John Whatley v. State of Tennessee ( 2007 )


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  •          IN THE COURT OF CRIMINAL APPEALS OF TENNESSEE
    AT NASHVILLE
    Assigned on Briefs November 29, 2006
    JOHN WHATLEY v. STATE OF TENNESSEE
    Appeal from the Circuit Court for Maury County
    No. 13006    Stella Hargrove, Judge
    No. M2006-00250-CCA-R3-PC - Filed January 22, 2007
    The Appellant, John Whatley, appeals the judgment of the Maury County Circuit Court denying
    post-conviction relief. Whatley is currently serving an eleven-year sentence in the Department of
    Correction as a result of his conviction for aggravated sexual battery. On appeal, Whatley argues
    that he was denied his Sixth Amendment right to the effective assistance of counsel, specifically
    arguing that trial counsel was ineffective in: (1) “failing to adequately consult with and prepare
    [Whatley] for trial”; (2) failing to present a potential defense witness at trial; (3) opening the door
    for the introduction of prejudicial testimony; and (4) failing to properly preserve a conflict of interest
    issue for appeal. After review, the judgment of the post-conviction court is affirmed.
    Tenn. R. App. P. 3; Judgment of the Circuit Court Affirmed
    DAVID G. HAYES, J., delivered the opinion of the court, in which ALAN E. GLENN and D. KELLY
    THOMAS, JR., JJ., joined.
    Ryan D. Brown, Columbia, Tennessee, for the Appellant, John Whatley.
    Robert E. Cooper, Jr., Attorney General and Reporter; Preston Shipp, Assistant Attorney General;
    Mike Bottoms, District Attorney General, for the Appellee, State of Tennessee.
    OPINION
    Factual Background
    The facts underlying the Appellant’s conviction, as established on direct appeal, are as
    follows:
    On March 22, 2002, the appellant was indicted for rape of a child. The proof
    adduced at trial, taken in the light most favorable to the State, revealed that at the end
    of February or the beginning of March 1996, the appellant lived in a mobile home at
    207 Lewis Street in Woodland Trailer Park in Columbia. Several family members
    also lived in the mobile home, including Lisa Frazier, the appellant’s girlfriend and
    the victim’s mother, and the then three-year-old victim, the child of Frazier and the
    appellant. While living at the mobile home, the victim shared a bedroom with his
    brother, AF. The victim, who was ten years old at the time of trial, testified that he
    and AF were not allowed out of the room to eat or use the bathroom. There was no
    toilet in the bedroom; therefore, the victim and AF urinated and defecated on
    “[a]nything that we could.” Additionally, the bedroom had a window, but the victim
    could not see out the window because it was covered with duct tape. The victim
    stated that he did not know the color of the mobile home “because I never seen the
    outside until I moved out.”
    During a weekday when it was light outside, the appellant came to the
    bedroom the victim and AF shared. The appellant picked up the victim and carried
    him to the bathroom. The victim recalled that the bathroom had “kind of like
    sunflower wallpaper” and “some kind of fur on the toilet.” Once in the bathroom,
    the appellant locked the door, pulled down his pants, and put his penis in the victim’s
    mouth. The victim described the appellant’s penis as being “very hard and it had
    hair.” After the offense, the appellant ordered the victim not to tell anyone what had
    happened. The victim recalled that the offense occurred “[a]t least a few months”
    before November 1996 when he was removed from the appellant’s custody.
    On November 27, 1996, Gloria Kelly, an employee of the Department of
    Children’s Services, visited the appellant’s mobile home in Maury County. She
    found all residents except the victim and AF in the living room of the home. She was
    informed that the two boys were in the bedroom. Kelly entered the bedroom where
    she found the victim and AF. Kelly noticed that the room contained no beds, and it
    was extremely dark because aluminum foil covered the windows. The victim and AF
    were scantily dressed and appeared malnourished and hungry. Bits of torn diaper
    were scattered around the room, and the room was “saturated with urine” and had a
    “strong feces smell.” The four children were removed from the appellant’s home.1
    State v. John Whatley, No. M2003-01773-CCA-R3-CD (Tenn. Crim. App. at Nashville, May 9,
    2005). Following a jury trial, the Appellant was convicted of the lesser included offense of
    aggravated sexual battery and subsequently sentenced to a term of twelve years in the Department
    of Correction. 
    Id. The Appellant
    then filed a direct appeal with this court, raising multiple issues
    for review. Following review, a panel of this court affirmed the conviction but modified the
    Appellant’s sentence to eleven years in light of Blakely v. Washington, 
    542 U.S. 296
    , 
    124 S. Ct. 2531
    (2004).
    1
    Two of the children, the victim and AF, were never returned to the custody of their parents. Additionally, both
    the Appellant and Lisa Frazier pled guilty to misdemeanor child abuse on April 29, 1999, based upon their actions of
    keeping the children in these conditions.
    -2-
    On July 15, 2005, the Appellant filed a pro se petition for post-conviction relief upon the
    ground of ineffective assistance of counsel. Following the appointment of counsel, an amended
    petition was filed on October 7, 2005, alleging additional deficient performance by trial counsel. A
    hearing was held on January 17, 2006, at which only trial counsel and the Appellant were called as
    witnesses.
    Trial counsel testified at the hearing that he represented the Appellant at his criminal trial,
    as well as in a termination of parental rights proceeding in juvenile court which preceded the
    criminal charge. Although the juvenile court proceeding was heard first, the ruling in that case
    followed the Appellant’s conviction for aggravated sexual battery. Trial counsel stated that he met
    with the Appellant at least seven to eight times in preparation for the criminal trial and engaged in
    numerous telephone conversations with the Appellant regarding the case. Counsel stated that he
    discussed the facts of the case with the Appellant and explained the elements of the offense which
    the State was required to establish in order to obtain a conviction. Additionally, he testified that he
    reviewed the evidence he received from the State during the discovery process with the Appellant,
    as well as conveying multiple plea offers which the State had extended. Trial counsel testified that
    the Appellant refused all offers and insisted upon going to trial.
    Counsel stated that because the Appellant’s case basically turned on the credibility of the
    victim, who was three-years old at the time of the offense, his defense strategy was to challenge the
    victim’s recollection of the events surrounding the charged crime. This strategy was discussed with
    the Appellant on multiple occasions. During preparations for trial, the Appellant gave trial counsel
    the name of three possible witnesses, two of which trial counsel chose not to utilize as they were
    strictly character witnesses with no knowledge of the actual disputed facts of the case. Counsel
    testified that he chose not to place the Appellant’s character into question because he was concerned
    this could lead to the introduction of prior instances of child neglect or abuse and the deplorable
    living conditions of the Appellant’s home. Trial counsel also acknowledged that the Appellant
    alluded to a third possible witness, Flossie Richards, who had lived with the Appellant’s family for
    a period of time in 1996. However, based upon the information provided by the Appellant, trial
    counsel recalled that Richards was residing in the mobile home in November 1996 when the children
    were removed by Department of Children’s Services, but Richards was not residing with the
    Appellant and his family when the aggravated sexual battery occurred, which was at least several
    months earlier. At the time of the post-conviction hearing, Richards was deceased.
    Trial counsel testified that he filed a pre-trial motion to exclude any reference to the
    Appellant’s prior conviction for child abuse, as well as any reference to the conditions of the home
    where the family resided. The court ruled that the living conditions of the mobile home were not
    admissible unless they became relevant during the course of the trial. During examination of the
    victim, trial counsel elicited testimony that the victim had lived in more than one mobile home,
    suggesting that the victim was confused as to the specific mobile home where the crime had
    -3-
    occurred.2 Immediately following trial counsel’s questioning of the victim, the State requested that
    it be permitted to introduce proof of the living conditions of the mobile home as the Appellant had
    opened the door on this issue. Following a jury-out hearing, the trial court allowed the State to
    introduce testimony regarding the living conditions of the mobile home where the abuse occurred.
    Specifically, the State was allowed to elicit testimony from the victim about the conditions, as well
    as from two Department of Children’s Services workers. Trial counsel testified that he did not
    believe, based upon his questions to the victim, that the trial court would allow the State to introduce
    evidence of the conditions of the mobile home. Trial counsel testified at the post-conviction hearing
    that he thought his questions to the victim of the specific mobile home
    “[were] key information, you know, as far as to get in the trailer situation, this
    happened in another trailer, he lived in another trailer, to test the child’s mental status
    and when he remembered, you know, from the time when he was testifying
    something happened when he was 3-years old.”
    Trial counsel testified that after the denial of the motion for new trial on June 17, 2003, he
    became aware that the assistant district attorney who prosecuted the Appellant’s case was employed
    as an assistant public defender in 1996, when Lisa Frazier, the mother of the victim, was charged
    with child abuse. The abuse charge stemmed from the adverse living conditions of the mobile home
    in which she, the victim, and the Appellant resided. Although the Office of the Public Defender was
    appointed to represent Frazier in the criminal proceeding, the assistant district attorney was not
    assigned to the case, although he was privy to information regarding the child abuse allegations and
    the living conditions of the Appellant’s mobile home. Within ten days of learning the prosecutor’s
    prior employment with the Office of the Public Defender, trial counsel filed an amended motion for
    new trial on July 16, 2003, alleging a conflict of interest. At the same time, he filed a notice of
    appeal in the case because the thirty days following the denial of the initial motion for new trial was
    about to expire. Although the notice of appeal document was already filed, trial counsel, however,
    discussed the conflict of interest issue with the State and the trial court and was assured that a
    hearing would be held on the issue. A hearing was conducted in August with the trial court
    concluding that no conflict of interest existed.3 However, on appeal, a panel of this court declined
    to address the issue, finding it had been waived based upon the filing of the notice of appeal
    document, which deprived the trial court of jurisdiction to review the issue.
    The Appellant testified that he only met with trial counsel four times in preparation for his
    criminal trial but did acknowledge that they spoke on the telephone every two to three days. The
    Appellant also acknowledged that trial counsel had reviewed discovery with him, though “not all of
    it.” He further agreed that trial counsel had explained the elements of the offense of rape of a child
    and informed him as to who the State’s primary witnesses were. According to the Appellant, trial
    2
    It is unclear from the record before us what specific questions trial counsel asked which triggered or “opened
    the door” for the introduction of the living conditions of the Appellant’s residence.
    3
    Although a hearing was held by the trial court on the conflict of interest issue, no transcript of the hearing is
    included in this record.
    -4-
    counsel had not “done his job trying to find out” the necessary information to prepare for a defense,
    particularly with respect to discovery. The Appellant did acknowledge that he was aware of the pre-
    trial motions that counsel had filed to exclude certain evidence at trial. He asserted, however, that
    trial counsel did not discuss the court’s rulings on those motions. The Appellant did acknowledge,
    however, that the trial court had explained its rulings to him. With regard to the possible defense
    witness, Flossie Richards, the Appellant testified that she could have testified that she was disabled
    and rarely left the Appellant’s home, indicating that the Appellant was not left alone in the mobile
    home with the victim. Thus, the Appellant asserts Richards could have established that the
    Appellant did not have the opportunity to commit the crime for which he was convicted.
    On January 20, 2005, the post-conviction court, by written order, denied the Appellant’s
    petition. This appeal followed.
    Analysis
    On appeal, the Appellant raises the single issue of ineffective assistance of counsel. He
    specifically asserts that trial counsel was ineffective by: (1) failing to adequately consult with and
    prepare the Appellant for trial; (2) failing to present a defense witness; (3) opening the door to
    prejudicial testimony; and (4) failing to preserve the conflict of interest issue for appeal. To succeed
    on a challenge of ineffective assistance of counsel, the Appellant bears the burden of establishing
    the allegations set forth in his petition by clear and convincing evidence. T.C.A. § 40-30-110(f)
    (2003). The Appellant must demonstrate that counsel’s representation fell below the range of
    competence demanded of attorneys in criminal cases. Baxter v. Rose, 
    523 S.W.2d 930
    , 936 (Tenn.
    1975). Under Strickland v. Washington, 
    466 U.S. 668
    , 687, 
    104 S. Ct. 2052
    , 2064 (1984), the
    Appellant must establish (1) deficient performance and (2) prejudice resulting from the deficiency.
    The petitioner is not entitled to the benefit of hindsight, may not second-guess a reasonably based
    trial strategy, and cannot criticize a sound, but unsuccessful, tactical decision made during the course
    of the proceedings. Adkins v. State, 
    911 S.W.2d 334
    , 347 (Tenn. Crim. App. 1994). This deference
    to the tactical decisions of trial counsel is dependent upon a showing that the decisions were made
    after adequate preparation. Cooper v. State, 
    847 S.W.2d 521
    , 528 (Tenn. Crim. App. 1992).
    It is unnecessary for a court to address deficiency and prejudice in any particular order,
    or even to address both if the petitioner makes an insufficient showing on either. 
    Strickland, 466 U.S. at 697
    , 104 S. Ct. at 2069. In order to establish prejudice, the petitioner must establish a
    “reasonable probability that, but for counsel's unprofessional errors, the result of the proceeding
    would have been different. A reasonable probability is a probability sufficient to undermine
    confidence in the outcome.” State v. Burns, 
    6 S.W.3d 453
    , 463 (Tenn. 1999) (quoting 
    Strickland, 466 U.S. at 694
    , 104 S. Ct. at 2068).
    The issues of deficient performance by counsel and possible prejudice to the defense are
    mixed questions of law and fact. 
    Id. at 461.
    “[A] trial court's findings of fact underlying a claim of
    ineffective assistance of counsel are reviewed on appeal under a de novo standard, accompanied with
    a presumption that those findings are correct unless the preponderance of the evidence is otherwise.”
    -5-
    Fields v. State, 
    40 S.W.3d 450
    , 458 (Tenn. 2001) (citing Tenn. R. App. P. 13(d); Henley v. State, 
    960 S.W.2d 572
    , 578 (Tenn. 1997)). However, conclusions of law, are reviewed under a purely de novo
    standard with no presumption that the post-conviction court's findings are correct. 
    Id. I. Consultation
    and Preparation for Trial
    On appeal, the Appellant asserts that trial counsel was ineffective in that he did not
    adequately consult with and prepare the Appellant for trial. Specifically, the Appellant alleges that
    he was dissatisfied with the substance and number of the four to five meetings he had with trial
    counsel. Additionally, he asserts that trial counsel failed to provide a complete copy of discovery
    and failed to sufficiently explain the discovery which was provided. Moreover, he contends that trial
    counsel did not adequately inform him of the defense theory of the case or provide explanations of
    the rulings of the trial court with regard to the pre-trial motions. According to the Appellant, this
    lack of communication and failure to provide discovery “hindered [his] ability to make informed
    decisions regarding the potential outcome of a jury trial in this matter.”
    Initially, we are constrained to note that trial counsel’s testimony materially conflicted with
    many of the Appellant’s contentions. As noted, trial counsel testified to at least seven to eight
    meetings, in addition to numerous telephone conversations. Moreover, trial counsel testified to
    additional meetings in preparation for the juvenile case, which was based upon the same facts.
    Counsel testified that he explained the elements of the offense to the Appellant and extensively
    discussed the theory of defense which he planned to utilize at trial. Trial counsel also stated that he
    reviewed the State’s evidence with the Appellant which was obtained through discovery.
    In its order denying post-conviction relief, the court found that the Appellant’s allegation of
    failure to consult with and prepare for trial had “no merit,” noting that trial counsel specifically
    testified:
    . . . he discussed the facts and elements of the case with [the Appellant]; they
    discussed State witnesses and any witnesses who might be favorable to [the
    Appellant]; they discussed numerous motions being filed and argued on [the
    Appellant’s] behalf; they discussed trial strategy and discussed the worst scenario for
    [the Appellant] upon convictions.
    Clearly, the post-conviction court accredited trial counsel’s testimony over that of the Appellant’s.
    Questions of credibility of the witnesses, the weight and value of the evidence, and resolution of
    conflicts in the evidence are matters entrusted to the trial court as the trier of fact, and those
    determinations are conclusive on appeal unless the evidence preponderates otherwise. 
    Odom, 928 S.W.2d at 23
    . We find nothing in the evidence before us which preponderates against the post-
    conviction court’s determinations. Thus, the Appellant has failed to show by clear and convincing
    evidence that trial counsel’s pre-trial consultations constituted deficient performance under
    prevailing professional norms.
    -6-
    II. Failure to Call Defense Witness
    Next, the Appellant asserts that trial counsel was ineffective by failing to call a potential
    defense witness, Flossie Richards, who the Appellant asserts could have testified that she lived with
    the Appellant and the victim, and rarely left the home, thereby inferring that the Appellant would not
    have had the opportunity to commit the sexual assault as alleged. The Appellant argues Richards’
    testimony was particularly critical in light of the fact that trial counsel’s theory of defense involved
    a challenge to the victim’s credibility. The Appellant contends that trial counsel’s failure to fully
    investigate Richards’ potential testimony “hindered [his] ability to present a complete defense.”
    In denying relief, the post-conviction court again accredited the testimony of trial counsel,
    specifically noting that trial counsel “testified that he did not call Ms. Richards based upon the
    understanding that she was present in the trailer only when the children were removed, and not at
    the time of the allegations of abuse.” As previously noted, questions of credibility are matters
    entrusted to the trial court and are conclusive on appeal unless the evidence preponderates otherwise.
    
    Odom, 928 S.W.2d at 23
    . Nothing in the record preponderates against the findings, as trial counsel
    cannot be held deficient for failing to call a witness who had no factual knowledge of the events.
    See 
    Id. While the
    record in this case does establish that Ms. Richards was deceased at the time of
    the post-conviction hearing, the Appellant still bears the burden of establishing for the record
    through other means of proof the allegations of deficient performance as alleged. We are without
    authority to vacate a conviction based upon conjecture or rank speculation. With the exception of
    the Appellant’s self-serving, and somewhat confusing, testimony, there is no evidence before us
    which demonstrates that Ms. Richards resided in the Appellant’s mobile home on the date of the
    crime nor evidence that Ms. Richards would have testified that the Appellant was never alone with
    the victim. Accordingly, this claim is without merit.
    III. Opening the Door to Prejudicial Evidence
    Next, the Appellant contends that trial counsel’s performance was deficient by “opening the
    door” to the introduction of prejudicial evidence regarding the deplorable living conditions in which
    the victim lived. Prior to trial, trial counsel filed motions to preclude the admission of this evidence.
    Following a hearing on the motion, the trial court ruled that the State would not be allowed to
    introduce the evidence unless it became relevant during the course of the trial. The court informed
    the parties that a jury-out hearing would be held at the appropriate time if the issue arose. During
    the course of the trial, in an effort to discredit the victim’s memory, trial counsel pursued a line of
    questioning regarding the mobile home where the victim and the Appellant resided. Following a
    hearing, the State was allowed to introduce evidence, through the victim and two DCS workers,
    regarding the conditions. The Appellant now contends that, but for trial counsel’s “opening the
    door,” the jury would not have heard the inflammatory evidence.
    In denying relief on this ground, the post-conviction court found:
    -7-
    The defense strategy was two-fold: to attack the memory and credibility of [the
    victim] and to attack an erroneous time frame from the abuse, first adopted by the
    State. Attacking the memory of [the victim] as to time, places and events proved
    fatal to [the Appellant]. Cross-examination as to more than one trailer in which [the
    victim] lived led to prejudicial testimony of deplorable living conditions at the time
    of the abuse. [Trial Counsel] testified that he discussed trial strategy with [the
    Appellant]. The Court will not second-guess the sound trial strategy of a well-
    qualified, experienced attorney.
    Again, we find nothing in the record to preponderate against the post-conviction court’s
    findings. Trial counsel specifically testified that his cross-examination of the victim with regard to
    this matter was a tactical decision, which he repeatedly discussed with the Appellant. Based upon
    the chosen theory of defense, i.e., attacking the credibility of the victim, trial counsel believed that
    this line of questioning was vital to the defense strategy. Trial counsel testified that he believed that
    the evidence he elicited, that the victim had lived in another trailer, was “key information” which
    would aid in the Appellant’s defense.
    The petitioner is not entitled to the benefit of hindsight, may not second-guess a reasonably
    based trial strategy, and cannot criticize a sound, but unsuccessful, tactical decision made during the
    course of the proceedings. 
    Adkins, 911 S.W.2d at 347
    . While trial counsel’s decision in this matter
    did result in the admission of prejudicial testimony, he specifically testified that he could not
    anticipate how the trial court would rule regarding its admission when he cross-examined the victim.
    Trial counsel stated that he believed, that although he was “walking a tightrope,” he had a persuasive
    argument to present during the jury-out hearing. Review reveals that trial counsel was pursuing a
    well reasoned defense strategy in the case, and the tactical decision at issue here was made after
    adequate preparation. See 
    Cooper, 847 S.W.2d at 528
    . We are not permitted to second-guess trial
    counsel’s tactical decision.
    IV. Waiver of Conflict of Interest Issue
    Finally, the Appellant contends that trial counsel was ineffective by allowing a possible
    conflict of interest issue to be waived on appeal. The Appellant does not dispute that trial counsel
    was not made aware of the possible potential conflict of interest issue until after the motion for new
    trial was denied. The Appellant asserts, however, that the Appellant was provided with the
    information “7 to 10 days prior to the expiration of the 30-day time period in which to file [the]
    Appellant’s Notice of Appeal.” The Appellant argues that trial counsel did not immediately file a
    motion to amend the prior motion for new trial or request an expedited hearing on the issue. The
    Appellant contends that trial counsel simply allowed the time to lapse and filed the motion to amend
    the motion for new trial and the notice of appeal concurrently, resulting ultimately in the waiver of
    the issue on appeal.
    The conflict of interest issue, as recited by this court on direct appeal, is as follows:
    -8-
    . . . whether the trial court erred in “denying the Appellant’s ‘Motion for New Trial’
    based on the fact the prosecutor for the State . . . had previously worked for the
    Office of the Public Defender, who represented the girlfriend of the Appellant in her
    case, and was present when she was interviewed concerning the case, which was
    based on the same facts alleged against the Appellant in this case.”
    Whatley, No. M2003-01773-CC-R3-CD.
    The post-conviction court found that trial counsel was not deficient in his actions, specifically
    finding:
    At the time [trial counsel] filed his Amended Motion for New Trial and
    contemporaneous Notice of Appeal, the deadline for perfecting an appeal was closing
    in. Right or wrong, this Court did conduct a hearing, allowed evidence and ruled that
    there was no conflict of interest. [Trial counsel] testified that he learned of a possible
    conflict of interest on the part of [the assistant district attorney] subsequent to the
    denial of Motion for New Trial. This Court finds that [trial counsel] took immediate
    steps to do everything he could do to protect and preserved the rights of [the
    Appellant].
    Proof of deficient representation by failing to perform, in this case “failing to preserve the
    issue of conflict of interest on appeal,” requires more than a bare allegation of some lost potential
    benefit. With regard to this allegation, the Appellant is required to prove by clear and convincing
    evidence: (1) that the conflict of interest issue was meritorious; and (2) that there was a reasonable
    probability that the criminal trial would have concluded differently if counsel had performed as
    suggested.
    Typically, in determining whether to disqualify an attorney in a criminal case, the trial court
    must first determine whether the party questioning the propriety of the representation has met its
    burden of showing that there is an actual conflict of interest. State v. White, 
    114 S.W.3d 469
    , 476
    (Tenn. 2003). An actual conflict of interest is usually defined in the context of one attorney
    representing two or more parties with divergent interests. State v. Tate, 
    925 S.W.2d 548
    , 552 (Tenn.
    Crim. App. 1995). Clearly, the scenario before us does not present the situation where one attorney
    is simultaneously representing two or more parties with divergent interests. Nonetheless, a conflict
    of interest may arise from successive representations stemming from the same or a substantially
    related proceeding.
    Rule 1.9(a) of the Rules of Professional Conduct provides:
    A lawyer who has formerly represented a client in a matter shall not thereafter
    represent another person in the same or a substantially related matter in which that
    person’s interests are materially adverse to the interests of the former client, unless
    the former client consents in writing after consultation.
    -9-
    Tenn. S. Ct. R. 8, RPC 1.9(a).4
    It is obvious that the representation by the Office of the Public Defender5 of Lisa Frazier for
    child abuse and the prosecution of the Appellant for child rape did not arise from the same criminal
    proceeding. The issue, however, of whether the two criminal proceedings are “substantially related”
    poses a closer question. While the proof established that the Appellant was a named defendant in
    both criminal proceedings and that the parties’ minor child was the victim in each of the two cases,
    nonetheless, we conclude that the two criminal proceedings were not substantially related. See
    Farris Genner Morris v. State, No. W2005-00426-CCA-R3-PD (Tenn. Crim. App. at Jackson, Oct.
    10, 2006). The two criminal cases were separate in time and nature, and there is nothing in the
    record before us which suggests that at the time of the public defender’s representation of Lisa
    Frazier that criminal charges against the Appellant for child rape were contemplated. Moreover, the
    record fails to establish that the assistant public defender, now prosecutor, ever acquired confidential
    information from Lisa Frazier, which could have been or was used in the prosecution of the
    Appellant. Finally, we would note that any prosecutor within the District Attorney General’s office
    would have been privy to any information developed by the Department of Children’s Services
    investigation. As such, no actual conflict of interest was created which required disqualification of
    the former assistant public defender, now prosecutor. Accordingly, no deficient performance
    resulted from trial counsel’s failure to preserve the conflict of interest issue in the direct appeal of
    his conviction.
    CONCLUSION
    Based upon the foregoing, the Maury County Circuit Court’s denial of the Appellant’s
    petition for post-conviction relief is affirmed.
    ___________________________________
    DAVID G. HAYES, JUDGE
    4
    This case proceeded to trial on M arch 18, 2003. Effective March 1, 2003, the Code of Professional
    Responsibility was replaced by the Tennessee Rules of Professional Conduct, which is codified in Tennessee Supreme
    Court Rule 8.
    5
    The fact that the former assistant public defender, now prosecutor, was not the assistant public defender
    specifically assigned to represent Lisa Frazier is of no consequence if an actual conflict of interest had existed, because
    “a lawyer shall not knowingly represent a person in the same or substantially related matter in which a firm with which
    the lawyer formerly was associated had previously represented a client whose interests are materially adverse . . . .”
    Tenn. S. Ct. R. 8, RPC 1.9 (b).
    -10-