Untitled Texas Attorney General Opinion ( 2005 )


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  •                                  ATTORNEY              GENERAL OF TEXAS
    GREG        ABBOTT
    August l&2005
    The Honorable Richard J. Miller                                   Opinion No. GA-0348
    Bell County Attorney
    Post Office Box 1127                                               Re: Whether a county commissioner         may
    Belton, Texas 765 13                                               simultaneously hold the position of municipal
    judge of a city located within his county
    (RQ-03 17-GA)
    Dear Mr. Miller:
    You seek an opinion on “whether a county commissioner may be appointed as a municipal
    judge for compensation and serve in both offices simultaneously.“’ In your request, you point out
    three primary grounds that potentially prohibit a county commissioner           from serving as a
    compensated municipal judge: (1) the constitutional prohibition against dual office holding; (2)
    the constitutional   separation of powers requirement; and (3) the common-law           doctrine of
    incompatibility.   See Request Letter, supra note 1, at l-2. You also inquire about the Texas Code
    of Judicial Conduct. See 
    id. at 3.
    We address each ground in turn.
    I.       Constitutional Prohibition Against Dual Office Holding
    With certain exceptions, the Texas Constitution prohibits an individual from holding at the
    same time more than one “civil office of emolument.“2 TEX. CONST. art. XVI, 5 40(a). One office
    expressly excepted from this provision is that of county commissioner.3 See 
    id. In an
    early case
    construing article XVI, section 40, the Texas Supreme Court held that a county commissioner could
    ‘Letter from Honorable Richard J. Miller, Bell County Attorney, to Honorable Greg Abbott, Texas Attorney
    General (Feb. 10, 2005) (on tile with Opinion Committee, also available at http://www.oag.state.tx.us) [hereinafter
    Request Letter].
    “‘A ‘civil office’ is an office that pertains to the exercise of the powers or authority of civil government.” State
    ex rel. HilZ v. Pirtle, 
    887 S.W.2d 921
    , 931 (Tex. Crim. App. 1994). An emolument is a “pecuniary profit, gain or
    advantage.” Irwin v. State, 177 S.W.2d 970,973 (Tex. Crim. App. 1944). The office of county commissioner is a civil
    office of emolument. See Tex. Att’y Gen. LO-98-035, at 1. Similarly, the office of municipal judge is a civil office of
    emolument. See Tex. Att’y Gen. Op. No. JM-333 (1985) at 1.
    ‘Article XVI, section 40 provides that “[n]o person shall hold or exercise at the same time, more than one civil
    office of emolument, except that of Justice of the Peace, County Commissioner, Notary Public and Postmaster,” certain
    military offices, and officers and directors of soil and water conservation districts. TEX. CONST. art. XVI, $ 40(a).
    The Honorable Richard J. Miller - Page 2                   (GA-0348)
    simultaneously hold the office of city mayor.4 See Gaul v. Townsend, 14 S.W. 365,366-67 (Tex.
    1890) (“[Wle are clearly of the opinion that the appellant did not vacate his office of county
    commissioner by accepting that of mayor”). In Gaul, the court was presented with two possible
    constructions of section 40: In one construction, a person holding one of the enumerated offices
    could hold another civil office of emolument when the other office was one ofthe other offices listed
    in section 40; in the other construction, a person holding one of the excepted offices could hold any
    other civil office of emolument. See 
    Gaul, 14 S.W. at 366
    . Ultimately, the court decided the latter
    construction prevailed such that any one of the excepted offices could hold any other civil office of
    emolument.      See 
    id. Because the
    office is expressly excepted from article XVI, section 40, we
    conclude that a county commissioner is not prohibited by that constitutional provision from
    simultaneously serving as a compensated municipal judge.
    II.     SeDaration of Powers
    You also inquire whether the separation of powers doctrine precludes the county
    commissioner from being appointed municipal judge. See Request Letter, supra note 1, at 1; see
    also TEX. CONST. art. II, 5 1. The policy behind the separation of powers doctrine is to “prohibit
    one branch of government from interfering with functions constitutionally committed to other
    branches of government.” Turner v. Trinity Indep. Sch. Dist. Bd. of Trs., 
    700 S.W.2d 1
    , 2 (Tex.
    App.-Houston [ 14th Dist.] 1983, no writ). The separation ofpowers doctrine was treated for several
    “years in the mid- 1970s as a dual office holding provision.” Tex. Att’y Gen. LO-92-004, at 1.
    However, this office has long since abandoned the use of the doctrine as a bar to dual office holding.
    See Tex. Att’y Gen. Op. No. JM-5 19 (1986) at 4; see also Tex. Att’y Gen. Op. No. JC-0216 (2000)
    at I (citing Tex. Att’y Gen. Op. No. JM-5 19 (1986)) (“It is now clear that, in the usual circumstance,
    the separation of powers doctrine does not constitute an impediment to dual office holding.“); Tex.
    Att’y Gen. LO-92-004, at 1 (citing Tex. Att’y Gen. Op. No. JM-519 (1986)). Accordingly, we
    conclude that article II, section 1 does not preclude a county commissioner from also serving as a
    municipal court judge.
    III.    Doctrine of Incompatibilitv
    You ask whether the doctrine of incompatibility prohibits the commissioner from being
    appointed a municipal judge of a city located within his county. See Request Letter, supra note 1,
    at 2. This office has consistently opined that though the office of county commissioner is excepted
    from article XVI, section 40, the office is not thereby protected from the operation of the common-
    law doctrine of incompatibility. See Tex. Att’y Gen. Op. No. GA-001 5 (2003) at 3 (stating case law
    holding office of commissioners exempt from article XVI, section 40 “does not address whether the
    doctrine of incompatibility prohibits such dual service”); see also Tex Att’y Gen. LO-96-004, at 2.
    4See also Ramirez v. State, 
    505 S.W.2d 406
    , 410 (Tex. Civ. App.-San Antonio 1974, writ refd n.r.e.) (“a
    county commissioner may hold or exercise at one time one or more civil offices of emolument”); Tex. Att’y Gen. Op.
    Nos. C-43 (1963) at 2 (“the office of county commissioner is expressly excepted”), V-63 (1947) at l-2 (stating section
    40 is inapplicable to the office of county commissioner), O-3576 (1941) at 2 (“The office of county commissioner being
    specifically excepted , . does not come within the prohibition thereof.“).
    The Honorable Richard J. Miller - Page 3            (GA-0348)
    Therefore, to answer your question we must examine whether the offices of county commissioner
    and municipal judge are incompatible.
    There are three aspects to the doctrine of incompatibility:         self-appointment,     self-
    employment, and conflicting loyalties. See Tex. Att’y Gen. Op. No. GA-0273 (2004) at 2. Self-
    appointment involves the incompatibility of being both a member of a body making the appointment
    and an appointee of that body. See Ehlinger v. Clark, 8 S.W.2d 666,674 (Tex. 1928); see also Tex.
    Att’y Gen. LO-95-029, at 2. Self-employment involves an officer and an employee and prohibits
    one person from holding an office that directly appoints or supervises the employee, or “where the
    particular duties of the two positions and the relationship between them [give] rise to a great risk that
    one would impose its policies on the other.” Tex. Att’y Gen. LO-95-029, at 2-3. Neither aspect is
    applicable here because the municipality, not the commissioners court, is responsible for the
    selection of municipal judges, see TEX. GOV’T CODE ANN. 04 30.00006(b) (Vernon 2004)
    (municipal courts of record), 29.004(a)-(b) (municipal courts), and county commissioners are not
    appointed by municipal judges but elected by the qualified voters of the county. See TEX. CONST.
    art. V, 9 18. Similarly, the city council, not the commissioners court, supervises the operations
    of a municipal court and provides facilities for the municipal court, see TEX. GOV’T CODE ANN.
    $6 30.00006(h) (salary), .00009 (clerk, other personnel), .OOOlO (court reporter), .00012 (court
    facilities), .000125 (seal) (Vernon 2004); see generally 
    id. ch. 29,
    while a county commissioner
    answers to the qualified voters of the county. See TEX. CONST.art. V, 5 18.
    Because the first two aspects of incompatibility are inapplicable, we look to the conflicting
    loyalties aspect. Conflicting loyalties incompatibility was first addressed in Thomas v. Abernathy
    County Line Independent School District, where the Texas Commission of Appeals held the offices
    of school trustee and city alderman incompatible because the relationship between the two offices
    created the potential for conflict. See Thomas v. Abernathy Coutity Line Indep. Sch. Dist., 290 S. W.
    152,153 (Tex. Comm’n App. 1927, judgm’t adopted). The court in Thomas was concerned that by
    virtue of holding one office a person could “thereby impose its policies on the other or subject it to
    control in some other way.” Tex. Att’y Gen. Op. No. JM-862 (1988) at 4. This office has had many
    occasions to examine whether two offices were incompatible because of conflicting loyalties. See
    Tex. Att’y Gen. Op. Nos. GA-0307 (2005) at 4 (considering conflicting loyalties), GA-0032 (2003)
    at 4-5 (same), JC-0339 (2001) at 3 (same), JM-1266 (1990) at 4 (same). The potential for conflict
    is more likely where geographic boundaries of the two governmental entities overlap because the
    duties of the two offices are more likely to conflict. See Tex. Att’y Gen. Op. Nos. JC-0339 (2001)
    at 3 (zoning authority of city Planning and Zoning Commission would include jurisdiction over
    development of Municipal Utility District within city’s geographic territory, and officer of both
    entities would have conflicting loyalties), JM-203 (1984) at 10 (“if two offices serve jurisdictions
    which overlap geographically, their duties are much more likely to conflict”). We have said where
    two governmental bodies are authorized to contract with each other, one person may not serve as a
    member of both. See Tex. Att’y Gen. Op. No. JM-1266 (1990) at 4 (“If, for example, the two
    political subdivisions contract with each other, there probably exists sufficient potential for
    conflicting loyalties as to render the two positions incompatible.“). Similarly, we have determined
    where two governmental entities have overlapping powers of taxation, the potential for conflict
    absolutely prohibits one person serving as an officer of both entities. See Tex. Att’y Gen. Op. Nos.
    The Honorable Richard J. Miller - Page 4                      (GA-0348)
    GA-0032 (2003) at 5 (“[i]f two districts with overlapping geographical jurisdictions each have the
    power of taxation, . . . the potential for conflict is insurmountable”); JC-0557 (2002) at 5 (same).
    Where no potential for conflict exists, however, this office has determined that incompatibility does
    not preclude one person from holding two offices. See Tex. Att’y Gen. Op. Nos. JC-0490 (2002)
    (considering offices of school district trustee and county treasurer), JC-0216 (2000) (considering
    offices of municipal judge and junior college trustee), DM-47 (199 1) (considering offices of director
    of non-taxing river authority and appraisal district board member), JM-819 (1987) (considering
    offices of justice of the peace and municipal judge).
    Despite the geographic overlap between the municipality and the county, there is practically
    no relationship between the offices of county commissioner and municipal judge, much less one that
    would result in conflicting loyalties. County commissioners courts have taxing authority, see TEX.
    Lot. GOV’T CODEANN. 9 8 1.006 (Vernon 1999), but municipal courts do not. See generally TEX.
    GOV’T CODE ANN. chs. 29-30 (Vernon 2004). One person holding both positions would not have
    overlapping taxation authority. While a municipality and a county may contract with each other for
    the performance of governmental functions and services, a municipal court does not perform
    governmental functions and services, see 
    id. $79 1.Ol
    l(a)-(d) (defining governmental functions and
    services), and could neither be a party to a contract with the county nor have any authority over such
    a contract. A commissioners court can sue and be sued, but cases involving the commissioners court
    are civil while the jurisdiction of a municipal court is limited5 to primarily criminal jurisdiction over
    violations of city ordinances. See 
    id. $5 30.00005
    (municipal court of record), 29.003 (municipal
    court) (Vernon 2004). Such limited jurisdiction would preclude civil cases involving a county
    commissioners court from being brought before the municipal court. Other legislative powers6 of
    a county commissioners court include: the authority to change commissioner and justice precinct
    boundaries;7 the authority to support paupers;8 the power of appointment over vacant county offices;’
    and authority over the county budget.” A municipal court shares none of these powers. See
    generally 
    id. chs. 29-30.
    ‘The jurisdiction of a municipal court is even more limited than the jurisdiction   of a justice court. See Tex. Att’y
    Gen. Op. No. JC-0216 (2000) at 2.
    6A county commissioners court is authorized to issue notices, citations, writs and process. See TEX. LOC. GOV’T
    CODE ANN. 4 81.022(a) (Vernon 1999). However, this authority is that which is “necessary for the proper execution of
    its powers and duties and the enforcement of its jurisdiction.”  
    Id. The jurisdiction
    of the commissioners court is mostly
    legislative, see Tex. Att’y Gen. Op. No. JC-02 14 (2000) at 2 (stating “the general legislative authority of the county is
    in the commissioners court”), and any judicial jurisdiction a commissioners court may have is not criminal. Therefore,
    we see no potential conflict between this power of the commissioners court and the writ power of a municipal court.
    ‘See TEX. Lot. GOV’T CODE ANN. 5 8 1.02 l(a) (Vernon         1999).
    ‘See 
    id. 0 81.027
    (Vernon Supp. 2004-05).
    ‘See 
    id. 5 87.041(a)
    (Vernon    1999).
    “See 
    id. $9 111.008(a),
    ,039 (Vernon      1999).
    The Honorable Richard J. Miller - Page 5          (GA-0348)
    We recognize a county commissioners court can create certain criminal offenses that are
    deemed by statute to be Class C misdemeanors.          See TEX. Lot. GOV’T CODE ANN. 58 235.025
    (Vernon Supp. 2004-05) (county regulation ofmatters relating to explosives and weapons), 35 1.903
    (county juvenile curfew); TEX. TRANSP.CODEANN. 4 394.084 (Vernon 1999) (county regulation of
    outdoor signs on rural roads); TEX. HEALTH&SAFETYCODEANN. 6 365.034 (Vernon 2001) (county
    regulation of litter near public highway). Justice courts would have jurisdiction over such offenses
    because they are punishable only by tine. See TEX. CODEGRIM. PROC. ANN. 5 4.11 (Vernon 2005)
    (justice courts have criminal jurisdiction in criminal cases punishable by fine only); TEX. PEN.CODE
    ANN. 3 12.23 (Vernon 2005) (Class C misdemeanors involve a “fine not to exceed $500,“).
    Municipal courts have specified concurrent jurisdiction with justice courts when the offense arises
    in the municipality. See TEX. GOV’T CODEANN. $0 29.003(b) (Vernon 2004) (municipal courts),
    30.00005(d) (V ernon 2004) (municipal courts of record). Thus, there may be occasions where a
    person charged with a criminal offense created by the commissioners court is before the municipal
    judge. We point out, however, that municipal court jurisdiction concurrent with that of a justice
    court does not preclude a matter from being heard in the justice court. Because most of the offenses
    listed above concern county matters and because we believe most county prosecutors would file the
    case in the justice court, the likelihood of cases involving these offenses being prosecuted in
    municipal court is remote. We do not believe that the remote possibility of such a case coming
    before a person in his or her role as municipal judge would induce or otherwise motivate a person
    in his role as county commissioner to legislatively act regarding the offense. Moreover, we believe
    it only a remote possibility that his service as a municipal judge would impact or conflict with his
    role over the county’s justice court system as county commissioner.
    We believe the offices of county commissioner and municipal judge are not such that a
    person holding one office could impose policies on the other or subject the other to its control.
    Moreover, the mere overlap of geographic boundaries where there is no other potential conflict does
    not compel us to find these two offices incompatible. Accordingly, it is our opinion that conflicting
    loyalties incompatibility does not bar a county commissioner from serving as a municipal judge of
    a city located within his county.
    IV.    Judicial Canons
    Finally, you allude to the Texas Code of Judicial Conduct (the “Code”) and appear to inquire
    whether it would preclude a municipal judge, once appointed, from serving as a county
    commissioner.     See Request Letter, supra note 1, at 3. In your letter, you bring to our attention
    Canon 5(3) ofthe Code. See 
    id. Canon 5(3)
    provides that “[a] judge shall resign fromjudicial office
    upon becoming a candidate in a contested election for a non-judicial office either in a primary or in
    a general election or in a special election.” TEX. CODEJUD.CONDUCT,Canon 5(3), reprinted LATEX.
    GOV’T CODEANN. tit. 2, subtit. G, app. B (Vernon 2005). You correctly point out that Canon 6C
    exempts municipal judges from complying with Canon 5(3). See Request Letter, supra note 1,
    at 3; TEX. CODEJUD.CONDUCT,Canon 6C(l)(e), reprinted in TEX. GOV’T CODEANN. tit. 2, subtit.
    G, app. B (Vernon 2005) (providing municipal judge “is not required to comply: . . . (e) with Canon
    5(3)“). Because the language of the Code is clear, we conclude that Canon 5(3) does not prohibit
    a municipal judge from serving as a county commissioner.
    The Honorable Richard J. Miller - Page 6                   (GA-0348)
    Though you do not inquire about them, we nevertheless consider other canons that might
    prohibit a municipal judge from simultaneously serving as a county commissioner. Canon 4H states
    that a “judge should not accept appointment to a governmental committee, commission, or other
    position that is concerned with issues of fact or policy on matters other than the improvement of the
    law, the legal system, or the administration of justice.” TEX. CODE JUD. CONDUCT,Canon 4H,
    reprinted in TEX. GOV’T CODE ANN. tit. 2, subtit. G, app. B (Vernon 2005). This office has
    previously considered Canon 4H as it pertained to a municipal judge holding the position ofjunior
    college district trustee. See Tex. Att’y Gen. Op. No. JC-0216 (2000). Attorney General Opinion
    JC-02 16 concluded that because the trustee position was “elective rather than appointive,” Canon
    4H was not applicable. 
    Id. at 3.
    Moreover, Opinion JC-0216 recognized that Canon 6C exempted
    municipal judges from operation of Canon 4H. See id.; TEX. CODEJUD. CONDUCT,Canon 6C,
    reprinted in TEX. GOV’T CODEANN. tit. 2, subtit. G, app. B (Vernon 2005). For the same reasons,
    we conclude that Canon 4H does not prevent a municipal judge from also holding the office of
    county commissioner.
    These conclusions, however, do not end the inquiry because Canon 6C does not exempt
    municipal judges from compliance with all judicial canons. A municipal judge must still comply
    with Canons 2A, 3A, 4A, and 41(l), all of which might be relevant here. Pursuant to Canon 2A, a
    judge “should act at all times in a manner that promotes public confidence in the integrity and
    impartiality of the judiciary.” TEX. CODEJUD.CONDUCT,Canon 2A, reprinted in TEX. GOV’T CODE
    ANN. tit. 2, subtit. G, app. B (Vernon 2005). In addition, the judge’s judicial duties “take precedence
    over all the judge’s other activities,” and a judge shall conduct all “extra judicial activities so that
    they do not: (1) cast reasonable doubt on the judge’s capacity to act impartially. . . ; or (2) interfere
    with the proper performance ofjudicial duties.” 
    Id. Canons 3A,
    4A. A judge is also prohibited from
    receiving compensation and expenses for extra-judicial activities where the source of the payments
    “give[s] the appearance of influencing the judge’s performance ofjudicial duties or otherwise give[s]
    the appearance of impropriety.” 
    Id. Canon 41(
    1).
    Without legal analysis or citation of any particular canon, the State Commission on Judicial
    Conduct (the “Commission”)       issued a Public Statement condemning the practice of a judge
    concurrently serving as a law enforcement officer. See State Comm’n on Judicial Conduct, Public
    Statement No. PS-2000-l .I1 Because the two offices were part of different branches (judicial and
    executive), the Commission concluded that a judge attempting to fulfill the requirements of both
    offices would “severely compromise[] the impartiality and independence of the judicial office.” 
    Id. A municipal
    judge serving as county commissioner might raise some of the concerns that the
    Commission addressed in its Public Statement. In considering a similar scenario concerning a
    temporary municipal judge serving as the city’s finance director, this office concluded that the
    question “[wlhether a judge’s conduct in specific circumstances offends the Code of Judicial
    Conduct is ultimately a matter for the State Commission on Judicial Conduct.” Tex. Att’y Gen. Op.
    No. GA-0199 (2004) at 4 (stating “the opinion process [cannot] investigate and resolve the fact
    questions that may be necessary to determine whether the temporary municipal judge has violated
    any” canons). We reach the same conclusion here. While Canons 5(3) and 4H do not preclude the
    “Available at www.scjc.state.tx.us   (under “Public Information”   heading).
    The Honorable Richard J. Miller - Page 7               (GA-0348)
    dual service about which you inquire, the question as to whether, under other judicial canons, a
    municipal judge holding the position of county commissioner would “undermine[] the public’s
    confidence in an impartial and independent judiciary”” is a question we must leave to the State
    Commission on Judicial Conduct.
    12See State Comm’n on Judicial Conduct, Public Statement No. PS-2000-l.
    The Honorable Richard J. Miller - Page 8        (GA-0348)
    SUMMARY
    Neither Article XVI, section 40, nor Article II, section 1 of
    the Texas Constitution prohibits a county commissioner            from
    simultaneously serving as a municipal judge for a municipality within
    the county. Similarly, the common-law doctrine of incompatibility
    does not bar the contemplated dual service. While Canons 5(3) and
    4H of the State Code of Judicial Conduct do not prevent a municipal
    judge from holding the office of county commissioner, other canons
    might, and the question as to whether other canons preclude such
    service is a matter for the State Commission on Judicial Conduct.
    BARRY R. MCBEE
    First Assistant Attorney General
    DON R. WILLETT
    Deputy Attorney General for Legal Counsel
    NANCY S. FULLER
    Chair, Opinion Committee
    Charlotte M. Harper
    Assistant Attorney General, Opinion Committee
    

Document Info

Docket Number: GA-0348

Judges: Greg Abbott

Filed Date: 7/2/2005

Precedential Status: Precedential

Modified Date: 2/18/2017