State of Tennessee v. Marc Adolph Lewin ( 2004 )

IN THE COURT OF CRIMINAL APPEALS OF TENNESSEE
AT NASHVILLE
Assigned on Briefs November 18, 2003
STATE OF TENNESSEE v. MARC ADOLPH LEWIN
Direct Appeal from the Circuit Court for Williamson County
No. 94-031 Donald P. Harris, Judge
No. M2003-00679-CCA-R3-CD - Filed March 22, 2004
The appellant, Marc Adolph Lewin, pled guilty to obtaining a controlled substance by fraud, for
which he received an eight-year suspended sentence. He was ordered to serve eight years of
supervised probation with the conditions that the probation be supervised for a minimum of four
years, completion of three hundred hours of public service work, and payment of costs on a schedule
prepared by a probation officer. After the issuance of a probation violation warrant based on the
appellant’s failure of a drug screen, the appellant was ordered to serve his sentence in incarceration.
He appeals the revocation of probation arguing that the trial court erred by basing its decision on
allegations that were not supported by the evidence and an unsubstantiated laboratory report. We
affirm the judgment of the trial court.
Tenn. R. App. P. 3 Appeal as of Right; Judgment of the Trial Court is Affirmed.
JERRY L. SMITH , J., delivered the opinion of the court, in which JOSEPH M. TIPTON , and ROBERT W.
WEDEMEYER, JJ., joined.
Dana M. Ausbrooks, Franklin, Tennessee, for the appellant, Marc Adolph Lewin.
Paul G. Summers, Attorney General & Reporter; Braden H. Boucek, Assistant Attorney General;Ron
Davis, District Attorney General; and Lee Dryer, Assistant District Attorney General, for the
appellee, State of Tennessee.
OPINION
Factual Background
In October of 1998, the appellant was indicted by the Williamson County Grand Jury for
obtaining Hydrocodone, a controlled substance, by fraud. The appellant pled guilty and was
sentenced by the trial court to an eight-year suspended sentence. He was ordered to serve eight years
of supervised probation with the conditions that the probation be supervised for a minimum of four
years, completion of three hundred hours of public service work, and payment of costs on a schedule
prepared by a probation officer.
On August 23, 2002, a probation violation warrant was issued against the appellant alleging
that he violated probation rule number eight, which states, “I will not use intoxicants of any kind to
excess. I will not use or have in possession illegal drugs or marijuana. I will submit to drug screens
or drug tests as directed by my Probation/Parole Officer.” The affidavit submitted by Connie Martin,
the probation officer who issued the warrant, alleged that the appellant tested positive for morphine
and barbituates in a July 30, 2002 drug screen.
The trial court held a hearing on the probation violation warrant. Jean Lane, the probation
officer responsible for monitoring the appellant, testified that she has supervised the appellant since
his service of four months for revocation from Community Corrections for a technical violation, in
approximately June of 2001. She testified that the current probation violation warrant would amount
to the appellant’s third violation of probation. Ms. Lane testified that she explained the expectations
and rules of probation to him and that he signed documents indicating his understanding of the rules
of probation.
On July 30, 2002, Ms. Lane ordered the appellant to submit to a drug screen through a urine
test as required by the rules of his probation. Ms. Lane tested for morphine and phenobarbital. After
obtaining a positive field test, Ms. Lane sent the sample for further testing to Aegis Laboratory. The
results obtained from Aegis confirmed that the appellant had phenobarbital, hydromorphone,
hydrocodeine, and dihydrocodeine in his system. Ms. Lane did not consider the presence of
phenobarbital as a violation of the appellant’s probation because he produced a legitimate
prescription for the phenobarbital. The affidavit from Aegis indicated that the levels of drugs in the
appellant’s system were consistent with hydrocodone use within three days and phenobarbital use
within five days. The affidavit and results from Aegis were identified by Ms. Lane and admitted into
evidence by the trial court without objection from the appellant.
Ms. Lane testified that she questioned the appellant about the positive drug screen. The
appellant explained to her that he had injured his hand in a motorcycle accident and was taking
medication prescribed by a doctor. He also claimed that he injured his other hand at work
approximately one month prior to the drug screen. He specified that he was prescribed hydrocodone
for the injuries sustained in the motorcycle accident and that he had taken the last pill on July 26.
The appellant produced documentation in the form of medical records to corroborate his claims
which indicated that he visited both Maury County Hospital on June 12, 2002, for the motorcycle
accident and the Bone & Joint Clinic on June 13, 2002, for the job injury. At that time, he did not
produce a prescription or pill bottle for medication that he claimed was prescribed for his injuries,
but claimed that a doctor gave him a prescription for hydrocodeine and that he took the last pill on
July 26, 2002, four days prior to the drug screen.
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On cross-examination, Ms. Lane admitted that there is no rule of probation that requires the
appellant to furnish a copy of a prescription for a legally obtained prescription drug. However, she
testified that she instructed the appellant to promptly inform her of any information relating to doctor
visits.
On the day of the probation revocation hearing, the appellant submitted documentation
purporting to be a prescription from June of 2002 for hydrocodone which included one refill. The
prescription was written on a prescription pad from the Bone & Joint Clinic, one of the places where
the appellant sought treatment for his hand injuries. Ms. Lane admitted that had she seen the
prescription, she may not have violated the appellant’s probation.
The appellant called James Derryberry, a Church of Christ minister and his cousin, to testify
on his behalf. Mr. Derryberry testified that the appellant got a job soon after attending Place of
Hope, a drug and alcohol rehabilitation center and that the appellant volunteered at church, loved his
family, and loved his children. Mr. Derryberry agreed to assist the appellant if he was placed on
probation.
The trial court, after hearing the evidence, determined that the prescription submitted by the
appellant on the day of the hearing had absolutely no evidentiary value, as there was no physician
present to corroborate its validity. Specifically, the trial court dubbed the prescription “fabricated.”
The trial court found that the appellant was unlikely to be receptive to anything less than
incarceration due to his past failures at alternative sentences. The trial court ultimately determined
that the appellant had taken illegal drugs and ordered the appellant’s probation revoked. The
appellant was ordered to serve his original sentence of eight years.
Analysis
On appeal, the appellant argues that the trial court erred in revoking his probation based on
an unsubstantiated laboratory report and that the trial court abused its discretion by basing its
decision on allegations that were not supported by the evidence. The State counters that because the
appellant did not object to the introduction of the laboratory result at the hearing, he waived his
challenged to the validity of the report. Further, the State argues that the trial court did not abuse its
discretion by revoking the appellant’s probation.
Specifically, the appellant first contends that the State failed either to present the technicians
who prepared the drug analysis or show good cause why such persons did not testify, and did not
provide any testimony on the types of tests used or the test’s reliability as required by State v. Wade,
863 S.W.2d 406 (Tenn. 1993). Accordingly, the appellant asks this Court to reverse the revocation
of his probation.
In Wade, the Tennessee Supreme Court held that a criminal defendant’s confrontation rights
under the Sixth Amendment to the United States Constitution and Art. 1, § 9 of the Tennessee
Constitution are violated when his probation is revoked solely upon the basis of an unidentified
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laboratory report, without a showing of good cause as to why the technician preparing the report did
not personally appear at the hearing and without proof as to the reliability of the report. Id. at 409;
see also State v. Ricker, 875 S.W.2d 687 (Tenn. Crim. App. 1994). In this instance, the appellant’s
probation officer testified that she administered a drug screen to the appellant and forwarded the
screen to Aegis for analysis. The laboratory report indicates that the screen tested positive for
phenobarbital, dihydrocodeine, hydrocodeine, and hydromorphone.
Subsequent to our supreme court’s decision in Wade, in State v. Gregory, 946 S.W.2d 829,
832 (Tenn. Crim. App. 1997), this Court concluded that an affidavit and laboratory report were
admissible in the absence of a witness testifying as to the test results when the affidavit, unlike that
in Wade, noted that the expense of having the out-of-town witness attend court was prohibitive,
identified the person certifying the drug test and stated his qualifications; specifically described the
method of testing and stated that it was the most accurate method for identifying the particular type
of drug which was found; certified that the results of the test were accurate and reliable; and declared
that established procedures and protocols were followed in the testing process. This Court noted that
the cost of procuring the appearance of the out-of-state laboratory technician constituted good cause
for his absence and thus found that the requirements of Wade had been satisfied. Id. at 832. In 1998,
Tennessee Code Annotated section 40-35-311 was amended to add the following section regarding
admission of a laboratory report at a probation revocation proceeding:
A laboratory report regarding a defendant’s drug test may be admissible in probation
revocation proceedings, even though the laboratory technician who performed the
test is not present to testify, when accompanied by an affidavit containing at least the
following information:
(A) The identity of the certifying technician;
(B) A statement of qualifications from the certifying technician;
(C) A specific description of the testing methodology;
(D) A statement that the method of testing was the most accurate test for this
particular drug;
(E) A certification that the test results were reliable and accurate;
(F) A declaration that all established procedures and protocols were followed; and
(G) A statement of acknowledgment that submission of false information in the
affidavit may subject the affiant to prosecution for the criminal offense of perjury
pursuant to § 39-16-702.
Tenn. Code Ann. § 40-35-311(c)(1). The laboratory report introduced herein was accompanied by
an affidavit containing all of the requirements of Tennessee Code Annotated section 40-35-
311(c)(1). Thus, any hearsay concerns with respect to the admission of the laboratory results are
satisfied. However, there was no testimony at the hearing which would establish “good cause” for
the absence of the technician as required by Wade thereby alleviating the concern over the violation
of the appellant’s confrontation rights. Nonetheless, we find that the report was properly admitted
into evidence due to the appellant’s failure to challenge the results of the drug screen at the
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revocation hearing. Here, unlike in Wade, the appellant never objected to the hearsay testimony of
Ms. Lane and never put the validity of Ms. Lane’s testimony at issue.
As a general rule, “[w]hen no objection to [hearsay] testimony is interposed, it may properly
be considered and given its natural probative effect as if it were in law admissible.” State v.
Harrington, 627 S.W.2d 345, 348 (Tenn. 1981); see also State v. Smith, 24 S.W.3d 274, 279-80
(Tenn. 2000). Rule 36(a) of the Tennessee Rules of Appellate Procedure likewise provides:
“Nothing in this rule shall be construed as requiring relief to be granted to a party responsible for an
error or who failed to take whatever action was reasonably available to prevent or nullify the harmful
effect of an error.” Failure to make a contemporaneous objection waives consideration by this Court
of the issue on appeal. See id.; State v. Killebrew, 760, S.W.2d 228, 235 (Tenn. Crim. App. 1988).
Thus, the appellant cannot now complain of the admissibility and reliability of the hearsay testimony
of Ms. Lane when he did not challenge it below. Therefore, we conclude that the trial court properly
considered the testimony of Ms. Lane and the accompanying lab report from Aegis as substantive
evidence that the appellant failed a drug screen.
Secondly, the appellant asserts that the trial court abused its discretion by finding the
appellant violated the terms of probation by using illegal drugs because the decision to revoke the
appellant’s probation was based on “allegations that were not supported by the evidence.”
Specifically, the appellant contends that because he had a prescription for hydrocodone, he was not
in violation of his probation. The State argues that the trial court did not abuse its discretion and that
the evidence supported the trial court’s decision to revoke the appellant’s probation.
A trial court may revoke probation and order the imposition of the original sentence upon a
finding by a preponderance of the evidence that the person has violated a condition of probation.
Tenn. Code Ann. §§ 40-35-310, -311. The decision to revoke probation rests within the sound
discretion of the trial court. State v. Mitchell, 810 S.W.2d 733, 735 (Tenn. Crim. App. 1991).
Revocation of probation and a community corrections sentence is subject to an abuse of discretion
standard of review, rather than a de novo standard. State v. Harkins, 811 S.W.2d 79, 82 (Tenn.
1991). An abuse of discretion is shown if the record is devoid of substantial evidence to support the
conclusion that a violation of probation has occurred. Id. The evidence at the revocation hearing
need only show that the trial court exercised a conscientious and intelligent judgment in making its
decision. State v. Leach, 914 S.W.2d 104, 106 (Tenn. Crim. App. 1995). Further, “[i]t is well
established that trial courts have broad discretion in determining the admissibility of evidence, and
their rulings will not be reversed absent an abuse of that discretion.” State v. McLeod, 937 S.W.2d
867, 871 (Tenn. 1996). The prescription offered into evidence by the appellant was conceivably
hearsay, as it was offered for the truth of the matter implicitly asserted therein, i.e. that the failure
to pass the drug screen was from having ingested pills obtained from the proffered prescription form.
See Neil P. Cohen, et al., Tennessee Law of Evidence, (4th ed. 2000) § 8.01 [4](f) (concerning
implicit assertions as hearsay). Moreover, there is nothing in the record to indicate that the alleged
prescription was properly authenticated under Tenn. R. Evid. 901. Under these circumstances we
cannot say the trial court abused its discretion in declining to consider the alleged prescription
proffered by the appellant.
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Finally, the appellant submits that the trial court was “prejudiced and biased” because it
considered its history with the appellant. The record contained the pre-sentence report, which
chronicled the appellant’s long history of criminal behavior. When deciding whether to incarcerate
a defendant, trial courts are statutorily obligated to consider whether measures less restrictive than
confinement have been unsuccessfully been applied to the defendant. See Tenn. Code Ann. § 40-35-
103. While the trial court commented on the appellant’s past failures and convictions for similar
crimes when determining whether to revoke the appellant’s probation, we cannot conclude that the
trial court erred in doing so.
Conclusion
After a thorough review of the record, we find no reversible error, and thus affirm the
decision of the trial court revoking the appellant’s probation.
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JERRY L. SMITH, JUDGE
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