in Re: David D. Kim, M.D. ( 2014 )

Deny Writ and Opinion Filed October 23, 2014
S In The
Court of Appeals
Fifth District of Texas at Dallas
No. 05-14-01344-CV
IN RE DAVID D. KIM, M.D., Relator
Original Proceeding from the County Court at Law No. 3
Dallas County, Texas
Trial Court Cause No. CC-11-01461-C
MEMORANDUM OPINION
Before Chief Justice Wright, Justice FitzGerald, and Justice Francis
Opinion by Justice FitzGerald
Relator filed this petition for writ of mandamus requesting that the Court order the trial
court to vacate its oral rulings of September 25, 2014 regarding discovery of net worth
documents. Relator contends that the discovery allowed is overly broad. The facts and issues
are well-known to the parties so we do not recount them here.
The trial court has not yet reduced its order to writing. In the absence of a written order
of the trial court, as support for his petition relator has provided, among other things, a copy of
the transcript of a hearing on his motion to quash, a copy of the notice of deposition with
subpoena duces tecum he received, and his objections and responses to the subpoena duces
tecum.1 These three items must be read together to attempt to determine how the trial court ruled
on each request for production.
An appellate court may grant mandamus on the basis of an oral order that is clear,
specific, enforceable and adequately shown by the record.2 An appellate court can determine
whether an oral order meets these criteria by reviewing the reporter's record from the hearing.3
In this case, the transcript of the hearing standing alone and without reference to ancillary
documents does not reveal a pronouncement of the trial court that is sufficiently clear to set forth
the precise contours of the trial court’s order regarding discovery of net worth information. The
transcript standing alone does not allow us to determine whether the trial court has ordered
discovery that is sufficiently narrowly tailored to provide an accurate reflection of the relator’s
net worth.4 The transcript standing alone also does not permit us to determine whether the trial
court has ordered discovery that unduly invades the relator’s financial privacy,5 is cumulative,6 or
is not clearly relevant to the calculation of net worth.7
1
In the interest of judicial economy, under the particular facts of this case, we address the sufficiency of the oral order, but we also pause to
note that although the relator has provided an affidavit of counsel that seeks to authenticate the mandamus record, that affidavit does not swear
that the documents in support of the petition for writ of mandamus are true and correct copies of the pleadings on file in the trial court and the
reporter’s transcript of the hearings conducted in this matter. Instead the affidavit avers “all the documents included in the Record are material to
Relator's claims, and are either pleadings that are on file in the underlying suit, hearing transcripts and exhibits in the underlying suit, or orders
signed by the trial court in the underlying suit.” Because the record in a mandamus proceeding is assembled by the parties, see TEX. R. APP. P.
52.3(j), 52.3(k), this Court strictly enforces the authentication requirements of rule 52 of the rules of appellate procedure to ensure the integrity of
the mandamus record. See In re Butler, 270 S.W.3d 757, 759 (Tex. App.—Dallas 2008, orig. proceeding) (finding affidavit insufficient to
authenticate record because it did not state affiant had “personal knowledge the copy of the order in the appendix is a correct copy of the
original.”).
2
In re Penney, No. 05-14-00503-CV, 2014 WL 2532307, at *2 n.3 (Tex. App.—Dallas June 4, 2014, no pet.); In re Bledsoe, 41 S.W.3d
807, 811 (Tex. App.—Fort Worth 2001, orig. proceeding).
3
Bledsoe, 41 S.W.3d at 811; see also In re Winters, No. 05–08–01486–CV, 2008 WL 5177835, at *1 n.1 (Tex. App.—Dallas Dec. 11,
2008, orig. proceeding) (mem. op.); In re Bill Heard Chevrolet, Ltd., 209 S.W.3d 311, 314 (Tex. App.—Houston [1st Dist.] 2006, orig.
proceeding).
4
See In re Brewer Leasing, Inc., 255 S.W.3d 708, 713 (Tex. App.—Houston [1st Dist.] 2008, orig. proceeding) (permitting additional net
worth discovery where trial court implicitly found that previously provided unaudited balance sheets did not adequately represent the net worth of
the relator).
5
See In re Jacobs, 300 S.W.3d 35, 46 (Tex. App.—Houston [14th Dist.] 2009, orig. proceeding) (commenting that permitting discovery of
personal finances raises serious privacy concerns and provides opportunities for harassment); see also Wal–Mart Stores, Inc. v. Alexander, 868
S.W.2d 322, 331–32 (Tex. 1993) (Gonzalez, J., concurring) (discussing potential for abuse in discovery of net worth information)
6
See Sears, Roebuck & Co. v. Ramirez, 824 S.W.2d 558, 559 (Tex. 1992) (orig. proceeding) (where there was no indication that annual
reports did not accurately reflect net worth, order allowing discovery of tax returns was an abuse of discretion because it required the production
of the same information in a different form).
7
See In re House of Yahweh, 266 S.W.3d 668, 674 (Tex. App.—Eastland 2008, orig. proceeding).
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Ordinarily, to obtain mandamus relief, a relator must show both that the trial court has
clearly abused its discretion and that relator has no adequate appellate remedy.8 A trial court
abuses its discretion when it acts without reference to any guiding rules or principles or when it
acts in an arbitrary unreasonable manner.9 Because the transcript on its face does not allow us to
determine the trial court has abused its discretion, we conclude that the relator has not
established that he is entitled to relief. We DENY the petition.
141344F.P05
/Kerry P. FitzGerald/
KERRY P. FITZGERALD
JUSTICE
8
In re Prudential Ins. Co., 148 S.W.3d 124, 135–36 (Tex. 2004) (orig. proceeding).
9
Downer v. Aquamarine Operators, Inc., 701 S.W.2d 238, 241–42 (Tex. 1985).
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