Plyler v. Moore , 100 F.3d 365 ( 1996 )


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  • PUBLISHED
    UNITED STATES COURT OF APPEALS
    FOR THE FOURTH CIRCUIT
    HARRY PLYLER,
    Plaintiff-Appellant,
    and
    GARY WAYNE NELSON; LES
    WILLIAMS; GARY SLEZAK,
    Plaintiffs,
    v.
    MICHAEL MOORE, Director, South
    Carolina Department of Corrections,
    Defendant-Appellee,
    and
    No. 96-6884
    UNITED STATES OF AMERICA,
    Intervenor,
    and
    WILLIAM D. LEEKE; BOARD OF
    CORRECTIONS OF THE STATE OF
    VIRGINIA,
    Defendants.
    THE LEGAL AID SOCIETY OF THE CITY
    OF NEW YORK; THE YOUTH LAW
    CENTER; HUMAN RIGHTS WATCH;
    NATIONAL WOMEN'S LAW CENTER,
    Amici Curiae.
    Appeal from the United States District Court
    for the District of South Carolina, at Columbia.
    C. Weston Houck, Chief District Judge.
    (CA-82-876-2)
    Argued: September 26, 1996
    Decided: November 14, 1996
    Before WILKINS, WILLIAMS, and MOTZ, Circuit Judges.
    _________________________________________________________________
    Affirmed by published opinion. Judge Wilkins wrote the opinion, in
    which Judge Williams and Judge Motz joined.
    _________________________________________________________________
    COUNSEL
    ARGUED: W. Gaston Fairey, FAIREY, PARISE & MILLS, P.A.,
    Columbia, South Carolina, for Appellant. Kenneth Paul Woodington,
    Senior Assistant Attorney General, Columbia, South Carolina, for
    Appellee. Robert Mark Loeb, Appellate Staff, Civil Division,
    UNITED STATES DEPARTMENT OF JUSTICE, Washington,
    D.C., for Intervenor. ON BRIEF: Rochelle Romosca McKim,
    FAIREY, PARISE & MILLS, P.A., Columbia, South Carolina, for
    Appellant. Charles Molony Condon, Attorney General, Treva Ash-
    worth, Deputy Attorney General, Reginald I. Lloyd, Assistant Attor-
    ney General, Columbia, South Carolina; Larry C. Batson, General
    Counsel, SOUTH CAROLINA DEPARTMENT OF CORREC-
    TIONS, Columbia, South Carolina, for Appellee. Frank W. Hunger,
    Assistant Attorney General, Margaret B. Seymour, United States
    Attorney, Barbara L. Herwig, Appellate Staff, Civil Division,
    UNITED STATES DEPARTMENT OF JUSTICE, Washington,
    D.C., for Intervenor. Daniel L. Greenberg, John Boston, Sarah Kerr,
    Dori A. Lewis, Marta Nelson, Prisoners' Rights Project, THE
    LEGAL AID SOCIETY, New York, New York; Mark Soler,
    YOUTH LAW CENTER, Washington, D.C.; Kenneth Roth, Juan
    Mendez, Joanne Mariner, Regan Ralph, HUMAN RIGHTS WATCH,
    New York, New York; Deborah Brake, Brenda V. Smith, Joanna
    Grossman, NATIONAL WOMEN'S LAW CENTER, Washington,
    D.C., for Amici Curiae.
    _________________________________________________________________
    2
    OPINION
    WILKINS, Circuit Judge:
    A class of South Carolina prison inmates (the Inmates) appeals an
    order of the district court terminating, pursuant to 
    18 U.S.C.A. § 3626
    (b)(2) (West Supp. 1996), as amended by Prison Litigation
    Reform Act, Pub. L. No. 104-134, § 802(a), 
    110 Stat. 1321
    , 1321-68
    (1996), a consent decree pertaining to conditions in South Carolina
    prisons. The Inmates principally maintain that to the extent the district
    court correctly interpreted § 3626(b)(2) to require termination of the
    consent decree, the provision is unconstitutional in that it violates the
    separation-of-powers doctrine, denies them equal protection of the
    laws, and deprives them of property without due process of law. Con-
    cluding that none of the Inmates' arguments have merit, we affirm.
    I.
    Because the lengthy history of this litigation is largely irrelevant to
    the questions we address today, we recount it only briefly. This action
    was initiated in 1982 pursuant to 
    42 U.S.C.A. § 1983
     (West 1994),
    challenging various conditions of confinement in South Carolina pris-
    ons. The Director of the South Carolina Department of Corrections
    and the members of the South Carolina Board of Corrections (collec-
    tively, "the State") were named as defendants to the suit. The parties
    subsequently agreed to the terms of a consent decree, and the district
    court approved the settlement in March 1986. Although the consent
    decree is primarily concerned with measures to be taken to alleviate
    overcrowding, it also contains detailed provisions relating to, inter
    alia, health services, educational programs, vocational training, food
    service, and visitation. Additionally, the decree provides for contin-
    ued supervision by the district court, stipulating that "[t]he Court shall
    retain jurisdiction in this case to ensure that the Decree and all plans
    incorporated herein are fully implemented." J.A. 79. Since approval
    of the consent decree, the State has availed itself of the continuing
    supervisory jurisdiction of the district court on three occasions to
    request modification of the decree due to unanticipated increases in
    the prison population. See Plyler v. Evatt, 
    924 F.2d 1321
    , 1323 (4th
    Cir. 1991); Plyler v. Evatt, 
    846 F.2d 208
    , 211 (4th Cir.), cert. denied,
    3
    
    488 U.S. 897
     (1988); Plyler v. Leeke, No. 86-7654 (4th Cir. Nov. 12,
    1986) (per curiam).
    Shortly after enactment of the Prison Litigation Reform Act
    (PLRA) on April 26, 1996, the State filed a motion to terminate the
    consent decree pursuant to 
    18 U.S.C.A. § 3626
    (b)(2). The Inmates
    opposed the motion, asserting that § 3626(b)(2) did not require termi-
    nation of the consent decree and, alternatively, that if termination of
    the consent decree was required, the statutory provision was unconsti-
    tutional. The district court rejected these arguments and granted the
    motion to terminate, leading to this appeal.1
    II.
    The PLRA is intended to "provid[e] reasonable limits on the reme-
    dies available in" lawsuits concerning prison conditions. See H.R.
    Rep. No. 21, 104th Cong., 1st Sess. 7 (1995). It accomplishes this
    goal, in part, by providing that "[p]rospective relief in any civil action
    with respect to prison conditions shall extend no further than neces-
    sary to correct the violation of the Federal right of a particular plain-
    tiff or plaintiffs." 
    18 U.S.C.A. § 3626
    (a)(1)(A); see also H.R. Rep.
    No. 21, at 24 n.2 (noting that this "provision stops judges from impos-
    ing remedies intended to effect an overall modernization of local
    prison systems or provide an overall improvement in prison condi-
    tions" by "limit[ing] remedies to those necessary to remedy the
    proven violation of federal rights"). The PLRA also provides an ave-
    nue for states to end their obligations under consent decrees providing
    for greater prospective relief than that required by federal law:
    IMMEDIATE TERMINATION OF PROSPECTIVE RE-
    _________________________________________________________________
    1 The Inmates' position with respect to the constitutionality of
    § 3626(b)(2) is supported by a joint brief of amici curiae filed by the
    Legal Aid Society of the City of New York, the Youth Law Center,
    Human Rights Watch, and the National Women's Law Center. The
    United States, which has intervened in the appeal pursuant to 
    28 U.S.C.A. § 2403
    (a) (West 1994) (permitting the United States to inter-
    vene in any action in which the constitutionality of an act of Congress
    affecting the public interest is questioned), has filed a brief arguing that
    § 3626(b)(2) passes constitutional muster.
    4
    LIEF.--In any civil action with respect to prison conditions,
    a defendant or intervener shall be entitled to the immediate
    termination of any prospective relief if the relief was
    approved or granted in the absence of a finding by the court
    that the relief is narrowly drawn, extends no further than
    necessary to correct the violation of the Federal right, and
    is the least intrusive means necessary to correct the violation
    of the Federal right.
    
    18 U.S.C.A. § 3626
    (b)(2). However, a court is prohibited from termi-
    nating prospective relief if it determines that"prospective relief
    remains necessary to correct a current or ongoing violation of the
    Federal right." 
    18 U.S.C.A. § 3626
    (b)(3). A state may seek termina-
    tion of prospective relief under § 3626(b)(2) even if the relief was
    approved before enactment of the PLRA. Prison Litigation Reform
    Act, Pub. L. No. 104-134, § 802(b)(1), 
    110 Stat. 1321
    , 1321-70
    (1996) (to be codified at 
    18 U.S.C.A. § 3626
     (note)).
    III.
    The Inmates first maintain that the district court improperly con-
    strued § 3626(b)(2) to require termination of the consent decree to the
    extent that it provided for prospective relief greater than that neces-
    sary to correct a violation of a federal right. The Inmates urge us,
    instead, to construe the term "Federal right" to include rights con-
    ferred by consent decrees. See Gates v. Gomez , No. 9-87-1536 (E.D.
    Cal. July 22, 1996) (denying a motion for termination of an order
    entered pursuant to a previously approved consent decree on the basis
    that approval of the consent decree created a federal right, so that the
    subsequent order constituted a determination that the defendant had
    violated the plaintiffs' federal rights, thereby satisfying the require-
    ments for prospective relief under § 3626(a)(1)(A)). The Inmates
    maintain that such a construction of § 3626(b)(2) would render termi-
    nation of the consent decree unnecessary, thereby obviating the need
    to consider the constitutional issues presented by this appeal. See
    Crowell v. Benson, 
    285 U.S. 22
    , 62 (1932) (noting the duty of this
    court to construe a statute in a manner that avoids constitutional ques-
    tions whenever such a construction is "fairly possible").
    The Inmates would have us construe the term "Federal right" to
    include prospective relief contained in a consent decree. Under the
    5
    Inmates' proposed interpretation of the term "Federal right,"
    § 3626(b)(2) would provide that the district court is required to termi-
    nate prospective relief if it was approved in the absence of a finding
    "that the relief is narrowly drawn, extends no further than necessary
    to correct the violation of the [prospective relief], and is the least
    intrusive means necessary to correct the violation of the [prospective
    relief]." Obviously, such a reading renders the provision nonsensical
    because under it, the district court would never be able to terminate
    a consent decree. Consequently, the Inmates' proposed reading of the
    statute is at odds with Congress' purpose in enacting the PLRA,
    namely, to relieve states of the onerous burden of complying with
    consent decrees that often reach far beyond the dictates of federal law.
    See H.R. Rep. No. 21, at 8-9. Our duty to construe statutes so as to
    avoid constitutional problems does not require us to adopt a construc-
    tion that renders the statute meaningless or nonsensical, see Plaut v.
    Spendthrift Farm, Inc., 
    115 S. Ct. 1447
    , 1452 (1995), nor does it
    require us to interpret a statute in a manner clearly contrary to con-
    gressional intent, see Edward J. DeBartolo Corp. v. Florida Gulf
    Coast Bldg. & Constr. Trades Council, 
    485 U.S. 568
    , 575 (1988).
    Accordingly, we conclude that the term "Federal right" as used in
    § 3626(b)(2) does not include rights conferred by consent decrees
    providing relief greater than that required by federal law. Thus, hav-
    ing determined that a construction of the statute by which constitu-
    tional issues might be avoided is not reasonably possible, we now turn
    to consider the Inmates' constitutional challenges to the statute.
    IV.
    The Inmates next contend that § 3626(b)(2) offends the doctrine of
    separation of powers. Although the separation-of-powers doctrine is
    not explicitly stated in the Constitution, it nevertheless is deeply
    rooted in our jurisprudence. See National Mut. Ins. Co. v. Tidewater
    Transfer Co., 
    337 U.S. 582
    , 590-91 (1949) (Jackson, J.). As the
    Supreme Court has noted, the separation of powers"is not merely a
    matter of convenience . . . . Its object is basic and vital, namely, to
    preclude a commingling of these essentially different powers of gov-
    ernment in the same hands." O'Donoghue v. United States, 
    289 U.S. 516
    , 530 (1933) (citation omitted); see also Sinking-Fund Cases, 
    99 U.S. 700
    , 718 (1878) (noting that "[t]he safety of our institutions
    depends in no small degree on a strict observance of th[e] salutary
    6
    rule" that "[o]ne branch of the government cannot encroach on the
    domain of another without danger"). Thus, the separation-of-powers
    doctrine "is a prophylactic device, establishing high walls and clear
    distinctions because low walls and vague distinctions will not be judi-
    cially defensible in the heat of interbranch conflict." Plaut, 
    115 S. Ct. at 1463
    .
    The Inmates argue that § 3626(b)(2) violates the separation-of-
    powers doctrine in two ways. First, the Inmates assert that
    § 3626(b)(2) requires courts to reopen judgments that have long since
    become final, thereby violating the rule that Congress may not inter-
    fere with the final judgments of Article III courts. See Plaut, 
    115 S. Ct. at 1453
    . The Inmates also argue that § 3626(b)(2) mandates the
    result in particular cases without changing the applicable law, another
    violation of the separation-of-powers doctrine. See United States v.
    Klein, 80 U.S. (13 Wall.) 128, 146-47 (1871). Neither of these con-
    tentions is persuasive.
    A.
    The Inmates first maintain that § 3626(b)(2) requires the court to
    reopen a final judgment in violation of the separation-of-powers prin-
    ciples recently enunciated in Plaut. See Plaut, 
    115 S. Ct. at 1453
    . In
    Plaut, the Court declared 15 U.S.C.A. § 78aa-1(b) (West Supp. 1996),
    unconstitutional as a violation of the separation-of-powers doctrine.
    Plaut, 
    115 S. Ct. at 1453
    . Section 78aa-1(b) required courts to reopen
    securities fraud cases that had been dismissed on statute-of-limitations
    grounds following the decision of the Court in Lampf, Pleva, Lipkind,
    Prupis & Petigrow v. Gilbertson, 
    501 U.S. 350
     (1991) (adopting uni-
    form limitations period for civil actions under§ 10(b) of the Securi-
    ties Exchange Act), regardless of the fact that the cases were no
    longer pending on direct review. Plaut, 
    115 S. Ct. at 1451
    . Noting
    that Article III "gives the Federal Judiciary the power, not merely to
    rule on cases, but to decide them, subject to review only by superior
    courts in the Article III hierarchy," the Court concluded that § 78aa-
    1(b) violated the separation-of-powers doctrine by interfering with the
    "judicial Power . . . to render dispositive judgments." Id. at 1453
    (internal quotation marks omitted). The Inmates argue that
    § 3626(b)(2) is unconstitutional under Plaut because it mandates the
    7
    reopening of final judgments by requiring district courts to terminate
    consent decrees that were approved before the passage of the PLRA.
    The Inmates' argument fails because the consent decree at issue
    here was not a final judgment for separation-of-powers purposes. Of
    course, a judgment at law is immune to subsequent changes in the
    law. See Pennsylvania v. Wheeling & Belmont Bridge Co., 59 U.S.
    (18 How.) 421, 431 (1855) (noting that a judgment for damages is
    "beyond the reach of the power of congress"). Thus, as made clear by
    the Court in Plaut, an attempt to alter legislatively a legal judgment
    violates the separation-of-powers doctrine. A judgment providing for
    injunctive relief, however, remains subject to subsequent changes in
    the law. See System Fed'n No. 91 v. Wright, 
    364 U.S. 642
    , 651-52
    (1961); Wheeling & Belmont Bridge Co., 59 U.S. (18 How.) at 431-
    32;2 see also Rufo v. Inmates of Suffolk County Jail, 
    502 U.S. 367
    ,
    379 (1992) (noting distinction between "`restraints that give protec-
    tion to rights fully accrued upon facts so nearly permanent as to be
    substantially impervious to change, and those that involve the super-
    vision of changing conduct or conditions and are thus provisional and
    tentative'") (quoting United States v. Swift & Co., 
    286 U.S. 106
    , 114
    (1932)). These principles apply equally to consent decrees and liti-
    gated judgments. See System Fed'n No. 91, 
    364 U.S. at 650-51
    ; Rufo,
    
    502 U.S. at 379-80
    .
    As the Inmates readily acknowledge, the consent decree at issue
    here provides for prospective relief and is subject to the continuing
    supervisory jurisdiction of the district court. As such, the judgment
    approving the decree is not similar to a judgment for money damages.
    Rather, it is akin to a final judgment granting injunctive relief, and
    thus it is subject to subsequent changes in the law. See Rufo, 
    502 U.S. at 388
     ("A consent decree must of course be modified if, as it later
    turns out, one or more of the obligations placed upon the parties has
    become impermissible under federal law.").3 Accordingly, we con-
    _________________________________________________________________
    2 Indeed, the Court noted in Plaut that "nothing in our holding today
    calls . . . into question" the decision in Wheeling & Belmont Bridge Co.
    Plaut, 
    115 S. Ct. at 1459
    .
    3 Indeed, the consent decree recognizes this principle by providing that
    "[a]ny disputed petition for modification shall be reviewed by the Court
    under the applicable law pertaining to modification of Consent Decrees."
    J.A. 85.
    8
    clude that § 3626(b)(2) does not mandate the reopening of final judg-
    ments in violation of the separation-of-powers doctrine.
    B.
    The Inmates also maintain that § 3626(b)(2) violates the
    separation-of-powers doctrine by prescribing a rule of decision with-
    out changing the underlying law. See Klein, 80 U.S. (13 Wall.) at
    146-47. In Klein, the Court considered the constitutionality of legisla-
    tion providing that a presidential pardon constituted conclusive evi-
    dence that the pardoned individual had been disloyal to the United
    States. Id. at 143-44. The act also provided that a pardon could not
    be used as evidence of loyalty in a suit to recover confiscated property
    and directed the Court to dismiss all cases pending on appeal in which
    property or proceeds had been recovered based on a pardon. Id. The
    Court declared the statute unconstitutional because it amounted to an
    attempt to prescribe a rule of decision for pending cases in violation
    of the separation-of-powers doctrine. Id. at 147. Relying on Klein, the
    Inmates assert that § 3626(b)(2) mandates a rule of decision by
    requiring a district court to terminate a consent decree upon determin-
    ing that the decree grants relief greater than that required by federal
    law.
    While the Court has never determined the precise scope of Klein,
    at the very least it is clear that Congress does not mandate a rule of
    decision when it amends the law underlying a pending case. See
    Plaut, 
    115 S. Ct. at 1452-53
    ; see also Robertson v. Seattle Audubon
    Soc'y, 
    503 U.S. 429
    , 441 (1992) (declining to decide whether an act
    of Congress was unconstitutional under Klein because the act
    amended applicable law). The Inmates maintain that this principle
    does not save the PLRA because § 3626(b)(2) does not change the
    applicable law, namely, the Eighth Amendment. Since Congress lacks
    power to change the Eighth Amendment, or in any event has not done
    so here, the Inmates argue, § 3626(b)(2) is unconstitutional under
    Klein.
    The Inmates fail to understand that the applicable law is not the
    Eighth Amendment, but rather is the authority of the district court to
    award relief greater than that required by federal law. The consent
    decree approved by the district court indisputably provides for pro-
    9
    spective relief greater than that required by the Eighth Amendment.
    See Plyler v. Evatt, 
    924 F.2d 1321
    , 1327 (4th Cir. 1991). That being
    the case, it is the authority of the district court to approve relief
    greater than that required by the Eighth Amendment, not the Eighth
    Amendment itself, that is at stake. In enacting the PLRA, Congress
    has deprived district courts of this authority, and in so doing has
    unquestionably amended the law applicable to this case.
    Moreover, even if § 3626(b)(2) did not amend the applicable law,
    the Inmates would be unable to persuade us that it mandates a rule of
    decision. While § 3626(b)(2) requires a district court to terminate pro-
    spective relief that was approved in the absence of a finding that the
    relief is no greater than necessary to correct the violation of a federal
    right, it does not purport to state how much relief is more than neces-
    sary. In short, § 3626(b)(2) provides only the standard to which dis-
    trict courts must adhere, not the result they must reach. Accordingly,
    because § 3626(b)(2) amends the applicable law and does not dictate
    a rule of decision, we conclude that it is not unconstitutional under
    Klein.
    V.
    The Inmates further argue that § 3626(b)(2) violates the equal pro-
    tection principles encompassed by the Fifth Amendment. See
    Mathews v. De Castro, 
    429 U.S. 181
    , 182 n.1 (1976) (explaining that
    the Due Process Clause of the Fifth Amendment "encompasses equal
    protection principles"). In considering an equal protection challenge,
    we generally will presume the legislation at issue to be valid and will
    uphold the statute if the classification it draws is rationally related to
    a legitimate purpose. See City of Cleburne v. Cleburne Living Ctr.,
    Inc., 
    473 U.S. 432
    , 440 (1985). If, however, the statute employs a sus-
    pect class or burdens the exercise of a constitutional right, we exercise
    strict scrutiny review, upholding the statute only if it is narrowly tai-
    lored to serve a compelling state interest. 
    Id.
     Here, the Inmates argue
    that § 3626(b)(2) singles out the class of prison inmates and burdens
    their fundamental right of access to the courts. 4 Accordingly, the
    Inmates claim, the provision is subject to strict scrutiny.
    _________________________________________________________________
    4 Inmates do not contend that they are members of a suspect class. See
    Moss v. Clark, 
    886 F.2d 686
    , 689-90 (4th Cir. 1989).
    10
    The Inmates are correct, of course, that the right of access to the
    courts is fundamental, see Wolff v. McDonnell , 
    418 U.S. 539
    , 578-79
    (1974), and that burdens upon that right therefore must survive the
    most exacting constitutional review, see City of Cleburne, 
    473 U.S. at 440
    . However, by its terms § 3626(b)(2) neither prohibits prisoners
    from filing civil suits challenging the conditions of their confinement
    nor impedes their ability to do so.5 Undeterred, the Inmates maintain
    that they possess a fundamental right "to enforce the successful
    result" of a civil suit, Appellants' Br. 32, and argue that § 3626(b)(2)
    burdens that right by prohibiting them from enforcing the terms of the
    consent decree.
    We are unpersuaded. The right of access to the courts is the "right
    to bring to court a grievance that the inmate wished to present," and
    violations of that right occur only when an inmate is "hindered [in]
    his efforts to pursue a legal claim." Lewis v. Casey, 
    116 S. Ct. 2174
    ,
    2180-81 (1996). We have little trouble accepting the proposition that
    the right of access to the courts necessarily includes the right to
    enforce a judgment once it is obtained. But, § 3626(b)(2) does not
    burden this right; it merely limits the substantive relief to which the
    Inmates are entitled. Simply put, the Inmates have confused the right
    of access to the courts with the scope of the available substantive
    relief. Under the PLRA, the Inmates remain free to bring civil rights
    actions challenging the constitutionality of conditions in South Caro-
    lina prisons and are entitled to enforce judgments rendered on those
    claims. The limitation imposed by § 3626(b)(2) on the relief available
    in such suits does nothing to burden this right. Accordingly, we con-
    clude that § 3626(b)(2) does not burden a fundamental right and
    hence is subject only to rational-basis review. See FCC v. Beach
    Communications, Inc., 
    508 U.S. 307
    , 313 (1993).
    Legislation that neither employs a suspect class nor burdens a fun-
    damental right "is accorded a strong presumption of validity," Heller
    v. Doe, 
    509 U.S. 312
    , 319 (1993), and "must be upheld against equal
    protection challenge if there is any reasonably conceivable state of
    _________________________________________________________________
    5 In making this statement, we note that other provisions of the PLRA
    impose certain limitations upon prisoners' ability to pursue civil rights
    claims. Those provisions are not before us in this appeal, and accordingly
    we do not consider whether they burden the right of access to the courts.
    11
    facts that could provide a rational basis for the classification," Beach
    Communications, Inc., 
    508 U.S. at 313
    . Moreover, the burden rests on
    the one challenging the legislation to disprove the existence of "every
    conceivable basis which might support it." Lehnhausen v. Lake Shore
    Auto Parts Co., 
    410 U.S. 356
    , 364 (1973) (internal quotation marks
    omitted). Rational basis review is thus "a paradigm of judicial
    restraint," Beach Communications, Inc., 
    508 U.S. at 314
    , prohibiting
    us from "sit[ting] as a superlegislature to judge the wisdom or desir-
    ability of legislative policy determinations" underlying the legislation,
    City of New Orleans v. Dukes, 
    427 U.S. 297
    , 303 (1976) (per curiam).
    Once we have determined that there exists a plausible reason for the
    congressional action--and regardless of whether that reasoning actu-
    ally motivated Congress--our inquiry is at an end. United States R.R.
    Retirement Bd. v. Fritz, 
    449 U.S. 166
    , 179 (1980).
    The Inmates concede, and we agree, that Congress has a legitimate
    interest in preserving state sovereignty by protecting states from over-
    zealous supervision by the federal courts in the area of prison condi-
    tions litigation. Moreover, § 3626(b)(2) is an eminently rational
    means of accomplishing this congressional purpose. Section
    3626(b)(2) addresses the problem of overbearing court supervision by
    forbidding courts to intrude to any degree greater than that required
    by federal law. Whether Congress has made a wise choice is beyond
    our purview; our concern is only whether the method employed is
    rationally related to a legitimate purpose. Section 3626(b)(2) satisfies
    this standard.
    VI.
    The Inmates' final challenge to the constitutionality of § 3626(b)(2)
    consists of an assertion that the provision violates the Due Process
    Clause of the Fifth Amendment. See U.S. Const. amend. V ("No per-
    son shall be . . . deprived of life, liberty, or property, without due pro-
    cess of law . . . ."). The Inmates raise two due process challenges,
    which we address seriatim.
    A.
    The Inmates claim that § 3626(b)(2) violates the Due Process
    Clause of the Fifth Amendment in that it deprives them of a property
    12
    interest--the rights afforded by the consent decree--without due pro-
    cess of law. Due process includes both procedural and substantive
    components. See Love v. Pepersack, 
    47 F.3d 120
    , 122 (4th Cir.), cert.
    denied, 
    116 S. Ct. 64
     (1995). In order to prevail on a procedural due
    process claim, the Inmates must show that they have a property inter-
    est in the consent decree of which they have been deprived without
    due process of law. See Sylvia Dev. Corp. v. Calvert County, Md., 
    48 F.3d 810
    , 826 (4th Cir. 1995). Substantive due process is far narrower
    in scope than procedural due process, see Love , 
    47 F.3d at 122
    , and
    requires the Inmates to show not only that they have been deprived
    of a property interest, but also that the action causing the deprivation
    "falls so far beyond the outer limits of legitimate governmental action
    that no process could cure the deficiency," Sylvia Dev. Corp., 
    48 F.3d at 827
    . The Inmates have not troubled themselves to specify whether
    their due process claim is procedural or substantive in nature, but in
    the end it makes no difference because both tests require a showing
    that the Inmates cannot make--that they have a property interest in
    the rights conferred by the consent decree.
    The Inmates' assertion of a property right in the consent decree
    rests on the vested-rights doctrine, which provides that "[i]t is not
    within the power of a legislature to take away rights which have been
    once vested by a judgment." McCullough v. Virginia, 
    172 U.S. 102
    ,
    123 (1898). The vested-rights doctrine is analogous to the separation-
    of-powers rule that Congress may not mandate the reopening of final
    judgments; importantly, both rules apply only when a final judgment
    has been rendered. See Axel Johnson Inc. v. Arthur Andersen & Co.,
    
    6 F.3d 78
    , 83-84 (2d Cir. 1993). And, just as a judgment approving
    prospective relief is not a final judgment for purposes of the
    separation-of-powers analysis, neither is it a final judgment for pur-
    poses of the vested-rights doctrine. See Fleming v. Rhodes, 
    331 U.S. 100
    , 107 (1947) (holding that "[f]ederal regulation of future action
    based upon rights previously acquired . . . is not prohibited by the
    Constitution"); cf. Landgraf v. USI Film Prods., 
    511 U.S. 244
    , 274
    (1994) (noting that an injunction "operates in futuro" and that a plain-
    tiff has no vested rights in an injunctive decree) (internal quotation
    marks omitted). Accordingly, we conclude that the Inmates had no
    property right in the continued enforcement of a decree granting pro-
    spective relief.
    13
    B.
    The Inmates next raise a due process challenge to§ 3626(b)(2) on
    the basis that it operates retroactively. The Inmates rely on the rule
    set forth in Pension Benefit Guaranty Corp. v. R.A. Gray & Co., 
    467 U.S. 717
     (1984), that retroactive application of legislation must pass
    a due process test not required for legislation having only future
    effects, namely, "that the retroactive application of the legislation
    [must be] justified by a rational legislative purpose." 
    Id.
     at 730 (citing
    Usery v. Turner Elkhorn Mining Co., 
    428 U.S. 1
    , 16-17 (1976)). The
    Inmates assert that, regardless of whether the prospective application
    of § 3626(b)(2) passes constitutional muster, there is no rational legis-
    lative purpose justifying the retroactive application of § 3626(b)(2).
    The simple response to this argument is found in Landgraf, in
    which the Court noted the well-settled principle that "[w]hen the . . .
    statute authorizes or affects the propriety of prospective relief, appli-
    cation of the new provision is not retroactive." Landgraf, 
    511 U.S. at
    273 (citing American Steel Foundries v. Tri City Cent. Trades
    Council, 
    257 U.S. 184
    , 201 (1921)). That is precisely the case here.
    VII.
    In sum, we hold that 
    18 U.S.C.A. § 3626
    (b)(2), as amended by the
    PLRA, offends neither the separation-of-powers doctrine, Fifth
    Amendment equal protection principles, nor the Due Process Clause
    of the Fifth Amendment. We also hold that the term"Federal right"
    as used in § 3626(b)(2) does not include rights conferred by consent
    decrees to the extent those rights rise above the requirements of fed-
    eral law. Accordingly, we affirm the order of the district court termi-
    nating the consent decree.
    AFFIRMED
    14
    

Document Info

Docket Number: 96-6884

Citation Numbers: 100 F.3d 365

Filed Date: 11/14/1996

Precedential Status: Precedential

Modified Date: 1/12/2023

Authorities (29)

Axel Johnson Inc. v. Arthur Andersen & Co., United States ... , 6 F.3d 78 ( 1993 )

April Love v. Robert G. Pepersack, Sr. Merrill A. Messick, ... , 47 F.3d 120 ( 1995 )

Crowell v. Benson , 52 S. Ct. 285 ( 1932 )

harry-plyler-formerly-gary-wayne-nelson-v-parker-evatt-commissioner , 924 F.2d 1321 ( 1991 )

sylvia-development-corporation-karel-dohnal-individually-and-as-agent-for , 48 F.3d 810 ( 1995 )

lawrence-moss-v-jeffrey-j-clark-prisoners-rights-program-public , 886 F.2d 686 ( 1989 )

O'Donoghue v. United States , 53 S. Ct. 740 ( 1933 )

United States v. Swift & Co. , 52 S. Ct. 460 ( 1932 )

McCullough v. Virginia , 19 S. Ct. 134 ( 1898 )

American Steel Foundries v. Tri-City Central Trades Council , 42 S. Ct. 72 ( 1921 )

Lehnhausen v. Lake Shore Auto Parts Co. , 93 S. Ct. 1001 ( 1973 )

Federal Communications Commission v. Beach Communications, ... , 113 S. Ct. 2096 ( 1993 )

Heller v. Doe Ex Rel. Doe , 113 S. Ct. 2637 ( 1993 )

Landgraf v. USI Film Products , 114 S. Ct. 1483 ( 1994 )

Mathews v. De Castro , 97 S. Ct. 431 ( 1976 )

City of Cleburne v. Cleburne Living Center, Inc. , 105 S. Ct. 3249 ( 1985 )

Edward J. DeBartolo Corp. v. Florida Gulf Coast Building & ... , 108 S. Ct. 1392 ( 1988 )

Plaut v. Spendthrift Farm, Inc. , 115 S. Ct. 1447 ( 1995 )

Lewis v. Casey , 116 S. Ct. 2174 ( 1996 )

Pension Benefit Guaranty Corporation v. RA Gray & Co. , 104 S. Ct. 2709 ( 1984 )

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