Luis Rey v. State ( 2019 )

Opinion filed August 15, 2019
In The
Eleventh Court of Appeals
__________
No. 11-17-00208-CR
__________
LUIS REY, Appellant
V.
THE STATE OF TEXAS, Appellee
On Appeal from the 70th District Court
Ector County, Texas
Trial Court Cause No. A-45,435
MEMORANDUM OPINION
The jury convicted Luis Rey of murder and aggravated assault with a deadly
weapon. The jury then assessed punishment at confinement in the Institutional
Division of the Texas Department of Criminal Justice for a term of life for the
offense of murder and for a term of twenty years for the offense of aggravated
assault. The trial court ordered that the sentences are to run concurrently.
In four issues on appeal, Appellant contends that the trial court abused its
discretion when it (1) excluded evidence of Appellant’s diminished capacity during
the guilt/innocence phase, (2) excluded lay testimony during the punishment phase
of Appellant’s alleged mental issues, (3) admitted character and extraneous offense
evidence during punishment, and (4) admitted photographs into evidence that
Appellant asserted were cumulative, inflammatory, and gruesome. We affirm.
Background Facts
On July 5, 2017, Appellant purchased a shotgun and went to the residence of
Pilar and Profirio Regalado, Appellant’s aunt and uncle. Appellant was seventeen
years old at the time. Appellant shot Pilar in the neck and attempted to shoot
Profirio. Profirio fought with Appellant and eventually took the shotgun away from
Appellant. After disarming Appellant, Profirio located Pilar on the floor in the living
room and called 9-1-1. Appellant left the residence, and he also called 9-1-1. Pilar
died as a result of the shotgun wound to her neck.
Odessa Police Officer Chris Meise testified that he initially responded to a
disturbance call at the Regalado residence. However, he was then dispatched to a
location within the immediate area of the residence. When he arrived, he came in
contact with Appellant, who was wearing a white shirt with bloodstains.
Officer Meise placed Appellant under arrest and transported him to the police
department.
Odessa Police Officer Brad Cline interviewed Appellant at the police
department. During the interview, Appellant confessed to the shooting and
discussed the details of the shooting with Officer Cline. However, Appellant did not
tell Officer Cline why he committed the shooting. Appellant stated that he did not
have “a reason” and that he did not know why he shot his aunt—the idea just
“popped” into his head. Officer Cline testified that Appellant showed “zero
emotion” during the interview.
Appellant testified on his own behalf during the guilt/innocence phase. He
testified that he shot Pilar and attempted to shoot Profirio. Appellant also testified
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that he called the police because he was afraid that Profirio was going to shoot him.
When asked at trial why he shot his aunt, Appellant stated that he did not have a
motive.
Dr. Roddy Marlene Strobel, a psychiatrist, testified during the punishment
phase that she evaluated Appellant and determined that he was competent to stand
trial and that he did not have a diagnosable mental illness. She also testified that
Appellant was evaluated by a psychologist, Dr. Jarvis Wright, who determined that
Appellant was sane at the time of the offense.
Exclusion of Evidence
In his first issue, Appellant contends that the trial court erred when it excluded
evidence of Appellant’s diminished capacity during the guilt/innocence phase.
Appellant asserts that the evidence of his mental health problems was admissible
because it negated the mens rea element of the indicted crimes and because the State
opened the door to this evidence.
We review a trial court’s decision to admit or exclude evidence under an abuse
of discretion standard. Johnson v. State, 490 S.W.3d 895, 908 (Tex. Crim. App.
2016) (citing Tillman v. State, 354 S.W.3d 425, 435 (Tex. Crim. App. 2011)). A
trial judge abuses his discretion when his decision falls outside the zone of
reasonable disagreement. Id. (citing Martinez v. State, 327 S.W.3d 727, 736 (Tex.
Crim. App. 2010)).
There is no affirmative defense of “diminished capacity” in Texas, other than
insanity. Ruffin v. State, 270 S.W.3d 586, 593 (Tex. Crim. App. 2008); Jackson v.
State, 160 S.W.3d 568, 573 (Tex. Crim. App. 2005). However, diminished capacity
is recognized as a simple “failure-of-proof defense in which the defendant claims
that the State failed to prove that the defendant had the required state of mind at
the time of the offense.” Jackson, 160 S.W.3d at 573. As with other elements of
the offense, the defendant may present relevant evidence negating the requisite
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mens rea. Ruffin, 270 S.W.3d at 594. This evidence may include evidence of a
defendant’s history of mental illness or evidence of a defendant’s physical or mental
diseases or defects. Id. at 593–94. However, the evidence still must meet the
applicable requirements for the admission of evidence and may be excluded at the
guilt/innocence stage if it does not truly negate the required mens rea. Id. at 595–
96.
The indictment charged Appellant with murder under two of the three
statutorily defined ways to commit the offense. See TEX. PENAL CODE ANN.
§ 19.02(b)(1), (2) (West 2019). Under these two statutory provisions, a person
commits the offense of murder if he (1) “intentionally or knowingly causes the death
of an individual” or (2) “intends to cause serious bodily injury and commits an act
clearly dangerous to human life that causes the death of an individual.” Id. Murder
is a result-oriented offense. See Martin v. State, 570 S.W.3d 426, 434 (Tex. App.—
Eastland 2019, pet. ref’d). Each statutory method for committing murder has a
different mens rea component. Under Section 19.02(b)(1), the mens rea element
requires that the accused must have intentionally or knowingly caused the death of
the victim. See Cook v. State, 884 S.W.2d 485, 490 (Tex. Crim. App. 1994). Under
Section 19.02(b)(2), the mens rea element requires that the accused must have
intended to cause serious bodily injury to an individual. See Stobaugh v. State, 421
S.W.3d 787, 861 (Tex. App.—Fort Worth 2014, pet. ref’d). Thus, a conviction
under subsections (b)(1) and (b)(2) requires an intent to either cause death or cause
serious bodily injury to the victim.
Appellant was also charged by indictment with committing aggravated assault
by intentionally or knowingly threatening Profirio with imminent bodily injury with
a firearm. See PENAL §§ 22.01(a)(2), 22.02(a)(2). Aggravated assault by threat is a
“nature of conduct” offense that has no required result. Landrian v. State, 268
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S.W.3d 532, 536–37 (Tex. Crim. App. 2008). Section 6.03 of the Penal Code
defines “intentionally” and “knowingly” as follows:
(a) A person acts intentionally, or with intent, with respect to the
nature of his conduct or to a result of his conduct when it is his
conscious objective or desire to engage in the conduct or cause the
result.
(b) A person acts knowingly, or with knowledge, with respect to
the nature of his conduct or to circumstances surrounding his conduct
when he is aware of the nature of his conduct or that the circumstances
exist. A person acts knowingly, or with knowledge, with respect to a
result of his conduct when he is aware that his conduct is reasonably
certain to cause the result.
PENAL § 6.03(a), (b) (West 2011).
The State filed two motions in limine regarding Appellant’s diminished
capacity. The trial court granted both motions. Later during trial, Appellant
requested permission to introduce testimony from Appellant’s mother, Maribel
Cano, regarding Appellant’s mental conditions. Appellant made an offer of proof
as to Maribel’s testimony. Maribel testified that, before Appellant was born, he was
deprived of oxygen and had hydrocephaly, which she described as “water in the
brain.” She further testified that only half of Appellant’s neurons are “working” and
the “other ones are dead.” Maribel stated that doctors were not able to help
Appellant because his issues were mental, not physical. When asked what was
wrong with Appellant’s mind, Maribel testified as follows: “My son constantly
would see things. He would see children. He would see men that had knives in their
hands and tried to kill him.” Maribel testified that Appellant had not received any
treatment for these alleged conditions since he was an infant.
The State objected to the admission of Maribel’s testimony, asserting that
diminished capacity is not a recognized defense in Texas and that the testimony is
not relevant because Maribel was not a qualified expert. The State also argued that
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the testimony would be prejudicial to the State and misleading and confusing to the
jury. The trial court sustained the State’s objection.
Appellant did not contend that he was suffering from a mental defect or
delusion that caused him to shoot Pilar or attempt to shoot Profirio. Furthermore,
Maribel did not assert that Appellant was suffering from a mental defect or delusion
at the time of the shooting. Accordingly, Maribel’s proffered testimony did not
negate the required mens rea of Appellant intentionally or knowingly causing the
death or serious bodily injury to his aunt or intentionally or knowingly threatening
his uncle with imminent bodily injury with a deadly weapon. Moreover, Texas
courts typically exclude testimony that attempts to communicate the actual
subjective mental state of another person because “[i]t is impossible for a witness to
possess personal knowledge of what someone else is thinking.” Fairow v. State, 943
S.W.2d 895, 899 (Tex. Crim. App. 1997); Winegarner v. State, 505 S.W.2d 303, 305
(Tex. Crim. App. 1974) (“[S]ince one person cannot possibly know another’s state
of mind, his testimony is necessarily based on conjecture.”), overruled on other
grounds by White v. State, 576 S.W.2d 843, 845 n.1 (Tex. Crim. App. 1979).
Therefore, the trial court did not abuse its discretion by determining that Maribel’s
proffered testimony was impermissible evidence of diminished capacity. See
Jackson, 160 S.W.3d at 574–75.
Appellant also contends that the State opened the door to evidence regarding
Appellant’s diminished capacity. Otherwise inadmissible evidence may be admitted
if the party against whom the evidence is offered “opens the door.” Hayden v. State,
296 S.W.3d 549, 554 (Tex. Crim. App. 2009). A party opens the door by leaving a
false impression with the jury that invites the other side to expose, correct, or rebut
the false impression. Id. As we noted in Kinsey v. State, the concept of opening the
door is an aspect of relevancy that can make otherwise nonrelevant evidence
relevant. Kinsey v. State, No. 11-12-00102-CR, 2014 WL 2459690, at *11 (Tex.
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App.—Eastland May 22, 2014, no pet.) (mem. op., not designated for publication).
The party that seeks to offer evidence under the doctrine may not “stray beyond the
scope of the invitation.” Schutz v. State, 957 S.W.2d 52, 71 (Tex. Crim. App. 1997)
(quoting Bush v. State, 773 S.W.2d 297, 301 (Tex. Crim. App. 1989)). Furthermore,
“‘[o]pening the door’ or ‘inviting’ testimony that would otherwise pertain to an
inadmissible subject matter does not mean that such testimony is necessarily
‘invited’ into evidence in any form.” Kipp v. State, 876 S.W.2d 330, 337 (Tex. Crim.
App. 1994).
Appellant argued that the State opened the door to evidence regarding
Appellant’s diminished capacity by introducing Appellant’s entire recorded
custodial confession to Officer Cline. In the recording, Appellant told Officer Cline
that maybe his brain made him shoot Pilar, and Officer Cline asked Appellant if he
had any mental problems or had been to see a doctor. Appellant responded that,
when he was born, “they told [his] mom that [he had] something on [his] brain—
liquid.” Appellant contends that this admission of this portion of the interview by
the State opened the door to Maribel’s proffered testimony. We disagree.
From Appellant’s perspective, Appellant’s statement that “they told [his]
mom that [he had] something on [his] brain” did not create a false impression with
the jury. Thus, by seeking to offer Maribel’s proffered testimony, Appellant was not
seeking to correct or refute his statement but, rather, to expand on or bolster his
statement by presenting additional evidence regarding his mental health condition.
Thus, Maribel’s proffered testimony did not correct a false impression created by
the State. Additionally, even if the State opened the door to diminished capacity
evidence, the proffered testimony from Maribel pertaining to Appellant’s state of
mind at the time of the shooting would have been excludable based on conjecture.
See Winegarner, 505 S.W.2d at 305. Accordingly, the trial court did not abuse its
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discretion when it excluded evidence of Appellant’s diminished capacity. We
overrule Appellant’s first issue.
In his second issue, Appellant contends that the trial court erred when it
excluded evidence of his diminished capacity during the punishment phase.
Appellant asserts that his family members should have been allowed to testify as to
all aspects of his diminished capacity of which they were personally familiar,
including but not limited to, his previous diagnoses of autism and hydrocephaly.
In all criminal cases, after a finding of guilt, both parties may offer any
evidence relevant to sentencing. TEX. CODE CRIM. PROC. ANN. art. 37.07, § 3(a)(1)
(West Supp. 2018); Mendiola v. State, 21 S.W.3d 282, 284 (Tex. Crim. App. 2000).
The determination of what is “relevant” in regard to punishment “should be a
question of what is helpful to the jury in determining the appropriate sentence in a
particular case.” Mendiola, 21 S.W.3d at 285 (quoting Rogers v. State, 991 S.W.2d
263, 265 (Tex. Crim App. 1999)). Under Article 37.07, section 3(a), the following
nonexclusive list is evidence that may be deemed “relevant” during punishment:
[T]he prior criminal record of the defendant, his general reputation, his
character, an opinion regarding his character, the circumstances of the
offense for which he is being tried, and, notwithstanding Rules 404 and
405, Texas Rules of Evidence, any other evidence of an extraneous
crime or bad act that is shown beyond a reasonable doubt by evidence
to have been committed by the defendant or for which he could be held
criminally responsible[.]
CRIM. PROC. art. 37.07, § 3(a)(1). Testimony regarding a defendant’s mental illness
may be relevant for mitigation purposes during the punishment phase even if it is
not admissible as evidence of diminished capacity during the guilt/innocence phase.
Mays v. State, 318 S.W.3d 368, 381 (Tex. Crim. App. 2010).
Appellant contends that expert testimony is not required to present evidence
of a defendant’s mental health issue. This statement is only partially correct.
Although a lay witness is generally competent to testify as to the facts surrounding
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a medical condition, a lay witness may not give opinions as to cause, diagnosis, or
treatment of medical problems. Miracle v. State, 604 S.W.2d 120, 127 (Tex. Crim.
App. 1980). Accordingly, lay witnesses can only describe symptoms they believe
might be relevant to the defendant’s mental state. See Jackson v. State, 992 S.W.2d
469, 473 (Tex. Crim. App. 1999) (distinguishing testimony that a psychiatrist can
provide about a defendant’s mental condition from a lay witness’s testimony, “who
can merely describe symptoms they believe might be relevant to the defendant’s
mental state”) (quoting Ake v. Oklahoma, 470 U.S. 68, 80–82 (1985)).
During the punishment phase, Appellant requested permission to introduce
testimony from Maribel and also from Britania Nalia Cano, Appellant’s sister, that
Appellant suffered from autism. Appellant did not request permission to introduce
testimony during the punishment phase regarding whether Appellant had suffered
hydrocephaly. Accordingly, Appellant has not preserved this issue with respect to
whether Appellant had hydrocephaly. See TEX. R. APP. P. 33.1(a); Geuder v. State,
115 S.W.3d 11, 13 (Tex. Crim. App. 2003) (stating that, “[t]o preserve error for
appellate review under Rule 33.1(a), the record must show that . . . the complaining
party made a timely and specific request, objection, or motion”). Appellant did not
make a bill of exception. The trial court stated that it would allow testimony
regarding Appellant’s actions during his childhood and adolescence but that it would
not allow lay testimony regarding a medical diagnosis of autism because a diagnosis
requires expert knowledge. Appellant subsequently presented testimony from his
father and Britania at punishment concerning problems that Appellant had at birth
and Appellant’s being “held back” in high school. Britania testified as follows: “My
brother, there’s something wrong with him. Because if you’re to see him, he doesn’t
cry. He doesn’t laugh. . . . [H]e doesn’t show any emotions. So I know there has
to be something wrong.”
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Although Maribel and Britania were generally competent to testify about the
facts and symptoms surrounding Appellant’s alleged mental issues, they were not
competent to give opinions as to the cause, diagnosis, or treatment for Appellant’s
mental issues. See Miracle, 604 S.W.2d at 127. There was no evidence that either
Maribel or Britania had any medical background or training. Accordingly, the trial
court did not abuse its discretion in excluding testimony from lay witnesses about
the diagnoses of Appellant’s alleged mental issues. See id. We overrule Appellant’s
second issue.
Timely Disclosure of Extraneous Evidence
In his third issue, Appellant contends that the trial court abused its discretion
when it admitted character and extraneous offense evidence. Appellant contends the
State failed to provide reasonable notice under Article 37.07 of the Texas Code of
Criminal Procedure and Rule 404b of the Texas Rules of Evidence. Appellant
asserts that he did not have adequate time to investigate and to prepare a defense to
any character or extraneous offense evidence. Appellant specifically objected to the
admission of a video of an extraneous offense.
Article 37.07 states: “On timely request of the defendant, notice of intent to
introduce evidence under this article shall be given in the same manner required by
Rule 404(b), Texas Rules of Evidence.” CRIM. PROC. art. 37.07, § 3(g); see Leza v.
State, 351 S.W.3d 344, 359 (Tex. Crim. App. 2011). Rule 404(b), in turn, requires
“reasonable notice” in advance of trial of the State’s intent to introduce extraneous
conduct evidence, but it does not directly speak to a level of specificity. TEX. R.
EVID. 404(b)(2); Leza, 351 S.W.3d at 359. The purpose of Article 37.07, section
3(g) is to allow the defendant adequate time to prepare for the introduction of
evidence, which avoids unfair surprise and trial by ambush. Andrews v. State, 429
S.W.3d 849, 860 (Tex. App.—Texarkana 2014, pet. ref’d).
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Appellant filed a request for notice of the State’s intent to introduce
extraneous offenses under Article 37.07, section 3(g) and Texas Rule of Evidence
404(b) on October 14, 2015. The State sent a supplemental notice to Appellant on
July 17, 2017, which was two weeks before the trial date of July 31, 2017. The
notice described disciplinary incidents involving Appellant in the Ector County Jail,
including “multiple assaults as a West Texas gang member and in conjunction with
West Texas.” The notice included a description of one of these assaults, which
occurred on June 22, 2017—Appellant was “1 OF 5 WEST TEXAS INMATES
WHO ASSAULTED WALKER.” The notice also included a memorandum written
by Corporal Luis Burrola on July 14, 2017, alleging that Appellant was affiliated
with the “West Texas” gang and that he was involved in multiple assaults with other
gang members.
The reasonableness of the State’s notice under Article 37.07, section 3(g) and
Rule 404b of its intent to use extraneous offenses at the punishment phase generally
turns on the facts and circumstances of each case. Ferrer v. State, 548 S.W.3d 115,
119 (Tex. App.—Houston [14th Dist.] 2018, pet. ref’d). “[T]here is no bright line
as to the number of days or amount of time alone [that] constitutes reasonable notice”
under Article 37.07, section 3(g) or Rule 404(b). Id. at 120 (second alteration in
original) (quoting Patton v. State, 25 S.W.3d 387, 393 (Tex. App.—Austin 2000,
pet. ref’d)). The record does not demonstrate that the trial court abused its discretion
by determining that the State gave reasonable notice of Appellant’s gang affiliation
and disciplinary incidents in the Ector County Jail. The State gave Appellant two
weeks’ notice of its intent to introduce this evidence. The State’s written notice
detailed information of various disciplinary incidents that occurred at the jail, and it
included information about Appellant’s gang affiliation. The written notice also
contained information about the assault by Appellant along with four other inmates
in the West Texas gang upon another inmate. This assault occurred on June 22,
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2017, and it was disclosed to Appellant in the notice on July 17, 2017. Thus,
Appellant had notice of the State’s intent to introduce evidence of the assault eleven
days prior to the delivery of the video depicting the assault. The entire video is less
than four minutes long, and the portion capturing the assault is approximately one
minute long. Thus, the trial court did not abuse its discretion in finding that the State
provided Appellant with reasonable notice of the extraneous offenses that it sought
to offer during the punishment phase. We overrule Appellant’s third issue.
Admission of Evidence
In his fourth issue, Appellant contends that the trial court abused its discretion
when it admitted photographs that he asserts were cumulative, inflammatory, and
gruesome. Appellant asserts that the admission of this evidence violated Texas Rule
of Evidence 403.
Rule 403 provides that relevant evidence may be excluded “if its probative
value is substantially outweighed” by the danger of unfair prejudice. TEX. R.
EVID. 403. “Rule 403 favors the admission of relevant evidence and carries a
presumption that relevant evidence will be more probative than prejudicial.”
Shuffield v. State, 189 S.W.3d 782, 787 (Tex. Crim. App. 2006). To determine
whether the probative value of the photographs is substantially outweighed by the
danger of unfair prejudice, we consider several factors, including the number of
exhibits offered, the gruesomeness of the photographs, how much detail is shown,
the size of the photographs, whether they are in color or black and white, whether
they are close-up, and whether the body depicted is clothed or naked. Davis v. State,
313 S.W.3d 317, 331 (Tex. Crim. App. 2010).
Appellant objected to eight still photographs of the crime scene that were
offered by the State. The eight photographs depicted the deceased victim’s clothed
body, a shotgun wound to the victim’s neck, and a large amount of blood. Four of
the photographs were taken from different vantage points that were a significant
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distance away from the victim. The other four photographs were taken closer to the
victim: each one showing different pieces of evidence near the victim. Two of the
photographs show the full body of the victim while the others only capture a partial
view of the victim. The shotgun wound is at least partially visible in six of the
photographs.
The trial court could have reasonably concluded that the probative value of
the photographs was not substantially outweighed by the danger of unfair prejudice.
The photographs are probative of the nature of the crime and the manner of the
victim’s death. While the photographs are gruesome—showing the shotgun wound
in the victim’s neck and blood—they are no more gruesome than the injuries that
Appellant inflicted upon the victim when he committed the offense of murder.
Shuffield, 189 S.W.3d at 787–88 (photographs show only the injuries that the victim
received and are no more gruesome than would be expected); Williams v. State, 958
S.W.2d 186, 196 (Tex. Crim. App. 1997) (photographs are no more gruesome than
the facts of the offense itself); Sonnier v. State, 913 S.W.2d 511, 519 (Tex. Crim.
App. 1995) (recognizing no error if gruesome crime scene photographs depict
nothing more than reality of brutal crime committed).
Additionally, Appellant asserts that these photographs were inadmissible
because they were cumulative of a video recording of the crime scene that the State
offered into evidence. However, the Court of Criminal Appeals has held that a
videotape and still photographs are not entirely cumulative of each other.
Ripkowski v. State, 61 S.W.3d 378, 392 (Tex. Crim. App. 2001); Ladd v. State, 3
S.W.3d 547, 568–69 (Tex. Crim. App. 1999); Matamoros v. State, 901 S.W.2d 470,
476 (Tex. Crim. App. 1995). A videotape provides a jury with an overall perspective
that is simply not available from still photographs. Matamoros, 901 S.W.2d at 476.
While still photographs offer an isolated and fixed content, a video recording allows
a more panoramic representation of the evidence. Id. A photograph, on the other
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hand, permits a jury to examine a scene in detail. Id. Each of the eight photographs
depicts a different view of the victim and her injuries, while the video recording
provides an overall perspective that the photographs do not offer. Thus, the
photographs were not necessarily cumulative of the recording of the crime scene.
Accordingly, the trial court did not abuse its discretion by admitting the photographs.
We overrule Appellant’s fourth issue.
This Court’s Ruling
We affirm the judgments of the trial court.
JOHN M. BAILEY
CHIEF JUSTICE
August 15, 2019
Do not publish. See TEX. R. APP. P. 47.2(b).
Panel consists of: Bailey, C.J.,
Stretcher, J., and Wright, S.C.J.1
Willson, J., not participating.
1
Jim R. Wright, Senior Chief Justice (Retired), Court of Appeals, 11th District of Texas at Eastland,
sitting by assignment.
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