Ex Parte K.K. ( 2018 )

COURT OF APPEALS
SECOND DISTRICT OF TEXAS
FORT WORTH
NO. 02-17-00158-CV
EX PARTE K.K.
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FROM THE 367TH DISTRICT COURT OF DENTON COUNTY
TRIAL COURT NO. 16-07572-367
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MEMORANDUM OPINION1
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I. INTRODUCTION
Appellant the Texas Department of Public Safety (DPS) brings this
restricted appeal from an expunction order entered in favor of Appellee K.K. In
four issues, DPS argues that Appellee was not entitled to have his arrest record
expunged because he served community supervision for an offense arising from
the arrest and that the expunction order is not supported by legally sufficient
1
See Tex. R. App. P. 47.4.
evidence. Because error is apparent on the face of the record—Appellee does
not meet the requirements of the expunction statute to have his arrest record
expunged as a matter of law—we will reverse and render judgment denying
Appellee’s petition for expunction.
II. BACKGROUND
Appellee was arrested on November 9, 2012, and subsequently charged
with driving while intoxicated, two class B misdemeanor counts of “Duty on
Striking Unattended Vehicle,” two first-degree felony counts of aggravated
assault with a deadly weapon, and one second-degree felony count of
aggravated assault with a deadly weapon. Pursuant to a plea agreement,
Appellee was granted pretrial diversion for the duty-on-striking-unattended-
vehicle offenses, and he pleaded guilty to one count of aggravated assault.2 The
trial court deferred an adjudication of guilt and placed Appellee on five years’
community supervision for the aggravated assault charge.
On September 16, 2016, Appellee filed a petition for expunction. In his
petition, Appellee sought expunction of all records and files related to the DWI
charge and to the charges of duty on striking unattended vehicle that were
alleged against him, asserting that he was entitled to expunction under article
55.01(a)(2) because the charges had been dismissed. See Tex. Code Crim.
Proc. Ann. art. 55.01(a)(2) (West Supp. 2017). Four days later, the trial court set
The order of deferred adjudication reflects the following: “Findings on
2
Deadly Weapon: N/A.”
2
a November 3, 2016 hearing on the expunction petition, but the notice of the
hearing contains the following statement, which was interlineated by hand: “All
interested parties have been notified to appear on that date.” Five days before
the hearing, DPS filed an answer and general denial opposing Appellee’s
petition. DPS did not appear at the expunction hearing. Following the hearing,
the trial court granted Appellee’s petition and signed an expunction order on
November 3, 2016.3
DPS filed a notice of restricted appeal with this court on May 3, 2017. 4
After briefs were filed, Appellee filed a motion to dismiss for want of jurisdiction.
3
The expunction order states that a hearing was held on Appellee’s petition
for expunction, but we have no record of the hearing. The court reporter notified
this court via letter that no record of the hearing was made.
4
The certificate of service on the notice of restricted appeal states that it
was served upon the attorney of record for the opposing party by electronic
service on May 3, 2017; however, the trial court’s copy is file marked May 8,
2017. A representative of the district clerk’s office informed this court that
because the case was expunged, it no longer exists on their system and thus the
notice of appeal was “not available to e-file.” See Tex. R. Civ. P. 21(f)(4)(B)(ii)
(providing exceptions for when a document must not be electronically filed in
district court, including when “access is otherwise restricted by law or court
order”). Because DPS also electronically transmitted its notice of restricted
appeal to this court on May 3, 2017, and because an electronically filed
document is deemed filed when transmitted to the filing party’s electronic filing
service provider, DPS’s notice of restricted appeal is deemed filed on May 3,
2017. See Tex. R. Civ. P. 21(f)(5) (providing that electronically filed document is
deemed filed when transmitted to the filing party’s electronic filing service
provider); Tex. R. App. P. 9.2(c)(4) (same).
3
III. RESTRICTED APPEAL REQUIREMENTS
A party can prevail in a restricted appeal only if (1) it filed notice of the
restricted appeal within six months after the order or judgment was signed, (2) it
was a party to the underlying lawsuit, (3) it did not participate in the hearing that
resulted in the order or judgment complained of and did not timely file any
postjudgment motions or requests for findings of fact and conclusions of law, and
(4) error is apparent on the face of the record. See Tex. R. App. P. 26.1(c), 30;
Ins. Co. of State of Penn. v. Lejeune, 297 S.W.3d 254, 255 (Tex. 2009). These
requirements are jurisdictional and will cut off a party’s right to seek relief by way
of a restricted appeal if they are not met. See Lab. Corp. v. Mid-Town Surgical
Ctr., Inc., 16 S.W.3d 527, 528–29 (Tex. App.—Dallas 2000, no pet.) (holding that
court lacked jurisdiction over restricted appeal because laboratory corporation
had filed its notice of restricted appeal more than six months after judgment was
signed).
IV. TIMELINESS OF NOTICE OF RESTRICTED APPEAL
As an initial matter, we address Appellee’s motion to dismiss for want of
jurisdiction. Appellee argues that DPS filed its notice of restricted appeal 181
days after the expunction order was signed and that DPS’s notice of restricted
appeal is therefore untimely and does not vest this court with jurisdiction.5 Rule
26.1(c) provides that a notice of restricted appeal must be filed within six months
Appellee’s brief solely raises the same arguments that are raised in his
5
motion to dismiss for want of jurisdiction.
4
after the judgment or order is signed. Tex. R. App. P. 26.1(c). Here, the
expunction order was signed on November 3, 2016, and DPS filed its notice of
restricted appeal on May 3, 2017. Appellee, relying on a 180-deadline, claims
that DPS’s notice of restricted appeal was one day late and should have been
accompanied by a motion reasonably explaining the need for the one-day
extension. See Tex. R. App. P. 10.5(b)(1)(C). Because rule 26.1(a) provides a
six-month deadline, rather than a 180-day deadline, DPS’s notice of restricted
appeal that was filed on May 3, 2017—six months after November 3, 2016—is
timely. See Tex. R. App. P. 26.1(c); Fisher v. Westmont Hospitality, 935 S.W.2d
222, 225 (Tex. App.—Houston [14th Dist.] 1996, no writ) (stating that “a calendar
month runs from the date of the event . . . to the same date in the next or
succeeding month”); Pitcock v. Johns, 326 S.W.2d 563, 565 (Tex. Civ. App.—
Austin 1959, writ ref’d) (holding that a period of time ‘within six months after’
February 28, 1957, expired on August 28, 1957); Gulf Cas. Co. v. Garner, 48
S.W.2d 746, 747 (Tex. Civ. App.—El Paso 1932, writ ref’d) (“It is our opinion that
the ‘six months’ provided for means 6 calendar months, and not 180 days as
contended by appellant.”); see also Ex parte Davila, No. 13-15-00202-CV, 2016
WL 872997, at *2 (Tex. App.—Corpus Christi Feb. 18, 2016, no pet.) (mem. op.)
(stating that “the trial court signed the order of expunction on October 22, 2014,
and the Department filed its notice of restricted appeal on April 22, 2015, within
the six-month deadline”). Accordingly, we deny Appellee’s motion to dismiss this
appeal for want of jurisdiction.
5
V. WAS A PARTY BUT DID NOT PARTICIPATE IN THE HEARING
DPS states in its brief that it was a party to the underlying suit and that it
did not participate at the hearing that resulted in the expunction order. Appellee
does not dispute that DPS has fulfilled these elements of a restricted appeal.6
VI. ERROR ON THE FACE OF THE RECORD
In its first issue, DPS argues that Appellee was not entitled to have specific
offenses arising from his November 9, 2012 arrest expunged because he served
a term of community supervision as a result of his arrest.
We review a trial court’s ruling on a petition for expunction under an abuse-
of-discretion standard. See Ex parte Cephus, 410 S.W.3d 416, 418 (Tex. App.—
Houston [14th Dist.] 2013, no pet.); Heine v. Tex. Dep’t of Pub. Safety, 92
6
Numerous appellate courts, including this court, have impliedly or
explicitly held that an answer from DPS does not constitute participation in the
hearing that resulted in the expunction order and thus does not bar DPS from
pursuing a restricted appeal. See, e.g., Ex parte Brown, No. 12-16-00332-CV,
2017 WL 4161548, at *1, *3 (Tex. App.—Tyler Sept. 20, 2017, no pet.) (mem.
op.) (reversing and rendering judgment denying appellee’s expunction petition
because error was apparent on the face of the record where DPS’s answer
raised issue of appellee’s deferred-adjudication community supervision, which
barred expunction); Ex parte J.C.D., No. 13-16-00534-CV, 2017 WL 3304478, at
*1–2 (Tex. App.—Corpus Christi Aug. 3, 2017, no pet.) (mem. op.) (same); Ex
parte S.E.W., No. 04-16-00255-CV, 2017 WL 603644, at *1–3 (Tex. App.—San
Antonio Feb. 15, 2017, no pet.) (mem. op.) (same); Tex. Dep’t of Pub. Safety v.
J.B.R., 510 S.W.3d 610, 612, 615, 619 (Tex. App.—El Paso 2016, no pet.)
(same); Ex parte B.M., No. 02-14-00336-CV, 2015 WL 3421979, at *1–2 (Tex.
App.—Fort Worth May 28, 2015, no pet.) (mem. op.) (same); Tex. Dep’t of Pub.
Safety v. Borhani, No. 03-08-00142-CV, 2008 WL 4482676, at *1, *4 (Tex.
App.—Austin Oct. 3, 2008, no pet.) (mem. op.) (reversing and remanding for a
new trial because in light of DPS’s answer challenging appellee’s right to
expunction, “trial court’s order was rendered without considering sufficient
evidence to support expunction”).
6
S.W.3d 642, 646 (Tex. App.—Austin 2002, pet. denied). However, to the extent
a ruling on an expunction petition turns on a question of law, we review the ruling
de novo because a trial court has no discretion in determining what the law is or
in applying the law to the facts. Tex. Dep’t of Pub. Safety v. Dicken, 415 S.W.3d
476, 478 (Tex. App.—San Antonio 2013, no pet.).
Article 55.01 provides a right of expunction as follows:
(a) A person who has been placed under a custodial or
noncustodial arrest for commission of either a felony or
misdemeanor is entitled to have all records and files relating to the
arrest expunged if:
....
(2) the person has been released and the charge, if any, has
not resulted in a final conviction and is no longer pending and there
was no court-ordered community supervision under [a]rticle 42.12 for
the offense, unless the offense is a Class C misdemeanor[.]
See Act of May 27, 2011, 82nd Leg., R.S., ch. 894 § 1, 2011 Tex. Gen. Laws
2274, 2274–75 (amended 2017) (current version at Tex. Code Crim. Proc. Ann.
art. 55.01(a)(2)) (emphasis added).7 This court has previously analyzed whether
article 55.01(a) allows for individual offenses to be expunged, stating that
[c]onsidering the prefatory statement in subarticle 55.01(a) that
expunctions must apply to all records of one arrest, the remaining
provisions in chapter 55 indicating that the remedy of expunction is
arrest-based and that partial, content-based removal or redaction of
arrest files is not contemplated or sufficient, the decisions of the
majority of our sister courts holding that individual charges within an
7
For purposes of this opinion, all citations to this statute will be cited as
“Tex. Code Crim. Proc. Ann. art. 55.01(a)(2)” and will refer to the version in effect
in 2016, which is set forth above.
7
arrest are not subject to expunction, and the long-recognized intent
of chapter 55 to allow expunction of only wrongful arrests, we hold
that for a petitioner to be entitled to expunction under article 55.01,
all charges arising from the arrest must meet that article’s
requirements.
S.J. v. State, 438 S.W.3d 838, 845 (Tex. App.—Fort Worth 2014, no pet.).
Here, Appellee was placed on court-ordered community supervision for
aggravated assault, which is a “charge” that arose from his November 9, 2012
arrest. See Tex. Code Crim. Proc. Ann. art. 55.01(a)(2); S.J., 438 S.W.3d at
846; see also Tex. Dep’t of Pub. Safety v. Crawford, No. 12-12-00072-CV, 2013
WL 776618, at *1 (Tex. App.—Tyler Feb. 28, 2013, no pet.) (mem. op.) (“A
person is not entitled to an expunction if she was placed on ‘court[-]ordered
community supervision’ . . . , which includes deferred adjudication community
supervision.”). Appellee is therefore not entitled to expunction because he has
not proven that each charge arising from his November 9, 2012 arrest satisfies
the requirements of article 55.01(a)(2). See Tex. Code Crim. Proc. Ann. art.
55.01(a)(2); S.J., 438 S.W.3d at 846. Because DPS established error apparent
on the face of this record, we sustain its first issue.8
8
Because DPS’s first issue is dispositive of this appeal, we need not
address its second, third, and fourth issues challenging the legal sufficiency of
the evidence to support the trial court’s expunction order. See Tex. R. App. P.
47.1 (requiring appellate court to address only issues necessary to disposition of
appeal).
8
VII. CONCLUSION
Having sustained DPS’s first issue, which is dispositive of this appeal, we
reverse the trial court’s expunction order and render judgment denying
Appellee’s petition for expunction. See Tex. R. App. P. 43.2(c); Brown, 2017 WL
4161548, at *3; J.C.D., 2017 WL 3304478, at *2; S.E.W., 2017 WL 603644, at *3;
J.B.R., 510 S.W.3d at 619; B.M., 2015 WL 3421979, at *2. The records
previously sealed by the trial court are hereby unsealed, and all documents that
were turned over to the trial court or to Appellee by law-enforcement agencies in
compliance with the expunction order shall be returned to the submitting
agencies. See B.M., 2015 WL 3421979, at *2.
/s/ Sue Walker
SUE WALKER
JUSTICE
PANEL: WALKER, GABRIEL, and KERR, JJ.
DELIVERED: March 15, 2018
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