County of Shelby, A Political Subdivision of the State of Tennessee v. John R. Tompkins ( 2007 )

IN THE COURT OF APPEALS OF TENNESSEE
AT JACKSON
Assigned On Brief January 10, 2007
COUNTY OF SHELBY, A Political Subdivision of the State of Tennessee v.
JOHN R. TOMPKINS, ET AL.
Direct Appeal from the Chancery Court for Shelby County
No. CH-04-1691-3 D.J. Alissandratos, Chancellor
No. W2006-01433-COA-R3-CV - Filed July 12, 2007
In this administrative appeal, a Shelby County firefighter challenges the judgment of the lower court
reinstating the Fire Department’s decision to terminate his employment for a conceded violation of
the county residency requirement set forth in the Shelby County Charter. The Shelby County Civil
Service Merit Board (Merit Board) had modified the Fire Department’s sanction from termination
to suspension without pay for the time of suspension already served. The trial court, however, ruled
that the Merit Board exceeded its authority by failing to heed the Shelby County Charter’s provision
mandating termination. The Appellant argues that the Charter does not mandate termination; that,
even if it does, he had moved back to Shelby County at the time of his termination and should not
have been discharged; and that, alternatively, he is entitled to a remand to advance an equal
protection argument because he was unfairly prevented from doing so in the lower court. We affirm.
Tenn. R. App. P. 3 Appeal as of Right; Judgment of the Chancery Court Affirmed; and
Remanded
DAVID R. FARMER , J., delivered the opinion of the court, in which W. FRANK CRAWFORD , P.J., W.S.,
and HOLLY M. KIRBY , J., joined.
Mark Antonio Allen, Memphis, Tennessee, for the appellant, John R. Tompkins.
Dedrick Brittenum and Allison Kay Moody, Memphis, Tennessee, for the appellee, Shelby County,
Tennessee.
OPINION
Mr. John R. Tompkins (Mr. Tompkins) challenges his termination from the Shelby County
Fire Department (the Department) for violation of the county residency requirement. Section 5.10
of the Shelby County, Tennessee, Charter (the Charter) provides as follows:
Section 5.10. Residence of county official, employees and attorney
qualifications required.
A. Any county official who shall voluntarily remove his or her residence outside
the election district from which elected or appointed, shall forfeit that office
immediately.
B. Any lawyer appointed and employed by the county in a legal capacity, who
is suspended or barred from the practice of law in the State of Tennessee,
shall forfeit that office immediately.
C. All employees must be residents of Shelby County at the time of appointment
and shall continue to reside in said County as a condition of their
employment, provided, however, this provision shall not apply to any
employee working for Shelby County government on the effective date of this
charter.
Shelby County, Tennessee, Charter § 5.10 (1986).
As set forth in the notice of proposed discipline issued on February 17, 2004, the Department
charged Mr. Tompkins with willful disregard for lawful orders, intentional failure to follow
instructions, and violation of the Charter residency requirement. The three citations referred only
to Mr. Tompkins’s location of residence. Hired as a firefighter for the Shelby County Fire
Department in 1990, Mr. Tompkins admits that he knowingly violated the residency requirement
when he moved to another county and lived there for approximately six or seven years. He moved
back to Shelby County on February 20, 2004, four days before his pre-termination hearing and three
days after the Department issued the charges against him.1
Following a pre-termination hearing on February 24, 2004, the Department issued its written
decision on March 2, 2004, finding Mr. Tompkins guilty of the violations and terminating his
employment immediately. Mr. Tompkins appealed his termination to the Shelby County Civil
Service Merit Board (Merit Board), which upheld the Department’s finding of violation but modified
the discipline from termination to suspension without pay for the time Mr. Tompkins had already
been out of work. [In its written decision, the Merit Board noted that the charter provision did not
dictate any specific disciplinary measure, as compared to the other two provisions pertaining to
county officials and county attorneys.] The transcript of the Merit Board proceedings reveals that
one member of the panel had drafted the Charter’s residency provisions and suggests that the board
based its decision, at least in part, on the drafter’s interpretation of the provision. Rather than finding
1
Neither the Shelby County Civil Service Merit Board (M erit Board) nor the lower court made any specific
finding as to M r. Tompkins’s February 20, 2004, move to Shelby County. The Merit Board merely required him to prove
compliance within thirty (30) days, and the lower court found his renewed compliance irrelevant because the violation
could not be cured. The County apparently does not dispute the fact of M r. Tompkins’s move, as it states that
“Appellant moved back to Shelby County and was once again a resident of Shelby County on or before February 20,
2004.”
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that Mr. Tompkins was again in compliance with the residency requirement, the Merit Board
required him to prove compliance within thirty (30) days.
The County petitioned for a writ of certiorari in the chancery court, where a hearing on the
matter occurred on May 30, 2006. The trial court ruled that the Charter mandated termination for
residency requirement violations; that Mr. Tompkins did violate the requirement; and that the
violation could not be cured in any event, thus rendering his compliance status at that time irrelevant.
Finding that the Merit Board had exceeded its authority by contravening a Charter requirement, the
trial court reversed the modification and reinstated the Department’s decision to discharge Mr.
Tompkins.
Seeking reinstatement of the Merit Board’s decision, Mr. Tompkins argues that the Charter
provision does not mandate the termination of employment. He further submits that even under the
lower court’s interpretation requiring termination, the court erred because he was again residing in
Shelby County at the time of his termination. Alternatively, Mr. Tompkins requests a remand so that
he can present evidence and argument pertaining to an alleged equal protection violation; he asserts
on appeal that the lower court and the Merit Board unduly restricted his ability to advance this claim
and that this improper restriction justifies a remand.
Subject Matter Jurisdiction
By motion and appellate argument, Mr. Tompkins argues that this Court lacks subject matter
jurisdiction because the Merit Board’s written final decision was omitted from the administrative
record and from the record on appeal to this Court. Tennessee Code Annotated Section 4-5-322(d)
requires the agency to transmit to the reviewing court the “entire record of the proceeding under
review.” Tenn. Code Ann. § 4-5-322(d)(2005). In this case, the Merit Board omitted its written
decision from the otherwise complete record, including the hearing transcript and various exhibits,
it transmitted to the chancery court.
Mr. Tompkins’s point raises concerns not about jurisdiction to hear the case, but about the
impediment to judicial review posed by an incomplete administrative record. Common
shortcomings of administrative records include an insufficiently developed record and an incomplete
one due to a transmission oversight. For example, the agency may have failed to make particular
findings of fact or conclusions of law, thus rendering judicial review impossible. Much of the case
law cited by Mr. Tompkins addresses this type of inadequacy. Or, as in this case, the agency may
have rendered a sufficiently detailed decision but neglected to transmit it to the reviewing court. The
usual remedy for an agency’s transmission of an incomplete record is a remand to the lower court.
See, e.g., Levy v. State Bd. of Exam’rs for Speech Pathology and Audiology, 553 S.W.2d 909, 912 -
913 (Tenn. 1977); Kendrick v. City of Chattanooga Firemen’s and Policemen’s Ins. and Pension
Fund Bd., 799 S.W.2d 668, 669 (Tenn. Ct. App. 1990); Shelby County Sheriff v. Shelby County
Civil Serv. Merit Bd., Shelby Equity No. 24, 1990 WL 84577, at *3 (Tenn. Ct. App. 1990)(no perm.
app. filed). But see Humana of Tenn. v. Tenn. Health Facilities Comm’n, 551 S.W.2d 664, 668
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(Tenn. 1977); Goins v. Univ. of Tenn. Mem’l Research Ctr. and Hosp. at Knoxville, 821 S.W.2d 942,
945–46 (Tenn. Ct. App. 1991).
Shelby County is a home rule jurisdiction, and we acknowledge that Tennessee Code
Annotated Section 27-9-114(a)(2) exempts the Merit Board from the Uniform Administrative
Procedures Act (UAPA) contested case hearing procedures, which include specific requirements
regarding final orders and their contents. See Tenn. Code Ann. § 27-9-114(a)(2)(2000 & Supp.
2006) (providing that the contested case hearing procedures “shall not apply to . . . civil service
boards of counties organized under a home rule charter form of government”). Nonetheless, a
reviewing court must have sufficient information regarding the agency action to determine whether
that action comports with the law and to avoid substituting its judgment for that of the administrative
tribunal.
Importantly, the disputed issue under review is a narrow one of pure law, and there are no
disputed material facts. Neither party disputes what the Merit Board decided or why it did so, and
the chancellor considered these factors in reviewing the case. Mr. Tompkins failed to object to this
omission in the lower court and even includes and cites to the Merit Board’s written decision in his
appellate brief. The board’s decision conveyed no findings of fact or other information unknown
to the lower court that could have impacted its ruling. There is no question that the Merit Board
rendered a final decision subject to appellate review; that the lower court had before it all relevant
information pertaining to that decision; and that this Court has subject matter jurisdiction over the
matter.
Although the Merit Board was required to transmit its final decision as part of the
administrative record, we believe the unusual circumstances of this case, as noted above, justify
resolving this dispute without a remand. Neither party suffers prejudice in this instance, and to
proceed otherwise would delay matters further without any corresponding benefit. We adopt the
reasoning of the Tennessee Supreme Court from a similar case it decided under a previous
formulation of the UAPA:
[s]ince all of this evidence was apparently considered by the Chancellor, and since
no mention was made in the chancery court of the omission of the final order itself,
we are of the opinion that appellant has waived this procedural irregularity and that
no useful purpose would now be served by our remanding the case to the chancery
court, with directions that the Commission supply a copy of the order for the record.
Humana of Tenn. v. Tenn. Health Facilities Comm’n, 551 S.W.2d 664, 668 (Tenn. 1977).
Accordingly, we now turn to the substantive issues raised by the parties on appeal.
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Issues Presented and Standard of Review
Mr. Tompkins argues that the lower court erroneously reversed the Merit Board’s
modification based upon an incorrect interpretation of the residency requirement in the Charter. He
accordingly presents two issues for review, as restated below:
(1) Whether Shelby County Charter §5.10(C) mandates specifically and
unequivocally that county employees found to reside outside Shelby County
must be terminated; and
(2) Whether this case should be remanded to allow [Mr. Tompkins] to present
evidence and argument showing his termination violated equal protection.
Shelby County, on the other hand, phrases the issues as follows:
(1) Whether the chancery court properly held that the Shelby County Civil
Service Merit Board exceeded its authority by modifying [Mr. Tompkins’s]
termination;
(2) Whether the residency requirement . . . is a mandatory condition placed on
employment in the county; and
(3) Whether termination of employment is the appropriate remedy for violation
of the residency requirement in the Code of Shelby County, Tennessee.
Tennessee Code Annotated Section 27-9-114 extends judicial review to civil service board
proceedings that affect the employment status of civil servants. See Tenn. Code Ann. § 27-9-114
(2000 & Supp. 2006); Tidwell v. City of Memphis, 193 S.W.3d 555, 559 (Tenn. 2006).2 This Code
provision requires compliance with the judicial standards of review set out in the Uniform
Administrative Procedures Act (UAPA), as codified at Tennessee Code Annotated Section 4-5-322.
Tenn. Code Ann. § 27-9-114(b)(1). Under the UAPA, administrative agency decisions are subject
to nonjury review in chancery court, with a scope limited to the administrative record. Tenn. Code
Ann. § 4-5-322(g) (2005 & Supp. 2006) (providing, however, that review of procedural errors need
not be limited to the administrative record). Subsection (h) specifies the scope of judicial review as
follows:
(h) The court may affirm the decision of the agency or remand the case for
further proceedings. The court may reverse or modify the decision if the rights of the
2
Shelby County sought review by filing a “Petition for W rit of Certiorari,” which no longer applies to judicial
review of cases within the scope of Tennessee Code Annotated Section 27-9-114. See Tidwell v. City of Memphis, 193
S.W .3d 555, 559 (Tenn. 2006)(noting that a 1989 amendment to this chapter supplanted the more limited scope of the
common law writ of certiorari with the broader standards of the UAPA.) It did, however, identify the proper Code
sections in the body of its filing.
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petitioner have been prejudiced because the administrative findings, inferences,
conclusions or decisions are:
(1) In violation of constitutional or statutory provisions;
(2) In excess of the statutory authority of the agency;
(3) Made upon unlawful procedure;
(4) Arbitrary or capricious or characterized by abuse of discretion or clearly
unwarranted exercise of discretion; or
(5)(A) Unsupported by evidence which is both substantial and material in the
light of the entire record.
(B) In determining the substantiality of evidence, the court shall take into
account whatever in the record fairly detracts from its weight, but the court shall not
substitute its judgment for that of the agency as to the weight of the evidence on
questions of fact.
Tenn. Code Ann. § 4-5-322(h) (2005 & Supp. 2006).
The pivotal issue on appeal requires this Court to interpret the Charter residency requirement.
Statutory interpretation presents a question of law that this Court reviews under a de novo standard
with no presumption of correctness. Tidwell, 193 S.W.3d at 559 (classifying statutory interpretation
as a question of law). Accordingly, we independently construe this provision, without deference to
the interpretations rendered by the Merit Board or the Chancery Court. See id.; McNiel v. Cooper,
No. M2005-01206-COA-R3-CV, 2007 WL 969407, at *3 (Tenn. Ct. App. Mar. 30, 2007). When
interpreting statutes, this Court seeks to give effect to the intent and purpose of the enacting body
and to preserve the statute's intended scope. See Sanders v. Traver, 109 S.W.3d 282, 284 (Tenn.
2003) (citing State v. Walls, 62 S.W.3d 119, 121 (Tenn. 2001)). To ascertain intent, we begin with
the statutory text and focus on the natural and ordinary meaning of the language within the context
of the entire statute. Calaway v. Schucker, 193 S.W.3d 509, 513 (Tenn. 2005).
A de novo review in this case comports with the UAPA standard allowing for reversal where
the administrative tribunal exceeds its authority or renders a decision contrary to statute. See Tenn.
Code Ann. § 4-5-322(h)(2), (1) (2005). The Merit Board can affirm, revoke, or modify
administrative decisions dismissing, demoting, or suspending for more than ten (10) days a classified
employee of Shelby County. See 1971 Tenn. Priv. Acts 505–06. This considerable discretion,
however, cannot supersede the provisions of the county Charter. Fox v. Miles, 164 S.W.3d 593,
598–99 (Tenn. Ct. App. 2004)(citing State ex. rel. Atkin v. City of Knoxville, 315 S.W.2d 115, 117
(Tenn. 1958)). If the Charter mandates the termination of employment for violation of the residency
requirement, then the Merit Board exceeded its authority by contravening the Charter provisions.
In that case, affirmance of the lower court’s judgment is appropriate so long as Mr. Tompkins’s
constitutional argument does not result in a remand.3
3
On the other hand, if the Charter does not mandate termination, our inquiry does not end there. The Fire
Department still had a basis to terminate employment, and our analysis would then shift to county policies and procedures
(continued...)
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Analysis
Disciplinary Action for Charter Violation
We agree with the trial court that Charter Section 5.10 (C) is “clear in and of itself.” The
provision states that employees “shall continue to reside in said County as a condition of their
employment.” Shelby County, Tenn., Charter § 5.10 (C) (1986). “Shall” is mandatory, not
permissive, language. See Shelby County, Tenn., Charter § 5.03 (C). Mr. Tompkins argues that
“condition of . . . employment” is vague and does not equate to mandatory termination. He further
submits that because the provision specifies no disciplinary action but instead employs this vague
phrase, the Charter’s rule of liberal construction4 should govern our interpretation and result in the
construction conferring more authority and power to the county. That construction, he contends,
is the one he advances: termination is not mandatory, and “condition of employment” allows the
county to exercise its discretion in fashioning the proper disciplinary action.
We disagree. Although Section 5.10 (C) does not spell out the practicalities of enforcing its
requirement, the plain language of the provision and, in particular, the phrase “condition of
employment” makes it clear that one cannot retain employment with Shelby County if he or she is
found to have maintained less than continuous residence within the county. The provision does not
require compliance as a condition of active duty or a condition of compensation. Rather, it is a
condition of employment: one is either employed or not employed. One suspended without pay is
still employed. In short, we find Mr. Tompkins’s interpretation unpersuasive and hold that the
charter provision mandates only one sanction for this violation.
As previously noted, one member of the Merit Board stated that he participated in drafting
these provisions and was familiar with their intent. The intent of a drafter of legislation is neither
conclusive as to the statute’s meaning nor binding on this Court. As the Tennessee Supreme Court
quoted in Levy v. State Board of Examiners for Speech Pathology and Audiology,
3
(...continued)
and to whether the Merit Board’s modification comported with UAPA provisions. For example, even though
(hypothetically) empowered to modify this disciplinary decision pursuant to the 1971 Private Acts, the board would still
have to base its decision upon substantial and material evidence and could not modify Mr. Tompkins’s sanction through
an unwarranted exercise of discretion. After addressing the issues as raised by the parties, we ultimately find it
unnecessary to address these secondary matters.
4
Section 5.02 of the Charter provides, in pertinent part, that
[t]he charter shall be liberally construed to the end that, within the limits imposed by the charter and
by the Constitution and the laws of the state, the county shall have all powers necessary and convenient
for the conduct of its affairs, including all powers that counties may assume under the Constitution and
laws of the state concerning county home rule.
Shelby County, Tenn., Charter § 5.02.
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[i]t is a settled principle in the interpretation of statutes that even where there is some
ambiguity or some uncertainty in the language used, resort cannot be had to the
opinions of legislators or of others concerned in the enactment of the law, for the
purpose of ascertaining the intent of the legislature.
Levy, 553 S.W.2d at 913 (quoting Bowaters Carolina Corp. v. Smith, 186 S.E.2d 761, 764 (S.C.
1972)). In that case, it also noted the following:
[m]embers of the legislature have no more right to construe one of its enactments
retrospectively than has any other private person.
Id. (quoting Cartwright v. Sharpe, 162 N.W.2d 5, 12 (Wis. 1968)). In this case, we decline to
accord determinative weight to the board’s interpretation for two reasons. First, the text is clear.
Second, the drafter’s intent is persuasive authority only and provides little insight into the intent of
the enacting body (here, the voting citizens of Shelby County).
Mr. Tompkins also argues that a comparison of subsection (C) to subsections (A) and (B)
reveals that termination is not mandatory. He asserts that because (C) does not use the immediate
forfeiture language used in (A) and (B), it is clear that “condition of employment” does not limit the
county to the sole sanction of termination. Presumably, he concludes that if the requirement does
not require immediate forfeiture of employment, that it contemplates discretion in whether or not to
discharge the violator. Again, we disagree. We not only find the meaning of the operative
subsection to be clear, but we also conclude that the immediate forfeiture language does not conflict
with our interpretation of subsection (C). We are unpersuaded that this textual difference leads to
the conclusion advanced by Mr. Tompkins.
The difference in terminology is not one of result, but of timing and process. Subsections
(A) and (B) contain self-executing language that severs the principle/agent relationship upon
occurrence of the stated violation, whereas subsection (C) requires some action on the part of the
county before the agency is terminated. The particular circumstances addressed in the first two
subsections justify this difference because they involve matters implicating the public welfare. For
example, Subsection (B) reflects the need to sever the agency relationship with a disbarred attorney
practicing law on behalf of the county and representing its legal interests, while Subsection (A)
evinces the need to prevent “district shopping” in bids for elected office and to insure county
officials will faithfully serve the districts that elect them to office. These examples support the resort
to self-executing language. Subsection (C), on the other hand, applies broadly to all county
employees who, despite moving outside the county, remain its agents until the county takes action
to terminate them. Again, we believe the phrase “condition of employment” clearly requires the
discharge of employees in violation of the residency requirement. This interpretation does not
conflict with the meaning of subsections (A) and (B). The entirety of Section 5.10 addresses
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violations that necessarily result in the termination of employment; however, subsections (A) and
(B) employ self-executing language and an expedited method of severing the agency relationship due
to the heightened public interest implicated by those violations.
Finally, Mr. Tompkins argues that termination was inappropriate in his case because he was
again residing in Shelby County at the time of his termination. We emphasize that there is no
dispute that Mr. Tompkins resided in another county at the time the Department filed charges against
him. Given this fact, we agree with the lower court that his subsequent attempt to cure the violation
was ineffectual. We accordingly affirm the lower court’s ruling reinstating the Department’s
termination of Mr. Tompkins’s employment. We now address Mr. Tompkins’s alternative
constitutional argument.
Constitutional Question
On appeal, Mr. Tompkins expands his argument to include a constitutional issue by arguing
that the lower court and the board should have allowed him the opportunity to present argument and
evidence pertaining to an equal protection violation. He appears to assert that the lower court’s
limitation was itself a constitutional violation, yet he cites no legal authority for this position. At the
same time, he contends it is premature to delve into the merits of his equal protection argument and
so offers no citations to authority for that, either.
As a preliminary matter, we believe it is fair to state that Mr. Tompkins did not raise the issue
of an equal protection violation before the Merit Board. Mr. Tompkins’s union representative served
as his advocate before the Merit Board and attempted to present evidence of the Department’s history
of non-enforcement with respect to the residency requirement. The Board rejected some, but not all,
of these attempts. Although Tennessee law generally permits agencies to consider this type of
constitutional question, it does not require Mr. Tompkins to raise it at the agency level. See
Richardson v. Tenn. Bd. of Dentistry, 913 S.W.2d 446, 457 (Tenn. 1995); Mack v. Civil Serv.
Comm’n of the City of Memphis, No. 02A01-9807-CH-00215, 1999 WL 250180, at *5–6 (Tenn. Ct.
App. Apr. 28, 1999)(no perm. app. filed)(remanding for findings as to equal protection violation
where employee raised the issue in the trial court). Yet, he must do so at the chancery level or waive
it. See id.; Lawrence v. Stanford, 655 S.W.2d 927, 929 (Tenn. 1983). Our review of the pleadings
and the transcript from the lower court reveals that Mr. Tompkins failed to articulate the elements,
let alone the existence, of a constitutional violation in the lower court.
First, nothing pertinent to a constitutional argument appears in the lower court filings. In
response to Shelby County’s “Petition for Writ of Certiorari,” Mr. Tompkins listed under the heading
“Affirmative Defenses” merely that Shelby County had failed to state a cause of action upon which
relief could be granted and was not entitled to the relief it sought. Second, counsel for Mr. Tompkins
made no affirmative statements regarding this issue to the lower court. At the beginning of the
hearing, the chancellor asked, “[i]s it fair to say that the narrow legal issue is whether or not the Civil
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Service Merit Board exceeded its authority in relationship to what the county charter mandates?”
Counsel for Mr. Tompkins concurred without mentioning any constitutional infirmities.
That is exactly correct, your Honor.
....
. . . . Our position is that the [Merit Board] did exactly what the charter said
to do. And they did not exceed their authority. . . .
....
. . . . [The Merit Board had before it] an employee who had been terminated
by the Shelby County Fire Department, who was at the time of the hearing residing
in Shelby County.
. . . . So what the Shelby County Civil Service Merit Board, who
acknowledged that at some point in time he was in violation of the charter and he did
not live in Shelby County, . . . that no one else had ever been terminated for that
reason, . . . .
[It decided] to change the discharge in this case to a suspension, given the fact
that [this] employee . . . [was] already in compliance with the charter [and] to give
him 30 days to verify that he [was] in compliance.
Third, any references to the Department’s history of non-enforcement appear to have been
made in an effort to excuse Mr. Tompkins’s knowing decision to violate the requirement. For
example, in response to opposing counsel’s statement that “[Mr. Tompkins] testified that he knew
that he was in violation of the charter, and he did it intentionally,”counsel for Mr. Tompkins replied
as follows:
No disciplinary action had been taken on this before; no disciplinary action had been
taken against any other county employee ever.
....
[This] is in the record . . . in the transcript.
....
For 26 years - - Chief - - testified that during the 26 years that he had been
working for Shelby County, that he knew of no person that had ever been - -
....
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- - disciplined. There was testimony unrebutted in the record that there were
other employees, at least one other employee of the Shelby County Fire Department
who the chief knew was living outside of the county and no action was taken against
him, none whatsoever.
The chancellor responded:
I understand. Your argument is that after this hearing, should this Court
suspend your position, that they need to go out and fire all of these other people. I
understand.
....
. . . . I want to hear the legal argument for your client. If your argument is,
Chancellor, they are selectively prosecuting . . . . And then the Court would go ahead
and say, You know what, quit selectively prosecuting and go fire all of the other
people, too. And that would be on your client’s head so to speak, if he wants that
argument. I really don’t think that that is the argument that he wants to present. It
is a legal argument that I want to hear. That is what we’re here about . . . .
Is there anything further? Normally [Shelby County would] have the last say,
but I am extending you the opportunity. Right now it is getting worse.
Counsel for Mr. Tompkins promptly concluded his argument regarding the interpretation of Section
5.10 (C).
Mr. Tompkins never asserted an equal protection claim or affirmatively mentioned a
constitutional violation in filings or during the hearings. He never requested permission to present
more evidence. He instead urged that there was evidence in the record to support his assertion that
Shelby County had never before enforced the provision. Standing alone, the substance of this
contention does not amount to the raising of a constitutional issue. A selective enforcement claim
requires a party to show “(1) the government has singled out the plaintiff for adverse regulatory or
enforcement action while others engaging in similar activity have not been subject to the same type
of action and (2) that the decision to prosecute them rests on an impermissible consideration or
purpose.” 421 Corp. v. Metro. Gov’t of Nashville and Davidson County, 36 S.W.3d 469, 480 (Tenn.
Ct. App. 2000). Whether Mr. Tompkins articulated the first element is questionable. Further, even
construed as liberally as possible, the filings and transcript contain no evidence or argument that
touch upon the second element. Even in light of the trial court’s response, the least offensive portion
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of which includes an incorrect statement of the law5, we cannot fairly say that Mr. Tompkins raised
the issue at that time. Thus, he cannot raise it now for the first time. This issue is waived.
Because the Charter residency requirement mandates the termination of employment when
an individual has violated it, we hold that the Merit Board exceeded its authority when, in
contravention of this provision, it modified Mr. Tompkins’s sanction from termination to suspension
without pay. Moreover, Mr. Tompkins has waived the equal protection issue by failing to raise it
in the lower court; we therefore must deny his request for a remand. Accordingly, we affirm the
lower court’s judgment reinstating the Department’s decision to discharge Mr. Tompkins. Costs of
this appeal are taxed to Mr. John R. Tompkins and his surety, for which execution may issue if
necessary.
___________________________________
DAVID R. FARMER, JUDGE
5
If an aggrieved party successfully challenges agency action as an unconstitutional application of law, the UAPA
allows for reversal of the agency’s action. W e are hard pressed to imagine a remedy affirming an unconstitutional
termination of employment and enjoining the agency to effect other terminations.
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