Tyran Darnell Shumate v. the State of Texas ( 2021 )


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  • Reversed and Remanded and Opinion Filed August 20, 2021
    In The
    Court of Appeals
    Fifth District of Texas at Dallas
    No. 05-20-00197-CR
    TYRAN DARNELL SHUMATE, Appellant
    V.
    THE STATE OF TEXAS, Appellee
    On Appeal from the 204th Judicial District Court
    Dallas County, Texas
    Trial Court Cause No. F-1575398-Q
    MEMORANDUM OPINION
    Before Justices Schenck, Osborne, and Partida-Kipness
    Opinion by Justice Osborne
    Tyran Darnell Shumate appeals the trial court’s “judgment adjudicating [him]
    guilt[y]” of “aggravated sexual assault of a child.” After a bench trial on the State’s
    motion to proceed to final adjudication, the trial court found that appellant violated
    the conditions of his community supervision and sentenced him to five years of
    imprisonment. Appellant raises six issues arguing the trial court’s judgment should
    be modified as follows: (1) to reflect the correct offense; (2) to state the correct
    statute for the offense; (3) to reflect the correct degree of the offense; (4) to correctly
    reflect that there was no plea bargain in this case; (5) to reflect that he is required to
    register as a sex offender; and (6) to correctly reflect that his community supervision
    was revoked. The State agrees that this Court should modify the judgment and raises
    a cross issue requesting that we also modify the judgment to accurately reflect the
    trial court’s findings that appellant violated the conditions of his community
    supervision and replace the trial court’s judgment with the correct form for
    judgments revoking community supervision. The trial court’s judgment is reversed
    and remanded with instructions for the trial court to enter a corrected judgment
    consistent with this opinion.
    I. PROCEDURAL BACKGROUND
    Appellant was indicted for the offense of first-degree aggravated sexual
    assault of a child younger than fourteen years of age. See TEX. PEN. CODE ANN.
    § 22.021(a)(1)(B)(i), (a)(2)(B). Later, the State filed a written motion to amend the
    indictment, abandoning the first-degree felony allegation of aggravated sexual
    assault of a child under fourteen years of age and replacing it with the lesser-included
    second-degree felony offense of sexual assault of a child younger than seventeen
    years of age, which the trial court granted.1 See PEN. § 22.011(a)(2)(A), (c)(1).
    However, the text of the actual indictment was not changed. Shumate v. State, No.
    05-17-00701-CR, 
    2018 WL 3120856
    , at *1 (Tex. App.—Dallas June 26, 2018, no
    pet.) (mem. op., not designated for publication). Appellant pleaded not guilty, and
    1
    This Court concluded that although the State presented its action as an amendment to the indictment,
    the State’s motion to amend was, in fact, an abandonment of the first-degree felony allegation of aggravated
    sexual assault of a child in favor of the lesser included offense of second-degree sexual assault of a child
    younger than seventeen years of age. Shumate v. State, No. 05-17-00701-CR, 
    2018 WL 3120856
    , at *4
    (Tex. App.—Dallas June 26, 2018, no pet.) (mem. op., not designated for publication).
    –2–
    the State proceeded to trial on the lesser charge. 
    Id. at *2
    . The jury found appellant
    guilty of sexual assault and assessed his punishment at five years of imprisonment.
    The trial court suspended appellant’s sentence and ordered that he be placed on
    community supervision for ten years.
    Appellant appealed the trial court’s judgment to this Court, claiming that the
    trial court’s charge to the jury was erroneous and that he was egregiously harmed
    because the indictment, although amended orally, was never actually amended. 
    Id. at *1
    . This Court modified the trial court’s judgment as follows:
    (1)     the section of the judgment entitled “Offense for which
    Defendant Convicted” was modified to show the offense was
    “Sexual Assault of a Child”;
    (2)     the section of the judgment entitled “Statute for Offense” was
    modified to show the correct statute is “22.011 Penal Code”; and
    (3)     the section of the judgment entitled “Degree of Offense” was
    modified to show the degree of the offense was “2nd Degree
    Felony.”
    
    Id. at *5
    . As modified, the trial court’s judgment was affirmed.2 
    Id. 2
    The record does not show that this Court’s modifications were incorporated into a reformed or
    corrected judgment. This Court’s mandate in appellate cause no. 05-17-00701-CR modified the trial court’s
    judgment and affirmed the judgment as reformed. It further stated “WHEREFORE, WE COMMAND
    YOU to observe the order of the Court of Appeals for the Fifth District of Texas, in this behalf, and have it
    duly obeyed and executed.” That language empowered the trial court to take whatever reasonable action it
    deemed necessary to enforce this Court’s mandate and see that this Court’s judgment was executed.
    Yarbrough v. State, 
    703 S.W.2d 645
    , 648 (Tex. Crim. App. 1985); see also Execution, BLACK’S LAW
    DICTIONARY (11th ed. 2019) (“execution” means “[t]he act of carrying out or putting into effect”). While
    there is substantial authority stating that appellate courts may modify judgments when they have the
    necessary evidence to do so, there is not a great deal of discussion about what steps, if any, a trial court
    must take to carry out the appellate court’s mandate. Nevertheless, the Texas Court of Criminal Appeals
    has noted that “[r]eform means to correct; to make new, to rectify” and held that “the judgment of the court
    below should be reformed and corrected, so as to make it read, in connection with the judgment as entered.”
    McCorquodale v. State, 
    98 S.W. 879
    , 887 (Tex. Crim. App. 1905). Accordingly, in this case, the trial court
    –3–
    The State filed a motion seeking to revoke appellant’s community
    supervision, alleging he violated several conditions of his community supervision.
    Appellant pleaded true to the allegations. The trial court accepted appellant’s plea
    of true, revoked his community supervision, and sentenced him to five years of
    imprisonment. The trial court signed a “Judgment Adjudicating Guilt” that:
    • states appellant was convicted of “aggravated sexual assault of
    child” under “22.021 Penal Code,” which is a “1st Degree
    Felony,”
    • states the terms of his plea bargain were “5 years penitentiary, no
    fine,”
    • does not check the box indicating he is required to register as a
    sex offender, and
    • does not reflect that appellant’s community supervision was
    revoked or that he violated the conditions of his community
    supervision.
    I. CORRECTION OF THE JUDGMENT
    In issues one through six, appellant argues the trial court’s judgment should
    be modified: (1) to reflect the correct offense; (2) to state the correct statute for the
    offense; (3) to reflect the correct degree of the offense; (4) to correctly reflect that
    there was no plea bargain in this case; (5) to reflect that he is required to register as
    a sex offender; and (6) to correctly reflect that his community supervision was
    acquired limited or special jurisdiction to do whatever was reasonably necessary to ensure that this Court’s
    judgment and mandate were carried out, including reforming or correcting the judgment in accordance with
    this Court’s judgment and mandate. See Yarbrough, 
    703 S.W.2d at 648
    –49 (noting that when conviction
    affirmed by Texas Court of Criminal Appeals, although general jurisdiction is not restored, trial court is
    vested with limited or special jurisdiction to see that judgment executed and mandate carried out).
    –4–
    revoked. The State agrees. In the State’s cross issue, they request an additional
    portion of the trial court’s judgment be modified and allege the trial court failed to
    use the correct judgment form. After reviewing the record in this case, we conclude
    that appellant’s and the State’s arguments are well founded.
    An appellate court has the authority to modify an incorrect judgment to make
    the record speak the truth when it has the necessary information to do so. See TEX.
    R. APP. P. 43.2(b); Bigley v. State, 
    865 S.W.2d 26
    , 27–28 (Tex. Crim. App. 1993);
    Asberry v. State, 
    813 S.W.2d 526
    , 529–30 (Tex. App.—Dallas 1991, pet. ref’d).
    However, it is concerning that this is not the first time we have addressed the same
    errors that the parties raise in this appeal. See Shumate, 
    2018 WL 3120856
    , at *5.
    And, it is troubling that the trial court has signed another judgment that does not
    reflect the modifications made by this Court. Unintended errors occur, and that is
    why our system includes a remedy for addressing them, but the repetition of those
    errors, resulting in the need for additional expenditures and repetitious appellate
    review, is vexing. As a criminal appeal, this case involves the restriction of a
    person’s liberty, and, here specifically, because this is a sexual assault case, the need
    to accurately reflect when a person is required to register as a sex offender is a matter
    of public concern. These are not trivial matters.
    Further, the State contends that the incorrect judgment form was used in this
    case. It requests that we replace the trial court’s judgment with the correct form for
    judgments revoking community supervision. This Court has the power to modify
    –5–
    the trial court’s judgment and affirm it as modified, to reverse and remand with
    instructions for the trial court to correct its final judgment, and to reverse the trial
    court’s judgment and render the judgment the trial court should have rendered. TEX.
    R. APP. P. 43.2. While simply replacing the judgment form used by the trial court
    may appear to be the simplest solution, this Court does not replace forms.3 However,
    3
    We acknowledge that Texas Rule of Appellate Procedure 44.4(a) states that appellate courts must
    not affirm or reverse a judgment or dismiss an appeal if: (1) the trial court’s erroneous action or failure to
    act prevents the proper presentation of a case to the court of appeals; and (2) the trial court can correct
    its action or failure to act. See TEX. R. APP. P. 44.4(a). If the preconditions in subsections (1) and (2) are
    satisfied, a court of appeals must abate the case even if neither party has requested the abatement. Henery
    v. State, 
    364 S.W.3d 915
    , 918 (Tex. Crim. App. 2012). As the Texas Court of Criminal Appeals noted,
    rules “44.3 and 44.4 set limits on when an appellate court may dismiss an appeal because of a procedural
    defect” and “reflect a strong interest in ensuring that a defendant’s right to appeal is not abridged due to
    ‘defects or irregularities.’” Cortez v. State, 
    420 S.W.3d 803
    , 806 (Tex. Crim. App. 2013) (quoting Dears
    v. State, 
    154 S.W.3d 610
    , 614 (Tex. Crim. App. 2005)). Rule 44.4 is designed to effect the creation of a
    new record when a trial court has erroneously withheld information necessary for us to evaluate a
    defendant’s claim on appeal or has prevented the defendant from submitting information necessary to
    evaluate his claim and directs appellate courts to step in and order the trial court to correct the situation.
    LaPointe v. State, 
    225 S.W.3d 513
    , 522 (Tex. Crim. App. 2007). We also note that in somewhat similar
    situations, appellate courts have sometimes abated an appeal and ordered trial courts to sign a corrected
    judgment. See Sanchez v. State, No. 05-16-01020-CR, 
    2017 WL 3276008
    , at *2 (Tex. App.––Dallas July
    31, 2017, no pet.) (mem. op., not designated for publication) (abating case and directing trial court to sign
    corrected judgment of conviction that contained all of the statutorily mandated information); Greenwood v.
    State, No. 05-16-00644-CR, 
    2017 WL 2590740
    , at *3 (Tex. App.—Dallas June 14, 2017, no pet.) (mem.
    op., not designated for publication) (abating case and directing trial court to sign corrected judgment of
    conviction that contained all of the statutorily mandated information); Felder v. State, No. 03-13-00706-
    CR, 
    2014 WL 3560426
    , at *1 (Tex. App.—Austin July 18, 2014, no pet.) (per curiam) (mem. op., not
    designated for publication) (abating appeals and remanding cases to trial court where the wrong judgment
    forms were used and directing trial court to sign corrected judgments of conviction that contain all of the
    statutorily mandated information); see also Dears, 
    154 S.W.3d at 614
     (agreeing that “[r]ules 44.3 and 44.4
    weigh in favor of a definition of ‘defective’ which is broader than ‘lacking something essential’”).
    Nevertheless, in this appeal, the errors in the trial court’s judgment do not prevent the proper
    presentation of error. See TEX. R. APP. P. 44.4. Rather, those errors in the judgment form the basis of the
    appeal. See generally Fakeye v. State, 
    227 S.W.3d 714
    , 718 (Tex. Crim. App. 2007) (trial court’s error was
    failure to admonish appellant as to the deportation consequences of his plea, which is not a remediable error
    under Rule 44.4 because it did not prevent proper presentation of case to appellate court). Accordingly,
    under the circumstances of this case, we conclude that we are not required to abate the appeal pursuant to
    Texas Rule of Appellate Procedure 44.4. And, given the procedural history of this case, we decline to do
    so.
    –6–
    nothing in this opinion should be construed to suggest that the trial court cannot take
    advantage of that solution when complying with our opinion and judgment.
    Issues one through six are decided in appellant’s favor, and the cross issue is
    decided in the State’s favor. In light of the procedural history of this case, we believe
    the better course is to remand this case to the trial court with instructions to correct
    the judgment instead of modifying the judgment. Further, based on the issues
    highlighted by this appeal, it may be prudent for appellate courts to review their
    current practice of modifying incorrect judgments in criminal cases.
    III. CONCLUSION
    We reverse the trial court’s “Judgment Adjudicating Guilt” and remand the
    case to the trial court for the sole purpose of signing and entering a corrected
    judgment revoking appellant’s community supervision that contains all the
    statutorily mandated information and complies with this Court’s opinion as follows:
    (1)    The title of the judgment which states “Judgment Adjudicating
    Guilt” should be corrected to state “Judgment Revoking
    Community Supervision”;
    (2)    the section of the judgment that states “Statute for Offense:
    22.021 Penal Code” should be corrected to state “Statute for
    Offense: 22.011 Penal Code”;
    (3)    the section of the judgment that states “Offense for which
    defendant Convicted: Aggravated Sexual Assault Child” should
    be corrected to state “Offense for which defendant Convicted:
    Sexual Assault of a Child”;
    (4)    the section of the judgment that states “degree of Offense: 1st
    Degree Felony” should be corrected to state “Degree of Offense:
    2nd Degree Felony”;
    –7–
    (5)     the section of the judgment that states “Terms of Plea Bargain (if
    any): 5 years penitentiary, no fine” should be corrected to state
    “None”;
    (6)     the section of the judgment that does not check the box showing
    appellant is required to register as a sex offender should be
    corrected to reflect that he is required to register as a sex
    offender;
    (7)     the judgment should be corrected to reflect that the trial court
    granted the State’s motion to revoke appellant’s community
    supervision and found that appellant violated conditions B, H, J,
    K, L, N, and Y of his community supervision; and
    (8)     the judgment should be corrected to reflect the trial court’s
    previous order suspending the imposition of appellant’s sentence
    of confinement and placing him on community supervision is
    revoked.
    /Leslie Osborne//
    LESLIE OSBORNE
    JUSTICE
    200197f.u05
    Do Not Publish
    TEX. R. APP. P. 47
    –8–
    Court of Appeals
    Fifth District of Texas at Dallas
    JUDGMENT
    TYRAN DARNELL SHUMATE,                        On Appeal from the 204th Judicial
    Appellant                                     District Court, Dallas County, Texas
    Trial Court Cause No. F-1575398-Q.
    No. 05-20-00197-CR           V.               Opinion delivered by Justice
    Osborne. Justices Schenck and
    THE STATE OF TEXAS, Appellee                  Partida-Kipness participating.
    Based on the Court’s opinion of this date, the judgment of the trial court is
    REVERSED and the cause REMANDED for further proceedings consistent with
    this opinion.
    Judgment entered this 20th day of August, 2021.
    –9–