriate. As this
    court noted in Hayes,
    it is important to note that whether both factor (8) and factor
    13[(b)] apply or only one applies, the amount of sentencing
    enhancement involved does not necessarily change. The
    mere number of existing enhancement factors is not relevant --
    the important consideration being the weight to be given each
    factor in light of its relevance to the defendant’s personal
    circumstances and background and the circumstances
    surrounding his criminal conduct. See State v. Moss, 
    727 S.W.2d at 238
    . In this respect, the more negatives shown to
    exist in the defendant’s background and the greater degree of
    his proven culpability in the offense may translate into the
    application of multiple enhancement factors, but the extent of
    sentencing enhancement flows from the increased personal
    negatives and degree of culpability, not the number of
    applicable factors.
    
    899 S.W.2d at 186
    . The record before us supports the length of the sentences imposed
    by the trial court.
    II
    Finally, the defendant contends that the trial court erred by ordering that
    two of his sentences be served consecutively to each other based, in part, on the fact
    that he was on parole when he committed the offenses. In ordering the consecutive
    sentences, the trial court stated:
    6
    And as I’ve said, you’ve been absolutely and continually
    involved with the violations of the law for the last seven or eight
    years. I think [the General’s] Motion that you are a
    professional criminal who has devoted yourself to criminal acts
    as a major source of your livelihood, that can’t be denied. I
    don’t know what else you would have had time to do the
    number of times you’ve been arrested. And I think No. 2 also
    applies, that you are an offender who has a record of criminal
    activity that’s extensive. There can’t be any doubt about that.
    And then there’s another thing having to do in your case with
    your being on parole.
    The court is of the opinion -- I’m not going to run each
    and everyone of these cases consecutively, but I do think
    under Section 40-35-115 that -- that at least one of these
    sentences are to run consecutive to the other. . . .
    Although the trial court noted the defendant’s parole status when it imposed the
    consecutive sentence, it also found that the defendant was a professional criminal with
    an extensive record of criminal activity. See T.C.A. § 40-35-115(b)(1) and (2).
    The defendant does not challenge the trial court’s findings that he is a
    professional criminal and has an extensive record of criminal activity. Either of these
    findings are sufficient to warrant consecutive sentencing if the imposition of consecutive
    sentences are consistent with the purposes and principles of the sentencing act. See
    Id.; State v. Wilkerson, 
    905 S.W.2d 933
    , 938 (Tenn. 1995). Our review of the record in
    this case uncovers nothing that would overcome the presumption that the trial court’s
    sentencing determinations were correct in this regard. Accordingly, the sentence
    imposed by the trial court is affirmed.
    Joseph M. Tipton, Judge
    7
    CONCUR:
    John H. Peay, Judge
    David H. Welles, Judge
    8