Untitled Texas Attorney General Opinion ( 1989 )


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  •                         June 14, 1989
    Mr. Charles Stevenson         Opinion No.   JR-1858
    Acting Commissioner
    Texas Department of Human     Re: Whether the Texas Open
    Services                   Meetings Act    authorizes
    P. 0. Box 2960                governmental  body   to    hoi:
    Austin, Texas   78769         "briefing sessions" to receive
    information from staff members
    without providing notice
    (RQ-1686)
    Dear Mr. Stevenson:
    You ask whether  the Texas Open Meetings Act, article
    6252-17, V.T.C.S.,   applies to orientation     or  briefing
    sessions of the Board of Human Services, at which board
    members receive information   and ask questions    of staff
    members but do not engage in ~discussion between themselves.
    This office has issued two opinions concluding that such
    sessions were not subject to the requirements of the Open
    Meetings Act.   Attorney  General Opinions JM-640     (1987);
    JR-248 (1984).
    Attorney General Opinion JM-248 relied on the trial
    court's construction of the Open Meetings Act in Pea Picker,
    Inc.. v. Reaaan,   
    632 S.W.2d 674
    (Tex. App. - Tyler 1982,
    writ ref'd n.r.e.). The court found that a meeting held by
    a commissioners  court to hear reports      from agents and
    employees was not a @'meetingl' within article       6252-17,
    V.T.C.S.  The act then defined a l'meeting*las "any delibera-
    tion between a quorum of members of a governmental body at
    which any public business . . . is discussed.1W     (Emphasis
    added.) See Acts 1973, 63d Leg., ch. 31, 5 1, at 45. If no
    deliberations were held between members of the governmental
    body, then no *lmeetingN*took place and the requirements   of
    the Open Meetings Act did not apply.      See also Attorney
    General Opinion JM-640 (1987) (oral exam of applicant      by
    licensing board was not a "meeting").
    Senate Bill 168 of the 70th Legislature    adopted a
    number of amendments to the Open Meetings Act. S.B. 168,
    Acts 1987, 70th Leg., ch. 549, at 2211.    The bill added
    p. 5507
    Mr. Charles Stevenson - Page 2      (JM-1058)
    language to the definition of *'meetingl'so that it now reads
    in part:
    (4    'Meeting'      means   van
    between a quorum of members of a governmental
    body, or between a Quorum of members of a
    a overnm en t a 1 bod v and anv other I)
    erson, at
    which any public business . . . is discussed
    or considered . . . . (Emphasis added.)
    V.T.C.S.. art. 6252-17, § l(a). The same language was added
    to the definition of 11deliberation*1so that it now reads as
    follows:
    (b)  'Deliberation' means a verbal     ex-
    chancre durina a meetinq between a quorum of
    members of a governmental body, or between   a
    cue rum of members of a aovernmental bodv and
    a Y other D        concerning any issue within
    t:e jurisdizETz:'of the governmental body or
    any public business.    (Emphasis added.)
    
    Id. 5 l(b).
    A facial reading of the amended sections l(a) and 1 (b)
    yields more than one interpretation.   This office has found
    the Open Meetings Act applicable to a meeting called by a
    district judge and attended by a quorum of members of a
    county commissioners court if the commissioners engaged     in
    deliberations.   Attorney General Opinion MW-390 (1981). The
    Act has also been held to apply to a joint meeting          of
    representatives of two or more governmental bodies       if a
    quorum of members    of one governmental   body attends    and
    engages in deliberations.    Attorney General Opinion MB-417
    (1981); see Attorney    General Opinion MW-28    (1979).   The
    amendments could have been adopted to make explicit       this
    application of the Open Meetings Act.      However, the bill
    analysis prepared   for Senate Bill 168 indicates that the
    amendments were designed to overturn the conclusion         of
    Attorney General   Opinion JM-248. The following      language
    appeared in the bill analysis prepared    for the introduced
    version of the bill, but was not updated as the bill
    underwent substantive changes:
    The Texas Open Meetings Act    (TOMA) . . .
    was enacted in 1967 to ensure that important
    governmental decisions   are made   in public
    meetings.   Several    problems   under   TOMA
    currently are frustrating this purpose      of
    'government in the sunshine.' Courts and the
    p. 5508
    Mr. Charles Stevenson - Page 3    (JM-1058)
    attorney general have ruled that members of a
    public body may meet without complying with
    TOMA to receive information and ask questions
    of a third party.   [The analysis then men-
    tions Attorney General Opinion JR-248 and its
    reliance on an appellate court case]. . . .
    In The Pea Picker, Inc. v. Reaaan, . . . the
    court held that receiving   information   from
    employees was not a 'meeting' because       no
    'deliberation' had occurred in that there was
    no exchange between the members.     (Emphasis
    in original.)
    Bill Analysis, S.B. 168, 70th Leg. (1987). Since Attorney
    General Opinion JR-248 relied      on the definitions     of
    "meeting" and "deliberation,"   Senate Bill 168 sought to
    bring such briefing sessions within the coverage of the Open
    Meetings Act by amending those definitions.
    These amendments to subsections l(a) and l(b) of the
    Open Meetings Act appeared in Senate Bill 168 as introduced
    and in the bill as adopted by the legislature.   The intro-
    duced bill was reported adversely by the Senate Committee on
    State Affairs    and a committee    substitute was reported
    favorably. The committee substitute included the following
    provision, not found in the introduced bill:
    (r) Nothing in this Act shall be con-
    strued to require a quorum of the members
    of a governmental   body to confer with an
    employee or employees    of the governmental
    body in an oven meetinq where such conference
    is for the sole purpose of receiving informa-
    tion from the employee or employees    or to
    ask questions of the employee or employees:
    provided,   however, that no discussion    of
    public business or agency policy that affects
    public business shall take place between the
    members of the governmental body during the
    conference.   (Emphasis added.)
    V.T.C.S. art. 6252-17, 5 z(r).1
    1. A provision on meeting by telephone conference call
    also codified as section 2(r) was added to the Open Meetings
    Act by another bill during the same session. S.B. 560, Acts
    1987, 70th Leg., ch. 964, 5 4, at 3283.
    p. 5509
    Mr. Charles Stevenson - Page 4    (JM-1058)
    Section 2(r) uses the terms "confer" and l*conference"
    instead of the statutorily     defined terms "meeting"   and
    "deliberation" to describe a briefing session. Nearly    all
    of the section 2 exceptions use one or both of the statutory
    terms. But see 
    id. 55 2(e)
    ("consultations" with attorney),
    2(p) ("interviews and counseling sessions" between members
    of Board of Pardons and Paroles and inmates of Department
    of Corrections).  The legislature     could have chosen  its
    language to distinguish such conferences from meetings   and
    to remove them completely     from the Open Meetings    Act,
    including its notice and record-keeping requirements.     On
    the other hand, the legislature may have thought that the
    section 2(r) "conference" would involve *Iaverbal   exchange
    . . . between a quorum of members of a governmental body and
    any other person" and that it would therefore be a "meeting"
    at which l'deliberationsl*take place.
    The placement of subsection (r) in section 2 does not
    resolve this ambiguity, since section 2 includes various
    types of provisions and not merely provisions authorizing   a
    closed session during a meeting subject to the Open Meetings
    Act.2    Although   several of these provisions     authorize
    executive sessions for governmental bodies    subject to the
    act, others appear to remove some entities completely    from
    the act. Comvare V.T.C.S. art. 6252-17,     5 2(e), (f), (s),
    (h), (j), Cm), to), (P), (s) withid.   5 2(d), (n).   Various
    other procedural provisions are also included in section 2.
    See 
    id. 8 z(a),
      (b), (c), (i), (W, (l), (r) (telephone con-
    ference calls).
    2. The Austin Court of Appeals       recently   issued a
    decision reconciling   the provisions  of the Administrative
    Procedure and Texas Register Act on ex varte communications
    between agency members    in contested  cases, -      V.T.C.S.
    art. 6252-13a, 5 17, with the Open Meetings Act provisions
    requiring   governmental  bodies to deliberate     in public.
    Texas Water Comm'n v. Acker, No. 3-87-244-CV (Tex. App. -
    Austin, May 17, 1989) (motion for rehearing filed May 31,
    1989); -    Attorney General Opinion JM-645 (1987) (Adminis-
    trative   Procedure  and Texas    Register Act creates       an
    exception   to Open    Meetings Act permitting      commission
    decisions on claims of privilege to be made       in a closed
    meeting);   cf   Attorney   General Opinion H-1269       (1978)
    (decision-making process under article 6252-13a, V.T.C.S.,
    is not exempt from requirements of Open Meetings Act).      The
    court's list of provisions    authorizing executive   sessions
    did not include section 2(r) of the Open Meetings Act.
    P. 5510
    E
    Mr.   Charles Stevenson - Page 5   (JM-1058)
    The legislative intent must ultimately be found in the
    language of the statute.     See. e.a., Government  Personnel
    Mutual Life Ins. Co. v. Wear, 251 S.W.Zd 525 (Tex. 1952).
    The answer to Your ouestion devends on what the lanauaae
    ~~--a
    co-ed
    adopted as Senate Biil 168 comm;nicates to the persons who
    read it.3 As already pointed out, subsection 2(r) uses the
    terms "conferl* and %onference."   The same bill that adopted
    this provision used very different language    in the amend-
    ments to subsections l(a) and l(b). The legislature's      use
    of language   in subsection    2(r) that differs    from the
    language added to the definitions suggests that 2(r) and
    those definitions do not refer to the same thing.
    Moreover, subsection 2(r) provides that "no discussion
    of public business or agency policy that affects public
    business   shall take place between the members       of the
    governmental body during the conference."       "Meeting"    is
    defined as "any deliberation"     between  certain described
    persons "at which any public business or public policy over
    which the governmental    body has supervision    or control
    is discussed or considered . . . .*I V.T.C.S. art. 6252-17,
    § l(a). The quoted phrases     are not identical, but their
    differences   are subtle.    The phrases   are   sufficiently
    similar that a reasonable person could read subsection    2 (r)
    to prohibit    the kind of discussion   which is a defining
    characteristic of a "meeting" and therefore     to exclude a
    "conferencel' from the definition    of l'meeting.lq In our
    opinion, whatever   the legislature may have intended, the
    relevant provisions do not communicate an intent to subject
    briefing sessions to the Open Meetings Act with the option
    of holding them in executive session.
    The adoption of Senate Bill 168 involved negotiation
    and compromise  between competing interests.    If briefing
    sessions were subject to the Open Meetings Act, the public
    would receive notice of the time, place, and subject of such
    sessions, although they could be excluded   from the actual
    briefing.  
    Id. 5 3A.
    Members of the public would thus have
    3. A review of the testimony   on this bill shows con-
    flicting statements by the senate sponsor. See Hearing    on
    S.B. 168 before the Senate Comm. on State Affairs, 70th Leg.
    (March 23, 1987) (tape recording available from Senate Staff
    Services Office); Debate on S.B. 168 on the Floor of the
    Senate, 70th Leg. (April 15, 1987) (tape recording available
    from Senate Staff Services Office).
    p. 5511
    Mr. Charles Stevenson - Page 6    (JM-1058)
    access to a minimal   amount of additional information   about
    government.  The governmental body would have to keep a
    record of the briefing session as required by section      2A,
    and this    requirement    presumably  would   help    enforce
    the prohibition  against board members     discussing    among
    themselves "public business   or agency policy that affects
    public business"    when involved in a conference        under
    subsection 2(r).
    On the other hand, if a governmental body had to comply
    with the notice     requirements   prior    to briefings    by
    employees, it would have to wait three days or seven days to
    hear the information,   depending   on which notice period
    applies to it. 
    Id. S 3A(h).
        In the event of an emergency
    or urgent public necessity,   it would have to wait for two
    hours before the briefing.                a        Y Attorney
    General Opinion JM-985      (198~'(d~&~?~~l~eaning          of
    emergency).  This delay would occur before a session         in
    which the governmental body would neither deliberate       nor
    take action, but would only receive some           information
    relevant to its public duties.   Delays in the board members1
    receipt of information needed for their work could interfere
    with the efficient conduct of public business and might even
    paralyze the governmental body in matters of great urgency.
    In weighing these competing interests, the legislature might
    reasonably have concluded that briefing sessions should be
    taken completely out of the Open Meetings Act.
    Finally, since members of a governmental      body are
    subject to criminal penalties for certain knowing violations
    of the Open Meetings Act, -    V.T.C.S. art. 6252-17, 5 4, a
    contrary interpretation of subsections l(a) and (b) and 2(r)
    would raise a constitutional      question.   The Fifth and
    Fourteenth Amendments  of the United States Constitution
    prohibit the enforcement of any law that "either forbids or
    requires the doing of an act in terms so vague that men of
    common intelligence must necessarily guess at its meaning
    and differ as to its application."      Connally v. General
    Constr. Co., 
    269 U.S. 385
      (1926); see also Baker v. State,
    
    478 S.W.2d 445
    (Tex. Crim. App. 1972). A vague statute
    threatens punishment of people who had no fair warning     of
    what conduct to avoid. See United States v. Cardiff,      
    344 U.S. 174
    (1952). A higher standard of certainty is required
    of a statute imposing criminal penalties than of one relying
    on civil enforcement.   Xolender v. Lawson, 
    461 U.S. 352
    ,
    358 at n. 8 (1983); see Winters v. New York, 
    333 U.S. 507
     (1948).
    We believe that the language of the statute does not
    fairly warn persons   of common intelligence   that a sub-
    p. 5512
    Mr. Charles Stevenson - Page 7     (JM-1058)
    section 2(r) conference   is a "meeting" within the Open
    Meetings Act and that they will be subject to criminal
    penalties for participation in a conference that is not
    conducted according  to the requirements of the act.     Our
    construction of the statute is thus necessary because of the
    inclusion of criminal penalties to enforce its procedural
    provisions.
    SUMMARY
    Conferences between members  of a govern-
    mental body and an employee or employees   for
    the sole purpose of receiving information   or
    asking questions are not l'meetings*'or "deli-
    berations" subject to any requirements of the
    Open Meetings Act, article 6252-17, V.T.C.S.
    Subsection 2(r) of the act, adopted by Senate
    Bill 168 of the 70th Legislative      Session,
    removes the conferences it describes from the
    coverage of the act.
    JIM     MATTOX
    Attorney General of Texas
    MARY KELLER
    First Assistant Attorney General
    LOU MCCREARY
    Executive Assistant Attorney General
    JUDGE ZOLLIE STEAELEY
    Special Assistant Attorney General
    RICK GILPIN
    Chairman, Opinion Committee
    Prepared by Susan L. Garrison
    Assistant Attorney General
    p. 5513