Stacey J. Cordell v. Cleveland Tennessee Hospital, LLC , 544 S.W.3d 331 ( 2017 )

02/27/2017
IN THE COURT OF APPEALS OF TENNESSEE
AT NASHVILLE
Assigned on Briefs February 2, 2017
STACEY J. CORDELL v. CLEVELAND TENNESSEE HOSPITAL, LLC,
ET AL.
Appeal from the Circuit Court for Williamson County
No. 2016-38 Michael Binkley, Judge
___________________________________
No. M2016-01466-COA-R3-CV
___________________________________
The trial court, pursuant to a motion to dismiss filed by defendants, dismissed the
plaintiff’s lawsuit because she did not comply with certain aspects of the Tennessee
Healthcare Liability Act incident to the filing of her original complaint. Because we do
not construe the allegations in the original complaint as presenting any health care
liability claims, we reverse the trial court’s dismissal of this lawsuit and remand for
further proceedings consistent with this Opinion.
Tenn. R. App. P. 3 Appeal as of Right; Judgment of the Circuit Court Reversed and
Remanded
ARNOLD B. GOLDIN, J., delivered the opinion of the Court, in which FRANK G. CLEMENT,
JR., P.J., M.S., and. JOHN W. MCCLARTY, J., joined.
C. Chad Young and Christopher M. Harris, Ringgold, Tennessee, for the appellant,
Stacey J. Cordell.
C. J. Gideon, Jr. and Christopher A. Vrettos, Nashville, Tennessee, for the appellees,
Cleveland Tennessee Hospital, LLC, and Tyler Cole Parsons.
OPINION
Background and Procedural History
This lawsuit was commenced on January 25, 2016 when Plaintiff Stacey Cordell
(“Ms. Cordell”) filed a complaint for damages in the Williamson County Circuit Court.
The complaint was predicated upon alleged misconduct that occurred the previous
January while Ms. Cordell was a patient at SkyRidge Medical Center. According to the
complaint,1 Ms. Cordell had been transported to the hospital by police who were
concerned that she had taken too high of a dosage of prescribed medication. Upon her
arrival at the hospital, she was checked into the emergency room and examined by
hospital staff. Following this initial examination, Ms. Cordell was placed in a hospital
room.
When Ms. Cordell’s husband later arrived at the hospital to see his wife, he was
reportedly forced to leave the premises. However, because Ms. Cordell had been allowed
to keep a cell phone in her room, she was able to maintain some contact with her
husband. At one point, she called her husband to inform him that a security guard
stationed outside her room was making her uncomfortable. She claimed that the guard
“kept opening her door and coming into her room in order to stare at her.” In light of
these concerns, Ms. Cordell’s husband called the nurse’s desk to see whether his wife
could get a new security guard assigned to her.
According to the complaint, the subject security guard, Defendant Tyler Parsons
(“Mr. Parsons”), subsequently confiscated Ms. Cordell’s cell phone. When Ms. Cordell
inquired as to why he had done this, Mr. Parsons allegedly responded that she was
causing him problems. Although Ms. Cordell was soon relocated to another room, she
has no recollection of any events that took place in the twelve-plus hours following her
relocation. When she awoke the next evening, she was told that she was being
transferred to another hospital for further evaluation. While she was a patient at this
second hospital, Ms. Cordell noticed blood and soreness when she used the restroom.
She was eventually discharged and returned to her husband’s care.
According to the complaint, Ms. Cordell took a shower immediately upon her
return home. While in the shower, she felt a burning pain and cried out loud. Her
husband subsequently came to her aid and observed that she had several injuries on her
vaginal and anal areas. When Ms. Cordell went to her obstetrician the following day,
evidence of rape, including semen, was discovered. Ms. Cordell then went to the Rape
Crisis Center, where she was informed that she may have been raped by multiple persons.
Because Ms. Cordell had not recently had sexual relations with her husband, she came to
the conclusion that she had been raped by Mr. Parsons while at the SkyRidge Medical
Center. As a result, she filed a complaint asserting claims against Mr. Parsons and
Cleveland Tennessee Hospital Company, LLC (“SkyRidge”), for assault and battery,
gross negligence, and intentional infliction of emotional distress.
1
For purposes of this appeal, we presume that the complaint’s factual allegations are true.
-2-
On March 2, 2016, Mr. Parsons and SkyRidge filed a joint motion to dismiss
wherein they contended that Ms. Cordell’s complaint should be dismissed for failure to
state a claim upon which relief can be granted. The motion was supported by a
memorandum of law, as well as a statement of undisputed material facts.2 In moving for
the dismissal of Ms. Cordell’s lawsuit, Mr. Parsons and SkyRidge argued that although
her claims fell within the ambit of the Tennessee Health Care Liability Act, she had failed
to comply with the certificate of good faith requirement in Tennessee Code Annotated
section 29-26-122 and the pre-suit notice requirement found in Tennessee Code
Annotated section 29-26-121.3 On April 29, 2016, Ms. Cordell filed a response to the
motion to dismiss and argued that the Tennessee Health Care Liability Act did not apply
to her claims.
On May 4, 2016, prior to a hearing on the motion to dismiss, Ms. Cordell filed an
amended complaint. The amended complaint reasserted the claims in Ms. Cordell’s
original complaint but also asserted a claim for negligence pursuant to the Tennessee
Health Care Liability Act. Among other things, Ms. Cordell alleged that SkyRidge had
failed to provide appropriate supervision and nurse monitoring.
On June 16, 2016, the trial court entered an order on the motion to dismiss.
Therein, the trial court concluded that Ms. Cordell’s amended complaint could not be
considered. In reaching this conclusion, the trial court, in finding that a “responsive
pleading” had been filed, presumably determined that the motion to dismiss filed by Mr.
Parsons and SkyRidge constituted a responsive pleading. As a result, because Ms.
Cordell had not filed a motion for leave to amend her complaint and opposing counsel
had not agreed to any amendment, the trial court found that Rule 15 of the Tennessee
Rules of Civil Procedure barred the amended complaint.
In reviewing Ms. Cordell’s original complaint, the trial court determined that it
presented claims that were subject to the provisions of the Tennessee Health Care
Liability Act. However, because Ms. Cordell had failed to attach a certificate of good
faith to the complaint in accordance with Tennessee Code Annotated section 29-26-122,
the trial court concluded that the lawsuit should be dismissed with prejudice. The trial
2
Because they desired to rely on certain materials outside the pleadings in support of their motion to
dismiss, Mr. Parsons and SkyRidge argued that their motion should be treated procedurally as one
brought under Rule 56 of the Tennessee Rules of Civil Procedure.
3
Because Ms. Cordell had failed to provide a certificate of good faith with her complaint, Mr. Parsons
and SkyRidge argued that the entire complaint should be dismissed with prejudice. Alternatively, they
argued that the complaint should be dismissed as to Mr. Parsons without prejudice. In the course of
making this alternative argument, Mr. Parsons and SkyRidge acknowledged that Ms. Cordell had sent a
pre-suit notice letter to SkyRidge.
-3-
court also found that Ms. Cordell had failed to give Mr. Parsons pre-suit notice under
Tennessee Code Annotated section 29-26-121. This timely appeal then followed.4
Discussion
At issue in this appeal is the propriety of the trial court’s June 16, 2016 order of
dismissal. Ms. Cordell argues that her lawsuit should not have been dismissed and
contends that the trial court erred in refusing to consider her amended complaint. On the
other hand, Mr. Parsons and SkyRidge (“Appellees”) argue that the trial court did not err
in declining to consider the amended complaint. Moreover, they contend that the original
complaint was properly dismissed on account of Ms. Cordell’s failure to satisfy the
requirements of the Tennessee Health Care Liability Act.
The purpose of a motion to dismiss is to determine whether the pleadings state a
claim upon which relief can be granted. Cullum v. McCool, 432 S.W.3d 829, 832 (Tenn.
2013) (citation omitted). The motion “tests the legal sufficiency of the plaintiff’s
complaint and not the strength of the plaintiff’s evidence.” Doe v. Sundquist, 2 S.W.3d
919, 922 (Tenn. 1999) (citation omitted). When a court rules on such a motion, it “must
construe the complaint in favor of the plaintiff, accept the allegations of fact as true, and
deny the motion unless it appears that the plaintiff can establish no facts supporting the
claim that would warrant relief.” Id. (citation omitted). On appeal, we review a trial
court’s adjudication of a motion to dismiss de novo, with no presumption of correctness.
Cartwright v. DMC-Memphis, Inc., 468 S.W.3d 517, 522 (Tenn. Ct. App. 2014) (citation
omitted). When a trial court considers matters outside of the pleadings, a motion to
dismiss is converted to a motion for summary judgment. Moore v. State, 436 S.W.3d
775, 783 (Tenn. Ct. App. 2014) (citation omitted). Summary judgment rulings are also
reviewed de novo with no presumption of correctness. Id. (citation omitted).
When the Appellees moved to dismiss Ms. Cordell’s lawsuit, they contended that
her claims were subject to the Tennessee Health Care Liability Act. In doing so, the
Appellees challenged Ms. Cordell’s compliance with two statutory provisions. First and
foremost, they contended that Ms. Cordell had failed to satisfy the requirements of
4
Following the filing of the notice of appeal, the trial court entered an order stating that SkyRidge and
Mr. Parsons were entitled to a judgment under Tennessee Code Annotated section 20-12-119(c), which
provides for an award of attorney’s fees and costs upon the grant of a Rule 12.02(6) motion to dismiss. It
is not apparent from the record, however, that the trial court actually made a specific award of costs. By
statute, “[a]n award of costs pursuant to [Tenn. Code Ann. § 20-12-119(c)] shall be made only after all
appeals of the issue of the granting of the motion to dismiss have been exhausted and if the final outcome
is the granting of the motion to dismiss.” Tenn. Code Ann. § 20-12-119(c)(3). Given our disposition
herein, there is no current basis upon which to make an award of attorney’s fees and costs pursuant to
Tennessee Code Annotated section 20-12-119(c).
-4-
Tennessee Code Annotated section 29-26-122. Under that statute, “[i]n any health care
liability action in which expert testimony is required . . . the plaintiff or plaintiff’s counsel
shall file a certificate of good faith with the complaint.” Tenn. Code Ann. § 29-26-
122(a). The Appellees also contended that Ms. Cordell had failed to give Mr. Parsons
pre-suit notice in accordance with Tennessee Code Annotated section 29-26-121. That
statute specifically provides that “[a]ny person . . . asserting a potential claim for health
care liability shall give written notice of the potential claim to each health care provider
that will be a named defendant at least sixty (60) days before the filing of a complaint
based upon health care liability in any court of this state.” Tenn. Code Ann. § 29-26-
121(a)(1). Given their belief that the claims in Ms. Cordell’s complaint were subject to
the Tennessee Health Care Liability Act, the Appellees’ filing of a motion to dismiss was
proper. As the Tennessee Supreme Court has noted:
The proper way for a defendant to challenge a complaint’s compliance with
Tennessee Code Annotated section 29–26–121 and Tennessee Code
Annotated section 29–26–122 is to file a Tennessee Rule of Procedure
12.02 motion to dismiss. In the motion, the defendant should state how the
plaintiff has failed to comply with the statutory requirements by referencing
specific omissions in the complaint and/or by submitting affidavits or other
proof. Once the defendant makes a properly supported motion under this
rule, the burden shifts to the plaintiff to show either that it complied with
the statutes or that it had extraordinary cause for failing to do so. Based on
the complaint and any other relevant evidence submitted by the parties, the
trial court must determine whether the plaintiff has complied with the
statutes. If the trial court determines that the plaintiff has not complied
with the statutes, then the trial court may consider whether the plaintiff has
demonstrated extraordinary cause for its noncompliance.
Myers v. AMISUB (SFH), Inc., 382 S.W.3d 300, 307 (Tenn. 2012).
When the trial court entered its order on the motion to dismiss, it stated that Ms.
Cordell’s amended complaint was supported by a certificate of good faith. It ultimately
refused to consider the amended complaint, however, as it noted that no leave had been
given to file an amended complaint. In reaching this decision, the trial court treated the
Appellees’ motion to dismiss as a responsive pleading. Under Rule 15 of the Tennessee
Rules of Civil Procedure, although a party may amend its pleading “once as a matter of
course at any time before a responsive pleading is served,” it otherwise must obtain
“written consent of the adverse party or . . . leave of court.” Tenn. R. Civ. P. 15.01. As
an initial matter, however, we note that the trial court erred in deeming the motion to
dismiss to be a responsive pleading. Indeed, “[i]t is well-settled in Tennessee that a
-5-
motion to dismiss is not a responsive pleading.” Mosley v. State, 475 S.W.3d 767, 774
(Tenn. Ct. App. 2015) (citations omitted).
Although the Appellees appear to acknowledge that the trial court erred in its
reasoning as to why the amended complaint could not be considered, they maintain that
the correct result was reached and that consideration of the amended complaint is
unjustified. Namely, they contend that the absence of a certificate of good faith incident
to the first complaint is not something that can be cured by an amendment. In support of
this position, they cite to the text of Tennessee Code Annotated section 29-26-122 and a
number of federal and state decisions interpreting the Tennessee Health Care Liability
Act. Because we are of the opinion that there was nothing to cure with respect to Ms.
Cordell’s original complaint as it concerned her compliance with the Tennessee Health
Care Liability Act, we will refrain from delving into the specific cases cited by the
Appellees. Indeed, we conclude that their starting standpoint for analyzing the issue is
misplaced. The error in their argument is that it presupposes that the claims in the
original complaint are subject to the requirements of the Tennessee Health Care Liability
Act. Although we would not dispute that the amended complaint implicates a “health
care liability action” as that term is defined in Tennessee Code Annotated section 29-26-
101(a)(1), we find nothing in the original complaint that suggests that it should have been
subject to the requirements of the Tennessee Health Care Liability Act.
A claim is subject to the Tennessee Health Care Liability Act if it qualifies as a
“health care liability action” pursuant to the statutory definition in Tennessee Code
Annotated section 29-26-101(a)(1). Osunde v. Delta Med. Ctr., No. W2015-01005-
COA-R9-CV, -- S.W.3d ---, 2016 WL 537075, at *7 (Tenn. Ct. App. Feb. 10, 2016)
(citation omitted). Under that section, a health care liability action is
any civil action, including claims against the state or a political subdivision
thereof, alleging that a health care provider or providers have caused an
injury related to the provision of, or failure to provide, health care services
to a person, regardless of the theory of liability on which the action is
based[.]
Tenn. Code Ann. § 29-26-101(a)(1). This statutory definition is conclusive, and it casts a
wide net over civil claims that arise within a medical setting. In fact, this Court has
previously remarked that “it should not be surprising if most claims now arising within a
medical setting constitute health care liability actions.” Osunde, 2016 WL 537075, at *7.
We hasten to add, however, that “whether a health care liability action is implicated is
entirely dependent on whether the factual allegations meet the definition outlined in the
statute.” Id. at n.6.
-6-
Based on our review of Ms. Cordell’s original complaint, we see no facts alleging
that a health care provider caused an injury related to the provision of, or failure to
provide, health care services. In seeking relief against the Appellees, Ms. Cordell’s
original complaint asserted three separate causes of action.5 In order to give better
context to our analysis, we reproduce the relevant portions of the complaint below:
COUNT ONE: ASSAULT AND BATTERY
-30-
Plaintiff realleges and reincorporates Paragraphs 1 through 29 as if the same were
repeated verbatim herein Paragraphs 1-29.
-31-
Without the consent of Plaintiff Stacey Cordell and in the scope of their employment,
Defendant Parsons and/or employees, agents, and/or contractors of Defendant SkyRidge
assaulted and sexually assaulted Plaintiff in an intentional, wanton, willful, reckless, and/or
negligent manner.
-32-
Plaintiff Stacey Cordell was not conscious and/or was under the influence of medications
and unaware of her surroundings,and did not have the ability to give consent to any sexual
encounter.
-33-
Despite Plaintiff Stacey Cordell being unconscious and/or under the influence of
medications and unaware of her surroundings, Defendant Parsons and/or employees, agents,
5
Although there were only three causes of action asserted, the third count was mislabeled “Count Four.”
-7-
and/or contractors of Defendant SkyRidge in the scope of their employment physically battered
and/or sexually battered Plaintiff Stacey Cordell vaginally and anally.
-34-
Plaintiff Stacey Cordell states that Defendant Parsons and/or employees, agents, and/or
contractors of Defendant SkyRidge in the scope of their employment acted negligently,
intentionally, recklessly and/or wantonly in assaulting, sexually assaulting, battering and/or
sexually battering Plaintiff Stacey Cordell.
-35-
As a direct and proximate result of the actions of Defendant Parsons and/or employees,
agents, and/or contractors of Defendant SkyRidge in the scope of their employment, Plaintiff
Stacey Cordell suffered extreme pain and suffering, mental anguish, loss ofenjoyment of life,
and loss offuture wages and earning capacity.
COUNT TWO:GROSS NEGLIGENCE
-36-
Plaintiff realleges and reincorporates Paragraphs 1 through 35 as if the same were
repeated verbatim herein.
-37-
Without the consent of Plaintiff Stacey Cordell and in the scope of their employment,
Defendant Parsons and/or employees, agents, and/or contractors of Defendant SkyRidge
assaulted,sexually assaulted, battered, and/or sexually battered Plaintiff Stacey Cordell while she
was unconscious and/or was under the influence of medications and unaware of her
surroundings.
-8-
-38-
These actions by Defendant Parsons and/or employees, agents, and/or contractors of
Defendant SkyRidge while in the scope of their employment, were grossly negligent, intentional,
reckless, malicious, wanton, and/or willful, and were with indifference to and in blatant disregard
of the safety of Plaintiff Stacey Cordell.
-39-
As a direct and proximate result of the actions of Defendant Parsons and/or employees,
agents, and/or contractors of Defendant SkyRidge, Plaintiff Stacey Cordell suffered extreme pain
and suffering, mental anguish, loss of enjoyment of life, and loss offuture wages and earning
capacity.
COUNT FOUR:INTENTIONAL INFLICTION OF EMOTIONAL DISTRESS
-40-
Plaintiff realleges and reincorporates Paragraphs l through 39 as if the same were
repeated verbatim herein.
-41-
As a result ofthe actions of Defendant Parsons and/or the contractors, employees, agents,
and/or staffof Defendant SkyRidge, Plaintiff has been haunted by this event and has suffered
mental distress due to the stressors of her injuries and disabilities caused by the aforementioned
Defendants.
-42-
Such actions by the Defendant(s) were extreme and outrageous in our civilized society
and such actions purposefully disturbed the Plaintiff's mental and emotional stale.
-9-
-43-
As a direct and proximate result of the actions of Defendant Parsons and/or the
contractors, employees, agents, and/or staff of Defendant SkyRidge,Plaintiff Stacey Cordell
suffered extreme pain and suffering, mental anguish, loss of enjoyment of life, and loss offuture
wages and earning capacity.
As is clear from our reading of the complaint, each of these legal theories is based on the
same factual predicate. Each count alleges that an injury has occurred due to the
purported rape perpetrated by Mr. Parsons and potential other unnamed individuals
working for SkyRidge. This is true even with respect to the denominated gross
negligence claim, which simply characterizes Mr. Parsons’ sexual assault and battery in
legal terms as “grossly negligent, intentional, reckless, malicious, wanton, and/or
willful.” Negligence is not charged against SkyRidge for failing to protect or monitor
Ms. Cordell. As far as the original complaint will admit, the liability of SkyRidge
appears to be predicated entirely on the doctrine of respondeat superior. Indeed, the
complained-of actions relate to Mr. Parsons “and/or [other] employees . . . while in the
scope of their employment.”
Here, the threshold question is whether the alleged rape perpetrated by Mr.
Parsons is related to the provision of, or failure to provide, health care services. In
construing any statute, we start with the language chosen by the General Assembly and
must give the words their natural and ordinary meaning. Lee Med., Inc. v. Beecher, 312
S.W.3d 515, 526 (Tenn. 2010) (citations omitted). When the text is clear and
unambiguous, we need not look beyond the statute to ascertain its meaning. Id. at 527
(citations omitted). No doubt, “related to” and other similar phrases carry a broad
meaning. See, e.g., Friedman v. Hannan, 987 A.2d 60, 66 (Md. 2010) (concluding that
“relating to” is a broad term). With that said, that meaning should not itself be twisted
beyond its ordinary and common understanding. Something is related to something if it
is “connected.” Black’s Law Dictionary 1288 (6th ed. 1990). Indeed, to relate to
something is “to bring into association with or connection with.” Black’s Law Dictionary
1288 (6th ed. 1990). With this in mind, does Ms. Cordell’s original complaint allege that
Mr. Parsons has caused an injury related to the provision of, or failure to provide, health
care services? We are of the opinion that such an allegation is absent. Under the statute,
health care services “includes care by health care providers” and “also includes staffing,
custodial or basic care, positioning, hydration and similar patient services.” Tenn. Code
Ann. § 29-26-101(b). In our view, it strains credulity to view the willful and malicious
actions such as those alleged here as being related to the provision of, or failure to
- 10 -
provide, health care services.6 Again, the offending conduct complained of relates solely
to the actions of Mr. Parsons and others who may have engaged in the alleged rape of
Ms. Cordell.7 We fail to see how the alleged rape of a patient is logically connected with
the provision of health care services. In particular, we fail to see how the mere presence
of Ms. Cordell in a hospital room severs the logical gap that exists between a rape of a
patient and the provision of health care services. The two concepts are simply not
related. In our view, were we to say otherwise, this would essentially mean that any
actions or deeds by a health care provider, if committed within the confines of a medical
facility, give rise to a health care liability action. We have already acknowledged that the
breadth of the definition in Tennessee Code Annotated section 29-26-101(a)(1) means
that perhaps most claims that arise in the medical setting will now give rise to health care
liability actions. Our acknowledgment of this, however, does not mean that all claims in
the medical setting give rise to health care liability actions. Whether a case is subject to
the strictures of the Tennessee Health Care Liability Act will invariably depend on the
facts of each case and the allegations pled in the complaint.
Just as we do not view the alleged rape of Ms. Cordell as being related to the
provision of health care services, we do not view it as being related to the failure to
provide health care services. With respect to this point, we must again stress the limited
nature of the allegations in the original complaint. The only actions actually complained
of are those of Mr. Parsons and other unnamed individuals working for SkyRidge. As we
have noted in a previous footnote, had the original complaint brought a negligence claim
against SkyRidge directly and asserted that it was liable due to its failure to provide
appropriate care, supervision, or monitoring, the complaint would have alleged that a
“health care provider . . . caused an injury related to the . . . failure to provide . . . health
care services.” Tenn. Code Ann. § 29-26-101(a)(1). Yet, this is not the claim that was
6
In Lacy v. Mitchell, No. M2016-00677-COA-R3-CV, 2016 WL 6996366, at *3 (Tenn. Ct. App. Nov.
30, 2016), perm. app. filed, we rejected the argument that a complaint was not governed by the
Tennessee Health Care Liability Act simply because the claims were rooted in intentional tort rather than
medical negligence. We concluded that such an argument was without merit “in light of the THCLA’s
directive that any civil action otherwise meeting its definition of a health care liability action is subject to
its terms ‘regardless of the theory of liability on which the action is based.’” Id. (quoting Tenn. Code
Ann. § 29-26-101(a)(1)). This is the proper approach analytically inasmuch as the definition of a health
care liability action is not dictated by the labeling of claims but is instead based entirely on the definition
contained at Tennessee Code Annotated section 29-26-101(a)(1). Of course, we fail to see how
intentional actions such as those alleged in Ms. Cordell’s original complaint can be considered to be
related to the provision of, or failure to provide, health care services.
7
We would not dispute that if Ms. Cordell had asserted negligence against SkyRidge for failing to
provide adequate patient monitoring and supervision, the resulting injury would be properly framed as
arising from the failure to provide health care services. This, however, was not pled in the original
complaint and is therefore not before us.
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pled. Ms. Cordell did not allege that SkyRidge’s failure to provide appropriate care or
monitoring contributed to her alleged rape. Again, the only actors who are stated to have
caused the injury are Mr. Parsons and other unnamed employees. We do not view their
alleged assault and rape of Ms. Cordell as being related to their failure to provide health
care services, nor are we of the opinion that the original complaint makes any such
connection.
In this vein, although we would not dispute that Mr. Parsons’ duties in watching
over Ms. Cordell’s hospital room involved health care services as that term is defined by
statute, see Tenn. Code Ann. § 29-26-101(b) (stating that health care services include
“staffing, custodial or basic care”), we do not see anything in the original complaint
alleging that Mr. Parsons’ failure to provide proper security or monitoring resulted in an
injury to Ms. Cordell. Failure implies a “lapse” or “ineffectualness.” Black’s Law
Dictionary 594 (6th ed. 1990). Here, Ms. Cordell is not asserting that Mr. Parsons’
deficiencies or failures as a hospital security guard resulted in some injury to her. Indeed,
the assault that Ms. Cordell claims to have endured is not connected to Mr. Parsons’
failure to provide proper supervision. Moreover, her injury is not predicated in any way
on Mr. Parsons’ failure to do something related to health care. Rather, her allegation is
that Mr. Parsons injured her by raping her. For the foregoing reasons, we conclude that
the original complaint does not assert that a health care provider caused an injury related
to the provision of, or failure to provide, health care services. Accordingly, we hold that
the trial court erred in dismissing the original complaint for noncompliance with the
requirements of the Tennessee Health Care Liability Act.
Although not directly on point, we refer to our recent decision in Lacy v. Mitchell,
No. M2016-00677-COA-R3-CV, 2016 WL 6996366 (Tenn. Ct. App. Nov. 30, 2016),
perm. app. filed. Among other things, the plaintiff in Lacy alleged that her chiropractor
had beaten her on her back with a medical folder when she was leaving an appointment.
Id. at *4. On appeal, we concluded that this claim, as pled, did not satisfy the definition
of a “health care liability action.” Id.8 Just as the act of hitting a plaintiff on the back
with a medical folder does not involve an injury related to the provision of, or failure to
8
Also at issue in Lacy was whether all claims in a complaint must effectively be subject to the Tennessee
Health Care Liability Act if one claim is. The defendants in that case argued that even if a certain claim
was not governed by the Tennessee Health Care Liability Act, it was subject to dismissal if another claim
governed by the Act was subject to dismissal for noncompliance with the Act’s procedural requirements.
We rejected this argument, noting as follows: “Such a[n] . . . interpretation of the statute would defy logic
by allowing for the dismissal of non-health care liability claims based on noncompliance with procedural
requirements that do not apply to them.” Lacy, 2016 WL 6996366, at *4. We have previously noted that
“Tennessee Code Annotated § 29-26-101(c) contemplates that a complaint may assert other claims that
are not subject to the pre-suit notice provision[.]” Igou v. Vanderbilt Univ., No. M2013-02837-COA-R3-
CV, 2015 WL 1517794, at *5 (Tenn. Ct. App. Mar. 27, 2015).
- 12 -
provide, health care services, we fail to see how a defendant’s alleged rape of a patient is
related to the provision of, or failure to provide, health care services.
Because the original complaint was not subject to the requirements of the
Tennessee Health Care Liability Act, there is no credence to the suggestion that allowing
Ms. Cordell’s amended complaint violates the general requirement9 that a certificate of
good faith under Tennessee Code Annotated section 29-26-122 be filed
contemporaneously with a health care liability complaint. As the original complaint did
not advance a health care liability action, there was no need to cure the absence of a
certificate of good faith. Moreover, as no responsive pleading had been filed by the
Appellees, Ms. Cordell was free to file her amended complaint. See Tenn. R. Civ. P.
15.01 (“A party may amend the party’s pleadings once as a matter of course at any time
before a responsive pleading is served[.]”). The amended complaint was properly before
the trial court, and it should be considered by the trial court on remand.
Although Ms. Cordell’s original complaint did not assert any health care liability
claims, the amended complaint clearly does. Indeed, although the amended complaint
incorporates and reasserts the three legal theories from the original complaint, it also
expressly sets forth a count labeled “NEGLIGENCE PURSUANT TO THE
TENNESSEE HEALTH CARE LIABILITY ACT, TENN. CODE ANN. § 29-26-101,
ET SEQ.” Among other things, this count alleges that because of SkyRidge’s negligence,
Ms. Cordell failed to receive a safe environment, proper treatment, and necessary
supervision.
To the extent that the Appellees seek to challenge Ms. Cordell’s compliance with
the applicable requirements of the Tennessee Health Care Liability Act, they are certainly
free to pursue such a challenge with respect to the amended complaint on remand.
However, the Appellees did not move for the dismissal of any claims in the amended
complaint in the trial court. Instead, they pursued dismissal of the original complaint on
the mistaken theory that the claims therein were subject to the Tennessee Health Care
Liability Act. The only argument the Appellees made vis-à-vis the amended complaint
was that it was inapt for consideration. On remand, the Appellees are free to raise any
issues that they believe exist with respect to the sufficiency of Ms. Cordell’s amended
complaint. However, any such potential issues are outside of our purview on this appeal.
9
Tennessee Code Annotated section 29-26-122 does allow courts to grant an extension of time within
which to file a certificate of good faith under specified circumstances. See Tenn. Code Ann. § 29-26-
122(c) (“The court may, upon motion, grant an extension within which to file a certificate of good faith if
the court determines that a health care provider who has medical records relevant to the issues in the case
has failed to timely produce medical records upon timely request, or for other good cause shown.”).
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Conclusion
The trial court’s dismissal of Ms. Cordell’s lawsuit is hereby reversed. Ms.
Cordell’s amended complaint is properly before the trial court, and this case is remanded
for such further proceedings as may be necessary and are consistent with this Opinion.
Costs of this appeal are assessed against the Appellees Cleveland Tennessee Hospital,
LLC, and Tyler Parsons, jointly and severally, for all of which execution may issue if
necessary.
_________________________________
ARNOLD B. GOLDIN, JUDGE
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