Richard Luna v. Douglas Tyler ( 2021 )

Opinion issued August 26, 2021.
In The
Court of Appeals
For The
First District of Texas
————————————
NO. 01-19-00995-CV
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RICHARD LUNA, Appellant
V.
ERIN A. JONES, M.D., AND VICTORIA WILLIAMS, N.P., Appellees
On Appeal from the 122nd District Court
Galveston County, Texas
Trial Court Case No. 18-CV-0928
MEMORANDUM OPINION
Appellant Richard Luna filed this interlocutory appeal challenging the trial
court’s order dismissing with prejudice his claims against appellees Erin A. Jones,
M.D. and Victoria Williams, N.P. Luna appeals the trial court’s order granting
appellees’ (1) motion to dismiss all claims pursuant to Chapter 14 of the Texas Civil
Practice and Remedies Code, (2) motion to dismiss his tort claims against them for
lack of jurisdiction under the Texas Tort Claims Act (“TTCA”), and (3) motion for
summary judgment on Luna’s 42 U.S.C. § 1983 claims.
We dismiss Luna’s appeal for want of jurisdiction.
Background
Luna is an inmate now housed at the Terrell Unit operated by the Texas
Department of Criminal Justice (“TDCJ”). On October 6, 2016, Luna was
transferred from TDCJ’s Polunsky Unit to John Sealy Hospital—a hospital
associated with the University of Texas Medical Branch (“UTMB”)—where he was
diagnosed with melanoma on his left great toe. Six days later, UTMB employees
Douglas Scott Tyler, M.D. (“Tyler”) and Linda G. Phillips, M.D. (“Phillips”)
amputated Luna’s cancerous toe. According to Luna, state-issued soap was used to
clean his open wound and Drs. Tyler and Phillips closed the wound or allowed the
wound to be closed with part of the state-issued soap still inside.
Luna alleges his left leg was red and swollen for weeks after the surgery, and
that he suffered recurring infections in his left foot. On June 12, 2017, Luna was
transferred from the Carol Young Medical Facility to TDCJ’s Terrell Unit, where he
is now housed. Luna contends he was not provided a wheelchair when he arrived at
the Terrell Unit forcing him to walk a quarter mile on his operated and wounded foot
from the back gate of the unit to the main building.
2
Eight days later, on June 20, 2017, Luna, who was still in pain, went to the
unit’s main hall desk to ask for help. A correctional officer sent him to the infirmary
where a nurse examined his foot. According to Luna, the nurse saw a bar of soap
protruding from the area where his big toe had been amputated and told him she
needed to show it to the medical provider. The nurse instructed Luna to file a
specific form as a prerequisite for him to see a doctor. When Luna insisted that this
was an emergency and he needed to see a doctor right away, the nurse reiterated that
he had to submit the form first because it was a required practice at the Terrell Unit.
On June 26, 2017, provider Victoria Williams, N.P. (“Williams”) examined
Luna. Luna claims Williams denied his request to have his “leg flushed out,” but
prescribed him antibiotics and ordered that his foot be bandaged daily for fourteen
days. Luna saw Williams again a couple of weeks later during which time she
ordered another round of antibiotics and gave him a shower-shoe pass and shower
pass.
On June 27, 2017, Luna filed a Step 1 grievance complaining about the quality
of medical care Williams provided asserting she had been indifferent to his pain and
suffering. He also requested someone to investigate the circumstances surrounding
his surgery in June 2016, to determine who had left the bar of soap in his foot. His
Step 1 grievance was denied on August 4, 2017. Unsatisfied, Luna filed a Step 2
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grievance on August 13, 2017. The grievance program responded on August 18,
2017, informing Luna that it was deferring to its Step 1 response.
Luna contends that UTMB officials investigated his Step 1 and Step 2
grievances, including by interviewing him. He also claims that appellee Erin A.
Jones, M.D. (“Jones”), whom Luna contends is the medical director “responsible for
the policies under which prisoners are treated at the Terrell Unit,” was personally
informed of the events described in his grievances.
Luna, proceeding pro se, sued Jones, Williams, Tyler, and Philips asserting
claims for “gross negligence” and violations of 42 U.S.C. § 1983 and the Texas Bill
of Rights. He also requested unspecified “prospective injunctive relief,” actual
damages in the amount of $2,000,000, exemplary damages in the amount of
$6,000,000 based on “gross negligence, malice, or fraud,” and nominal damages in
the amount of $5,000.1 Tyler and Phillips, who performed the surgery on Luna’s
foot, have not been served with process and are not parties to this appeal.
Jones and Williams, the only defendants served in this case, filed a motion to
dismiss pursuant to Chapter 14 of the Texas Civil Practice and Remedies Code,
1
In his pleadings, Luna sets forth three causes of action: 42 U.S.C. § 1983, “Texas
Bill of Rights,” and gross negligence. He asserts these claims generally without
making clear which claim he asserts against each individual defendant. In his
prayer, Luna also seeks “prospective equitable relief to which Plaintiff may show
himself entitled, particularly injunctive relief.” There is no further indication
concerning what specific injunctive relief Luna seeks or against whom.
4
motion to dismiss for lack of jurisdiction pursuant to the TTCA,2 and motion for
summary judgment on Luna’s Section 1983 claim. Luna responded to the motion.
In a single order, the trial court granted the combined motion and dismissed all of
Luna’s claims against Williams and Jones with prejudice. This appeal followed.
Appellate Jurisdiction
“[C]ourts always have jurisdiction to determine their own jurisdiction.”
Heckman v. Williamson Cty., 369 S.W.3d 137, 146 n.14 (Tex. 2012) (internal
quotations omitted); see also Royal Indep. Sch. Dist. v. Ragsdale, 273 S.W.3d 759,
763 (Tex. App.—Houston [14th Dist.] 2008, no pet.) (holding that jurisdiction is
fundamental in nature and cannot be ignored). An appellate court must determine,
even sua sponte, the question of its jurisdiction; the lack of jurisdiction cannot be
ignored simply because the parties do not raise the issue. See Walker Sand, Inc. v.
Baytown Asphalt Materials, Ltd., 95 S.W.3d 511, 514 (Tex. App.—Houston [1st
Dist.] 2002, no pet.). Whether we have jurisdiction is a question of law, which we
review de novo. See Tex. A & M Univ. Sys. v. Koseoglu, 233 S.W.3d 835, 840 (Tex.
2007). If this is an appeal over which we lack jurisdiction, we must dismiss it.
Ragsdale, 273 S.W.3d at 763.
2
Specifically, Jones and Williams sough to dismiss “Plaintiff’s claims for medical
negligence under ‘Texas common law tort’ for lack of jurisdiction” under the
TTCA.
5
This Court has civil appellate jurisdiction over final judgments and
interlocutory orders specifically authorized as appealable by statute. See TEX. CIV.
PRAC. & REM. CODE §§ 51.012, 51.014(a); Lehmann v. Har-Con Corp., 39 S.W.3d
191, 195 (Tex. 2001); see also Koseoglu, 233 S.W.3d at 840. Generally, “[a]
judgment is final for purposes of appeal if it disposes of all pending parties and
claims in the record.” M.O. Dental Lab v. Rape, 139 S.W.3d 671, 674 (Tex. 2004)
(quoting Lehmann, 39 S.W.3d at 195). The Texas Supreme Court has recognized a
limited exception to this general rule. A judgment that expressly disposes of only
some defendants is still final for purposes of appeal if the remaining defendants have
not been served with citation or filed answers, and nothing in the record reflects the
plaintiff ever expected to obtain service on the remaining defendants. See M.O.
Dental Lab, 139 S.W.3d at 674; Youngstown Sheet & Tube Co. v. Penn, 363 S.W.2d
230, 232 (Tex. 1962). “In these circumstances the case stands as if there had been a
discontinuance as to [the unserved party], and the judgment is to be regarded as final
for the purposes of appeal.” M.O. Dental Lab, 139 S.W.3d at 674 (quoting Penn,
363 S.W.2d at 232) (alteration in original).
The trial court’s order, which Luna appeals, disposed only of Luna’s claims
against Williams and Jones; it did not address Luna’s claims against the two
unserved defendants, Tyler and Philips. Luna first attempted to serve Tyler and
Philips when he filed suit. When his initial efforts proved unsuccessful, he moved
6
for an alternative method of service six months before dismissal of his claims. Thus,
the record reflects that Luna expected to complete service on Tyler and Phillips.
Under these circumstances, we conclude the trial court’s order is not final because it
does not dispose of Luna’s claims against those two unserved defendants. See M.O.
Dental Lab, 139 S.W.3d at 674.
Interlocutory orders, such as the one before us, may be appealed only if a
statute expressly provides appellate jurisdiction. We must “strictly apply statutes
granting interlocutory appeals because they are a narrow exception to the general
rule that interlocutory orders are not immediately appealable.” CMH Homes v.
Perez, 340 S.W.3d 444, 447–48 (Tex. 2011). Luna argues we have appellate
jurisdiction under Texas Civil Practice and Remedies Code 51.014(a)(5) and (a)(8).
For the reasons below, we conclude we lack jurisdiction over Luna’s appeal.
Chapter 14 of the Texas Civil Practice and Remedies Code
Williams and Jones sought dismissal of Luna’s claims against them based on
his alleged failure to exhaust his administrative remedies under Chapter 14 of the
Texas Civil Practice and Remedies Code (“Chapter 14”). In his first issue, Luna
argues the trial court erred by granting appellees’ motion to dismiss his claims
against them pursuant to Chapter 14.
Chapter 14 governs civil suits, other than suits brought under the Texas
Family Code, filed by inmates in which the inmate claims indigence by filing an
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affidavit or unsworn declaration of the inability to pay the court costs. See TEX. CIV.
PRAC. & REM. CODE §§ 14.001–.014. This chapter imposes several procedural
requirements that an inmate must satisfy to file suit without paying filing fees. See
id. §§ 14.002(a), 14.004–.005. Failure to meet the procedural requirements will
result in dismissal of an inmate’s suit. Not only is there no statute authorizing an
interlocutory appeal from an order dismissing an inmate’s claims under Chapter 14,
but Section 14.010(c) expressly prohibits such an appeal. Id. § 14.010(c) (stating
order that dismisses claim “is not subject to interlocutory appeal by the inmate”).
Thus, we lack jurisdiction over the portion of Luna’s appeal challenging the trial
court’s dismissal of his claims under Chapter 14. Id.
Texas Tort Claims Act
Williams and Jones moved to dismiss Luna’s claims against them for medical
negligence under “Texas common law tort” based on sovereign immunity pursuant
to Sections 101.021 and 101.106(f) of the Texas Civil Practice & Remedies Code.
TEX. CIV. PRAC. & REM. CODE §§ 101.021, 101.106(f). They argued that Luna’s
medical negligence claims do not fall within the limited statutory waiver of
sovereign immunity set forth in Section 101.021.3 Id. § 101.021. They also argued
3
Specifically, Williams and Jones alleged:
Plaintiff alleges gross negligence but fails to establish whom that claim is
against. Plf’s Original Pet. at 8. Nevertheless, Plaintiff’s medical negligence
claim does not fall within one of the limited waivers of sovereign immunity
under the TTCA. His medical claim does not allege loss attributable to the
8
that “to the extent that Plaintiff alleges a cause of action against [appellees] in their
individual capacities as employees of UTMB, the Court must dismiss them pursuant
to Section 101.106(f) of the Texas Civil Practice & Remedies Code.”
In his second issue, Luna argues the trial court erred by granting appellees’
motion to dismiss his claims against Williams and Jones for lack of jurisdiction
under the TTCA. He argues that he did not assert any tort claims against Williams
and Jones and further that there are “two independent statutory waivers of immunity
pled by Plaintiff.”
Because the TTCA is the only, albeit limited, avenue for common-law
recovery against the government, all tort theories alleged against a governmental
unit, whether it is sued alone or together with its employees, are assumed to be
“under [the Texas Tort Claims Act]” for purposes of Section 101.106. Section
101.106(f) states:
If a suit is filed against an employee of a governmental unit based on
conduct within the general scope of that employee’s employment and
if it could have been brought under this chapter against the
governmental unit, the suit is considered to be against the employee in
the employee’s official capacity only. On the employee’s motion, the
suit against the employee shall be dismissed unless the plaintiff files
“operation or use of a motor-driven vehicle or motor-driven equipment” or
“personal injury or death so caused by a condition or use of tangible personal
or real property.” Because Plaintiff’s allegations do not set forth facts that
properly fall within the limited waivers of sovereign immunity under the
TTCA, this Court must dismiss this suit for lack of subject matter
jurisdiction.
9
amended pleadings dismissing the employee and naming the
governmental unit as defendant on or before the 30th day after the date
the motion is filed.
Id. § 101.106(f); Mission Consol. Indep. Sch. Dist. v. Garcia, 253 S.W.3d 653, 659
(Tex. 2008). Thus, if a plaintiff chooses to sue only a governmental unit’s employee,
that employee—if he meets the requirements of Section 101.106(f)—can move to
dismiss the lawsuit against him, forcing the plaintiff to amend his pleadings to sue
only the employing governmental unit or face dismissal of his suit. See id. Section
51.014(8) of the Texas Civil Practice and Remedies Code authorizes a person to
appeal from an interlocutory order of a district court that “grants or denies a plea to
the jurisdiction by a governmental unit as that term is defined in Section 101.001.”
TEX. CIV. PRAC. & REM. CODE § 51.014(8).
Luna alleges in his petition that he is suing Williams and Jones, each in their
“individual capacity for actions taken under color of law in [their] employment” with
UTMB. The only tort claim asserted in his petition is a claim for gross negligence.
Although he does not expressly identify the parties against whom he asserts the
claim, Luna’s petition suggests that his claim for “gross negligence” is only against
Tyler and Phillips, the two unserved defendants. Luna pleaded “[g]ross negligence
in leaving a bar of soap inside foot cavity after amputation of left great toe which
soap caused Plaintiff to suffer excruciating pain for months after surgery, to decline
physically, and to risk of his life” and he asserted a claim for exemplary damages
10
based on “Defendants’ gross negligence, malice, or fraud.” Luna alleges that Tyler
and Phillips, who performed the amputation of his toe at John Sealy Hospital,
“closed the wound or allowed the wound to be closed with part of the soap still
inside.” Luna also pleaded a statutory waiver of sovereign immunity under the
TTCA for his gross negligence claim.4 See TEX. CIV. PRAC. & REM. CODE
§ 101.021(2) (waiving immunity for claims seeking to impose liability for personal
injury caused by use of tangible personal or real property).
It is undisputed that Williams and Jones were not involved with or otherwise
implicated in Luna’s medical care until after he was transferred to the Terrell Unit
on June 12, 2017. Therefore, Luna’s cause of action for gross negligence, as
pleaded, was not asserted against either Williams or Jones. Luna confirms as much.
In his appellate brief, he states that the “TTCA is not applicable here” and that his
pleading “reflects that [he] did not plead a tort claim either against Defendant Jones
or Williams.”
Thus, because there are no tort claims asserted against Williams and Jones,
the trial court’s order dismissing Luna’s claims against Williams and Jones is not an
order of dismissal under the TTCA or one that granted “a plea to the jurisdiction by
4
We do not address the merits or viability of Luna’s gross negligence claim.
11
a governmental unit as that term is defined in Section 101.001.” We therefore lack
jurisdiction to review Luna’s appeal under Section 51.014(a)(8).5
42 U.S.C. § 1983In his third issue, Luna argues the trial court erred by dismissing his 42
U.S.C. § 1983 claims against Jones and Williams. Luna alleges that appellees
violated Section 1983 because they were deliberately indifferent to his “post-surgery
pain which caused [him] to suffer excruciating pain for weeks after surgery, to
decline physically, and to have his life placed at risk.” See 42 U.S.C. § 1983 (“Every
person who, under color of any statute, ordinance, regulation, custom, or usage, of
any State . . . subjects, or causes to be subjected, any citizen of the United States . .
5
Luna’s argument that he asserted two independent statutory waivers of immunity
does not change our analysis. One of the statutory waivers he cites is his claim
against Williams and Jones under Section 1983. As we note below, we lack
jurisdiction to review the trial court’s dismissal of that claim. Separately, Luna
contends he also asserted a claim for equitable relief. Luna, however, does not
contend that his equitable relief claim falls within the purview of the TTCA. To the
contrary, he asserts that his claim for “prospective equitable relief to remedy Texas
Constitutional violations qualify as not common-law tort claims that can be brought
under the TTCA.” Similarly, Appellees’ motion to dismiss for lack of jurisdiction
under the TTCA did not address Luna’s request for prospective equitable relief. It
only addressed Luna’s “Texas common law torts.” Cf. Enriquez v. Orihuela, No.
14-18-00147-CV, 2019 WL 6872946, at *10 (Tex. App.—Houston [14th Dist.]
Dec. 17, 2019, pet. denied) (mem. op.) (“[T]he parties do not provide and we have
not located any authority indicating that claims for prospective equitable relief to
remedy Texas constitutional violations qualify as common-law tort claims that
could be brought under the TTCA.”) We thus construe the trial court’s dismissal of
Luna’s equitable relief claim (to the extent asserted against Williams or Jones) as
an order of dismissal based on appellees’ Motion to Dismiss under Chapter 14 or its
Motion for Summary Judgment, over which we lack interlocutory jurisdiction. We
express no opinion on the merits of such claim or Luna’s Section 1983 claim.
12
. to the deprivation of any rights, privileges, or immunities secured by the
Constitution and laws, shall be liable to the party injured in an action at law, suit in
equity, or other proper proceeding for redress . . . .”); Estelle v. Getty, 429 U.S. 97,
104 (1976) (deliberate indifference to serious medical needs of prisoners constitutes
unnecessary and wanton infliction of pain proscribed by Eighth Amendment).
Jones and Williams filed a motion for summary judgment challenging the
merits of Luna’s Section 1983 claims and asserting their entitlement to qualified
immunity. Qualified immunity is a personal defense that is not based on a
governmental unit’s immunity. See Sanders–Burns v. City of Plano, 594 F.3d 366,
371 (5th Cir. 2010) (stating that qualified immunity is “a defense that is only relevant
to individual capacity claims”). Thus, the trial court’s order dismissing Luna’s
Section 1983 claim cannot be one that “grant[ed] or denie[d] a plea to the jurisdiction
by a governmental unit.” See TEX. CIV. PRAC. & REM. CODE § 51.014(a)(8). For
that reason, Luna’s appeal of the trial court’s ruling on his Section 1983 claim is not
authorized by Section 51.014(a)(8) and we lack jurisdiction to review it. See id.; see
also Adams v. Harris Cty., No. 04-15-00287-CV, 2015 WL 8392426, at *4 (Tex.
App.—San Antonio Dec. 9, 2015, pet. denied) (mem. op.) (dismissing for lack of
13
jurisdiction interlocutory appeal of grant of plea to jurisdiction of Section 1983 claim
filed against appellate court clerk in his personal capacity).6
Conclusion
We dismiss the appeal for want of jurisdiction.
Veronica Rivas-Molloy
Justice
Panel consists of Justices Goodman, Hightower, and Rivas-Molloy.
6
Luna also argues we have jurisdiction over his appeal pursuant to Texas Civil
Practice and Remedies Code Section 51.014(a)(5). Section 51.014(a)(5), however,
only authorizes interlocutory appeals from orders denying a motion for summary
judgment “that is based on an assertion of immunity by an individual who is an
officer or employee of the state or a political subdivision of the state.” See TEX.
CIV. PRAC. & REM. CODE § 51.014(a)(5) (emphasis added). Because Luna is
appealing the trial court’s order granting appellees’ combined motion to dismiss
and for summary judgment, Section 51.014(a)(5) is inapplicable.
14