Christopher Siebert v. State ( 2015 )

ACCEPTED
13-14-683-CR
THIRTEENTH COURT OF APPEALS
FILED CORPUS CHRISTI, TEXAS
IN THE 13TH COURT OF APPEALS 5/26/2015 1:53:40 PM
CORPUS CHRISTI DORIAN RAMIREZ
CLERK
5/26/15
No. 13-14-683-CR
DORIAN E. RAMIREZ, CLERK
BY DTello
IN THE THIRTEENTH COURT OF APPEALSRECEIVED IN
13th COURT OF APPEALS
CORPUS CHRISTI AND EDINBURG, TEXAS
CORPUS CHRISTI/EDINBURG, TEXAS
5/26/2015 1:53:40 PM
CHRISTOPHER SIEBERT, Appellant DORIAN E. RAMIREZ
Clerk
vs.
STATE OF TEXAS, Appellee
Appeal from Cause No. 14-CR-0055-C in the 94th Judicial District Court,
Nueces County, Texas, the Hon. Bobby Galvan presiding
APPELLANT’S BRIEF
Respectfully submitted by:
Donald B. Edwards
State Bar No. 06469050
Law Office of Donald B. Edwards
P.O. Box 3302
Corpus Christi, TX 78463-3302
(361) 887-7007
(361) 887-7009 (fax)
Appellant requests oral argument
List of Parties
Appellant
Christopher Siebert
TDCJ# 01960898
Garza West Unit
4250 S HWY. 202
Beeville, TX 78102
Appellant’s Trial Counsel Appellant’s Appellate Counsel
Mr. Gabriel Salais Mr. Donald B. Edwards
410 People’s St. Law Office of Donald B. Edwards
Corpus Christi, TX 78401 P.O. Box 3302
Corpus Christi, TX 78463-3302
Veronica Garza (withdrew)
500 N. Water St., Ste. 601
Corpus Christi, TX 78401
Appellee State of Texas Trial and Appellate Counsel
Ms. Elizabeth Schmidt (trial)
Mr. Matthew Manning (trial)
Mr. Doug Norman (appellate)
Asst. Nueces County District Attorneys
901 Leopard St.
Corpus Christi, TX 78401
2
Table of Contents
List of Parties.. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2
Table of Contents. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3
Index of Authorities.. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5
Statement of the Case. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 8
Issues Presented.. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 8
Statement of Facts. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 9
Underlying facts. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 9
Procedural history. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 11
Summary of the Argument. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 14
Argument. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 16
I. The evidence is insufficient to support the conviction.. . . . . . . . . . . . . . 16
A. Standard of review. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 16
B. The charged offense. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 20
C. The evidence is insufficient to support inference of guilt. . . . . . 21
II. The trial court committed egregriously harmful error by charging the
jury concerning a conduct element that is not an element of the
offense, thus expanding the definition of the offense beyond that set
out in the statute and permitting a finding of guilt based on
inoffensive conduct.. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 21
A. Conduct elements in general.. . . . . . . . . . . . . . . . . . . . . . . . . . . . 22
B. Such error constitutes egregious error.. . . . . . . . . . . . . . . . . . . . . 23
III. Trial counsel was ineffective for failing to object to the charge and to
prosecutorial misstatement of the law in closing argument.. . . . . . . 24
A. Standards regarding counsel ineffectiveness claims. . . . . . . . . . 24
B. Application. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 27
Prayer. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 29
3
Certificate of Compliance and Service. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 29
4
Index of Authorities
Cases
Almanza v. State, 686 S.W.2d 157 (Tex.Crim.App. 1985). . . . . . . . . . . . . . . . . . . 23, 24
Barfield v. State, 63 S.W.3d 446 (Tex. Crim. App. 2001). . . . . . . . . . . . . . . . . . . 17
Bruno v. State, 845 S.W.2d 910 (Tex. Crim. App. 1993).. . . . . . . . . . . . . . . . . . . 20
Clayton v. State, 235 S.W.3d 772 (Tex. Crim. App. 2007). . . . . . . . . . . . . . . . . . 17
Cook v. State, 884 S.W.2d 485 (Tex. Crim. App. 1994) .. . . . . . . . . . . . . . . . . . . . . . . 22
Ellison v. State, 86 S.W.3d 226 (Tex. Crim. App. 2002).. . . . . . . . . . . . . . . . . . . . . . . 23
Ex parte Brown, 205 S.W.3d 538 (Tex. Crim. App. 2006). . . . . . . . . . . . . . . . . . . . . . 26
Hart v. State, 89 S.W.3d 61 (Tex. Crim. App. 2002). . . . . . . . . . . . . . . . . . . . . . . 18
Hernandez v. State, 819 S.W.2d 806 (Tex. Crim. App. 1991). . . . . . . . . . . . . . . . 18
Hooper v. State, 214 S.W.3d 9 (Tex. Crim. App. 2007). . . . . . . . . . . . . . . . . . . . . 16, 18
Jackson v. Virginia, 443 U.S. 307 (1979). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 16, 17
Jefferson v. State, 189 S.W.3d 305 (Tex. Crim. App. 2006) . . . . . . . . . . . . . . . . . 23
King v. State, 895 S.W.2d 701 (Tex. Crim. App. 1995). . . . . . . . . . . . . . . . . . . . . 16
Lane v. State, 763 S.W.2d 785 (Tex. Crim. App. 1989). . . . . . . . . . . . . . . . . . . . . . . . 19
Lopez v. State, 343 S.W.3d 137 (Tex. Crim. App. 2011) . . . . . . . . . . . . . . . . . . . . . . . 24
Malik v. State, 953 S.W.2d 234 (Tex.Crim.App. 1997). . . . . . . . . . . . . . . . . . . . . 17
Martinez v. State, 313 S.W.3d 358 (Tex. App.-Houston [1st Dist.] 2009, pet. ref'd).. . . 25
5
McGee v. State, 774 S.W.2d 229 (Tex. Crim. App. 1989).. . . . . . . . . . . . . . . . . . . . . . 19
McGinn v. State, 961 S.W.2d 161 (Tex. Crim. App. 1998). . . . . . . . . . . . . . . . . . 26
McMann v. Richardson, 397 U.S. 759, 90 S. Ct. 1441, 1449 (1970). . . . . . . . . . . . . . . 24
McQueen v. State, 781 S.W.2d 600 (Tex.Crim.App. 1989). . . . . . . . . . . . . . . . . . 20
Mosley v. State, 983 S.W.2d 249 (Tex. Crim. App. 1998). . . . . . . . . . . . . . . . . . . 16
Phillips v. State, 130 S.W.3d 343 (Tex. App.-Houston [14th Dist.] 2004), aff'd,
193 S.W.3d 904 (Tex. Crim. App. 2006). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 26
Powell v. Alabama, 287 U.S. 45, 53 S. Ct. 55 (1932). . . . . . . . . . . . . . . . . . . . . . . . . . 25
Powell v. State, 194 S.W.3d 503 (Tex. Crim. App. 2006). . . . . . . . . . . . . . . . . . . 18
Randon v. State, 178 S.W.3d 95 (Tex. App.-Houston [1st Dist.] 2005, no pet.). . . . . . . 26
Robertson v. State, 187 S.W.3d 475 (Tex. Crim. App. 2006). . . . . . . . . . . . . . . . . . . . 25
Robertson v. State, 871 S.W.2d 701 (Tex. Crim. App. 1993). . . . . . . . . . . . . . . . . . . . 19
Saunders v. State, 817 S.W.2d 688 (Tex. Crim. App. 1991). . . . . . . . . . . . . . . . . . . . . 23
Strickland v. Washington, 466 U.S. 668, 104 S. Ct. 2052, 2064 (1984). . . . . . . . . . . . . 25
Thompson v. State, 9 S.W.3d 808 (Tex. Crim. App. 1999). . . . . . . . . . . . . . . . . . . . . . 25
Threadgill v. State, 146 S.W.3d 654 (Tex. Crim. App. 2004). . . . . . . . . . . . . . . . 26
Will. v. State, 235 S.W.3d 742 (Tex. Crim. App. 2007).. . . . . . . . . . . . . . . . . 17
Winfrey v. State, 393 S.W.3d 763 (Tex. Crim. App. 2013). . . . . . . . . . . . . . . . . . 18
Wood v. State, 260 S.W.3d 146 (Tex. App.-Houston [1st Dist.] 2008, no pet.). . . . . . . 26
6
Statutes
TEX. PENAL CODE ANN. § 6.03(a), (b) (Vernon 2003). . . . . . . . . . . . . . . . . . . . . . 22
TEX. PENAL CODE ANN. § 6.03(a), (b) (Vernon 2003). . . . . . . . . . . . . . . . . . . . . . . . . 22
TEX. PENAL CODE ANN. §31.07. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 20
7
Statement of the Case
On September 30, 2014, a jury found Christopher Siebert guilty of
unauthorized use of a vehicle. CR 69. Appellant elected for the court to assess
punishment. CR 37. At a separate punishment hearing on October 17, 2014,
Appellant pled “Not true” to allegations of prior convictions in California for felony
burglary and felony possession of a controlled substance. RR Vol. 5, p. 5. On
October 17, 2014, the court found the enhancements to be true and assessed
punishment at 15 years confinement. CR 78. Appellant timely filed a notice of
appeal on October 21, 2014. CR 81.
Issues Presented
Whether the offense of unauthorized use of a vehicle has the mens rea attach
to the circumstance of lack of effective consent, requiring the State to prove the
defendant knew he did not have the owner’s consent to use the vehicle.
Whether the evidence is sufficient to establish beyond a reasonable doubt
whether the defendant had any awareness his use of the vehicle was without the
effective consent of the owner.
Whether the trial court commits error by including “nature of the result”
language in a jury charge for an offense that only has the conduct elements of nature
8
of conduct and nature of circumstances.
Whether it is incurably prejudicial for the State to argue to the jury that it only
needed to find whether the defendant knowingly operated the vehicle and whether
such operation was without the owner’s effective consent.
Whether trial counsel was ineffective for failing to object to a charge that
expanded the mens rea of the offense and for failing to object to the prejudicial jury
argument by the State that mis-stated the elements of the offense.
Statement of Facts
Underlying facts
On January 2, 2014, Mary Saylor’s husband suffered a heart attack and drove
himself to the hospital, using her Ford Ranger. RR Vol. 4, p. 32. He was at that
hospital for about 45 minutes before an ambulance took him to Spohn Shoreline. RR
Vol. 4, p. 24, ll. 17-25. Mary Saylor was given all of her husband’s clothes and
belongings. RR Vol. 4, p. 24, ll. 1-6. She thinks she put his keys in the jacket, which
she left in her Ford Ranger, but she never checked to see if they stayed there. RR
Vol. 4, p. 25, ll. 15-25.
On January 4, 2014, Ms. Saylor went to Spohn Shoreline hospital to visit her
husband in the morning and the evening. RR Vol. 4, p. 14. On the evening visit, she
9
took the jacket out of the Ranger to take to him in the hospital, and she thinks the
keys might have fallen out then without her hearing them. RR Vol. 4, p. 20, ll. 1-15.
When she returned to the parking garage in the evening, she discovered her Ford
Ranger was gone. RR Vol. 4, p. 15, ll. 1-8. She went back into the hospital to report
the theft of the vehicle. RR Vol. 4, p. 26, ll. 17-24. Hospital security called the
police, but Ms. Saylor went home instead of waiting for the police to arrive. RR Vol.
4, p. 27, ll. 1-6. She never showed police the place where the vehicle had been
parked and would have had to take them there but didn’t. RR Vol. 4, p. 28, ll. 1-14.
Hospital parking garage security camera video was never produced. RR Vol. 4, p.
22, ll. 9-14. Ms. Saylor could only testify she thought her husband’s keys might have
fallen out of his jacket when she was taking it to her husband. RR Vol. 4, p. 10, ll.
10-15.
On January 5, 2014, Joel Silva saw a man use something that didn’t look like
a key to enter a parked vehicle in a Corpus Christi HEB parking lot. RR Vol. 4, pp.
34-35. He saw the man take some tools from the vehicle and walk to a red Ford
Ranger and drive away. RR Vol. 4, p. 35, ll. 2-9. He called the police and gave a
description of the vehicle the man was driving, including a license plate number. RR
Vol. 4, p. 36, ll. 2-12.
Officer Douglas May responded to the call and saw a red Ford Ranger with a
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matching license plate leaving the HEB parking lot as he approached. RR Vol. 4, pp.
41-42. He followed the vehicle before pulling it over. RR Vol. 4, p. 42, ll. 10-23.
He arrested the driver, who was Christopher Siebert. RR Vol. 4, p. 43, ll. 1-5; p. 47,
ll. 22-25. Officer May did not recall any damage to the vehicle door or locks. RR
Vol. 4, p. 55, ll. 5-6. He did recall noting the vehicle had the key in the ignition. RR
Vol. 4, p. 59, ll. 3-17. This was an important fact for him to note for purposes of
letting investigators know the car had not been jacked or hotwired. RR Vol. 4, p. 60,
ll. 1-7. Since a person was found operating the vehicle that had been reported stolen,
police made no effort to determine if anyone else had used the vehicle in the last 18
hours or how it was taken from the Spohn Shoreline parking garage. RR Vol. 4, p.
56, ll. 4-18. The Ford Ranger contained s tools that had been taken from the vehicle
in the HEB parking lot, but it had nothing like a slim jim to force entry into other
vehicles. RR Vol. 4, p. 54, ll. 1-18.
Mr. Siebert was arrested and transported downtown. The vehicle and its
contents were inventoried, but the inventory was not produced at trial. RR Vol. 4, p.
59-60.
Procedural history
A grand jury indicted Mr. Siebert on March 13, 2014, for unauthorized use of
11
a vehicle. CR 5. On May 29, 2014, the State filed a notice of intent to enhance
punishment with two prior felony convictions from California. CR 9. Original trial
counsel Veronica Garza filed a Motion to Withdraw, and the trial court on July 10,
2014, appointed Gabriel Salais to represent Appellant. CR 18, 22. On September 8,
2014, the State filed a second notice of extraneous offenses that may be offered at
trial. CR 32-33.
On September 9, 2014, a jury was chosen, and Appellant elected for the court
to assess punishment. CR 37, 41. During jury argument, the State argued:
We have to prove that he intentionally or knowingly operated a motor
vehicle. We don't have to prove that he intentionally or knowingly stole
the motor vehicle.
RR Vol. 4, p. 84, 1l. 14-17. The State then said it had to prove the owner’s lack of
consent. RR Vol. 4, p. 85, ll. 9-13. The State then repeated its assertion that it only
needed to show knowing and intentional operation:
We have to put prove that the Defendant, on this date in Nueces County,
Texas, intentionally or knowingly operated -- not stole, not
took. We only have to prove operation and you saw it with your
own eyes that he was intentionally operating that vehicle,
okay? So I don't want you to be confused by what this case is
not. What this case is not is a referendum on the police
department's forensic policy, right? This case is not a
conversation about whether the detective could have done more,
whether he did less than he should of. It's none of those
things. This case is whether Christopher Siebert had the
effective consent of Mary Saylor and she told you unequivocally
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on that witness stand, what, that she didn't give him effective
consent, okay?
And by logical extension, effective consent is
what? It's consent that's given by a person that's legally
authorized to act for someone. Did you hear in the evidence
that a person legally authorized to act for the owner gave
consent? No, you didn't. So what this case is not is a case
where there's effective consent, because the one person who
couldn't give the consent told you with her own mouth that she
did not give that consent.
RR Vol. 4, pp. 85-86.
The State continued with several other references to Appellant knowingly
operating the vehicle and to Ms. Saylor not giving consent, but each time omitted to
refer to any evidence that would even tend to show Appellant had any awareness of
the lack of Ms. Saylor’s consent. RR Vol. 4, pp. 87-88.
Defense counsel did not object to the State’s highly misleading argument that
directed the jury to convict without finding Appellant knew there was no effective
consent to use the vehicle. However, Defense counsel did argue there was no
evidence showing he knowingly or intentionally did it without the owner’s effective
consent. RR Vol. 4, p. 92, ll. 13-22. The State responded with another argument that
it only had to show knowing and intentional operation of the vehicle by the
defendant. RR Vol. 4, p. 93, ll. 18-25.
The jury found Appellant guilty. CR 69. The court recessed for a PSI, held a
13
separate punishment hearing, found the enhancements to be true, and sentenced
Appellant to 15 years confinement. CR 78.
Summary of the Argument
The evidence to support a criminal conviction must be such that a rational trier
of fact can find all elements beyond a reasonable doubt.
Unauthorized use of a vehicle has two conduct elements–nature of the conduct
(operating a vehicle) and nature of the circumstances (lack of effective consent of the
owner). The mens rea (knowingly or intentionally) attaches to both conduct elements.
Knowledge and intent may be inferred from the circumstances, but there must
be some evidence from which a jury can rationally infer knowledge or intent.
Unexplained possession of stolen property alone is insufficient to support a finding
of knowledge of the theft. There was nothing about the vehicle that demonstrated to
an objective observer that it had been stolen or was being used without the true
owner’s permission. A rational jury could not conclude beyond a reasonable doubt
that Appellant knew he did not have the effective consent of the owner.
A court egregiously errs when it includes mens rea elements in the charge that
are not part of the offense. Adding an instruction on the “nature of the result” to a
charge of a non-result oriented offense was a misdirection on the law that was likely
14
to injure the defendant’s rights by expanding in the jury’s mind the range of facts that
would permit a verdict of guilty.
The State commits prejudicial jury argument when it mis-states the elements
of the offense to make one element disappear. In this case, the State argued at length
that it only had to show knowing operation of the vehicle without reference to
whether the defendant had knowledge the use was without effective consent.
It is below the standard of professional care to permit a jury to be charged
regarding knowing the nature of the result of conduct in a case that is not a result
oriented offense and to permit the State to argue a definition of the offense that omits
a necessary element of the offense. Defense counsel recognized the key issue in the
case was whether there was evidence from which the jury could infer Appellant had
knowledge or awareness that the vehicle was being used without the owner’s consent.
There can be no reasonable trial strategy to justify allowing the jury to have a charge
that confuses the mens rea elements and allowing the State to argue the jury does not
have to find Appellant was aware the vehicle was being used without the owner’s
consent. The prejudicial effect of the improper charge and jury argument was such
that confidence in the outcome of the trial is undermined.
15
Argument
I. The evidence is insufficient to support the conviction.
A. Standard of review
When deciding whether evidence is sufficient to support a conviction, a
reviewing court must assess all the evidence in the light most favorable to the verdict
to determine whether any rational trier of fact could find the essential elements of the
crime as charged in the indictment beyond a reasonable doubt. Jackson v. Virginia,
443 U.S. 307, 318-19 (1979); Hooper v. State, 214 S.W.3d 9, 13 (Tex. Crim. App.
2007). This standard of review applies to cases involving both direct and
circumstantial evidence. King v. State, 895 S.W.2d 701, 703 (Tex. Crim. App. 1995).
Although the court of appeals is to consider all evidence presented at trial, it may not
re-weigh the evidence and substitute its judgment for that of the jury. King v. State,
29 S.W.3d 556, 562 (Tex. Crim. App. 2000). The trier of fact is the exclusive judge
of the credibility of witnesses and of the weight to be given their testimony, and it is
the exclusive province of the trier of fact to reconcile conflicts in the evidence.
Mosley v. State, 983 S.W.2d 249, 254 (Tex. Crim. App. 1998). Evidence is
insufficient under this standard in four circumstances: (1) the record contains no
evidence probative of an element of the offense; (2) the record contains a mere
"modicum" of evidence probative of an element of the offense; (3) the evidence
16
conclusively establishes a reasonable doubt; and (4) the acts alleged do not constitute
the criminal offense charged. Jackson, 443 U.S. at 314, 318 n. 11, 320, 99 S. Ct. at
2786, 2789 & n. 11; Williams v. State, 235 S.W.3d 742, 750 (Tex. Crim. App. 2007)
The legal sufficiency of the evidence is measured by the elements of the
offense as defined by a hypothetically correct jury charge for the case that would set
out the law, be authorized by the indictment, not unnecessarily increase the State's
burden of proof or unnecessarily restrict the State's theories of liability, and
adequately describe the particular offense for which the defendant was tried. Malik
v. State, 953 S.W.2d 234, 240 (Tex.Crim.App. 1997). This standard applies to both
jury and bench trials. Id. However, the sufficiency of the evidence in a bench trial
is measured by the evidence adduced at both guilt-innocence and punishment phases.
Barfield v. State, 63 S.W.3d 446, 451 (Tex. Crim. App. 2001).
In viewing the record, direct and circumstantial evidence are treated equally;
circumstantial evidence is as probative as direct evidence in establishing the guilt of
an actor, and circumstantial evidence alone can be sufficient to establish guilt.
Clayton v. State, 235 S.W.3d 772, 778 (Tex. Crim. App. 2007). In determining the
sufficiency of the evidence, a reviewing court examines "whether the necessary
inferences are reasonable based upon the combined and cumulative force of all the
evidence when viewed in the light most favorable to the verdict." Id. (quoting
17
Hooper v. State, 214 S.W.3d 9, 16-17 (Tex. Crim. App. 2007)). Finally, the
"cumulative force" of all the circumstantial evidence can be sufficient for a trier of
fact to find the accused guilty beyond a reasonable doubt, even if every fact does not
"point directly and independently to the guilt of the accused." See Powell v. State,
194 S.W.3d 503, 507 (Tex. Crim. App. 2006). However, the trier of fact’s decision
must be rational and thus cannot be upheld if it relies on evidence of physical
impossibilities or speculation.
Knowledge may be inferred from the acts, words, and conduct of the accused
and from the circumstances in which the prohibited act occurred. Hernandez v. State,
819 S.W.2d 806, 809-10 (Tex. Crim. App. 1991); Hart v. State, 89 S.W.3d 61, 64
(Tex. Crim. App. 2002).
Circumstantial evidence is as probative as direct evidence in
establishing guilt, and circumstantial evidence alone can be sufficient to
establish guilt. Hooper v. State, 214 S.W.3d 9, 13 (Tex. Crim. App.
2007). While juries are permitted to draw multiple reasonable inferences
as long as each inference is supported by the evidence presented at trial,
"juries are not permitted to come to conclusions based on mere
speculation or factually unsupported inferences or presumptions." Id.
at 15. "[A]n inference is a conclusion reached by considering other facts
and deducing a logical consequence from them," while "[s]peculation is
mere theorizing or guessing about the possible meaning of facts and
evidence presented." Id. at 16. "A conclusion reached by speculation
. . . is not sufficiently based on facts or evidence to support a finding
beyond a reasonable doubt." Id.
Winfrey v. State, 393 S.W.3d 763, 771 (Tex. Crim. App. 2013).
18
Intent may be inferred from the actions or conduct of appellant. Robertson v.
State, 871 S.W.2d 701, 705 (Tex. Crim. App. 1993); McGee v. State, 774 S.W.2d
229, 234 (Tex. Crim. App. 1989). Establishment of culpable mental states is almost
invariably grounded upon inferences to be drawn by the factfinder from the attendant
circumstances. Lane v. State, 763 S.W.2d 785, 787 (Tex. Crim. App. 1989). The
threshold of proof necessary to support a jury finding of an awareness that such a
result is reasonably certain to occur is concomitantly low. Id. Mental culpability is
of such a nature that it generally must be inferred from the circumstances under which
a prohibited act or omission occurs. Hernandez v. State, 819 S.W.2d 806, 810 (Tex.
Crim. App. 1991).
The factfinder’s ability to rely on inferences is not unlimited.
Under the Jackson test, we permit juries to draw multiple
reasonable inferences as long as each inference is supported by the
evidence presented at trial. However, juries are not permitted to come
to conclusions based on mere speculation or factually unsupported
inferences or presumptions. To correctly apply the Jackson standard, it
is vital that courts of appeals understand the difference between a
reasonable inference supported by the evidence at trial, speculation, and
a presumption. A presumption is a legal inference that a fact exists if
the facts giving rise to the presumption are proven beyond a reasonable
doubt. . . . In contrast, an inference is a conclusion reached by
considering other facts and deducing a logical consequence from them.
Speculation is mere theorizing or guessing about the possible meaning
of facts and evidence presented. A conclusion reached by speculation
may not be completely unreasonable, but it is not sufficiently based on
facts or evidence to support a finding beyond a reasonable doubt.
19
As stated above, juries are permitted to draw multiple reasonable
inferences from the evidence (direct or circumstantial), but they are not
permitted to draw conclusions based on speculation . . .
Hooper, 214 S.W.3d at 15-16 (Tex. Crim. App. 2007) (citations and footnotes
omitted).
B. The charged offense
Appellant was charged with unauthorized use of a vehicle. CR 3.
(a) A person commits an offense if he intentionally or knowingly
operates another's boat, airplane, or motor-propelled vehicle without the
effective consent of the owner.
TEX. PENAL CODE ANN. §31.07. The offense of unauthorized use of a motor vehicle
encompasses two conduct elements. Bruno v. State, 845 S.W.2d 910, 912 (Tex. Crim.
App. 1993); McQueen v. State, 781 S.W.2d 600, 603 (Tex.Crim.App. 1989). The
offense not only requires "forbidden conduct", but also knowledge of the "attendant
circumstances" of the offense. Bruno, 845 S.W.2d at 912; McQueen, 781 S.W.2d at
604. The "forbidden conduct" is the knowing operation of the vehicle. Bruno, 845
S.W.2d at 912; McQueen, 781 S.W.2d at 604. In order to have knowledge of the
"attendant circumstances", the defendant must be aware that the operation of the
vehicle is without the owner's consent. Bruno, 845 S.W.2d at 912; McQueen, 781
S.W.2d at 604.
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C. The evidence is insufficient to support inference of guilt
The State showed Ms. Saylor’s vehicle was taken without her permission from
the parking garage at Spohn Shoreline in the early evening of January 4, 2015. The
State showed Appellant was found operating the vehicle in a different part of town
in the afternoon of January 5, 2015. There was no evidence of a forced entry of the
vehicle–no damage to the door, window, lock, or ignition. There was nothing visible
to let an objective person conclude the vehicle had been taken without the owner’s
permission. The only factor to suggest Appellant might have had an awareness the
use was without consent was the fact he was in possession of the vehicle.
Without anything to suggest to an objective occupier of the vehicle that it had
been taken without the effective consent of the owner, the evidence is insufficient for
a rational jury to find beyond a reasonable doubt that Appellant knew his operation
of the vehicle was without the effective consent of the owner. Accordingly, the
judgment should be reversed and an acquittal ordered.
II. The trial court committed egregriously harmful error by charging the jury
concerning a conduct element that is not an element of the offense, thus
expanding the definition of the offense beyond that set out in the statute and
permitting a finding of guilt based on inoffensive conduct.
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A. Conduct elements in general
The court of criminal appeals has recognized that section 6.03 of the penal code
delineates three "conduct elements" that may be involved in an offense: (1) the nature
of the conduct; (2) the result of the conduct; and (3) the circumstances surrounding
the conduct. McQueen v. State, 781 S.W.2d 600, 603 (Tex. Crim. App. 1989); see
TEX. PENAL CODE ANN. § 6.03(a), (b) (Vernon 2003). An offense may contain any
one or more of these "conduct elements" that alone, or in combination form, the
overall behavior that our legislature has intended to criminalize, and it is those
essential "conduct elements" to which a culpable mental state must apply. McQueen,
781 S.W.2d at 603.
The court’s charge included language allowing the mens rea to attach to 1) the
result of the conduct, 2) the nature of the conduct, or 3) the circumstances
surrounding the conduct. Therefore, the trial court erred because it did not limit the
statutory definitions of "intentionally" or "knowingly" to the respective culpable
mental state required for a nature of the conduct and nature of the circumstances
offense. See Cook v. State, 884 S.W.2d 485, 491 (Tex. Crim. App. 1994) ("It is error
for a trial judge to not limit the definitions of the culpable mental states as they relate
to the conduct elements involved in the particular offense.").
The “result” of an offense is the injury to person or loss or damage to property
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that defines assaultive or destructive offenses. See, e.g., Jefferson v. State, 189
S.W.3d 305, 312 (Tex. Crim. App. 2006) (gravamen of assaultive offenses is result
of bodily injury). However, there is no such result conduct element in authorized use
of a vehicle as any damage to the vehicle is irrelevant to whether the vehicle was
knowingly used by a person who knows the owner did not give effective consent.
B. Such error constitutes egregious error.
When, as in this case, an accused fails to object to the charge, "he will obtain
a reversal only if the error is so egregious and created such harm that he `has not had
a fair and impartial trial' — in short `egregious harm.'" Almanza v. State, 686 S.W.2d
157, 171 (Tex.Crim.App. 1985). The error must "`go to the very basis of the case,'"
"deprive the accused of a `valuable right,'" or "`vitally affect his defensive theory.'"
Id. at 172. The degree of harm, sufficiently serious to be called "egregious," is
present whenever a reviewing court finds the case for conviction or punishment was
actually made clearly and significantly more persuasive by the error. Saunders v.
State, 817 S.W.2d 688, 692 (Tex. Crim. App. 1991). Egregious harm is a difficult
standard to prove and must be determined on a case-by-case basis. Ellison v. State,
86 S.W.3d 226, 227 (Tex. Crim. App. 2002). The actual degree of harm is assayed
in light of the entire jury charge, the state of the evidence, including the contested
23
issues and weight of probative evidence, the argument of counsel, and any other
relevant information revealed by the record of the trial as a whole. Almanza, 686
S.W.2d at 171.
In this case, the vehicle was shown to have suffered damage to the under-
carriage and a hole in the radiator. A jury could reasonably believe an operator of the
vehicle had knowledge of damage caused to the vehicle during that operation and
thus convict Appellant based on a belief that he knew his operation of the vehicle
caused damage to the vehicle. However, causing damage to a vehicle is not a part of
the elements of unauthorized use of a vehicle, so the instruction is a mis-direction of
the law, requiring reversal. See TEX. R. APP. P. 21.3.
III. Trial counsel was ineffective for failing to object to the charge and to
prosecutorial misstatement of the law in closing argument.
A. Standards regarding counsel ineffectiveness claims
Both the United States Constitution and the Texas Constitution guarantee
individuals the right to assistance of counsel in a criminal prosecution. "The right to
counsel requires more than the presence of a lawyer; it necessarily requires the right
to effective assistance." Lopez v. State, 343 S.W.3d 137, 143 (Tex. Crim. App. 2011)
(citing McMann v. Richardson, 397 U.S. 759, 771 n. 14, 90 S. Ct. 1441, 1449 (1970);
24
Powell v. Alabama, 287 U.S. 45, 57, 53 S. Ct. 55, 77 (1932)). Effective assistance
is not errorless representation but, rather, objectively reasonable representation. Id.
To prevail on his claim of ineffective assistance of counsel, a defendant must must
show that: (1) counsel's representation fell below an objective standard of
reasonableness, and (2) the deficient performance prejudiced the defense. Id.
(repeating the test set out by the United States Supreme Court in Strickland v.
Washington, 466 U.S. 668, 687, 104 S. Ct. 2052, 2064 (1984)).
Courts of appeals must make a "strong presumption that counsel's performance
fell within the wide range of reasonably professional assistance." Robertson v. State,
187 S.W.3d 475, 482 (Tex. Crim. App. 2006); Martinez v. State, 313 S.W.3d 358,
364 (Tex. App.-Houston [1st Dist.] 2009, pet. ref'd). To overcome that presumption,
a defendant must show that the challenged action could not be considered sound trial
strategy under the circumstance. Martinez, 313 S.W.3d at 364 (citing Strickland, 446
U.S. at 689, 104 S. Ct. at 2065). Allegations of ineffectiveness must be firmly
founded in the record, which must demonstrate affirmatively the alleged
ineffectiveness. Thompson v. State, 9 S.W.3d 808, 813 (Tex. Crim. App. 1999). If
the record is silent on trial counsel's reasoning or strategy, a reviewing court presume
that his action was strategic. Id. at 814. The record on direct appeal rarely provides
the reviewing court an opportunity to conduct a fair evaluation of the merits of an
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ineffective assistance of counsel claim. Randon v. State, 178 S.W.3d 95, 102 (Tex.
App.-Houston [1st Dist.] 2005, no pet.). If the record does not establish that trial
counsel's conduct fell below reasonable professional standards, a reviewing court is
not to speculate to find trial counsel ineffective. See Wood v. State, 260 S.W.3d 146,
148 (Tex. App.-Houston [1st Dist.] 2008, no pet.). In the event the appellate court
finds the issue is not shown on the record, the appellant may pursue the claim by way
of a habeas petition. Ex parte Brown, 205 S.W.3d 538, 546 (Tex. Crim. App. 2006).
Improper closing arguments include references to facts not in evidence or
incorrect statements of law. Phillips v. State, 130 S.W.3d 343, 355 (Tex.
App.-Houston [14th Dist.] 2004), aff'd, 193 S.W.3d 904 (Tex. Crim. App. 2006). For
an improper jury argument to mandate reversal, it must be extreme, violate a
mandatory statute, or inject new facts into the record. Id.
A defendant forfeits his right to complain on appeal about an improper jury
argument if he fails to object to the argument or to pursue his objection to an adverse
ruling. Threadgill v. State, 146 S.W.3d 654, 670 (Tex. Crim. App. 2004). If a trial
court sustains an objection asserting an improper jury argument, to preserve error on
appeal, the complaining party must additionally request an instruction to disregard
an offending argument if such an instruction could cure the prejudice. McGinn v.
State, 961 S.W.2d 161, 165 (Tex. Crim. App. 1998). If the prejudice arising from an
26
erroneous jury argument is incurable, the complaining party must move for a mistrial.
Id.
B. Application
In this case, the State argued at length that it only had to prove:
1) Appellant knowingly used the vehicle, and
2) the use was without effective consent.
The State made several statements that it did not have to show Appellant stole the
vehicle. RR Vol. 4, p. 84, ll. 14-17; pp. 85-86; p. 93, ll. 18-25. Appellant’s trial
counsel failed to object to the argument or ask for a mistrial due to incurably
prejudicial argument. By arguing it only had to show Appellant knew he was
operating the vehicle, the State mis-stated the law concerning the elements of the
offense. It thus led the jury to believe it could convict without first finding Appellant
knew the use of the vehicle was without the effective consent of the owner. However,
the complaint was not preserved for appeal, despite being clearly prejudicial
argument that expanded the method by which the jury could find Appellant guilty.
This was the entire defense of the case–whether Appellant was aware the use
of the vehicle was without consent. To let the State explain the elements to remove
that key element of the case without objection was clearly performance below the
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standard of care and cause prejudice of such a degree that confidence in the outcome
of the trial is undermined. This failure was compounded by the failure in allowing
the court to mis-direct the jury with a charge that included instruction on knowing the
result of the conduct, an element that is not part of the offense of unauthorized use of
a vehicle. As a result, Appellant was convicted by a jury that was given a confusing
charge and an explanation by the State that ended the confusion by eliminating a
necessary element of the offense.
Appellant was convicted on a charge that impermissibly expanded the mens rea
under which he could be found guilty and after the jury had beaten into its collective
skull that it did not need to find Appellant had knowledge he was using the vehicle
without the owner’s effective consent. Trial counsel was aware the crucial issue in
the case was the lack of direct evidence of any awareness the use of the vehicle was
non-consensual; however, he failed to object to the charge or to the prosecutors’
argument that negated the crucial issue of the mens rea of the circumstances. There
can be no conceivable trial strategy to permit the charge to expand the scope of the
offense or to allow the State to argue that an essential element of the offense was not
an element it needed to prove.
Appellant was so severely prejudiced by trial counsel’s failure to object to the
charge and the evidence that confidence in the outcome is undermined, and the
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judgment should be reversed and a new trial ordered.
Prayer
Appellant Christoper Siebert respectfully requests this Honorable Court to
reverse the judgment of the court below and order an acquittal. Alternatively,
Appellant respectfully requests this Honorable Court to reverse the judgment of the
trial court and remand for a new trial.
Respectfully submitted,
/s/ Donald B. Edwards
Donald B. Edwards
State Bar No. 06469050
Law Office of Donald B. Edwards
P.O. Box 3302
Corpus Christi, TX 78463-3302
(361) 887-7007
(361) 887-7009 (fax)
Attorney for Appellant
Certificate of Compliance and Service
I, Donald B. Edwards, certify that this brief contains 4,789 words in those
matters not exempted under Rule 9. A copy of this brief is being delivered on May
26, 2015, via copy forwarding service of the electronic filing system to Mr. Doug
Norman at his email addresses of douglas.norman@nuecesco.com and
douglas.norman@co.nueces.tx.us.
/s/ Donald B. Edwards
Donald B. Edwards
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