Gonzalez, Kimberly ( 2016 )

PD-1455-16 PD-1455-16
COURT OF CRIMINAL APPEALS
AUSTIN, TEXAS
Transmitted 12/22/2016 8:48:50 AM
Accepted 12/22/2016 2:44:22 PM
ABEL ACOSTA
CLERK
No. _________________
IN THE COURT OF CRIMINAL APPEALS
OF TEXAS
THE STATE OF TEXAS,
December 22, 2016 PETITIONER,
V.
KIMBERLY GONZALEZ,
RESPONDENT.
PETITION IN CAUSE NO. 14-CR-2376-B, FROM THE 117TH DISTRICT
COURT OF NUECES COUNTY, TEXAS, AND CAUSE NO. 13-16-134-CR, IN
THE COURT OF APPEALS FOR THE THIRTEENTH DISTRICT OF TEXAS.
PETITION FOR DISCRETIONARY REVIEW
Douglas K. Norman
State Bar No. 15078900
Assistant District Attorney
105th Judicial District of Texas
901 Leopard, Room 206
Corpus Christi, Texas 78401
(361) 888-0410
(361) 888-0399 (fax)
douglas.norman@nuecesco.com
Attorney for Petitioner
IDENTITY OF JUDGE, PARTIES AND COUNSEL
Trial Judge:
Hon. Sandra Watts
Judge,117th District Court
901 Leopard St.
Corpus Christi, Texas 78401
State’s Trial Attorney:
Rebecca Lake
State Bar No. 24090222
Assistant District Attorney
901 Leopard, Room 206
Corpus Christi, Texas 78401
(361) 888-0410
State’s Appellate Attorney:
Douglas K. Norman
State Bar No. 15078900
Assistant District Attorney
901 Leopard, Room 206
Corpus Christi, Texas 78401
(361) 888-0410
Respondent:
Kimberly Gonzalez
Respondent’s Trial and Appellate Attorney:
Christopher J. Gale
State Bar No. 00793766
P.O. Box 2591
Corpus Christi, Texas 78403
(361) 808-4444
Chris@GaleLawGroup.com
i
TABLE OF CONTENTS
IDENTITY OF JUDGE, PARTIES AND COUNSEL ............................... i
INDEX OF AUTHORITIES ....................................................................... iii
STATEMENT REGARDING ORAL ARGUMENT ................................ 1
STATEMENT OF THE CASE .................................................................... 1
STATEMENT OF PROCEDURAL HISTORY ........................................ 2
GROUNDS PRESENTED FOR REVIEW ................................................ 2
ARGUMENT ................................................................................................. 3
I. The Thirteenth Court of Appeals erred in holding that the allowable
unit of prosecution for DWI With a Child Passenger is one offense for
each incident of driving, rather than one offense for each child
passenger. ....................................................................................................... 3
A. Multiple Punishments Analysis. ....................................................... 3
B. Grammar and Syntax. ...................................................................... 4
C. Legislative History and Child Endangerment. ................................ 5
D. Other DWI and Intoxication Offenses. ............................................ 7
II. The Thirteenth Court of Appeals erred in addressing a multiple-
punishments Double Jeopardy challenge which the plea-bargaining
defendant did not have authority to raise on appeal under Tex. R. App.
P. 25.2 (a)(2), because it could not properly have been the subject of a
pre-trial motion, nor did she receive the trial court’s permission to
appeal. ............................................................................................................ 8
III. The Thirteenth Court of Appeals erred in concluding that the
defendant may not explicitly waive a Double Jeopardy challenge as a
part of her plea bargain. ............................................................................... 9
PRAYER FOR RELIEF............................................................................. 11
RULE 9.4 (i) CERTIFICATION ............................................................... 12
CERTIFICATE OF SERVICE ................................................................. 12
APPENDIX 1. Thirteenth Court of Appeals Opinion.
ii
INDEX OF AUTHORITIES
CASE LAW
Aldrich v. State, 104 S.W.3d 890 (Tex. Crim. App. 2003)........................... 10
State v. Bara, ---S.W.3d---, 2016 WL 4118659 (Tex. App.—Eastland 2016,
no pet.)............................................................................................................. 3
Ex parte Birdwell, 7 S.W.3d 160 (Tex. Crim. App. 1999). .......................... 10
Crocker v. State, 573 S.W.2d 190 (Tex. Crim. App. [Panel Op.] 1978). ....... 8
Ex parte Denton, 399 S.W.3d 540 (Tex. Crim. App. 2013). ........................ 10
Ex parte Estrada, 487 S.W.3d 210 (Tex. Crim. App. 2016). ....................... 11
Gonzalez v. State, 8 S.W.3d 640 (Tex. Crim. App. 2000).............................. 9
Harris v. State, 359 S.W.3d 625 (Tex. Crim. App. 2011). ............................ 4
Jones v. State, 396 S.W.3d 558 (Tex. Crim. App. 2013). ............................ 6
Loving v. State, 401 S.W.3d 642 (Tex. Crim. App. 2013). ........................ 3, 4
Ex parte Marascio, 471 S.W.3d 832 (Tex. Crim. App. 2015). .................... 11
Saldano v. State, 70 S.W.3d 873 (Tex. Crim. App. 2002). .......................... 10
STATUTES, RULES AND OTHER AUTHORITIES
Tex. Gov't Code § 311.023. ............................................................................ 4
Tex. Penal Code § 21.11. ................................................................................ 4
Tex. Penal Code § 22.041. .............................................................................. 6
Tex. Penal Code § 49.031. .............................................................................. 5
iii
Tex. Penal Code § 49.045. .............................................................................. 3
Tex. Penal Code § 49.09. ................................................................................ 7
Tex. R. App. P. 25.2.................................................................................... 8, 9
Acts 2003, 78th Leg., SB 45, Bill Analysis, Senate Research Center Report,
SB 45 78(R), 4/16/2003. ................................................................................ 5
iv
No. ________________
THE STATE OF TEXAS, | IN THE
Petitioner, |
|
v. | COURT OF CRIMINAL APPEALS
|
KIMBERY GONZALEZ, |
Respondent. | OF TEXAS
STATE’S PETITION FOR DISCRETIONARY REVIEW
TO THE HONORABLE COURT OF CRIMINAL APPEALS:
Comes now the State of Texas, by and through the District Attorney for the
105th Judicial District of Texas, and respectfully urges this Court to grant
discretionary review of the above named cause for the reasons that follow:
STATEMENT REGARDING ORAL ARGUMENT
The State believes that oral argument would be helpful to the determination
of the present appeal in order to flesh out interesting questions as to the gravamen
of DWI With a Child Passenger, whether a meritless pretrial motion may be used
as a vehicle for evading the restrictions on a plea-bargaining defendant’s appeal,
and whether a multiple-punishments double jeopardy claim may be affirmatively
waived.
STATEMENT OF THE CASE
Kimberly Gonzalez was indicted, among other things, for three counts of
Driving While Intoxicated with a Child Passenger, each count being for a separate
child in the car (Counts 3, 4, and 5). Pursuant to a plea bargain, Gonzalez pled
1
guilty to all three counts and was sentenced to two years in State Jail for each
count. Gonzalez timely appealed.
STATEMENT OF PROCEDURAL HISTORY
A panel of the Thirteenth Court of Appeals found a Double Jeopardy
violation and vacated Gonzalez’s convictions on Counts 4 and 5, affirming her
conviction on Count 3, in a published opinion on December 8, 2016. See
Appendix. The State has not filed a motion for rehearing.
GROUNDS PRESENTED FOR REVIEW
I. The Thirteenth Court of Appeals erred in holding that the allowable unit of
prosecution for DWI With a Child Passenger is one offense for each incident
of driving, rather than one offense for each child passenger.
II. The Thirteenth Court of Appeals erred in addressing a multiple-
punishments Double Jeopardy challenge which the plea-bargaining defendant
did not have authority to raise on appeal under Tex. R. App. P. 25.2 (a)(2),
because it could not properly have been the subject of a pre-trial motion, nor
did she receive the trial court’s permission to appeal.
III. The Thirteenth Court of Appeals erred in concluding that the defendant
may not explicitly waive a Double Jeopardy challenge as a part of her plea
bargain.
2
ARGUMENT
I. The Thirteenth Court of Appeals erred in holding that the allowable unit of
prosecution for DWI With a Child Passenger is one offense for each incident
of driving, rather than one offense for each child passenger.
A person commits the state jail felony offense of Driving While Intoxicated
With a Child Passenger if:
(1) the person is intoxicated while operating a motor vehicle in a public
place; and
(2) the vehicle being operated by the person is occupied by a passenger who
is younger than 15 years of age.
Tex. Penal Code § 49.045 (a).
The Thirteenth Court of Appeals has now become the second intermediate
court of appeals, behind Eastland in State v. Bara, ---S.W.3d---, 2016 WL 4118659
(Tex. App.—Eastland 2016, no pet.), to hold that the allowable unit of prosecution
for DWI With a Child Passenger is one offense for each incident of driving.
A. Multiple Punishments Analysis.
The relevant inquiry in a multiple-punishments double-jeopardy case is
always whether the Legislature intended to permit multiple punishments. Loving v.
State, 401 S.W.3d 642, 646 (Tex. Crim. App. 2013). Absent an express statement
defining the allowable unit of prosecution, the gravamen of an offense best
describes the allowable unit of prosecution. Id. Various tools may be used to
determine the gravamen of a statutory provision, including a focus on grammar,
3
sentence syntax, and whether the statute refers to an item in the singular or plural.
Id.; see also Harris v. State, 359 S.W.3d 625, 630 (Tex. Crim. App. 2011) (noting
that a legislative reference to an item in the singular suggests that each instance of
that item is a separate unit of prosecution).
In addition, in construing a statute courts may consider, among other things,
the “object sought to be attained,” “laws on the same or similar subjects,” and the
“consequences of a particular construction.” Tex. Gov't Code § 311.023 (1), (4) &
(5).
B. Grammar and Syntax.
In Harris v. State, this Court construed the exposure provisions of Indecency
with a Child as allowing one unit of prosecution for each exposure, regardless of
the number of children present at that exposure, relying in large part on the
grammar of the statute, which criminalized exposure of the anus or genitals in the
main clause and added knowledge of a child’s presence merely as “prepositional
and adverbial phrases that define the circumstances in which the act of exposure
amounts to an offense.” 1 359 S.W.3d 625, 630-31 (Tex. Crim. App. 2011).
Unlike the exposure statute in Harris, the child passenger provision here is
1 A person commits this particular variety of indecency if “with a child younger
than 17 years of age [and] with intent to arouse or gratify the sexual desire of any
person [he] exposes [his] anus or any part of [his] genitals, knowing the child is
present.” Tex. Penal Code § 21.11 (a)(2)(A).
4
not merely a prepositional or adverbial phrase, but amounts to a separate, co-equal
element of the offense. Moreover, that element specifies occupation by “a
passenger who is younger than 15 years of age,” suggesting that each such
passenger may constitute a separate unit of prosecution. The Legislature could
have specified “one or more” child passengers, as it did with regard to open
containers, 2 but instead it chose to make occupation by “a passenger” a co-equal
element of the offense.
C. Legislative History and Child Endangerment.
The DWI with a Child Passenger Statute was enacted as Texas Penal Code §
49.045 in 2003, see Acts 2003, 78th Leg., SB 45. The bill analysis explained the
purpose of the new section as follows:
Under current Texas law, a person who is driving while intoxicated (DWI)
and has a child in the motor vehicle can be charged with child
endangerment. However the DWI, the lesser charge, will not be prosecuted,
because child endangerment is a state felony. S.B. 45 creates a new offense,
"DWI with a child," as a state jail felony.
Bill Analysis, Senate Research Center Report, SB 45 78(R), 4/16/2003. It is clear
from its history that Section 49.045 is a hybrid of DWI and Child Endangerment,
2 Tex. Penal Code § 49.031(b) (“A person commits an offense if the person
knowingly possesses an open container in a passenger area of a motor vehicle that
is located on a public highway, regardless of whether the vehicle is being operated
or is stopped or parked. Possession by a person of one or more open containers in a
single criminal episode is a single offense.”).
5
Texas Penal Code § 22.041,3 intended to create an offense combining the more-
severe penalty of Endangering a Child and a DWI conviction that could be used to
enhance future DWI offenses.
DWI with a Child Passenger is a more specific application of Endangerment
and should be read together with that statute in pari materia, as a more specific and
“narrowly hewn” offense proscribing conduct that would otherwise be punishable
as Child Endangerment. See Jones v. State, 396 S.W.3d 558, 561-62 (Tex. Crim.
App. 2013). The doctrine of in pari materia requires that the two statutes be read
together and harmonized such that “effect will be given to all the provisions of
each act if they can be made to stand together and have concurrent efficacy.” Id.
If read together, and if in pari materia would make DWI with a Child
Passenger the proper statute as the more specific one when it is a DWI-related
endangerment, then it would be inconsistent to thereby transform conduct which,
under the broader statute, could have been prosecuted as a separate offense for
each child, and reduce the number of offenses under the more specific offense to
only one per DWI, no matter how many child victims are present in the car. Had
the endangering conduct been anything other than DWI, the broader statute would
3 A person commits the state jail felony offense of Endangering a Child if “he
intentionally, knowingly, recklessly, or with criminal negligence, by act or
omission, engages in conduct that places a child younger than 15 years in
imminent danger of death, bodily injury, or physical or mental impairment.” Tex.
Penal Code § 22.041 (c).
6
have allowed a separate offense for each child. It would be absurd for the newly-
enacted and more specific statute to thereby reduce the number of offenses for
which the defendant could be punished.
The unstated premise of Section 49.045 is that DWI with a Child Passenger
amounts to conduct that places the child in imminent danger. What the
Endangering statute spells out, Section 49.045 clearly implies. The fact that the
premise of the later statute is implied, rather than stated, should not shift the
gravamen of the offense. Both are geared toward protecting the particular child in
question from danger.
D. Other DWI and Intoxication Offenses.
Finally, it is telling that the Legislature could easily have included the child
passenger offense in Tex. Penal Code § 49.09 (Enhanced Offenses and Penalties) if
it viewed this as merely an enhancement of DWI. The fact that it instead gave
DWI with a child passenger its own section in Chapter 49 suggests that the focus
was on an entirely new offense and not merely the enhancement of an old one. In
turn, what logically makes it a new offense is a shift in focus from the generalized
danger to the public caused by any DWI, to a particular danger directed at the child
victim.
Unlike plain DWI which creates an undifferentiated public danger, DWI
with Child Passenger places a particular child victim at risk. Placing that particular
7
child at risk is the gravamen of the offense, and each particular child placed at risk
is an allowable unit of prosecution.
Whether driving while intoxicated with multiple children in the car amounts
to one offense, or multiple offenses, is an important question of State law that has
not been, but should be, decided by this Court.
II. The Thirteenth Court of Appeals erred in addressing a multiple-
punishments Double Jeopardy challenge which the plea-bargaining defendant
did not have authority to raise on appeal under Tex. R. App. P. 25.2 (a)(2),
because it could not properly have been the subject of a pre-trial motion, nor
did she receive the trial court’s permission to appeal.
The Rules of Appellate Procedure generally limit a plea bargaining
defendant to appealing only “(A) those matters that were raised by a written
motion filed and ruled on before trial, or (B) after getting the trial court’s
permission to appeal.” Tex. R. App. P. 25.2 (a)(2).
In its opinion, the Thirteenth Court of Appeals agreed that the present
multiple-punishments double jeopardy challenge could not have been raised by a
pretrial motion to quash the indictment. (Opinion p. 6 citing Crocker v. State, 573
S.W.2d 190, 197 (Tex. Crim. App. [Panel Op.] 1978)). Nor did the trial court
grant permission to appeal.
Accordingly, the issue is not only, as the Thirteenth Court of Appeals
seemed to conclude, whether an appellant may generally raise a double jeopardy
challenge for the first time on appeal, but whether the appellate court has the
8
authority to address such a claim under Tex. R. App. P. 25.2 (a)(2) when it is
raised by a plea-bargaining defendant.
Because the present Double Jeopardy complaint was prematurely raised and
not properly a ground for quashing the indictment, the trial court properly denied
that motion, and the appellate court lacked the authority to address the multiple-
punishments double jeopardy challenge in any other posture than in the context of
the premature pretrial motion.
Rule 25.2(a)(2) does not allow the appellate court to review a double
jeopardy challenge that otherwise could not have been raised on appeal, merely
because it was prematurely and improperly raised in a pre-trial motion. In other
words, appellant should not be able to use a pretrial motion as a vehicle under Rule
25.2 for reaching claims that are not properly brought by pretrial motion in the first
place.
This presents an important question of Texas law that has not been, but
should be, decided by this Court.
III. The Thirteenth Court of Appeals erred in concluding that the defendant
may not explicitly waive a Double Jeopardy challenge as a part of her plea
bargain.
An appellant has the “burden to preserve, in some fashion, a double-
jeopardy objection at or before the time the charge [is] submitted to the jury.”
Gonzalez v. State, 8 S.W.3d 640, 642 (Tex. Crim. App. 2000). He may only raise a
9
double-jeopardy violation for the first time on appeal if: 1) the undisputed facts
show that the double-jeopardy violation is clearly apparent on the face of the
record; and 2) enforcement of the usual rules of procedural default serves no
legitimate state interest. Ex parte Denton, 399 S.W.3d 540, 544 (Tex. Crim. App.
2013).
However, otherwise allowing the claim to be raised for the first time on
appeal is not inconsistent with allowing it to be affirmatively waived below. By
implying that the defendant is not able to affirmatively waive a Double Jeopardy
challenge,4 the Thirteenth Court of Appeals’ opinion is in conflict with this Court’s
decision in Ex parte Birdwell, 7 S.W.3d 160, 163–64 (Tex. Crim. App. 1999). See
also Aldrich v. State, 104 S.W.3d 890, 895 (Tex. Crim. App. 2003); Saldano v.
State, 70 S.W.3d 873, 888-89 (Tex. Crim. App. 2002). Because the record in this
case was insufficient to rule out such an affirmative waiver, Gonzalez failed to
conclusively prove her Double Jeopardy claim and was not entitled to vacate the
convictions in question.
4 The opinion below conceded that:
a record of the hearing might show “an explicit waiver of a double jeopardy
challenge by Gonzalez in exchange for the plea agreement.” Again, we
disagree. Even if such an explicit waiver was made, the State does not cite
authority, and we find none, establishing that there would be a “legitimate
state interest” in maintaining the clearly erroneous convictions.
Opinion at p. 8.
10
Judging by recent concurring and dissenting opinions from this Court
concerning the uncertainty as to the status of a Double Jeopardy claim under the
Marin categories of fundamental, waiver-only, and forfeitable rights, the issue is a
question of law that should be cleared up by this Court. See Ex parte Estrada, 487
S.W.3d 210, 213-15 (Tex. Crim. App. 2016) (Yeary, J., dissenting, joined by
Keasler and Hervey) and (Alcala, J., concurring); Ex parte Marascio, 471 S.W.3d
832, 838–39 (Tex. Crim. App. 2015) (Keasler, J., concurring).
PRAYER FOR RELIEF
For the foregoing reasons, the State requests that the Court: grant this
petition for discretionary review; set this case for submission with oral argument;
and, afte submission, reinstate the convictions on Counts 4 and 5.
Respectfully submitted,
/s/Douglas K. Norman
________________________
Douglas K. Norman
State Bar No. 15078900
Assistant District Attorney
105th Judicial District of Texas
901 Leopard, Room 206
Corpus Christi, Texas 78401
(361) 888-0410
(361) 888-0399 (fax)
douglas.norman@nuecesco.com
11
RULE 9.4 (i) CERTIFICATION
In compliance with Texas Rule of Appellate Procedure 9.4(i)(3), I certify
that the number of words in this petition, excluding those matters listed in Rule
9.4(i)(1), is 1,868.
/s/Douglas K. Norman
___________________
Douglas K. Norman
CERTIFICATE OF SERVICE
This is to certify that, pursuant to Tex. R. App. P. 6.3 (a), copies of this
petition for discretionary review were e-served on December 22, 2016, on
Respondent's attorney, Mr. Christopher J. Gale, at Chris@GaleLawGroup.com,
and on the State Prosecuting Attorney, at Stacey.Soule@SPA.texas.gov.
/s/Douglas K. Norman
________________________
Douglas K. Norman
12
APPENDIX I.
Thirteenth Court of
Appeals Opinion
NUMBER 13-16-00134-CR
COURT OF APPEALS
THIRTEENTH DISTRICT OF TEXAS
CORPUS CHRISTI – EDINBURG
KIMBERLY GONZALEZ, Appellant,
v.
THE STATE OF TEXAS, Appellee.
On appeal from the 117th District Court of
Nueces County, Texas.
OPINION
Before Chief Justice Valdez and Justices Garza and Longoria
Opinion by Justice Garza
Appellant Kimberly Gonzalez pleaded guilty to and was convicted of three counts
of driving while intoxicated (“DWI”) with a child passenger, a state jail felony. See TEX.
PENAL CODE ANN. § 49.045 (West, Westlaw through 2015 R.S.). Gonzalez argues on
appeal that her convictions violated the Double Jeopardy Clause because they all arose
from the same traffic accident. Because we agree, we vacate the judgment as to two of
the counts, and affirm the judgment as to the remaining count.
I. BACKGROUND
Gonzalez was the driver of a vehicle involved in a traffic accident on July 5, 2014
on the Crosstown Expressway in Corpus Christi. According to police reports, the vehicle
appeared to have been in a rollover accident. There was one adult passenger in the front
of the vehicle, and Gonzalez’s three children were passengers in the back seat. The
children, aged six years, seven years, and ten months, were injured and bleeding, and
were taken to the hospital. Hospital records indicate that the infant suffered a fractured
femur; the six-year-old child suffered a fractured pelvis and lacerated liver and kidney;
and the seven-year-old child suffered a skull fracture, requiring emergency surgery.
Police reports indicate that none of the children were properly restrained at the time of
the accident. The reports also indicate that Gonzalez had slurred speech and bloodshot
eyes, and that she admitted to drinking several alcoholic beverages prior to the accident.
Gonzalez was indicted on three counts of intoxication assault, a third-degree
felony, see id. § 49.07 (West, Westlaw through 2015 R.S.), and three counts of DWI with
a child passenger. See id. § 49.045. For each offense, the indictment listed one count
pertaining to each child present in the vehicle. The indictment was later amended to omit
one of the intoxication assault counts.
Gonzalez filed a motion for writ of habeas corpus as well as a “Motion to Quash
and Exception to Substance of Indictment,” each arguing that “multiple
prosecutions/convictions for the single act of [DWI] would offend the prohibition against
double jeopardy” under the United States and Texas Constitutions. See U.S. CONST.
2
amends V, XIV; TEX. CONST. art. I, § 14.1
Subsequently, Gonzalez pleaded guilty to the three counts of DWI with a child
passenger (Counts 3, 4, and 5), and the State dismissed the two intoxication assault
counts (Counts 1 and 2). The trial court sentenced Gonzalez to two years’ imprisonment,
with the sentence suspended and community supervision imposed for five years, and it
certified her right to appeal. See TEX. R. APP. P. 25.2(a)(2).
II. DISCUSSION
Gonzalez argues by one issue that the Double Jeopardy Clause prevents her from
being convicted for three counts of DWI with a child passenger—one for each child
present in the vehicle—arising out of the same traffic accident.
The Double Jeopardy Clause protects against multiple punishments for the same
offense. See Ex parte Benson, 459 S.W.3d 67, 71 (Tex. Crim. App. 2015); Bigon v. State,
252 S.W.3d 360, 369 (Tex. Crim. App. 2008). When a defendant alleges that multiple
punishments have been assessed for the same offense under a single statute, “we must
determine the allowable unit of prosecution for the statute that proscribes the offense.”
Jones v. State, 323 S.W.3d 885, 888 (Tex. Crim. App. 2010). If each alleged violation of
the statute was for a separate “allowable unit of prosecution,” there is no double jeopardy
violation. See Ex parte Hawkins, 6 S.W.3d 554, 556 (Tex. Crim. App. 1999).
Where a statute does not explicitly state the allowable unit of prosecution, as here,
we must construe the statute to identify the focus or “gravamen” of the offense. Jones,
323 S.W.3d at 888. “The gravamen of an offense can be (1) the result of the conduct, (2)
the nature of the conduct, or (3) the circumstances surrounding the conduct.” Loving v.
1 The record contains no written order on the motions, though it does contain a docket sheet with
an entry indicating that the motion to quash was denied.
3
State, 401 S.W.3d 642, 647 (Tex. Crim. App. 2013). Several tools can be utilized to
determine the gravamen of a statutory provision: one method seeks to analyze the
grammar and syntax of the statute, while a second looks at when the offense is a
completed act. Id. (citing Jones, 323 S.W.3d at 888). Further, if each statutory provision
protects a victim from a different type of harm, that is evidence that the Legislature
intended for each commission of a prohibited act to be punished separately. Id.
The statute at issue here, penal code section 49.045, was enacted in 2003 and
provides that a person commits the state jail felony offense of DWI with a child passenger
if: “(1) the person is intoxicated while operating a motor vehicle in a public place; and (2)
the vehicle being operated by the person is occupied by a passenger who is younger than
15 years of age.” TEX. PENAL CODE ANN. § 49.045(a). Gonzalez argues that the gravamen
of the offense is “the act of driving under certain circumstances” and not the exposure of
a particular child to danger. She contends that the case is analogous to Harris v. State,
in which the Texas Court of Criminal Appeals held that the allowable unit of prosecution
for indecency with a child by exposure is not the number of children involved, but the act
of exposure itself. 359 S.W.3d 625, 629–30 (Tex. Crim. App. 2011). In response, the
State contends that the legislative history of section 49.045 indicates that the offense was
intended to be a “more specific application” of the child endangerment statute which
“could be used to enhance future DWI offenses.” See TEX. PENAL CODE ANN. § 22.041(c)
(West, Westlaw through 2015 R.S.) (providing that a person commits the state jail felony
of child endangerment “if he intentionally, knowingly, recklessly, or with criminal
negligence, by act or omission, engages in conduct that places a child younger than 15
4
years in imminent danger of death, bodily injury, or physical or mental impairment”).2 The
State suggests, without reference to authority, that “[h]ad the endangering conduct been
anything other than DWI, the [child endangerment] statute would have allowed a separate
offense for each child” and therefore it “would be absurd for the newly-enacted and more
specific statute to thereby reduce the number of offenses for which the defendant could
be punished.”
Since the filing of briefs in this case, the Eastland Court of Appeals decided in State
v. Bara that the “allowable unit of prosecution” under section 49.045 is “one offense for
each incident of driving or operating a vehicle.” ___ S.W.3d ___, ___, 2016 WL 4118659,
at *4 (Tex. App.—Eastland 2016, no pet.) (mem. op.). The Eastland court noted that,
though “[t]he statute is not as clear as it could be because of the use of the passive voice,”
the phrase “by a passenger who is younger than 15 years of age” is a “descriptive
adverbial phrase.” ___ S.W.3d at ___, 2016 WL 4118659, at *2. The court concluded:
Driving or operating the vehicle is the offense element that requires a
completed act for the offense of DWI with a child passenger. Once the act
of driving is completed, as indicated above, the offense is complete so long
as the State proves the existence of another circumstance: the presence
of a child. See TEX. PENAL CODE ANN. § 49.045. Like Harris, the presence
of a child in the vehicle does not constitute an “act”; rather, the presence of
a child in the vehicle is a circumstance that accompanies the “act” of driving
or operating. The child need only be present in the car for the offense to be
effectuated; the child does not have to be aware that the driver is
intoxicated, and there need not be any actual injury to the child. Cf. Harris,
359 S.W.3d at 631 (applying such factors to offense of indecency with a
2 The Senate bill analysis of the enacting law stated:
Under current Texas law, a person who is driving while intoxicated (DWI) and has a child
in the motor vehicle can be charged with child endangerment. However the DWI, the lesser
charge [a class A or class B misdemeanor], will not be prosecuted, because child
endangerment is a state [jail] felony. S.B. 45 creates a new offense, “DWI with child
passenger,” as a state jail felony.
Comm. on Criminal Justice, Bill Analysis, Tex. S.B. 45, 78th Leg., R.S. (2003).
5
child by exposure). Therefore, the allowable unit of prosecution is each
incident of driving, not each child present in the vehicle.
___ S.W.3d at ___, 2016 WL 4118659, at *3. We concur with the Eastland court’s
reasoning and agree that the “allowable unit of prosecution” for DWI with a child
passenger is one offense for each incident of driving or operating a vehicle.3 See TEX.
PENAL CODE ANN. § 49.045.
The State additionally argues that Gonzalez failed to preserve the issue in the trial
court because a motion to quash the indictment was not the proper vehicle for asserting
a double jeopardy challenge. The State notes correctly that it is permitted to allege
multiple offenses in one indictment and there will be no double jeopardy problem if the
jury is later instructed that it may convict on only one of them. See Crocker v. State, 573
S.W.2d 190, 197 (Tex. Crim. App. [Panel Op.] 1978). The State argues that the trial court
therefore did not err in denying the motion to quash.
We agree that the trial court did not err by denying the motion to quash; however,
we disagree that this precludes us from reviewing the double jeopardy issue. The court
of criminal appeals has held that, because of the “fundamental nature” of double jeopardy
protections, a double jeopardy claim may be raised for the first time on appeal if two
conditions are met: “(1) the undisputed facts show that the double-jeopardy violation is
clearly apparent on the face of the record; and (2) enforcement of the usual rules of
3 It is also noteworthy that the court of criminal appeals has stated that “the allowable unit of
prosecution for an assaultive offense is one unit per victim.” Bigon v. State, 252 S.W.3d 360, 372 (Tex.
Crim. App. 2008). The child endangerment statute, section 22.041, is contained within chapter 22 of the
penal code, which is entitled “Assaultive Offenses.” See TEX. PENAL CODE ANN. § 22.041. On the other
hand, the DWI with a child passenger statute is contained within chapter 49 of the penal code, entitled
“Intoxication and Alcoholic Beverage Offenses.” See id. § 49.045. Therefore, Bigon does not compel a
conclusion that the allowable unit of prosecution for DWI with a child passenger is “one unit per victim.”
See State v. Bara, ___ S.W.3d ___, ___, 2016 WL 4118659, at *3–4 (Tex. App.—Eastland 2016, no pet.)
(mem. op.).
6
procedural default serves no legitimate state interest.” Ex parte Denton, 399 S.W.3d 540,
544–45 (Tex. Crim. App. 2013) (citing Langs v. State, 183 S.W.3d 680, 687 (Tex. Crim.
App. 2006); Gonzalez v. State, 8 S.W.3d 640, 643 (Tex. Crim. App. 2000)). A double
jeopardy claim is “apparent on the face of the trial record” if “resolution of the claim does
not require further proceedings for the purpose of introducing additional evidence in
support” of the double jeopardy claim. Id. (citing Ex parte Knipp, 236 S.W.3d 214, 216,
n.3 (Tex. Crim. App. 2007); Gonzalez, 8 S.W.3d at 643).
The State contends that, because there is no reporter’s record of the plea hearing,
we must presume that evidence was presented at the hearing that supported the
judgment. See Williams v. State, 950 S.W.2d 383, 385 (Tex. App.—Houston [1st Dist.]
1997, pet. ref'd) (holding that “in order to challenge the sufficiency of the evidence to
support a judgment based on a plea of guilty or no contest, a defendant must bring
forward a full statement of facts, including a transcription of the plea proceedings”). It
contends that “[f]or all we know, evidence presented at the hearing might have shown
that Gonzalez was stopped for DWI three separate times on the same day, each time
with a separate child passenger.” We disagree. Medical records and police reports
attached to Gonzalez’s judicial confession of guilt establish conclusively that there was
only one traffic accident. Accordingly, as in Denton, “there is no need for expansion of
the record” because it “contains all of the information needed to address the merits of the
double-jeopardy claim.” See Ex parte Denton, 399 S.W.3d at 544–45 (noting that “[i]f we
find that there is a double-jeopardy violation, the remedy will be to vacate one of the
convictions” and “no additional proceedings will be required”).
Finally, the State asserts that the lack of a reporter’s record of the plea hearing
prevents us from determining whether “enforcement of the usual rules of procedural
7
default serves no legitimate state interest,” see id. at 544, because a record of the hearing
might show “an explicit waiver of a double jeopardy challenge by Gonzalez in exchange
for the plea agreement.” Again, we disagree. Even if such an explicit waiver was made,4
the State does not cite authority, and we find none, establishing that there would be a
“legitimate state interest” in maintaining the clearly erroneous convictions. See id. at 545
(“While the state may have an interest in maintaining the finality of a conviction, we
perceive no legitimate interest in maintaining a conviction when it is clear on the face of
the record that the conviction was obtained in contravention of constitutional double-
jeopardy protections.”); but see id. at 556–57 (Keller, P.J., concurring) (noting that the
Denton majority “writes this second ‘no legitimate state interest’ prong out of the law” and
therefore conflicts with Gonzalez, which originally espoused the two-part test, and Langs,
which affirmed Gonzalez).
We conclude that a double jeopardy violation is “clearly apparent on the face of
the record” and “enforcement of the usual rules of procedural default serves no legitimate
state interest.” See id. at 544–45. Therefore, even if Gonzalez failed to preserve the
issue at trial, she is permitted to raise the issue for the first time on appeal. And, for the
reasons stated above, we sustain the issue.
4 It is unclear from the record whether Gonzalez explicitly waived her right to assert a double
jeopardy challenge on appeal. Her written waiver of rights states:
Withdrawal of Pretrial Motions and/or Rulings on Pretrial Motions: In the event that my
lawyer filed pretrial motions on my behalf, I hereby withdraw all such motions, except those
motions previously ruled upon by the Court. If the Court ruled on my pretrial motions filed
on my behalf, I hereby waive my right to appeal any such rights.
Waiver of Appeal: I understand that, whether I plead guilty or nolo contendere with or
without a plea bargain agreement, I may have a limited right to appeal. Regardless of the
result of this proceeding, I hereby waive any right of appeal that I may have in this cause.
(Emphasis in original.) The words “except those motions previously ruled upon by the Court” in the first
paragraph are crossed out, but Gonzalez’s initials appear next to that paragraph. Gonzalez’s initials were
written, then crossed out, next to the second paragraph.
8
III. CONCLUSION
Generally, when a defendant is convicted of multiple offenses in violation of double
jeopardy, the conviction for the more serious offense is retained, and the others are set
aside. Id. at 547 (citing Ex parte Cavazos, 203 S.W.3d 333, 337 (Tex. Crim. App. 2006)).
Here, the three DWI with a child passenger convictions are of equal seriousness. In
Cavazos, the court of criminal appeals noted that, “all other factors being equal, the
conviction that should be affirmed is the offense named in the first verdict form.” Ex parte
Cavazos, 203 S.W.3d at 339 n.8. Accordingly, we vacate Gonzalez’s convictions on
Counts 4 and 5 and we affirm her conviction on Count 3.
DORI CONTRERAS GARZA
Justice
Publish.
TEX. R. APP. P. 47.2(b).
Delivered and filed the
8th day of December, 2016.
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