State of Tennessee v. Wade Tyler ( 2011 )


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  •         IN THE COURT OF CRIMINAL APPEALS OF TENNESSEE
    AT NASHVILLE
    June 22, 2010 Session
    STATE OF TENNESSEE v. WADE TYLER
    Appeal from the Circuit Court for Rutherford County
    No. F-61026 Don Ash, Judge
    No. M2009-01762-CCA-R3-CD - Filed January 21, 2011
    Appellant, Wade Tyler, was indicted by the Rutherford County Grand Jury for one count of
    rape, one count of incest, and one count of statutory rape by an authority figure. Appellant
    was convicted by a jury and sentenced to eight years for the rape conviction, four years for
    the incest conviction, and four years for the statutory rape by an authority figure conviction.
    The sentences for rape and incest were ordered to be served concurrently. The sentence for
    statutory rape by an authority figure was ordered to be served consecutively to the sentence
    for rape, for a total effective sentence of twelve years. After the denial of a motion for new
    trial, this appeal ensued. On appeal, the following issues are presented for our review: (1)
    whether the evidence is sufficient to support the convictions; (2) whether the trial court erred
    by refusing to allow cross-examination of the victim about specific instances of conduct; (3)
    whether the trial court improperly imposed consecutive sentencing; and (4) whether the
    indictment was defective. After a review of the record and applicable authorities, we
    determine that the evidence was sufficient to support the convictions and that the trial court
    properly ordered consecutive sentencing. Further, we determine that the trial court properly
    refused to allow cross-examination of the victim about specific instances of conduct and that
    the indictment was sufficient to inform Appellant of the charges against him. However,
    because we have identified several discrepancies in the record, we remand the matter for
    correction of the judgment form for statutory rape by an authority figure. Accordingly, the
    judgments of the trial court are affirmed and the matter is remanded.
    Tenn. R. App. P. 3 Appeal as of Right; Judgments of the Criminal Court are
    Affirmed and Remanded.
    J ERRY L. S MITH, J., delivered the opinion of the court, in which T HOMAS T. W OODALL and
    J.C. M CL IN, JJ., joined.
    Jerry Scott, Murfreesboro, Tennessee, for the appellant, Wade Tyler.
    Robert E. Cooper, Jr., Attorney General and Reporter; Benjamin A. Ball, Assistant Attorney
    General; William C. Whitesell, Jr. , District Attorney General, and Laural Hememway,
    Assistant District Attorney General, for the appellee, State of Tennessee.
    OPINION
    FACTUAL BACKGROUND
    The evidence at trial revealed that, at the time of the incidents that gave rise to the
    indictment, Appellant lived in Rutherford County with his wife, J.T., his fifteen-year-old
    daughter, the victim, and two other children.1 In August of 2006, Appellant took the victim
    to Walmart to buy school supplies. According to the victim, the supplies were purchased
    with her own money. When the two left the store, Appellant offered to repay half of the
    money to the victim in exchange for a “hookup.” The victim declined the offer. Appellant
    then rubbed her leg. The victim suggested that Appellant ask his wife to fulfill his requests.
    Appellant responded that “it’s not the same.”
    Appellant and the victim returned home after the shopping trip to Walmart. The
    victim went to her room. Sometime later, the victim asked Appellant for her prescription
    medication.2 Appellant brought the medication to the victim’s room. Appellant knocked on
    the door. The victim answered the door, and Appellant pushed his way inside. Appellant
    turned out the lights, turned off the television, and pulled off the victim’s pajama pants.
    Appellant then forced the victim to remove her underpants. Appellant performed cunnilingus
    on the victim and later inserted his penis into her vagina. The victim cried during the
    encounter. Her stepmother was asleep in another bedroom, and her stepbrother was in his
    bedroom, a converted garage, at the time.
    Later that same month, the victim was watching television when Appellant came to
    sit next to her on the couch. Appellant asked the victim if she wanted to “do something
    later.” The victim refused and went to her room. Appellant later went to the victim’s room
    and told her that they needed to talk outside. The victim followed Appellant to a shed in the
    backyard. Once inside the shed, Appellant forced the victim to perform oral sex by placing
    his penis in her mouth. Appellant then had sexual intercourse with the victim before
    1
    It is the policy of this Court to protect the identity of minor victims of sexual abuse. W e have chosen to refer
    to Appellant’s daughter herein as “the victim” and to refer to other family members by their initials in order to protect
    her identity.
    2
    The type of medication taken by the victim does not appear to be included in the record.
    -2-
    ejaculating in her mouth. The victim spit out the ejaculate as she was walking back to the
    house from the shed. The victim later recorded these events in her personal diary.
    The victim’s stepmother, J.T., took her to speak with authorities. She thought it
    “would make us look better if we were the ones that brought [the victim] up [to talk with
    authorities].” During the investigation, authorities collected a comforter from the victim’s
    bed as well as the victim’s diary. Later, DNA samples were taken from Appellant and the
    victim. Appellant’s wife refused to provide a DNA sample for the investigation.
    During the investigation, the comforter was analyzed. It revealed multiple semen
    stains. However, only one single sperm cell was present in the semen. Analyst Katherine
    Butler opined that the contributor of the sperm had a vasectomy. This would explain the lack
    of sperm in the semen stains. During the analysis, partial DNA profiles were created from
    the genetic materials recovered from the comforter. Three distinct individuals were
    identified. For one of the profiles, greater than 99 percent of the population could be
    excluded except for Appellant. For another profile, greater than 99 percent could be
    excluded but could not exclude the victim. The remaining profile was the least present of
    the three.
    Appellant testified at trial and vehemently denied touching his daughter. Appellant
    claimed that he “never touched [his daughter] in a way that a parent wouldn’t touch a child.”
    Appellant admitted that his semen was on the comforter and acknowledged that he had a
    vasectomy in 2002. Appellant also admitted that since the indictment he had given up
    parental rights to the victim.
    Appellant’s ex-wife testified that the victim lived with her for a few months when she
    was thirteen. She testified that the victim had a reputation for untruthfulness but that she
    expected “any child and any adult to lie.” The victim’s reputation for untruthfulness was
    testified to by Appellant’s ex-wife’s fiancé as well as Appellant’s stepson and Appellant’s
    wife.
    At the conclusion of the jury trial, Appellant was convicted of rape, incest, and rape
    by an authority figure. The trial court sentenced Appellant to eight years for rape, four years
    for incest, and four years for rape by an authority figure. The trial court ordered Appellant
    to serve the sentence for rape concurrently to the sentence for incest. The trial court also
    ordered Appellant to serve the sentence for rape by an authority figure consecutively to the
    sentence for rape, for a total effective sentence of twelve years.
    Appellant filed a motion for new trial. The trial court denied the motion after a
    hearing. Appellant filed a timely notice of appeal. On appeal, Appellant challenges the
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    sufficiency of the evidence, his sentence, and the trial court’s decision regarding the
    admissibility of evidence regarding the victim’s character.
    Analysis
    Specific Instances of Conduct of the Victim
    On appeal, Appellant argues that the trial court erred by refusing to allow defense
    counsel to cross-examine the victim about her prior accusations of rape against Appellant.
    Specifically, Appellant argues that because the only evidence came from Appellant and the
    victim, it was “incumbent upon the trial judge to insure that matters which may be damaging
    to the reputation of either party involved in the acts under consideration [to] be fully aired.”
    The State argues that the trial court acted within its discretion.
    Specific instances of conduct of a witness for the purpose of attacking the witness’s
    character for truthfulness, other than criminal convictions as set forth in Tennessee Rule of
    Evidence 609, are not admissible as extrinsic evidence. However, Tennessee Rule of
    Evidence 608(b) allows a party to ask a witness about specific instances of conduct that are
    probative of the witness’s untruthfulness in order to attack the credibility of the witness. The
    trial court must first determine that the alleged conduct has probative value and that there is
    a reasonable factual basis for the inquiry. See Tenn. R. Evid. 608(b)(1). The trial court must
    also determine that “the probative value of the evidence, supported by specific facts and
    circumstances, substantially outweighs its prejudicial effect.” Tenn. R. Evid. 608(b)(2). The
    trial court’s ruling will only be disturbed upon a finding of an abuse of discretion. See State
    v. Roberts, 
    943 S.W.2d 403
    , 408 (Tenn. Crim. App. 1996), overruled on other grounds by
    State v. Ralph, 
    6 S.W.3d 251
    , 257 (Tenn. 1999).
    In the case herein, the record reflects that Appellant sought to introduce evidence of
    prior false allegations of molestation. Specifically, during a jury-out hearing, Appellant
    proffered the testimony of R.W., who claimed that the victim told her that she told
    Appellant’s ex-wife that “my daddy had messed with me, but he didn’t” in an attempt to
    interfere with Appellant’s marriage to his third wife, J.T. R.W. admitted that she had no
    first-hand knowledge of the allegations. Appellant also proffered the testimony of D.H., the
    victim’s stepsister, who claimed that the victim stole jewelry and money from her when she
    was ten years old. The trial court excluded the testimony on the basis that the theft was
    irrelevant and that R.W. had no personal knowledge of the false accusations.
    We determine that the trial court did not abuse its discretion. The record indicates that
    R.W. had no personal knowledge of the allegedly false accusations made by the victim.
    Further, Appellant was later able to introduce the testimony of at least four witnesses who
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    testified about the victim’s reputation for being untruthful. Appellant is not entitled to relief
    on this issue.
    Sufficiency of the Evidence
    Appellant next claims that the evidence is insufficient to support the convictions.
    Specifically, Appellant claims that “the absence of more DNA attributable to [Appellant]”
    and the fact that the analyst that testified at trial was “not the technician who actually
    examined the DNA samples” has the effect of “mak[ing] the verdict suspect.” 3 In other
    words, Appellant asks this Court to reweigh the DNA evidence presented by the State. The
    State contends that this Court “may not reweigh evidence presented at trial” and that the
    evidence is more than sufficient to establish Appellant’s guilt.
    When a defendant challenges the sufficiency of the evidence, this Court is obliged to
    review that claim according to certain well-settled principles. A verdict of guilty, rendered
    by a jury and “approved by the trial judge, accredits the testimony of the” State’s witnesses
    and resolves all conflicts in the testimony in favor of the State. State v. Cazes, 
    875 S.W.2d 253
    , 259 (Tenn. 1994); State v. Harris, 
    839 S.W.2d 54
    , 75 (Tenn. 1992). Thus, although the
    accused is originally cloaked with a presumption of innocence, the jury verdict of guilty
    removes this presumption “and replaces it with one of guilt.” State v. Tuggle, 
    639 S.W. 2d 913
    , 914 (Tenn. 1982). Hence, on appeal, the burden of proof rests with the defendant to
    demonstrate the insufficiency of the convicting evidence. 
    Id.
     The relevant question the
    reviewing court must answer is whether any rational trier of fact could have found the
    accused guilty of every element of the offense beyond a reasonable doubt. See Tenn. R. App.
    P. 13(e); Harris, 839 S .W.2d at 75. In making this decision, we are to accord the State “the
    strongest legitimate view of the evidence as well as all reasonable and legitimate inferences
    that may be drawn therefrom.” See Tuggle, 
    639 S.W.2d at 914
    . As such, this Court is
    precluded from reweighing or reconsidering the evidence when evaluating the convicting
    proof. State v. Morgan, 
    929 S.W.2d 380
    , 383 (Tenn. Crim. App. 1996); State v. Matthews,
    
    805 S.W.2d 776
    , 779 (Tenn. Crim. App. 1990). Moreover, we may not substitute our own
    “inferences for those drawn by the trier of fact from circumstantial evidence.” Matthews,
    
    805 S.W.2d at 779
    . Further, questions concerning the credibility of the witnesses and the
    weight and value to be given to evidence, as well as all factual issues raised by such
    evidence, are resolved by the trier of fact and not the appellate courts. State v. Pruett, 
    788 S.W.2d 559
    , 561 (Tenn. 1990).
    3
    Appellant does not allege or argue that this procedure violated his confrontation rights under the
    sixth Amendment to the United States Constitution. See e.g. Melendez-Diaz v. Massachusetts, __ U.S. __,
    
    129 S. Ct. 2527
     (2009).
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    At the outset, Appellant requests that this Court reweigh the DNA evidence. He
    argues that the DNA evidence was not tested for its reliability and trustworthiness and urges
    this Court to take a “fresh look” at the DNA testing herein. As an appellate court, we are
    unable to reweigh or reevaluate the evidence presented at trial as the jury is the sole trier of
    fact. State v. Evans, 
    108 S.W.3d 231
    , 236 (Tenn. 2003).
    A. Rape
    Rape is the “unlawful sexual penetration of a victim by the defendant or of the
    defendant by the victim” accomplished through force or coercion or without the consent of
    the victim.” T.C.A. § 39-13-503. “Sexual penetration” is “sexual intercourse, cunnilingus,
    fellatio, anal intercourse, or any other intrusion, however slight, of any part of a person’s
    body or of any object into the genital or anal openings of the victim’s, the defendant’s, or any
    other person’s body, but emission of semen is not required . . . .” T.C.A. § 39-13-501(7).
    The evidence at trial, when taken in a light most favorable to the State, shows that
    Appellant entered the victim’s bedroom and removed her pants and underwear against her
    will. Appellant then performed cunnilingus on the victim and inserted his penis into her
    vagina. The DNA on the comforter did not exclude Appellant as the contributor. The jury
    accredited the testimony of the victim. This is an issue that is resolved by the trier of fact and
    not the appellate courts. Pruett, 
    788 S.W.2d at 561
    . The evidence was sufficient to support
    the rape conviction. Appellant is not entitled to relief on this issue.
    B. Incest
    Incest occurs when a person “engages in sexual penetration . . . , with a person,
    knowing the person to be, . . . [t]he person’s natural . . . child . . . .” The proof at trial
    indicated that Appellant had sexual intercourse with the victim, his daughter, in a shed in the
    backyard. The jury accredited the testimony of the victim. The proof was sufficient to
    support the conviction. Appellant is not entitled to relief on this issue.
    C. Statutory Rape by an Authority Figure
    Tennessee Code Annotated section 39-13-532 states:
    (a) Statutory rape by an authority figure is the unlawful sexual penetration of
    a victim by the defendant or the defendant by the victim when:
    (1) The victim is at least thirteen (13) but less then eighteen (18) years of age;
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    (2) The defendant is at least four (4) years older than the victim; and
    (3) The defendant was at the time of the offense in a position of trust, or had
    supervisory or disciplinary power over the victim by virtue of the defendant’s
    legal, professional or occupational status and used the position of trust or
    power to accomplish the sexual penetration; or
    (4) The defendant had, at the time of the offense, parental or custodial
    authority over the victim and used the authority to accomplish the sexual
    contact.
    There is no dispute in the case herein that Appellant was the victim’s father. Appellant
    contends that he did not touch or do anything to the victim. The victim, on the other hand,
    recounted an episode during which Appellant performed cunnilingus on her and she was
    forced to perform fellatio on him. Again, the jury accredited the testimony of the victim. We
    are unable to reweigh the evidence. The evidence was sufficient to support this conviction.
    Appellant is not entitled to relief on this issue.
    Sentencing
    Appellant argues that the trial court erred in ordering consecutive sentencing.
    Appellant also contends that the trial court erred by denying probation but concedes that
    statutory rape by an authority figure is a not an offense that is eligible for probation.
    “When reviewing sentencing issues . . . , the appellate court shall conduct a de novo
    review on the record of the issues. The review shall be conducted with a presumption that
    the determinations made by the court from which the appeal is taken are correct.” T.C.A. §
    40-35-401(d). “However, the presumption of correctness which accompanies the trial court’s
    action is conditioned upon the affirmative showing in the record that the trial court
    considered the sentencing principles and all relevant facts and circumstances.” State v.
    Ashby, 
    823 S.W.2d 166
    , 169 (Tenn. 1991). We are to also recognize that the defendant bears
    “the burden of demonstrating that the sentence is improper.” Ashby, 
    823 S.W.2d at 169
    .
    At the outset, we note that Appellant’s argument with regard to probation has no
    merit. He conceded in his brief that statutory rape by an authority figure is a crime for which
    probation is not an option. This issue is without merit.
    Appellant also challenges the imposition of consecutive sentences. A trial court may
    impose consecutive sentences upon a determination that one or more of the criteria set forth
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    in Tennessee Code Annotated section 40-35-115(b) exists. This section permits the trial
    court to impose consecutive sentences if the court finds, among other criteria, that:
    (1) The defendant is a professional criminal who has knowingly devoted the
    defendant’s life to criminal acts as a major source of livelihood;
    (2) The defendant is an offender whose record of criminal activity is extensive;
    (3) The defendant is a dangerous mentally abnormal person so declared by a
    competent psychiatrist who concludes as a result of an investigation prior to
    sentencing that the defendant’s criminal conduct has been characterized by a
    pattern of repetitive or compulsive behavior with heedless indifference to
    consequences;
    (4) The defendant is a dangerous offender whose behavior indicates little or
    no regard for human life, and no hesitation about committing a crime in which
    the risk to human life is high;
    (5) The defendant is convicted of two (2) or more statutory offenses involving
    sexual abuse of a minor with consideration of the aggravating circumstances
    arising from the relationship between the defendant and victim or victims, the
    time span of defendant’s undetected sexual activity, the nature and scope of the
    sexual acts and the extent of the residual, physical and mental damage to the
    victim or victims;
    (6) The defendant is sentenced for an offense committed while on probation;
    or
    (7) The defendant is sentenced for criminal contempt.
    T.C.A. § 40-35-115(b). When imposing a consecutive sentence, a trial court should also
    consider general sentencing principles, which include whether or not the length of a sentence
    is justly deserved in relation to the seriousness of the offense. See State v. Imfeld, 
    70 S.W.3d 698
    , 708 (Tenn. 2002). The imposition of consecutive sentencing is in the discretion of the
    trial court. See State v. Adams, 
    973 S.W.2d 224
    , 230-31 (Tenn. Crim. App. 1997).
    Appellant was convicted of rape, a Class B felony; incest, a Class C felony; and
    statutory rape by an authority figure, a Class C felony.
    -8-
    In this case, the trial court based the imposition of consecutive sentencing on
    Tennessee Code Annotated section 40-35-115(b)(5), more than two convictions of offenses
    involving child sexual abuse. After making it clear that the trial court had considered the
    evidence at trial and sentencing as well as the presentence report, the principles of
    sentencing, the nature and characteristics of the criminal conduct involved, the mitigating
    factors, sentencing practices in Tennessee, the Appellant’s statements on his presentence
    report and the potential for rehabilitation, the trial court made the following statement with
    regard to consecutive sentencing:
    I’m going to find that this is an appropriate case for consecutive sentencing.
    In looking at that I’m considering the factor that the defendant is convicted of
    two or more statutory offenses involving sexual abuse of a minor with
    consideration of the aggravating circumstances arising from the relationship
    between the victim and victims as well as the other elements there. Based
    upon that consecutive to the rape charge I’m going to run concurrent the incest
    charge but consecutive the statutory rape by authority figure.
    Rule 32(c)(1) of the Tennessee Rules of Criminal Procedure requires that a trial court
    specify the reasons for imposing a consecutive sentence. Appellant complains that the trial
    court failed to do so. As stated above, Tennessee Code Annotated section 40-35-115(b)(5)
    requires a trial court to consider “the aggravating circumstances arising from the relationship
    between the defendant and victim or victims, the time span of defendant’s undetected sexual
    activity, the nature and scope of the sexual acts and the extent of the residual, physical and
    mental damage to the victim or victims; . . . .”
    In our review, we determine that the trial court herein considered the criteria of
    Tennessee Code Annotated section 40-35-115(b)(5) prior to the imposition of consecutive
    sentences and stated those reasons on the record. The trial court did not abuse its discretion.
    The effective sentence of twelve years is appropriate for the crimes committed by Appellant.
    This issue is without merit.
    Validity of Indictment
    As part of his argument with regard to sentencing, Appellant suggests that the
    indictment charging him with statutory rape by an authority figure is defective and should
    be dismissed. Specifically, Appellant claims that the “statute allegedly violated was 
    Tenn. Code Ann. § 39-13-530
    , an unrelated statute listed on the judgment document and signed by
    the judge.”
    -9-
    The State correctly points out that this issue has not been raised by Appellant prior to
    this appeal. When an issue is raised for the first time on appeal, it is typically waived. State
    v. Alvarado, 
    961 S.W.2d 136
    , 153 (Tenn. Crim. App. 1996). We note a number of
    discrepancies in the record during our review that warrant examination. For example, the
    indictment for count three states that Appellant:
    [D]id have unlawful sexual penetration with [the victim], a person at the time
    of the offense, thirteen (13) years of age or older, but less than eighteen (18)
    years of age and [Appellant] had, at the time of the offense, parental or
    custodial authority over the victim and used such authority to accomplish the
    sexual penetration, in violation of T.C.A. 39-13-527.
    The indictment uses the correct language in alleging the charge of statutory rape by an
    authority figure, but the statute code number is incorrect. Specifically, count three cites the
    statutory number for sexual battery by an authority figure, Tennessee Code Annotated §
    39-13-527, rather than statutory rape by an authority figure, Tennessee Code Annotated §
    39-13-531. Nothing requires that an indictment reference the particular code section that
    establishes the offense, and the reference to the statute is mere surplusage. Cole v. State,
    
    512 S.W.2d 598
    , 601-02 (Tenn. Crim. App. 1974). Additionally, a clerical error on an
    indictment does not render an indictment void as long as the indictment correctly states the
    offense. 
    Id.
     Therefore, the indictment herein, while containing a clerical error, is valid.
    Additionally, we note that the judgment form for count three reflects that Appellant
    was convicted of statutory rape by an authority figure, in violation of Tennessee Code
    Annotated section 39-13-530. The judgment form indicates that this conviction is a Class
    D felony. Again, statutory rape by an authority figure is found at Tennessee Code Annotated
    section 39-13-532. It is a Class C felony, with a sentencing range of three to six years.4
    Therefore, the judgment form should be corrected to indicate the proper statute of conviction
    and the proper class of felony for statutory rape by an authority figure. Accordingly, the
    matter must be remanded to the trial court for entry of a corrected judgment form.
    4
    W hile the judgment form improperly reflects that Appellant was convicted of a Class D felony, he was properly
    sentenced to the range applicable to a conviction of a Class C felony, three to six years. See T.C.A. § 40-35-112(a)(3).
    -10-
    Conclusion
    For the foregoing reasons, the matter is remanded to the trial court for entry of a
    corrected judgment. In all other respects, the judgments of the trial court are affirmed.
    ___________________________________
    JERRY L. SMITH, JUDGE
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