C.D. v. Keystone Continuum, LLC dba Mountain Youth Academy ( 2018 )


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  •                                                                                                       01/22/2018
    IN THE COURT OF APPEALS OF TENNESSEE
    AT KNOXVILLE
    August 8, 2017 Session
    C.D. ET AL. V. KEYSTONE CONTINUUM, LLC DBA MOUNTAIN YOUTH
    ACADEMY
    Appeal from the Circuit Court for Johnson County
    No. CC-15-CV-7      Jean A. Stanley, Judge
    No. E2016-02528-COA-R3-CV
    The plaintiff, C.D., a minor, was a resident of Mountain Youth Academy, a trauma-
    focused residential treatment facility,1 when he got into a physical altercation with an
    employee of the defendant Keystone Continuum, LLC doing business as Mountain Youth
    Academy. The employee, Jacob Spencer, is described by the defendant as a “mental
    health associate.” The plaintiffs describe him as a “third shift night guard.” The minor’s
    mother filed this action, proceeding both individually and on behalf of her son. The
    complaint alleges, among other things, that Spencer pulled the minor plaintiff to the
    ground and stomped on his foot, causing him injury. Defendant moved to dismiss and/or
    for summary judgment, arguing that the complaint in this case alleges health care liability
    claims. Defendant argued that because of plaintiffs’ (1) failure to provide pre-suit notice
    under the Tennessee Health Care Liability Act (the THCLA), Tenn. Code Ann. § 29-26-
    121 (Supp. 2017), and (2) their failure to file a certificate of good faith with the
    complaint, 
    id. § 29-26-122,
    the lawsuit should be dismissed with prejudice. The trial
    court held that plaintiffs’ claims sounded in health care liability. It dismissed the
    mother’s action with prejudice. The court also dismissed the minor’s action, but did so
    without prejudice.2 Defendant appeals, arguing that the minor’s action should have been
    dismissed with prejudice. The plaintiffs also present issues. They argue that the trial
    court erred in ruling that their claims are based upon health care liability. Additionally
    and alternatively, plaintiffs argue that their claims fall within the “common knowledge”
    exception to the general requirement of expert testimony in a health care liability action.
    We hold that plaintiffs’ claims for assault and battery are unrelated to the provision of, or
    1
    Mountain Youth Academy “offers individualized treatment utilizing intensive multi-disciplinary
    approaches toward the treatment of children.”
    2
    Apparently, the “without prejudice” designation was because the court was dealing with a
    minor’s cause of action.
    1
    failure to provide, health care services. As a consequence of this, we hold that the
    plaintiffs’ assault and battery claims do not fall within the ambit of a “health care liability
    action” as defined by the statute. We further hold that plaintiffs’ direct claims against the
    defendant, for negligent supervision and/or training of its employees, are health care
    liability claims but ones involving matters that ordinary laypersons will be able to assess
    by their common knowledge. Hence, expert medical testimony is not required. The trial
    court’s judgment dismissing the plaintiffs’ claims for assault and battery is vacated. We
    further hold that mother’s failure to provide the defendant with pre-suit notice mandates a
    dismissal of her claim for negligent supervision and/or training, but that dismissal should
    have been without prejudice rather than with prejudice. Accordingly, the trial court’s
    judgment on this part of mother’s claim is modified to reflect that the dismissal is without
    prejudice. We affirm the trial court’s judgment dismissing the minor’s claim of negligent
    supervision and/or training and further affirm the trial court’s judgment that this dismissal
    is without prejudice.
    Tenn. R. App. P. 3 Appeal as of Right; Judgment of the Circuit Court
    Vacated in Part and Affirmed in Part as Modified; Case Remanded
    CHARLES D. SUSANO, JR., J., delivered the opinion of the court, in which RICHARD H.
    DINKINS, and THOMAS R. FRIERSON, II, J., joined.
    Elizabeth M. Hutton and Stephanie E. Stuart, Johnson City, Tennessee, for the appellant,
    Keystone Continuum, LLC, dba Mountain Youth Academy.
    Thomas C. Jessee, Johnson City, Tennessee, for appellees, C.D., by and through his
    mother, J.D., and J.D., individually.
    I.
    The minor plaintiff was twelve or thirteen years old at the time of the incident.
    His affidavit summarizes his allegations of what happened:
    In 2013, my mother filed a [p]etition asserting that I was an
    unruly child. I was served with the [p]etition and a hearing
    was held on the [p]etition. The matter was continued to
    determine whether my behavior would improve.
    Later, in September 2013, I become defiant towards my
    mother. I also pushed my mother and her boyfriend at the
    time. I called the police. When the police officers came, I
    2
    became defiant towards the officers and spit on one of the
    officers. I was placed under arrest by the officers and taken
    to juvenile detention. Two days later, a hearing was held
    before the Juvenile Court for Washington County, Tennessee.
    . . . At the hearing, the judge ordered that my mother take me
    to Mountain Youth Academy. I was given one day to pack
    my belongings and then my mother took me to Mountain
    Youth Academy.
    I did not know how long I would have to stay at Mountain
    Youth Academy, but I understood that I would be on “lock
    down” and that I could only have visitors on the weekend.
    Jacob Spencer was a third shift night guard. It was his
    responsibility to take me from my room to the bathroom so I
    could get ready for the day (brush my teeth, etc.). Jacob
    Spencer never counseled me or participated in any group
    counseling sessions with me.
    On March 18, 2014,3 I asked Jacob if I could get my hygiene
    box, which contained my toothbrush. Jacob would not let me
    get my hygiene box and I became upset and started hitting
    things. Jacob then went into my room and started taking my
    personal items, which made me more upset. Jacob tried to
    put me in a hold and I accidentally tore the cuff on his sleeve.
    Jacob grabbed my right shoulder and pushed the back of my
    left shoulder, causing me [to] turn and fall to the ground. As I
    was lying on the ground, Jacob stomped on my right foot.
    (Footnote added; numbering in original omitted.)
    Defendant filed a “motion to dismiss and/or motion for summary judgment.” It
    argued that all of the plaintiffs’ claims are health care liability causes of action, and that
    plaintiffs’ failure to provide pre-suit notice and include a certificate of good faith with the
    complaint is fatal to their action. The trial court held that the claims are health care
    liability actions and dismissed the mother’s action with prejudice, and the minor
    plaintiff’s action without prejudice. Defendant timely filed a notice of appeal.
    3
    The defendant asserts that the actual date of the incident was April 18, 2014. This
    discrepancy is not definitively clarified in the record, but neither party asserts it as an issue or
    argues that it is pertinent to the issues presented on appeal.
    3
    II.
    The defendant raises the issue of whether the trial court erred in refusing to
    dismiss the minor plaintiff’s action with prejudice. The plaintiffs raise the issue of
    whether the trial court erred by holding that their suit was one for health care liability.4
    III.
    The well-established general rule is that “[a] motion to dismiss for failure to state a
    claim is the proper method for challenging whether a plaintiff has complied with the
    THCLA’s pre-suit notice and certificate of good faith requirements.” Youngblood ex rel.
    Estate of Vaughn v. River Park Hosp., LLC, No. M2016-02311-COA-R3-CV, 
    2017 WL 4331042
    , at *1 (Tenn. Ct. App., filed Sept. 28, 2017), quoting Ellithorpe v. Weismark,
    
    479 S.W.3d 818
    , 823 (Tenn. 2015); Myers v. AMISUB (SFH), Inc., 
    382 S.W.3d 300
    ,
    307 (Tenn. 2012). Following a hearing on defendant’s initial motion to dismiss and/or
    for summary judgment, the trial court entered an order stating:
    upon the filings in this matter and argument of counsel the
    Court finds that there is insufficient evidence before the Court
    to make a ruling at this time. The Defendant’s Motion may
    be reset for hearing once there has been sufficient discovery.
    After the entry of this order, the plaintiffs filed several affidavits in support of their
    position. Defendant had earlier filed a statement of undisputed material facts based upon
    two other affidavits, pursuant to Tenn. R. Civ. P. 56.03. Under Tenn. R. Civ. P. 12.02,
    [i]f, on a motion asserting the defense numbered (6) to
    dismiss for failure to state a claim upon which relief can be
    granted, matters outside the pleading are presented to and not
    excluded by the court, the motion shall be treated as one for
    summary judgment and disposed of as provided in Rule 56,
    and all parties shall be given reasonable opportunity to
    present all material made pertinent to such a motion by Rule
    56.
    As this Court has recently stated,
    4
    Plaintiffs assert in the body of their brief that the trial court erred in denying their oral
    motion to take a voluntary nonsuit, made during the hearing on the motion to dismiss and/or for
    summary judgment. This issue is not properly before us because plaintiffs did not include it in
    their statement of issues.
    4
    [a] motion to dismiss is converted to a motion for summary
    judgment when the trial court states, or the evidence shows,
    that it considered matters outside the pleading.
    Furthermore, it has long been the rule that “[i]t is left to the
    discretion of the trial judge whether or not to receive matters
    outside the pleading on a motion to dismiss for failure to state
    a claim,” and “extraneous matter may not be considered if the
    court excludes it.”
    England v. Schnur, No. E2017-00085-COA-R3-CV, 
    2017 WL 5901019
    , at *2-3 (Tenn.
    Ct. App., filed Nov. 29, 2017) (internal quotation marks and citations omitted). In the
    present case, the trial court clearly evinced an intent to consider matters presented outside
    the pleadings. Accordingly, the trial court considered the motion before it as one for
    summary judgment.
    Our standard of review of a grant of summary judgment is as stated by the
    Supreme Court:
    Summary judgment is appropriate when “the pleadings,
    depositions, answers to interrogatories, and admissions on
    file, together with the affidavits, if any, show that there is no
    genuine issue as to any material fact and that the moving
    party is entitled to a judgment as a matter of law.” Tenn. R.
    Civ. P. 56.04. We review a trial court’s ruling on a motion
    for summary judgment de novo, without a presumption of
    correctness.
    *      *       *
    [I]n Tennessee, as in the federal system, when the moving
    party does not bear the burden of proof at trial, the moving
    party may satisfy its burden of production either (1) by
    affirmatively negating an essential element of the nonmoving
    party’s claim or (2) by demonstrating that the nonmoving
    party’s evidence at the summary judgment stage is
    insufficient to establish the nonmoving party’s claim or
    defense. . . . The nonmoving party must demonstrate the
    existence of specific facts in the record which could lead a
    rational trier of fact to find in favor of the nonmoving party.
    5
    Rye v. Women’s Care Ctr. of Memphis, MPLLC, 
    477 S.W.3d 235
    , 250, 264-65 (Tenn.
    2015) (italics in original).
    In making the determination of whether summary judgment was correctly granted,
    [w]e must view all of the evidence in the light most favorable
    to the nonmoving party and resolve all factual inferences in
    the nonmoving party’s favor. Martin v. Norfolk S. Ry. Co.,
    
    271 S.W.3d 76
    , 84 (Tenn. 2008); Luther v. Compton, 
    5 S.W.3d 635
    , 639 (Tenn. 1999); Muhlheim v. Knox Cnty. Bd.
    of Educ., 
    2 S.W.3d 927
    , 929 (Tenn. 1999). If the undisputed
    facts support only one conclusion, then the court’s summary
    judgment will be upheld because the moving party was
    entitled to judgment as a matter of law. See White v.
    Lawrence, 
    975 S.W.2d 525
    , 529 (Tenn. 1998); McCall v.
    Wilder, 
    913 S.W.2d 150
    , 153 (Tenn. 1995).
    Wells Fargo Bank, N.A. v. Lockett, No. E2013-02186-COA-R3-CV, 
    2014 WL 1673745
    at *2 (Tenn. Ct. App., filed Apr. 24, 2014).
    IV.
    A.
    The dispositive issue is whether the trial court erred in determining that plaintiffs’
    claims fall within the statutory definition of a health care liability action:
    any civil action, . . . alleging that a health care provider or
    providers have caused an injury related to the provision of, or
    failure to provide, health care services to a person, regardless
    of the theory of liability on which the action is based[.]
    Tenn. Code Ann. § 29-26-101(a)(1). It is undisputed that defendant is a “health care
    provider.” That concept is defined by section 101(2)(C) as “[a] nongovernmental health
    facility licensed under the Mental Health, Developmental Disability, and Personal
    Support Services Licensure Law, compiled in title 33, chapter 2, part 4[.]” We have
    observed that
    [t]his statutory definition [of § 29-26-101(a)(1)] is conclusive,
    and it casts a wide net over civil claims that arise within a
    6
    medical setting. In fact, this Court has previously remarked
    that “it should not be surprising if most claims now arising
    within a medical setting constitute health care liability
    actions.” Osunde [v. Delta Med. Ctr., 
    505 S.W.3d 875
    , 884-
    85 (Tenn. Ct. App. 2016)]. We hasten to add, however, that
    “whether a health care liability action is implicated is entirely
    dependent on whether the factual allegations meet the
    definition outlined in the statute.” 
    Id. at [885]
    n.6.
    Cordell v. Cleveland Tenn. Hosp., LLC, No. M2016-01466-COA-R3-CV, 
    2017 WL 830434
    , at *5 (Tenn. Ct. App., filed Feb. 27, 2017).
    The factual allegations supporting plaintiffs’ claims are simple and
    straightforward: they allege that Spencer, acting as an employee of defendant, pushed or
    pulled the minor plaintiff to the ground and “stomped on his right foot.” In determining
    whether these allegations involve “an injury related to the provision of, or failure to
    provide, health care services,” we are guided by a trio of opinions recently released by
    this Court.5 In Lacy v. Mitchell, No. M2016-00677-COA-R3-CV, 
    2016 WL 6996366
    (Tenn. Ct. App., filed Nov. 30, 2016) (Lacy I), the plaintiff alleged a chiropractor injured
    her by (1) jumping on her back while she was on a chiropractic table, and (2) hitting her
    with a medical folder as the chiropractor exited the room. The plaintiff argued that her
    claims “were for ‘beating and assault,’ rather than health care liability.” 
    Id. at *1.
    We
    stated in Lacy I that the first allegation
    indicates that Ms. Lacy was injured while lying on a
    chiropractic table, during a chiropractic appointment, when a
    chiropractor (Dr. Mitchell) applied force to her back by
    jumping on it. In our view, such an injury would undeniably
    be related to the provision of chiropractic health care services.
    
    Id. at *3.
    However, regarding the claim that the chiropractor hit the plaintiff with a
    medical folder, the Lacy I Court stated:
    While that statement also alleges that Ms. Lacy was injured
    during a chiropractic appointment when a chiropractor
    applied force to her back, it does not contain any other
    indication that the alleged wrongful act was related to the
    provision of chiropractic health care services. Rather, it
    5
    In fairness to the trial court and the parties, we note that these three opinions were
    released after the trial court made its ruling in the present case.
    7
    alleges that the act took place after Dr. Mitchell finished
    jumping on her back—an act that we determined was related
    to the provision of health care services. Additionally, unlike
    the first claim, it does not state that Ms. Lacy was lying on the
    chiropractic table when Dr. Mitchell hit her in the back with
    her medical folder. Rather, it states only that Dr. Mitchell
    struck Ms. Lacy with the folder “as he walked out the door.”
    Thus, while it is still reasonable to infer that the alleged act
    was related to the provision of heath care services, it is
    equally reasonable, in our view, to infer that the act took
    place after Dr. Mitchell finished providing health care
    services to Ms. Lacy and was leaving the appointment. As
    such, it is not apparent from the face of Ms. Lacy’s complaint
    that the second claim fits the THCLA’s definition of a “health
    care liability action.”
    
    Id. at *4
    (emphasis in original).
    In Lacy v. St. Thomas Hosp. West, No. M2016-01272-COA-R3-CV, 
    2017 WL 1827021
    (Tenn. Ct. App., filed May 4, 2017) (Lacy II), the same plaintiff brought
    another separate action against a different set of health care providers, again asserting
    “several distinct claims, some of which are health care liability claims and some are not.”
    
    Id. at *1.
    We held as follows:
    Ms. Lacy makes additional allegations against the Appellees
    that are not clearly defined as health care liability claims. Ms.
    Lacy alleges that “[Dr. Clendenin] physically beat [her] after
    the shock” hitting her four times on the front part of her right
    shoulder. Likewise, Ms. Lacy alleges that Mr. Bragdon “beat
    her three to four times in the shoulder” and that he took her
    medical file and “beat [her] from head to ankle up and down
    never saying a word.” In regard to Premier Radiology, Ms.
    Lacy alleges that the MRI technician “beat” her leg four times
    causing bruising. Under Tennessee Rule of Civil Procedure
    12.02, we must presume that Ms. Lacy’s allegations are true,
    and we must give her the benefit of all reasonable inferences.
    Using the plain and ordinary meaning of the language
    contained in Ms. Lacy’s complaints, we cannot conclude that
    the alleged willful and malicious “beatings” by Dr.
    Clendenin, Mr. Bragdon, and the MRI technician constitute
    health care liability claims under the THCLA. It strains
    8
    credulity to view a willful assault as being related to the
    provision of health care services.
    
    Id. at *4
    (brackets in original; emphasis added).
    In the Cordell case, the plaintiff alleged that she had been raped and battered by
    hospital employees while she was unconscious at the hospital. 
    2017 WL 830434
    , at *1.
    The defendant hospital argued that her claims fell within the definition of a health care
    liability action. This Court disagreed, reasoning and ruling as follows:
    we see no facts alleging that a health care provider caused an
    injury related to the provision of, or failure to provide, health
    care services. In seeking relief against the Appellees, Ms.
    Cordell’s original complaint asserted three separate causes of
    action.
    *      *        *
    each of these legal theories is based on the same factual
    predicate. Each count alleges that an injury has occurred due
    to the purported rape perpetrated by Mr. Parsons and potential
    other unnamed individuals working for SkyRidge.
    *      *        *
    Here, the threshold question is whether the alleged rape
    perpetrated by Mr. Parsons is related to the provision of, or
    failure to provide, health care services. . . . Under the statute,
    health care services “includes care by health care providers”
    and “also includes staffing, custodial or basic care,
    positioning, hydration and similar patient services.” Tenn.
    Code Ann. § 29–26–101(b). In our view, it strains credulity
    to view the willful and malicious actions such as those
    alleged here as being related to the provision of, or failure to
    provide, health care services. . . . [W]ere we to say otherwise,
    this would essentially mean that any actions or deeds by a
    health care provider, if committed within the confines of a
    medical facility, give rise to a health care liability action.
    *       *       *
    9
    Just as the act of hitting a plaintiff on the back with a medical
    folder does not involve an injury related to the provision of,
    or failure to provide, health care services, we fail to see how a
    defendant’s alleged rape of a patient is related to the
    provision of, or failure to provide, health care services.
    Cordell, 
    2017 WL 830434
    , at *5, *6, *7 (emphasis in original; footnotes in original
    omitted).
    As similar to these three cases, the allegations in the present action against the
    employer, based on the actions of its employee, do not allege that a health care provider
    caused an injury related to the provision of, or failure to provide, health care services.
    The plaintiffs’ claims are for willful assault and battery. They have alleged that the
    employee Spencer’s role was essentially that of a security guard. Defendant
    characterizes his position differently; at the summary judgment hearing, its counsel stated
    the following about its employee:
    He was a mental health associate. He’d held that position for
    about seven months. He’d been certified through Crisis
    Prevention Institute. He’s been trained extensively to deal
    with behavioral issues that may arise while caring for
    children. He’s in a facility, a locked unit with about twelve
    minor children that all have mental health issues. He doesn’t
    have to deal with ‒ he’s not there to counsel the child. He’s
    not a Ph.D. or an M.D. He’s there to maintain the safety of
    these children, and he is trained to do so while dealing with
    children with mental health diagnoses.
    In our review of a grant of summary judgment, it is axiomatic that we must view the
    evidence in the light most favorable to the plaintiff and resolve all factual inferences in
    his/her favor. However, even if we were to conclude that Spencer’s role was more of a
    professional “mental health associate” as opposed to a “third shift night guard,” both
    Lacy opinions teach that this distinction is not dispositive. In Lacy I, the defendant was
    unquestionably a professionally trained and certified medical provider ‒ a licensed
    chiropractor. 
    2016 WL 6996366
    , at *1. In Lacy II, the defendants included an M.D., a
    certified physician assistant, and an MRI technician. 
    2017 WL 1827021
    , at *1, *4.
    Despite their positions or training, the conduct the Lacy defendants were accused of did
    not involve an allegation of injury caused by the provision of health care services or lack
    thereof. We held in Lacy II that “[i]t strains credulity to view a willful assault as being
    related to the provision of health care services.” 
    Id. at *4
    . That holding is applicable in
    this case to the plaintiffs’ allegations of assault and battery, based on the respondeat
    10
    superior doctrine. We vacate the trial court’s judgment dismissing these claims. (Italics
    in original.)
    B.
    As to the remaining allegations in the complaint, those charges allege that
    defendant negligently failed to supervise or train the employees of Mountain Youth
    Academy “in order to ensure the safety of the minor residents.” We discussed such an
    allegation, albeit in dicta, in Cordell, stating in pertinent part:
    Negligence is not charged against [the hospital] for failing to
    protect or monitor [the plaintiff]. As far as the original
    complaint will admit, the liability of [the hospital] appears to
    be predicated entirely on the doctrine of respondeat superior.
    *       *        *
    [H]ad the original complaint brought a negligence claim
    against [the hospital] directly and asserted that it was liable
    due to its failure to provide appropriate care, supervision, or
    monitoring, the complaint would have alleged that a “health
    care provider . . . caused an injury related to the . . . failure to
    provide . . . health care services.” . . .
    In this vein, although we would not dispute that Mr. Parsons’
    duties in watching over Ms. Cordell’s hospital room involved
    health care services as that term is defined by statute, see
    Tenn. Code Ann. § 29–26–101(b) (stating that health care
    services include “staffing, custodial or basic care”), we do not
    see anything in the original complaint alleging that Mr.
    Parsons’ failure to provide proper security or monitoring
    resulted in an injury to Ms. Cordell.
    
    2017 WL 830434
    , at *6, *7; accord Youngblood, 
    2017 WL 4331042
    , at *3-*4 (quoting
    Cordell and holding allegation that hospital negligently failed to provide appropriate
    supervision and monitoring of patient left with hot coffee presents a health care liability
    action).
    In the present case, we agree with the trial court’s ruling that the claims of
    negligent supervision and training fall within the definition of “health care services,”
    defined at Tenn. Code Ann. § 29-26-101(b) as including “staffing, custodial or basic care
    11
    . . . and similar patient services.” However, as we observed in Zink v. Rural/Metro of
    Tenn., L.P., 
    531 S.W.3d 698
    , 706 (Tenn. Ct. App. 2017),
    a determination that a claim falls within the THCLA does not
    automatically trigger all of the statute’s requirements. The
    need for expert proof will not lie if the matter is within the
    common knowledge of a layperson, and if there is no need for
    expert proof, a plaintiff’s complaint will not fail for failure to
    attach a certificate of good faith under section 29–26–122.
    See Tenn. Code Ann. 29–26–122(a) (2012) (“In any health
    care liability action in which expert testimony is required by §
    29–26–115, the plaintiff or plaintiff's counsel shall file a
    certificate of good faith with the complaint.”) (emphasis
    added). Thus, although determining that a claim constitutes a
    health care liability action will subject it to the pre-suit notice
    requirement in section 29–26–121, additional analysis is
    needed to determine whether expert proof is necessary.
    (Emphasis in original.) Zink also involved a claim of assault and battery, allegedly by an
    EMT who struck a patient while he was strapped to a gurney. 
    Id. at 703.
    However, the
    issue of whether the allegation that the EMT battered the plaintiff stated a health care
    liability claim was not before this Court in that case. 
    Id. (“Mr. Zink
    has raised no issue
    on appeal with regard to the trial court’s determination that Mr. Zink’s complaint alleged
    a health care liability claim”). Instead, the Zink plaintiff argues that “his claims would
    fall within the ‘common knowledge’ exception to the requirement of expert testimony . . .
    because the alleged act of negligence was within the common knowledge of a layperson.”
    
    Id. at 704.
    After reviewing pertinent case law authorities discussing and applying the
    common knowledge exception, we held:
    we determine that it would be within the common knowledge
    of a layperson whether an EMT’s alleged negligent, reckless,
    or intentional striking of a patient’s face while the patient is
    strapped to a gurney would fall below the standard of care.
    Because this alleged act would not require expert proof to
    “aid in the understanding of this issue,” the trial court erred
    by failing to determine that this case fell within the common
    knowledge exception.         Because no expert proof was
    necessary to establish negligence, no certificate of good faith
    would be required pursuant to Tennessee Code Annotated §
    29–26–122. Therefore, the trial court should not have
    12
    dismissed Mr. Zink’s action with prejudice for failing to file a
    certificate of good faith.
    
    Id. at 707;
    see also 
    Osunde, 505 S.W.3d at 888-89
    (allegation that radiology technician’s
    provision of a faulty, uneven stool injured plaintiff is within the common knowledge of a
    layperson); Redick v. St. Thomas Midtown Hosp., 
    515 S.W.3d 853
    , 859 (Tenn. Ct. App.
    2016) (allegations that “Hospital’s employee failed to comply with the fall precautions by
    placing the commode out of reach of the bed and then failing to assist Plaintiff to transfer
    from the commode back to the bed . . . are within the common knowledge of
    laypersons”).
    In the present case, plaintiffs argue that, as in the above cited cases, their
    allegations of Mountain Youth Academy’s negligent failure to supervise and/or train its
    employees involve matters that ordinary laypersons are able to assess by their common
    knowledge, without the need for expert medical testimony assistance. We agree. The
    allegations essentially state a claim that the defendant failed to provide adequate security
    or protection for its child residents. The evidence presented in the record suggests that
    Mountain Youth Academy is in some ways a mental health treatment facility, and, at the
    same time, in other ways, a juvenile detention facility. We believe the trier of fact will be
    able to review and assess the proof of defendant’s measures to provide security for the
    residents and determine whether they were adequate and appropriate, without the
    assistance of expert testimony. As we observed in Newman v. Guardian Healthcare
    Providers, Inc., No. M2015-01315-COA-R3-CV, 
    2016 WL 4069052
    , at *4 (Tenn. Ct.
    App., filed July 27, 2016),
    [d]ismissal without prejudice is the proper sanction for
    noncompliance with the pre-suit notice requirement of Tenn.
    Code Ann. § 29-26-121. Ellithorpe v. Weismark, 
    479 S.W.3d 818
    , 829 (Tenn. 2015) (quoting Foster v. Chiles, 
    467 S.W.3d 911
    , 916 (Tenn. 2015)). However, failure to comply
    with the certificate of good faith requirement codified at
    Tenn. Code Ann § 29-26-122, results in dismissal of the
    complaint with prejudice. 
    Id. V. In
    summary, we dismiss the plaintiffs’ claim against Keystone based on negligent
    supervision and/or training, but we do so without prejudice. Also, we vacate the trial
    court’s judgment dismissing the plaintiffs’ assault and battery claims; hence, those claims
    will proceed. The case is remanded for further action consistent with this opinion. Costs
    13
    on appeal are assessed to the appellant, Keystone Continuum, LLC, dba Mountain Youth
    Academy.
    _______________________________
    CHARLES D. SUSANO, JR., JUDGE
    14
    

Document Info

Docket Number: E2016-02528-COA-R3-CV

Judges: Judge Charles D. Susano, Jr.

Filed Date: 1/22/2018

Precedential Status: Precedential

Modified Date: 4/17/2021