State of Tennessee v. Eric Berrios ( 2006 )

IN THE COURT OF CRIMINAL APPEALS OF TENNESSEE
AT JACKSON
November 15, 2005 Session
STATE OF TENNESSEE v. ERIC BERRIOS
Appeal from the Criminal Court for Shelby County
No. 04-03042 Paula Skahan, Judge
No. W2005-01179-CCA-R9-CD - Filed March 3, 2006
Before the court is an interlocutory appeal by the State, pursuant to Rule 9 of the Tennessee Rules
of Appellate Procedure. The defendant, Eric Berrios, moved to suppress evidence seized during a
search of his automobile. The trial judge concluded that the evidence had been illegally seized and
granted the motion to suppress. We affirm the judgment of the trial court and remand this case for
further proceedings.
Tenn. R. App. P. 9; Judgment of the Criminal Court is Affirmed and Remanded.
JAMES CURWOOD WITT , JR., J., delivered the opinion of the court, in which NORMA MCGEE OGLE
and J.C. MCLIN , JJ., joined.
William D. Massey, Memphis, Tennessee, for the Appellee, Eric Berrios.
Paul G. Summers, Attorney General & Reporter; Mark A. Fulks, Assistant Attorney General;
William L. Gibbons, District Attorney General; and Valerie Smith, Assistant District Attorney
General, for the Appellant, State of Tennessee.
OPINION
This case involves a Hispanic male who was operating an automobile with a Texas
license tag on Interstate 40 and driving eight miles over the speed limit, when he was stopped by a
Shelby County drug interdiction officer, ordered out of his vehicle, frisked, detained for
approximately 43 minutes in the locked back seat of the officer’s cruiser, and handcuffed and
formally arrested after the officer drilled into the body of the defendant’s vehicle and discovered
cocaine. The defendant moved to suppress the cocaine, and after a hearing, the trial court granted
the defense motion to suppress. Aggrieved by the ruling, the state has perfected an interlocutory
appeal in an effort to persuade this court that no constitutional infirmity compromised the integrity
of the seizure. As we shall explain, we are not so persuaded.
I. SUPPRESSION HEARING
The trial court conducted a suppression hearing on January 7 and 20, 2005. Shelby
County Deputy Sheriff Kelly Nichols, the officer who stopped the defendant’s vehicle, testified as
a state’s witness that he was assigned to the West Tennessee Drug Task Force and primarily
“work[ed] interdiction on I-40.” He explained his assignment involved “stopping violators and
looking beyond the ticket for signs of criminal activity.”
On February 25, 2004, at approximately 7:30 p.m., Deputy Nichols observed the
defendant traveling through a construction zone at 53 miles per hour; the posted speed zone for the
area was 45 miles per hour. The deputy followed the defendant’s vehicle and activated his
emergency equipment. The defendant pulled his vehicle to the side of the road and stopped. Deputy
Nichols testified that he approached the vehicle and “asked for [the defendant’s] license, registration
and insurance, items of that nature,” which the deputy routinely requested in automobile stops. The
deputy recalled the weather conditions as cold and slightly rainy. He asked the defendant to step
away from his vehicle and to sit in the back of the patrol car; the deputy’s claimed reason for doing
so was the defendant’s safety and his own safety because officers are “more likely to be run over by
vehicles than shot and killed by a suspect.”
In response to the state’s question, Deputy Nichols denied that the defendant was free
to leave at that point; the reason for the detention was “[b]ecause [the deputy] had just initiated the
stop . . . [and] had not ran any computer checks on [the defendant], or the vehicle.” Deputy Nichols
testified that the point of the computer check was to check on the defendant and his license status
and to determine if the vehicle was properly registered and not stolen. The deputy maintained that,
as an officer, he had discretion whether to contact the local authorities for the information or contact
the U.S. Customs Service. The deputy said that he followed his common practice and contacted the
U.S. Customs Service in Gulfport, Mississippi, regarding the defendant.
While Deputy Nichols waited to hear from the U.S. Customs Service, he began
questioning the defendant, who was still confined in the rear seat of the patrol car. The deputy
testified that he “inquired about [the defendant’s] travel itinerary” and asked the defendant “a few
basic questions.” The deputy said that the defendant “basically” told him that he was “coming from
Houston going to Baltimore, to an area around Baltimore, Maryland, on business and that he was in
the import, export business.” Deputy Nichols testified that the defendant spoke fluent English and
appeared to understand the questions.
The state inquired about the defendant’s behavior, and the deputy testified that in the
beginning he noticed that the defendant’s hands were “shaking” when he produced his license,
registration, and insurance papers. According to the deputy, as the defendant was sitting in the back
of the patrol vehicle, the defendant would not maintain eye contact when questioned. Also, the
defendant’s “leg was visibly shaking.” From this behavior, the deputy concluded that the
defendant’s “nervousness was increasing.”
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Without identifying a time frame, Deputy Nichols testified that at one point he asked
the defendant to consent to a search of the defendant’s vehicle and presented the defendant with a
written consent-to-search form, which the defendant signed. The deputy then began searching the
vehicle. To keep in communication with the defendant during the search, Deputy Nichols gave the
defendant the speaker microphone to his patrol unit.
Deputy Nichols testified that during the course of searching the interior and exterior
of the vehicle, he came upon something unusual. He explained, “Upon opening the hood of the
vehicle, I observed that all of the bolts holding the fenders on had recent tool marks on them. They
had obviously been removed for some reason.” Deputy Nichols said this discovery indicated to him
that he should search for a possible hiding place for contraband or U.S. currency. First, however,
the deputy returned to the patrol car and asked the defendant if the vehicle had been in an accident.
The defendant told the deputy that the door had been damaged and that his girlfriend “had run over
something, or something to that nature, on the front end, causing the fenders to have to be removed.”
The state inquired if the deputy received a call from U.S. Customs during the search.
The deputy responded that he had; U.S. Customs reported a “return on [the defendant’s] license, the
vehicle registration and also that the vehicle had crossed the U.S./Mexico border the previous day.”
That information, Deputy Nichols testified, represented “another indicator of possible criminal
activity that [he] need[ed] to look even closer to the reason why those fenders had been removed.”
Deputy Nichols estimated that the traffic stop had been proceeding approximately 20 minutes at that
point.
Deputy Nichols decided to enlist the help of another officer, Sergeant Mike McCord.
Deputy Nichols contacted the sergeant because the sergeant had a “narcotics detecting canine” and
had “experience in searching vehicles.” With Sergeant McCord’s assistance and after the dog
indicated the presence of drugs in the defendant’s automobile, Deputy Nichols drilled into the
vehicle and found 33 pounds of cocaine hidden inside the firewall of the vehicle. The defendant
declined to make a statement and requested to speak to an attorney.
Deputy Nichols was shown and identified a video tape of the defendant’s stop and
arrest. The deputy’s cruiser was equipped with a camera that activated either manually or
automatically whenever the deputy turned on his blue lights. The record reflects that the video tape
was played for the court.
The defense meticulously cross-examined Deputy Nichols. Deputy Nichols testified
that the sole reason for stopping the defendant’s vehicle was the speeding violation; the defendant
was not driving erratically, and the equipment on the vehicle appeared to be operating properly.
Deputy Nichols agreed that at the time he initiated the stop, he had no suspicion that any other
criminal activity was involved. Likewise, the deputy saw nothing inside the car that raised a safety
concern or suggested other criminal activity.
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Deputy Nichols saw nothing facially invalid or suspicious about the defendant’s
driver’s license. The vehicle, however, was not registered to the defendant, and the defendant
explained that the registered owner was his girlfriend. Although somewhat reluctant to do so,
Deputy Nichols ultimately conceded that driving another person’s vehicle and speeding is “[n]ot
necessarily” an indicator of crime. When the defendant complied with the deputy’s request to get
out of his car, Deputy Nichols admitted there was nothing about his appearance that led him to
suspect that the defendant had a weapon. Nevertheless, the deputy frisked the defendant for weapons
because the deputy “intended to put [the defendant] in the back seat of the car.” Deputy Nichols
claimed not to know how often he ordered stopped motorists out of their vehicles in connection with
routine traffic stops. He said that if he did not observe any type of nervous or criminal indicators by
a motorist, he would either return to his patrol car and write a ticket or terminate the stop.
The defense replayed several times the portion of the video tape that captured the first
few minutes of the traffic stop. The defense asked Deputy Nichols to identify where on the video
tape the defendant’s hands were shaking or he was exhibiting any signs of nervousness. Deputy
Nichols responded that he was not looking for nervous indicators after the defendant got out of his
vehicle and that any such indicators would not be “picked up by the video.” The court interrupted
to ask the deputy to clarify whether or not he could see any signs of nervousness on the video tape.
Deputy Nichols conceded that he “did not see any on the video tape.”
The video tape disclosed that, after the defendant was secured in the rear seat of the
police vehicle, the deputy asked the defendant whether he owned the vehicle. The defense pointed
out that questioning the defendant about the vehicle had no connection with having stopped the
defendant for speeding. The deputy agreed that the question was unrelated to speeding. He testified
that he asked the question “[j]ust to see if there [were] any other indicators of criminal activity” and
because the registration paperwork did not list the defendant as the owner. Deputy Nichols also
agreed that he was looking for indicators of criminal activity when he asked about the defendant’s
girlfriend and how long she had owned the car, the girlfriend’s whereabouts, the defendant’s driving
destination, the length of his planned stay in Maryland, and any outstanding tickets. After
questioning the defendant about those topics, Deputy Nichols then told the defendant that he was
“going to run some checks on his license.”
Deputy Nichols testified that he had been trained to ask questions and to engage
motorists in conversations to look for criminal indicators. He maintained that he was not trained to
ask the questions before requesting a license check; rather, it was strictly up to him “[a]s to where
and when” to make the inquiries unrelated to the reason for the initial stop. Also, the deputy testified
that he had complete discretion in choosing which agency to contact for a license check. He agreed
that U.S. Customs could supply information, such as whether a vehicle had crossed the border, that
local law enforcement could not provide.
The video tape disclosed that after the deputy contacted U.S. Customs, but before he
received any information from that source, he engaged the defendant in conversation about the
defendant’s business and ownership of the business. During that conversation, Deputy Nichols
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began filling out a consent-to-search form. He testified that based on the defendant’s nervousness,
he “had already decided that [he] was going to ask [the defendant] for consent to search the vehicle.”
Deputy Nichols elaborated as follows: “I had suspicions that there was something going on, other
than just a speeding violation. I mean, it was obvious to me that [the defendant] was nervous, for
some other reason, than just being stopped for speeding.” Asked directly by the defense whether he
detected any other criminal indications other than nervousness, Deputy Nichols replied, “None that
I found significant.”
As a prelude to the automobile search, the deputy asked the defendant if he had any
contraband or other illegal items in the car. Deputy Nichols never advised the defendant of his
rights. Deputy Nichols secured the defendant’s verbal permission to search the vehicle, inquired
whether the defendant’s luggage was in the trunk, and then obtained the defendant’s signature on a
consent-to-search form that identified the property to be searched as “2000 Chevy Malibu and all
contents.” After repeated defense questioning, Deputy Nichols testified that he was looking
specifically for drugs or large amounts of currency.
Aided by a flashlight, Deputy Nichols first searched the interior of the defendant’s
vehicle and found no contraband or illegal items. He next searched the trunk and the defendant’s
luggage. That search uncovered nothing suspicious or incriminating, and Deputy Nichols agreed that
the luggage contents were consistent with an individual traveling from Houston to Baltimore. The
search progressed to the engine compartment, and based upon the fender bolts, Deputy Nichols
called and summoned Sergeant McCord to the scene and then returned to his police cruiser and
began questioning the defendant about the fenders and about crossing the border in the vehicle.
When Sergeant McCord arrived, both men inspected the engine compartment of the
defendant’s vehicle for several minutes. As part of the search, Deputy Nichols retrieved a socket set
from the trunk of his cruiser and waited for Sergeant McCord to lead his narcotics-sniffing dog
around the defendant’s vehicle. Deputy Nichols agreed that he did not know if anything illegal was
in the vehicle; he was operating from what he described as his “personal belief through experience
and training that [the fender] area was concealing some type of illegal substance.” At that point,
approximately 30 minutes had elapsed since the defendant was stopped.
Deputy Nichols testified he did not know the exact time frame when he received the
report back from U.S. Customs. He assumed that U.S. Customs contacted him before he summoned
Sergeant McCord to the scene, and he believed that he obtained the defendant’s consent to search
before hearing from U.S. Customs. In response to questions from the trial court, Deputy Nichols
testified that U.S. Customs contacted him by calling his cellular telephone and that he received the
call at some point after he began searching the vehicle. Deputy Nichols did recall that U.S. Customs
reported that the defendant’s driver’s license was valid and that the vehicle had not been stolen. As
for why he did not terminate the search at the point he received the information from U.S. Customs,
Deputy Nichols testified, “Because I had [the defendant’s] consent and I continued to search the
vehicle for contraband.”
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Deputy Nichols did not see the dog react positively to the defendant’s car, and he
disclaimed any law enforcement training as a drug-dog handler. Sergeant McCord evidently advised
him that the dog had detected the presence of narcotics. According to Deputy Nichols, he and
Sergeant McCord had difficulty trying to access the fender compartment. They concluded that the
entire fender would need to be removed, but they rejected that course of action because the vehicle
was on the side of the road. Instead of removing the fender, Sergeant McCord retrieved a drill with
a long bit and drilled directly into the fender. Deputy Nichols handcuffed and formally arrested the
defendant 43 minutes after the initial traffic stop.
On redirect examination, the state tried to assert inevitable discovery as an exception
to the search warrant requirement. Deputy Nichols was asked about “after market compartments.”
He described such a compartment as “an area either added on, or modified to conceal illegal
narcotics, weapons, or transactions from drug proceeds.” The state next inquired as to Deputy
Nichols’ legal understanding regarding a vehicle containing an “after market compartment.” He
testified that he understood the vehicle would be “seizable under Tennessee law.” Deputy Nichols
then agreed with prosecution counsel that even if he had not drilled into the vehicle, he would have
seized it after discovering the after market compartment.
On recross-examination, the defense honed in on why Deputy Nichols did not allow
the defendant to remain in his own vehicle while the deputy returned to his cruiser and checked on
the defendant’s license. Deputy Nichols gave several explanations, including that he “observed that
[the defendant] was nervous and [he] wanted to explore that option, further,” that he “wanted to see
if [the defendant’s] nervousness continued to escalate, or if it would decrease as the stop continued,”
that he was concerned with “safety” and wanted the defendant “in a safe area,” and that he did not
know whether the defendant had any weapons inside his vehicle.
Last, the defense inquired further about the legal basis for an officer to seize a vehicle
that has an after market compartment. Deputy Nichols testified that he was relying on “Tennessee
Civil Law” in terms of a “civil forfeiture . . . [i]f [he] believe[d] it’s used for trafficking narcotics,
or the proceeds for narcotics.”
Compared to Deputy Nichols’ testimony, Sergeant Michael McCord’s testimony was
relatively brief. At the time of the defendant’s stop, he was assigned as a drug-dog handler to the
West Tennessee Judicial Drug Task Force. He utilized a black Labrador retriever named “Jax,” who
was a certified drug detection dog. Sergeant McCord explained that he and the dog recertify every
year in April. He described Jax as an “aggressive indicator,” meaning the dog “has an aggressive
bark and scratch and [the dog will] sometimes bite the car when he smells the odor of narcotics.”
Sergeant McCord testified about his involvement with the defendant’s stop and
explained what was transpiring as the video tape was played for him. He described one portion of
the video tape as showing Jax scratching the side of the car and barking aggressively. At one point,
the dog actually jumped inside the vehicle, and Sergeant McCord testified that the dog was “down
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with his nose in the fire wall and floor pan of the driver’s seat area.” Sergeant McCord then returned
the dog to his vehicle.
Cross-examination of Sergeant McCord consisted primarily of an argumentative
exchange between the witness and defense counsel regarding the video tape and how to interpret the
dog’s movements. Sergeant McCord insisted that he did not “pull” the dog’s leash to direct him to
the front left of the vehicle.
At the conclusion of Sergeant McCord’s testimony, the state rested, and the defense
elected to offer no testimony on the suppression issue. The trial court took the matter under
advisement pending submission of briefs of the parties.
II. ORDER GRANTING MOTION TO SUPPRESS
On April 20, 2005, the trial court issued a written memorandum and order granting
the defendant’s motion to suppress. In pertinent part, the court found and made the following
rulings, which we summarize:
• The initial stop of the defendant was not unreasonable and did
not violate the Fourth Amendment based on the undisputed
evidence that Nichols observed the defendant’s car violating
the speed limit.
• After placing the defendant in the back seat of the police
cruiser, Nichols began asking a series of questions, only some
of which related to the speeding offense for which the
defendant was stopped. Many questions were unrelated to
speeding, obtaining documents from the defendant, or officer
safety, and these questions were clearly posed before Nichols
began writing either a ticket or warning citation.
• Nichols did not initiate the computer check on the defendant’s
license and registration until approximately two minutes after
placing the defendant in the back of the squad car and four
minutes after initiating the traffic stop. After the call to U.S.
Customs, Nichols continued for four minutes to ask questions
unrelated to the speeding offense.
• Nichols’ questions exceeded both the duration and subject
matter of the stop.
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• Contrary to the state’s argument, the defendant’s responses to
the officer’s questions were an insufficient basis for extending
the detention.
• The only possible indicator of criminal activity that Nichols
testified to observing was the defendant’s nervousness.
Nervousness alone is seldom sufficient for finding reasonable
suspicion, and although it could suffice under certain
circumstances, those circumstances are not present in this
case.
• From numerous viewings of the video tape of the traffic stop,
the court cannot credit Nichols’ testimony that the defendant
appeared nervous at the beginning of the stop and that the
nervousness escalated. Nothing about the defendant’s
appearance on camera suggested that he was nervous enough
to raise a reasonable suspicion of criminal activity, and the
court finds no evidence of extreme nervousness in the sound
of the defendant’s voice as he answered Nichols’ questions.
• Any nervousness that the defendant did exhibit was likely a
result of being locked in the backseat of a police car while
Nichols retained his driver’s license. The defendant not only
did not feel free to leave, but he was physically unable to do
so, and any nervousness under those circumstances was
normal.
By separate supplemental order entered May 20, 2005, the trial court explained that
by oversight, the issue of the validity of the defendant’s consent was not addressed. The trial court
framed the issue as whether the defendant’s consent to search his vehicle was voluntary and vitiated
the prior unlawful detention or represented the fruit of the poisonous tree. In pertinent part, the court
found and made the following rulings, which we summarize:
• If consent to search is obtained after an illegal seizure, the
evidence seized must be suppressed unless the consent is both
voluntary and sufficiently attenuated from the illegal seizure
such that the consent is the product of an intervening act of
free will.
• The defendant’s consent was given unequivocally and free of
duress and coercion. Nichols explained the consent form in
a non-threatening, professional, and courteous manner. There
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is no evidence that the defendant was confused, and Nichols
requested permission to search only one time.
• Factors used to evaluate whether the primary taint of an
unlawful seizure has been disconnected from the voluntary
consent include (1) the temporal proximity of the illegal
seizure and the consent; (2) the presence of intervening
circumstances; and (3) the purpose and flagrancy of the
official misconduct.
• The consent to search in this case was given immediately after
the defendant had been questioned on matters beyond the
scope of the traffic stop and while the defendant was kept in
the back seat of the police car.
• There were no intervening circumstances.
• The defendant’s detention was a process designed to exploit
the underlying traffic stop, culminating in the asking for and
receiving consent to search the vehicle.
• The state failed to carry its burden of demonstrating that the
consent was sufficiently attenuated from the unlawful
detention.
III. BURDEN OF PROOF AND STANDARD OF APPELLATE REVIEW
We begin by observing that “under both the federal and state constitutions, a
warrantless search or seizure is presumed unreasonable, and evidence discovered as a result thereof
is subject to suppression unless the State demonstrates that the search or seizure was conducted
pursuant to one of the narrowly defined exceptions to the warrant requirement.” State v. Yeargan,
958 S.W.2d 626, 629 (Tenn. 1997). That is, a trial court necessarily indulges the presumption that
a warrantless search or seizure is unreasonable, and the burden is on the state to demonstrate that one
of the exceptions to the warrant requirement applied at the time of the search or seizure. Id.
Because stopping an automobile and detaining its occupants unquestionably constitute
a seizure, it follows that, when the state seeks to introduce in a criminal trial evidence obtained as
a result of the warrantless stop of an automobile, the state carries the burden of demonstrating the
applicability of an exception to the warrant requirement. See, e.g., State v. Cox, 171 S.W.3d 174,
179 (Tenn. 2005) (temporary detention of an individual during a traffic stop constitutes seizure that
implicates the protection of both the state and federal constitutions); State v. Keith, 978 S.W.2d 861,
865 (Tenn. 1998).
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Once the trial court has ruled on a suppression motion, our standard of appellate
review requires acceptance of the trial court’s findings regarding “questions of credibility of the
witnesses, the weight and value of the evidence, and resolution of conflicts in the evidence,” unless
the evidence preponderates against the findings. State v. Ross, 49 S.W.3d 833, 839 (Tenn. 2001);
State v. Odom, 928 S.W.2d 18, 23 (Tenn. 1996); State v. Cothran, 115 S.W.3d 513, 519 (Tenn.
Crim. App. 2003). The application of the law to the facts found by the trial court is, however, a
question of law that is reviewed de novo. State v. Daniel, 12 S.W.3d 420, 423 (Tenn. 2000);
Yeargan, 958 S.W.2d at 629; Odom, 928 S.W.2d at 23.
IV. REASONABLENESS OF THE DETENTION
We glean from the record that Deputy Nichols relied upon the defendant’s consent
to justify his warrantless search of the car, and in the state’s brief on appeal, it also relies upon
consent as a basis for overturning the suppression order. Indeed, the defendant’s signature on the
consent form led to the deputy’s search under the car hood, which led to the discovery of the
disturbed bolts, which in turn led to the dog sniff and further searches. As a prelude to examining
the validity of the consent, however, we must first review the constitutional status of the defendant’s
detention at the time the consent form was signed.
Based on Deputy Nichols’ observations that the defendant was operating his vehicle
in violation of the speed limit, the trial court correctly found that the initial stop of the defendant’s
vehicle was constitutionally reasonable. The trial court did not, however, analyze the deputy’s
subsequent actions in ordering the defendant out of his vehicle, frisking the defendant for weapons,
and placing the defendant in the back seat of the police cruiser. Instead, the trial court identified the
“main issue” as being “whether Nichols’ interrogation of Defendant after pulling him over exceeded
the ‘reasonable scope’ of the stop’s original purpose.” We believe the trial court should have first
evaluated the reasonableness of the deputy’s actions before he interrogated the defendant.
A. The “Frisk and Sit”
We have carefully reviewed the videotape of the traffic stop and subsequent
detention. The video tape discloses that once the vehicles were stopped and parked on the side of
the interstate, Deputy Nichols approached the open window on the driver’s side and addressed the
defendant, “Hello. License, please. License and registration.” The defendant is seen making
movements to retrieve the documents, which he then hands to Deputy Nichols. Deputy Nichols
glances only momentarily at the papers, and without pausing, he motions with his finger for the
defendant to get out of the vehicle, addresses the defendant, “Eric, come on back here for me, so I
can run some checks on your license,” and walks to the area between the two vehicles. The
defendant follows, and Deputy Nichols frisks the defendant and directs him to sit in the back of the
patrol vehicle.
As we shall explain, Deputy Nichols’ actions, in our opinion, were constitutionally
unreasonable and exceeded the authority extended to law enforcement officers conducting routine
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traffic stops. It is undisputed, and Deputy Nichols so testified, that he had no particularized or
objective basis to believe that the defendant was armed or dangerous. The deputy testified that he
frisked the defendant for weapons solely because he “intended to put [the defendant] in the back seat
of the car.”
As the defendant correctly maintains, the speeding offense for which he was stopped
is a Class C misdemeanor. Tenn. Code Ann. § 55-8-152 (Supp. 2003). Pursuant to Tennessee Code
Annotated sections 40-7-118 and 55-10-207(f), when an officer observes the commission of certain
misdemeanors, the officer is required to cite and release the misdemeanant in lieu of effecting a
custodial arrest. Tenn. Code Ann. §§ 40-7-118(b)(1) (2003), 55-10-207(f) (Supp. 2003).
“Accordingly, the Tennessee ‘cite and release’ statute creates a presumptive right to be cited and
released for the commission of a misdemeanor.” State v. Walker, 12 S.W.3d 460, 464 (Tenn. 2000).1
A custodial arrest in violation of the “cite and release” statute constitutes a violation of the right
against an unreasonable search and seizure. See id. at 467.
To be sure, the deputy’s initial stop for speeding in this case was not unreasonable.
Likewise, consistent with Pennsylvania v. Mimms, 434 U.S. 106, 98 S. Ct. 330 (1977), the officer
could, as a matter of course, order the defendant driver to exit his vehicle. The Supreme Court
explained its reasoning in Mimms in the following fashion:
[W]e need presently deal only with the narrow question of whether
the order to get out of the car, issued after the driver was lawfully
detained, was reasonable and thus permissible under the Fourth
Amendment. This inquiry must therefore focus not on the intrusion
resulting from the request to stop the vehicle or from the later
“pat-down,” but on the incremental intrusion resulting from the
request to get out of the car once the vehicle was lawfully stopped.
Placing the question in this narrowed frame, we look first to
that side of the balance which bears the officer’s interest in taking the
action that he did. The State freely concedes the officer had no
reason to suspect foul play from the particular driver at the time of the
stop, there having been nothing unusual or suspicious about his
behavior. . . . The State argues that this practice was adopted as a
precautionary measure to afford a degree of protection to the officer.
...
We think it too plain for argument that the State’s proffered
justification–the safety of the officer–is both legitimate and weighty.
...
1
There are eight exceptions to the “cite and release” statute that require an officer to effect a custodial arrest
in lieu of issuing a citation. Tenn. Code Ann. § 40-7-118(c)(1)-(8) (2003). None of those exceptions apply in this case.
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The hazard of accidental injury from passing traffic to an
officer standing on the driver’s side of the vehicle may also be
appreciable in some situations. Rather than conversing while
standing exposed to moving traffic, the officer prudently may prefer
to ask the driver of the vehicle to step out of the car and off onto the
shoulder of the road where the inquiry may be pursued with greater
safety to both.
Against this important interest we are asked to weigh the
intrusion into the driver’s personal liberty occasioned not by the
initial stop of the vehicle, which was admittedly justified, but by the
order to get out of the car. We think this additional intrusion can only
be described as de minimis. . . . The police have already lawfully
decided that the driver shall be briefly detained; the only question is
whether he shall spend that period sitting in the driver’s seat of his
car or standing alongside it. Not only is the insistence of the police
on the latter choice not a “serious intrusion upon the sanctity of the
person,” but it hardly rises to the level of a “‘petty indignity.’”
434 U.S. at 109-11, 98 S. Ct. at 332-33 (quoting Terry v. Ohio, 392 U.S. 1, 17, 88 S. Ct. 1868, 1877
(1968)) (emphasis added).
Mimms cannot be read as permitting routine, suspicionless frisks of automobile
occupants stopped for traffic violations. The authority to frisk remains circumscribed by the dictates
of Terry v. Ohio, 392 U.S. 1, 88 S. Ct. 1868 (1968), in which the Supreme Court approved the
limited and temporary seizure of a person for questioning and for a “pat-down” for weapons if an
officer has a reasonable suspicion that the person is armed and dangerous. Id. at 26-28, 88 S. Ct. at
1882-83. Terry did not approve a “pat-down” for weapons as standard procedure. See State v. Fred
Arthur Stier, No. W1999-600-CCA-R3-CD, slip op. at 7 (Tenn. Crim. App., Jackson, Apr. 7, 2000).
In addition, we do not interpret Mimms as authorizing an officer, as a matter of
routine, to order a detained motorist to sit in the back of a police cruiser. The Supreme Court in
Mimms described the de minimus intrustion of ordering a driver out of a vehicle solely in terms of
having the driver stand alongside his vehicle as opposed to remaining in the driver’s seat.
We are not suggesting that it is unreasonable for a police officer to pat-down a person
when the officer is justified in placing the person in the back of a police vehicle. The legitimacy of
that procedure, though, depends on the legitimacy of placing the person in the police car in the first
place. From the testimony and evidence in this case, we discern that Deputy Nichols did not frisk
or place the defendant in the patrol vehicle as a convenience to preparing and issuing a speeding
citation. Likewise, it does not appear that the frisk and confinement in the patrol vehicle objectively
facilitated the records check submitted to U.S. Customs.
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In his testimony, Deputy Nichols settled upon three reasons why he frisked the
defendant and placed the defendant in the back seat of the police cruiser. The first reason was “to
explore the option of [the defendant’s] nervousness to see if it escalated, or decreased.” The second
reason was the safety of the deputy and the defendant, and the third reason was not knowing whether
the defendant had any weapons inside his vehicle. Deputy Nichols claimed not to know how often
he has ordered stopped motorists out of their vehicles. He did, however, testify that if he did not
observe any type of nervous or criminal indicators by a motorist, he would either return to his patrol
car and write a ticket or terminate the stop.
We are not prepared to endorse Deputy Nichols’ practice of frisking and requiring
a driver to sit in the back seat of his patrol vehicle based on his subjective belief that a driver appears
nervous. Frisking and confining a driver in the back seat of a police vehicle are substantial intrusions
on personal liberty, which Deputy Nichols justified in this case by testifying, “I wanted to see if his
nervousness continued to escalate, or if it would decrease as the stop continued.” That justification
and Deputy Nichols’ practice amount to little more than the exercise of standardless and unfettered
discretion far exceeding a minimal intrusion into a driver’s personal liberty. See Terry, 392 U.S. at
24-25, 88 S. Ct. at 1881-82 (“Even a limited search of the outer clothing for weapons constitutes a
severe, though brief, intrusion upon cherished personal security.”). Furthermore, the trial court
specifically considered and rejected Deputy Nichols’ testimony that the defendant manifested signs
of nervousness at the beginning of the stop, which escalated. The evidence does not preponderate
against the trial court’s finding on this matter. See Ross, 49 S.W.3d at 839; Odom, 928 S.W.2d at
23.
Simply stated, Deputy Nichols had probable cause to issue a citation to the defendant
for speeding. Any further intrusion was unlawful2 unless the deputy was
able to point to specific and articulable facts which, taken together
with rational inferences from those facts, reasonably warrant that
intrusion[,] . . . [a]nd in making that assessment it is imperative that
the facts be judged against an objective standard: would the facts
available to the officer at the moment of the seizure or the search
“warrant a man of reasonable caution in the belief” that the action
taken was appropriate?
2
In our opinion, it is no answer to say that frisking the defendant disclosed nothing incriminating, thereby
offsetting any harm resulting from the additional intrusion. A search is a search even if it happens to disclose nothing
but the body shape of the detainee. See Arizona v. Hicks, 480 U.S. 321, 325, 107 S. Ct. 1149, 1153 (1987) (holding that
police officer’s actions in moving stereo equipment came within the purview of the Fourth Amendment as a “search”
independent of the search which was justified by the exigent circumstances validating the entry of the apartment and
pointing out, “A search is a search, even if it happens to disclose nothing but the bottom of a turntable.”).
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Terry, 392 U.S. at 21-22, 88 S. Ct. at 1880. In our view, approving Deputy Nichols’ “frisk and sit”
policy based on his subjective assessment of a driver’s nervousness effectively dispenses with
Terry’s requirement of objective articulable facts. In addition, such a practice could easily transform
every routine traffic stop into an encounter more akin to a custodial arrest than an investigative
detention, contrary to the general constitutional assessment of such stops. See Berkemer v. McCarty,
468 U.S. 420, 439, 104 S. Ct. 3138, 3150 (1984) (“[T]he usual traffic stop is more analogous to a
so-called ‘Terry stop’ . . . than to a formal arrest.”). Accordingly, we are unable to conclude that
Deputy Nichols’ actions, predicated on the defendant’s alleged and uncorroborated nervousness,
were constitutionally reasonable.
Because Deputy Nichols also cited safety concerns, we now consider whether those
concerns justified the placement of the defendant into the patrol car, which in turn justified the
preceding frisk. To be sure, the safety of police officers is recognized as “legitimate and weighty.”
Mimms, 434 U.S. at 110, 98 S. Ct. at 333. Accordingly, if placing a driver in the patrol vehicle
prevents an officer or the driver from being exposed to a dangerous condition, that intrusion could
be constitutionally reasonable. Nevertheless, the “touchstone” is always “‘reasonableness in all the
circumstances of the particular governmental invasion of a citizen’s personal security.’” Id. at 108-
09, 98 S. Ct. at 335 (quoting Terry, 392 U.S. at 19, 88 S. Ct. at 1878-79).
Deputy Nichols had difficulty articulating the nature of his safety concern. He
testified, “[I]f I have [the defendant] in a safe area where I feel safe with me, I feel that we’re both
safe. Not just him, not just me.” Deputy Nichols admitted that the road area where he stopped the
defendant was as safe as can be found on an interstate.
We are at a loss to fathom how Deputy Nichols’ “frisk and sit” enhanced either his
or the defendant’s safety given the existing circumstances. The defendant was traveling alone;
therefore, no need arose to separate the defendant from passengers in the stopped vehicle. Because
the police cruiser would most likely be the first car struck by approaching traffic, we fail to perceive
any safety-based reason why the defendant would be safer sitting in the back of the police cruiser as
opposed to remaining in the driver’s seat of his own vehicle.
As for Deputy Nichols’ personal safety, he claimed that he wanted “[the defendant
to be] in an area where [the deputy] knew that there were no weapons inside the vehicle, versus were
he sitting inside his [car], where it was unknown at that time.” He added, “It’s just a precaution. I
mean, it prevents any type of incident like that from happening.” In the absence of specific and
articulable facts, however, an officer is not constitutionally authorized to frisk and seize motorists
for the sake of precaution.
Our ruling in this case should not be read as disparaging the safety of law enforcement
officials or as introducing some novel, per se prohibition in the context of warrantless seaches and
seizures. Constitutional reasonableness is necessarily fact specific and objectively assessed. In this
case, absent testimony establishing objective and articulable facts, we break no new ground by
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rejecting Deputy Nichols’ hunches, precautions, and sheer curiosity as sufficient to pass
constitutional muster.
B. Duration and Scope of the Traffic Stop
The trial court’s suppression ruling in this case was predicated on the principle that
a reasonable traffic stop can become unreasonable and constitutionally invalid if the time, manner,
or scope of the investigation exceeds the proper parameters. See Florida v. Royer, 460 U.S. 491,
500, 103 S. Ct. 1319, 1325-26 (1983); State v. Troxell, 78 S.W.3d 866, 871 (Tenn. 2002); State v.
Simpson, 968 S.W.2d 776, 783 (Tenn. 1998). That is, the duration of such a stop must be
“temporary and last no longer than necessary to effectuate the purpose of the stop.” Troxell, 78
S.W.3d at 871. Moreover, the officer’s conduct during an investigative stop must be “reasonably
related in scope to the circumstances which justified the interference in the first place.” Terry, 392
U.S. at 20, 88 S. Ct. at 1879. “[T]he proper inquiry is whether during the detention the police
diligently pursued a means of investigation that was likely to confirm or dispel their suspicions
quickly.” Troxell, 78 S.W.3d at 871.
“[N]o hard-and-fast time limit exists beyond which a [traffic stop] detention is
automatically considered too long and, thereby unreasonable.” State v. Justin Paul Bruce, No.
E2004-02325-CCA-R3-CD, slip op. at 7 (Tenn. Crim. App., Knoxville, Aug. 22, 2005); cf. United
States v. Sharpe, 470 U.S. 675, 685, 105 S. Ct. 1568, 1575 (1985) (“if an investigative stop
continues indefinitely, at some point it can no longer be justified as an investigative stop”). Simply
put, a law enforcement officer making a valid traffic stop must not prolong the stop for longer than
necessary to process the traffic violation without having some reasonable suspicion of other criminal
activity sufficient to warrant prolonging the stop. Likewise, no inflexible constitutional guidelines
dictate a law enforcement officer’s conduct during a traffic stop. Instead, the inquiry is necessarily
factually intensive and overlaid with the state’s burden of proof regarding a warrantless search and
seizure.
The state directs our attention to various rulings, for instance, that traffic stops lasting
10, 20, 35, 45, 50, 60, or 75 minutes are not constitutionally unreasonable. We have examined these
decisions, and in our opinion they underscore the factually intensive nature of the issue. See
Gallegos v. City of Los Angeles, 308 F.3d 987 (9th Cir. 2002) (civil rights action; detention calculated
solely to ensure that officers had the correct suspect and resulted in plaintiff’s prompt vindication);
United States v. Gil, 204 F.3d 1347 (11th Cir. 2000) (necessary for agents to detain the defendant to
prevent her from jeopardizing the investigation of the defendant’s residence); Houston v. Clark
County Sheriff Deputy John Does 1-5, 174 F.3d 809, 815 (6th Cir. 1999) (officers’ inquiries and
safety precautions reasonably related to basis for stopping car to investigate involvement in
shooting); United States v. McCarthy, 77 F.3d 522 (1st Cir. 1996) (excessive length of defendant’s
detention arose not because officers engaged in dilatory tactics but, instead, because investigative
efforts to determine if defendant involved in robbery failed to dispel suspicion giving rise to the
stop); United States v. Vega, 72 F.3d 507 (7th Cir. 1995) (agents had reasonable belief that defendant
was involved in massive cocaine conspiracy and was dangerous; part of 62-minute detention
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consisted of waiting for narcotics dog to arrive); United States v. Bloomfield, 40 F.3d 910 (8th Cir.
1994) (after stopping vehicle for abrupt lane change, officer developed reasonable suspicion the
defendant was transporting drugs based on multiple factors, such as shaking hands, heavy breathing,
red eyes, two radar detectors on dashboard, drug-masking odor, evasive answers, and refusal to
answer some questions); United States v. French, 974 F.2d 687 (6th Cir. 1992) (after truck was
stopped for weaving, officers smelled odor of marijuana emanating from rear of truck; officers had
reasonable suspicion to investigate and reasonably waited on narcotics detection canine that was 50
miles away at the time of the call), overruled in part on other grounds by United States v. Ferguson,
8 F.3d. 385 (6th Cir. 1993).
In addition, the state essentially portrays what happened in this case as a garden-
variety traffic stop occasioned by the routine inquiries incident to such a stop. In its brief, the state
writes,
[T]he questions about the defendant’s residence and employment
were related to the traffic stop because this information is necessary
for issuance of an enforceable citation. Deputy Nichols’ questions
were asked merely to obtain the type of information needed to find
the defendant should he fail to satisfy the obligation imposed by the
citation. Moreover, contrary to the trial court’s conclusion, the
questions asked by Deputy Nichols are in fact routine. . . .
Furthermore, the trial court’s conclusion that Deputy Nichols
employed “fishing expedition-type questions” is without foundation
in either the evidence or the law. There is nothing unreasonable
about any of the questions posed and the questions did not exceed the
scope of the traffic stop.
Inasmuch as Deputy Nichols never began writing a speeding citation and inasmuch as Deputy
Nichols plainly testified that the questions unrelated to speeding were intended to ferret out
indicators of other criminal activity, we find the state’s argument unpersuasive.
Our research discloses no clear consensus or guidance regarding how police
questioning at the scene of an otherwise typical traffic stop precisely impacts the time, manner, or
scope of the investigative detention. Relying on State v. Gonzalo Moran Garcia, No. M2000-01760-
CCA-R3-CD (Tenn. Crim. App., Nashville, Feb. 20, 2002), rev’d on other grounds, 123 S.W.3d 335(Tenn. 2003), the state forcefully insists that the questions posed by Deputy Nichols are in fact
routine and consistent with the lawful scope of a routine traffic stop. We note, however, that
Gonzalo Moran Garcia pointed out that “courts have disagreed about whether a police officer’s
questioning of a motorist on a subject unrelated to the purpose of the traffic stop violates the Fourth
Amendment even when the questioning does not prolong the initial valid seizure.” Gonzalo Moran
Garcia, slip op. at 22 (citations to various conflicting decisions).
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In this case, the trial court focused on Deputy Nichols’ asking questions on matters
unrelated to the traffic stop before commencing the computer check and thereby unreasonably
prolonging the defendant’s detention. By the trial court’s estimation, Deputy Nichols did not initiate
the computer check on the defendant’s license and registration until 7:43:30 p.m., two minutes after
placing the defendant in the back of the police vehicle and four minutes after initiating the traffic
stop. Essentially, the trial court concluded that the two-minute questioning exceeded the scope of
the circumstances justifying the traffic stop.
Considering all of the circumstances of the particular invasion of the defendant’s
security in this case, we conclude that Deputy Nichols’ questioning was not constitutionally
significant, and we, therefore, part company with the trial court on that issue. Nevertheless, having
concluded that the “frisk and sit” that preceded the questioning was unreasonable, we affirm the
conclusion that the detention that was in progress at the time of signing the consent form was
unlawful.
V. CONSENT AND ATTENUATION
The state in this case maintains that the defendant’s voluntary consent to the search
of his automobile justified the warrantless seizure of the narcotics. We, therefore, turn our attention
to that argument.
It is well settled that a search conducted pursuant to a voluntary consent is an
exception to the requirement that searches and seizures be conducted pursuant to a warrant. State
v. Bartram, 925 S.W.2d 227, 230 (Tenn. 1996). That is, although the Fourth Amendment and
Article I, section 7 of the Tennessee Constitution condemn unreasonable searches and seizures, they
recognize the validity of voluntary cooperation. Florida v. Bostick, 501 U.S. 429, 439, 111 S. Ct.
2382 (1991); Schneckloth v. Bustamonte, 412 U.S. 218, 243, 93 S. Ct. 2041 (1973) (holding that
“there is nothing constitutionally suspect in a person[] voluntarily allowing a search”); Cox, 171
S.W.3d at 184. The sufficiency and validity of consent depend largely upon the facts and
circumstances presented by each particular case. State v. Jackson, 889 S.W.2d 219, 221 (Tenn.
Crim. App. 1993).
“[C]ourts have recognized three distinct types of police-citizen interactions: (1) a full
scale arrest which must be supported by probable cause; (2) a brief investigatory detention which
must be supported by reasonable suspicion; and (3) brief police-citizen encounters which require no
objective justification.” State v. Daniel, 12 S.W.3d 420, 424 (Tenn. 2000) (citations omitted). In
United States v. Drayton, 536 U.S. 194, 122 S. Ct. 2105 (2002), the Supreme Court determined that
no Fourth Amendment violation occurs when an officer simply approaches a person in a public place
and poses a question. Even when there is no basis to suspect a crime, officers may ask questions,
ask for identification, and ask for consent to conduct a search, so long as the means used to induce
the cooperation are not coercive. Id. at 201, 122 S. Ct. at 2110; see Daniel, 12 S.W.3d at 425. The
encounter, in other words, is regarded as consensual and requires no reasonable suspicion; it will not
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trigger constitutional scrutiny unless it loses its consensual nature. See Bostick, 501 U.S. at 434, 111
S. Ct. 2385.
The consent at issue in this case did not arise in the context of a brief police-citizen
encounter. Deputy Nichols clearly had seized the defendant. In that situation, to satisfy the
constitutional reasonableness standard, the consent must be “‘unequivocal, specific, intelligently
given, and uncontaminated by duress or coercion.’” State v. Simpson, 968 S.W.2d 776, 784 (1998)
(quoting State v. Brown, 836 S.W.2d 530, 547 (Tenn. 1992)). Moreover, even if the consent is
voluntary, evidence seized in the search will not be admissible (1) if the initial detention was
unlawful or thereafter became unreasonable and (2) if the consent was an exploitation of the prior
unlawful seizure. See State v. Garcia, 123 S.W.3d 335, 346 (Tenn. 2003).
As we explained earlier, in our opinion Deputy Nichols’ search and seizure of the
defendant was constitutionally unreasonable. That said, the question becomes one of attenuation –
that is, whether the consent, even if voluntary, was “sufficiently an act of free will to purge the
primary taint of the unlawful invasion.” Wong Sun v. United States, 371 U.S. 471, 486, 83 S. Ct.
407, 416-17 (1963).
“The existence of consent and whether it was voluntarily given are questions of fact”
involving an examination of the totality of the circumstances in each case. State v. Ashworth, 3
S.W.3d 25, 29 (Tenn. Crim. App. 1999); see State v. McCrary, 45 S.W.3d 36, 43 (Tenn. Crim. App.
2000). The trial court found from the totality of the circumstances that the defendant’s consent in
the instant case was given unequivocally and free of duress and coercion. The trial court pointed out
that Deputy Nichols explained the consent form in a non-threatening, professional, and courteous
manner, that there was no evidence that the defendant was confused, and that Deputy Nichols
requested permission to search only one time. In our opinion, the evidence does not preponderate
against the trial court’s finding.
Regarding attenuation, the supreme court in State v. Garcia, 123 S.W.3d 335 (Tenn.
2003), summarized the applicable principles as follows:
We have previously noted that attenuation issues are highly factual.
See State v. Huddleston, 924 S.W.2d 666, 674 (Tenn. 1996). In
making our evaluation, we look to the factors articulated by the
Supreme Court in Brown v. Illinois, 422 U.S. 590, 603-04, 95 S. Ct.
2254, 45 L. Ed. 2d 416 (1975). Though the Brown factors were
designed to aid courts in determining whether a confession was
obtained by exploitation of an illegal arrest, these factors may also be
used by courts to evaluate whether the causal connection between an
unlawful seizure and a subsequent consent has been broken, i.e.
whether the primary taint of an unlawful seizure has been sufficiently
attenuated from the voluntary consent. The Brown factors are as
follows: 1) the temporal proximity of the illegal seizure and consent;
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2) the presence of intervening circumstances; and 3) the purpose and
flagrancy of the official misconduct. Id. Additionally, we note that
the burden of showing attenuation lies with the State. See Brown,
422 U.S. at 604.
Garcia, 123 S.W.3d at 346 (footnote omitted).
The trial court correctly recognized and applied the factors set forth in Garcia. The
court found that the consent was given immediately after the defendant had been questioned on
numerous matters and while he was still confined to the back seat of the police cruiser and unable
to leave. The trial court, therefore, concluded that no appreciable time elapsed between the
defendant’s detention (which we have concluded was unreasonable) and the consent that would have
allowed the taint of the misconduct to dissipate. We discern no error in the trial court’s analysis, and
we agree that this temporal-proximity factor weighs against a finding of attenuation.
The trial court further found, with abundant support in the record, that there were no
intervening circumstances, such as Deputy Nichols’ communicating to the defendant that he was free
to leave. See Garcia, 123 S.W.3d at 347 (“Thus, while we acknowledge the fact that Garcia was told
he was free to go, we give this factor little weight given the immediacy with which Officer Kohl
began questioning the defendant after telling him he was free to leave and the presence of the other
police cruiser.”). Consequently, this factor also counsels against a finding of attenuation.
Last, the trial court considered the purpose and flagrancy of the official misconduct.
The court concluded that “Nichols’ detention was a process designed to exploit the underlying traffic
stop, culminating in the asking for and receiving of consent to search the vehicle.” As support for
its conclusion, the trial court pointed out (1) that although there was no reasonable suspicion that the
defendant was carrying on any criminal activity other than the speeding offense, the deputy confined
the defendant in the back of the patrol car, kept the defendant’s license, and subjected him to several
minutes of “fishing-expedition” type questions before seeking consent to search, and (2) that the
deputy never issued the defendant either a warning or citation ticket for speeding. Pursuant to our
earlier analysis, we give little weight to the questions posed by Deputy Nichols; however, we assign
significant weight to Deputy Nichols’ disregard for needing reasonable and particularized suspicion
prior to the “frisk and sit.” See also Garcia, 123 S.W.3d at 347 (pointing out that the officer’s status
as a member of the drug task force added to the likelihood that the prolonged and unreasonable
detention of the defendant was for the sole purpose of obtaining consent to search his vehicle).
Deputy Nichols’ actions weigh against a finding of attenuation.
In summary, and under the particular circumstances of this case, we conclude that the
defendant’s consent was gained in exploitation of the unlawful detention and that the state failed to
demonstrate that the consent was sufficiently attenuated from the unlawful detention.
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VI. CONCLUSION
To summarize, we hold that the “frisk and sit” of the defendant in this case
constituted an unreasonable search and seizure that was not based upon reasonable suspicion in
violation of the Fourth Amendment and Article I, section 7 of the Tennessee Constitution. We also
hold that although the defendant’s consent to search was given voluntarily, the evidence seized must
be suppressed because the consent was not sufficiently attenuated from the unlawful detention.
Consequently, we affirm the trial court’s suppression.
___________________________________
JAMES CURWOOD WITT, JR., JUDGE
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