State of Tennessee v. Jerald M. Seay ( 2006 )

IN THE COURT OF CRIMINAL APPEALS OF TENNESSEE
AT JACKSON
Assigned on Briefs January 10, 2006
STATE OF TENNESSEE v. JERALD M. SEAY
Direct Appeal from the Criminal Court for Shelby County
No. 02-01088 Arthur T. Bennett, Judge
No. W2005-01152-CCA-R3-CD - Filed March 3, 2006
The defendant, Jerald M. Seay, was found guilty by a Shelby County jury of unlawful possession of
cocaine with intent to sell and unlawful possession of cocaine with intent to deliver, Class C felonies.
After merging the two counts together into a single conviction for unlawful possession of cocaine
with intent to sell, the trial court sentenced the defendant as a Range II, multiple offender to ten years
in the Department of Correction and fined him $2,000. On appeal, he argues: (1) the evidence was
insufficient to support his conviction; and (2) the trial court erred in allowing him to be impeached
with stale convictions. Following our review, we affirm the judgment of the trial court.
Tenn. R. App. P. 3 Appeal as of Right; Judgment of the Criminal Court Affirmed
ALAN E. GLENN , J., delivered the opinion of the court, in which DAVID G. HAYES and JOHN EVERETT
WILLIAMS, JJ., joined.
Robert Wilson Jones, Shelby County Public Defender; William Robilio, Assistant Public Defender
(at trial); and Garland Ergüden, Assistant Public Defender (on appeal), for the appellant, Jerald M.
Seay.
Paul G. Summers, Attorney General and Reporter; Leslie Price, Assistant Attorney General; William
L. Gibbons, District Attorney General; and Lora Fowler and Alexia Fulgham, Assistant District
Attorneys General, for the appellee, State of Tennessee.
OPINION
FACTS
On February 7, 2002, the defendant was indicted by the Shelby County Grand Jury for sale
of a controlled substance, to wit: cocaine (Count 1); unlawful possession of a controlled substance
(cocaine) with intent to sell (Count 2); and unlawful possession of a controlled substance (cocaine)
with intent to deliver (Count 3). These indictments were the result of a drug transaction with an
undercover police officer that took place on February 7, 2001, at the Admiral Benbow Inn in
Memphis. Officer Eric Kelly, of the Memphis Police Department’s Central Precinct Plain Clothes
Task Force, testified that he was at the hotel that day because police had received “numerous
complaints about drug activity in that area.” Kelly said when he pulled into the hotel parking lot,
the defendant approached him and a “general conversation” ensued between them. Kelly described
what happened next:
I then asked [the defendant] general questions of I believe the words I used were do
you have any, and he at that time produced a rock, or what appeared to be a rock
from his mouth.
I gave him a twenty-dollar bill1 out of pocket, and I proceeded to tell him that
I had -- the words that I used was I had a freak2 coming, and that I needed to get a
little bit more so that we could party, and he said that he could take care of me.
After this exchange, Kelly rented a hotel room where he waited for the defendant to arrive. As the
defendant approached the room, Kelly “gave the take-down signal” to other officers waiting nearby.
As the officers started to close in, the defendant “began to run.” The officers “chased [the defendant]
to a vehicle where he was observed to throw what appeared to be three more rocks of cocaine into
his mouth.” After the defendant was arrested, “[t]he $20 that [Kelly] had given him was recovered
from his pocket.” Kelly said no drug paraphernalia was recovered from the defendant or his car.
He also said the defendant did not appear to be under the influence of any intoxicant.
On cross-examination, Kelley acknowledged that the $20 used in the drug transaction was
spent because it was his personal money and explained that he has only used his own money “five
or six times” out of several hundred arrests. He also acknowledged that although he was wearing
a wire, the drug transaction was not recorded.
Tara Barker, a special agent forensic scientist with the Tennessee Bureau of Investigation
Crime Laboratory, testified that the rock-like substance Officer Kelly received from the defendant
“contained cocaine schedule two in the amount of 0.1 grams.”
The defendant testified that on the day in question he had a hotel room at the Admiral
Benbow Inn and was just “[l]ooking for a woman to have some fun with.” The defendant said he
had only “[o]ne little piece of crack could have got two hits off of.” Around 7:00 p.m., the defendant
saw Officer Kelly, who “started a little conversation with [the defendant] like, you know, he wasn’t
no police and all that there. This was going to be females come through, and we was going to be
1
Kelly used his own money to buy the cocaine and explained that he marked it by placing “a small mark in each
one of the corners.”
2
Kelly explained that “freak” is a street term used to describe a woman who would be in the room for sex. Kelly
used the term because it made for a “more believable story, and it was a way for [Kelly] to see if [the defendant] had
anything else. If he knew [Kelly] had a girl or somebody else coming, he would be more apt to produce if he did have
any other drugs on him.”
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able to have some fun if [the defendant] g[o]t some drugs there.” The defendant said that, when he
arrived at Kelly’s room, he got “[k]ind of sacred” because he did not see any women and started
walking away “kind of fast” because he realized Kelly was a police officer who had gotten him “in
a setup situation.” The defendant denied swallowing the crack because “[y]ou can bust your heart
swallowing crack.” Instead, the defendant said he “tossed [the crack] to the side like, and [Kelly]
picked it up off the ground.” The defendant denied selling Kelly any crack cocaine or receiving $20
from the officer.
At the conclusion of the trial, the jury found the defendant not guilty of Count 1 (sale of
cocaine) but guilty of Count 2 (unlawful possession of cocaine with intent to sell) and Count 3
(unlawful possession of cocaine with intent to deliver). At sentencing, the trial court merged Count
3 into Count 2 and sentenced the defendant to ten years in the Department of Correction.
ANALYSIS
I. Sufficiency of the Evidence
On appeal, the defendant argues that the evidence was insufficient to support his conviction,
saying “the State failed to carry its burden of proving beyond a reasonable doubt that he is guilty of
an offense greater than simple possession of a controlled substance.” The State argues the evidence
was more than sufficient to support the defendant’s conviction. We agree with the State.
In considering this issue, we apply the familiar rule that where sufficiency of the convicting
evidence is challenged, the relevant question of the reviewing court is “whether, after viewing the
evidence in the light most favorable to the prosecution, any rational trier of fact could have found
the essential elements of the crime beyond a reasonable doubt.” Jackson v. Virginia, 443 U.S. 307,
319, 99 S. Ct. 2781, 2789, 61 L. Ed. 2d 560, 573 (1979); see also Tenn. R. App. P. 13(e) (“Findings
of guilt in criminal actions whether by the trial court or jury shall be set aside if the evidence is
insufficient to support the findings by the trier of fact of guilt beyond a reasonable doubt.”); State
v. Evans, 838 S.W.2d 185, 190-92 (Tenn. 1992); State v. Anderson, 835 S.W.2d 600, 604 (Tenn.
Crim. App. 1992). All questions involving the credibility of witnesses, the weight and value to be
given the evidence, and all factual issues are resolved by the trier of fact. See State v. Pappas, 754
S.W.2d 620, 623 (Tenn. Crim. App. 1987). “A guilty verdict by the jury, approved by the trial judge,
accredits the testimony of the witnesses for the State and resolves all conflicts in favor of the theory
of the State.” State v. Grace, 493 S.W.2d 474, 476 (Tenn. 1973). Our supreme court stated the
rationale for this rule:
This well-settled rule rests on a sound foundation. The trial judge and the jury see the
witnesses face to face, hear their testimony and observe their demeanor on the stand.
Thus the trial judge and jury are the primary instrumentality of justice to determine
the weight and credibility to be given to the testimony of witnesses. In the trial forum
alone is there human atmosphere and the totality of the evidence cannot be
reproduced with a written record in this Court.
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Bolin v. State, 219 Tenn. 4, 11, 405 S.W.2d 768, 771 (1966) (citing Carroll v. State, 212 Tenn. 464,
370 S.W.2d 523 (1963)). A jury conviction removes the presumption of innocence with which a
defendant is initially cloaked and replaces it with one of guilt, so that on appeal, a convicted
defendant has the burden of demonstrating that the evidence is insufficient. See State v. Tuggle, 639
S.W.2d 913, 914 (Tenn. 1982).
To obtain a conviction in this case, the State was required to show beyond a reasonable doubt
that the defendant possessed cocaine with the intent to sell it. See Tenn. Code Ann. § 39-17-
417(a)(4) (Supp. 2005). Simple possession of cocaine would have required the State to show beyond
a reasonable doubt that the defendant knowingly possessed cocaine. See Tenn. Code Ann. § 39-17-
418(a) (2003). The defendant concedes in his brief that “[i]t is undisputed that [he] was in
possession of crack cocaine.” He maintains, however, that “[t]he conviction for sale of cocaine rests
solely upon Officer Kelly’s assertion that he gave [the defendant] $20 for a minuscule rock of
cocaine weighing . . . 0.1 grams” and notes that he “disputed having taken money from Officer
Kelly” and claims “that he expected to ‘party’ with the women Kelly had summoned in exchange
for sharing his rock of cocaine.” Despite these assertions, the jury obviously gave more credence
to Officer Kelly’s testimony than the defendant’s. The trial court instructed the jury that it could
find the defendant guilty of the lesser-included offense of simple possession but, as its verdict
indicated, the jury decided to reject this option and convict the defendant of possession of cocaine
with intent to sell, which is its prerogative to do. The evidence, viewed in a light most favorable to
the State, more than supports the jury verdict. Accordingly, this issue is without merit.
II. Impeachment of Defendant by Prior Convictions
The defendant also argues the trial court erred by allowing him to be impeached with prior
convictions that were more than ten years old. Prior to the defendant’s trial, the State filed a Notice
of Impeaching Convictions Pursuant to Tennessee Rule of Evidence 609(a) stating its intention to
impeach the defendant with the following prior convictions:
Date Nature of Conviction/Class/Sent.
3-10-04 Criminal Impersonation/ Misd/ 8days
5-17-92 Crim Att. Poss. of Cont. Sub w/I to M/D/S/ Felony / 4 years
5-21-90 Selling a Cont. Sub./ Felony/ 4 years
6-7-88 Grand Larceny/ Felony/ 3 years
6-7-88 Larceny from Person/ Felony/ 3 years
6-7-88 Larceny from Person / Felony/ 3 years
Prior to the start of the trial, the court ruled that the State would be allowed to impeach the
defendant with the three larceny convictions and the criminal impersonation conviction. The trial
court explained why the 1988 larceny convictions could be used for the purpose of impeachment if
the defendant testified:
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The Court since these [larceny convictions] -- since this is just beyond the
ten-year period that he was released from custody3 on three separate cases directly
dealing with his credibility-type offenses, theft of property or larceny, the Court may
in the event he testifies, ask about those, taking in consideration that he has not had
a span where he’s clean of any criminal offenses in between, and there’s some
specific circumstances. He has not been -- let’s say that those offenses were
committed he came out about ten and a half years, so many years, and then got this
ten years later, this case, but in between he has no offenses, hasn’t been violating, I
wouldn’t let you ask that been too far [sic]. He [has] been clean all that time.
But, apparently, in between he’s got convictions of other things, and those are
specific circumstances. I’ll allow you to ask.
This issue is governed by Tennessee Rule of Evidence 609, which provides that a conviction
may be used to impeach the testimony of an accused in a criminal prosecution if the following four
conditions are satisfied: (1) the conviction is for a crime punishable by death or imprisonment in
excess of one year, or the conviction is for a misdemeanor which involved dishonesty or false
statement; (2) less than ten years has elapsed between the date the accused was released from
confinement and the commencement of the subject prosecution; (3) the State gives reasonable
pretrial written notice of the particular conviction or convictions it intends to use as impeachment;
and (4) the trial court concludes that the probative value of the prior conviction on the issue of
credibility outweighs its unfair prejudicial effect on the substantive issues. Tenn. R. Evid. 609; State
v. Mixon, 983 S.W.2d 661, 674 (Tenn. 1999).
Additional safeguards are required if a conviction is more than ten years old, as the larcenies
in this case were. Such convictions are only admissible if: (1) advance notice sufficient to provide
the adverse party with a fair opportunity to contest the use of such evidence is given; and (2) the trial
court determines that the probative value of the conviction, supported by specific facts and
circumstances, substantially outweighs its prejudicial effect. Tenn. R. Evid. 609(b). The trial court's
decision to admit prior convictions for impeachment purposes will not be reversed on appeal unless
it appears from the record that the trial court abused its discretion. State v. Blanton, 926 S.W.2d 953,
960 (Tenn. Crim. App. 1996).
In his brief, the defendant argues:
The record contains no indication that the trial judge actually conducted the
required careful balance to determine whether the extremely prejudicial effect of the
stale convictions . . . substantially outweighed their probative value. Although the
trial court used the phrases “specific circumstances” and “convictions of other
3
The State noted that the defendant was “released on parole on these three larceny convictions January 26th of
1991, and he picked up this present offense February of 2001.”
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things,” the record does not reflect the specific facts and circumstances he relied
upon to justify admission of the prior convictions.
The State responds that the trial court correctly noted “that the 1988 convictions were just beyond
the ten-year period and that the offenses directly dealt with [the defendant’s] credibility.”
In State v. Waller, 118 S.W.3d 368, 371 (Tenn. 2003), our supreme court noted that “[t]wo
criteria are especially relevant in determining whether the probative value of a conviction on the
issue of credibility outweighs its unfair prejudicial effect upon the substantive issues: (1) the
impeaching conviction's relevance as to credibility; and (2) the impeaching conviction's similarity
to the charged offense.” Although the trial court did not explain, in detail, how the probative value
of the 1988 larceny convictions did not outweigh their prejudicial effect, it is obvious that these two
criteria are met in this case. The trial court correctly noted that the larceny convictions were
“credibility-type offenses.” See Neil P. Cohen et al., Tennessee Law of Evidence § 6.09[4][b] (4th
ed. 2000) (“crimes involving dishonesty include robbery, larceny from the person, transporting a
stolen vehicle in interstate commerce, shoplifting, burglary, grand larceny, petit larceny, theft,
stealing, concealing stolen property”). In addition, the defendant was facing drug charges, offenses
very dissimilar to the larceny convictions. Accordingly, we cannot conclude that the trial court
abused its discretion in allowing the defendant to be impeached by the 1988 larceny convictions.
Even accepting arguendo that the trial court erred in admitting the convictions, we also agree
with the State that “the error was harmless at most and had absolutely no impact on the jury’s verdict
in light of the evidence of guilt presented at trial.” As we explained above, the evidence in this case
was more than sufficient to convict the defendant for unlawful possession of cocaine with the intent
to sell. Thus, if the court erred by this evidentiary ruling, the error was harmless. Accordingly, this
issue is without merit.
CONCLUSION
Based upon the foregoing authorities and reasoning, we affirm the judgment of the trial court.
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ALAN E. GLENN, JUDGE
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