Caterrion Dwayne Backus v. State ( 2019 )

MODIFY and AFFIRM; and Opinion Filed February 13, 2019.
In The
Court of Appeals
Fifth District of Texas at Dallas
No. 05-18-00043-CR
No. 05-18-00044-CR
CATERRION DWAYNE BACKUS, Appellant
V.
THE STATE OF TEXAS, Appellee
On Appeal from the 203rd Judicial District Court
Dallas County, Texas
Trial Court Cause Nos. F17-52423-P, F17-52424-P
MEMORANDUM OPINION
Before Justices Whitehill, Molberg, and Reichek
Opinion by Justice Molberg
Caterrion Dwayne Backus was charged in separate indictments with two counts of
aggravated robbery. In a consolidated trial, a jury found Backus guilty on both counts. The trial
court assessed punishment at life imprisonment on both counts, to run concurrently. Backus
appeals his convictions on the sole ground the trial court erred by informing the jury Backus was
in custody during trial and did not give a curative instruction, thereby impinging on his
presumption of innocence. In a single cross-point, the State requests that we modify the judgment
in trial court cause number F17-52424-P to correctly reflect the trial court assessed punishment.
We modify the judgment in cause number F17-52424-P, and affirm the trial court’s judgments as
modified.
BACKGROUND
As Backus does not challenge the sufficiency of the evidence, we need not address the
details of the offenses. See Green v. State, 829 S.W.2d 938, 939 (Tex. App.—Fort Worth 1992,
no pet.).
Backus was indigent and requested appointment of counsel. The trial court appointed
public defender Matthew Seymour to represent Backus. Prior to jury selection on the day of trial,
Seymour requested a delay in the proceedings because Backus wanted “more time to hire his own
attorney.”1 The State informed the trial court that jail telephone calls to Backus the prior day
“indicated the defendant [was] trying to hire an attorney just to buy more time and put off the
trial,” and the State “[did] not believe it’s in good faith that [Backus was] trying to hire an attorney”
on the day of trial. The trial court denied Backus’ request, and said it would address whether
Backus could change counsel mid-trial when Backus actually retained a new attorney.
On the day following jury selection, Seymour informed the trial court outside of the jury’s
presence that Backus “wish[ed] to retain another counsel,” and requested a continuance for Backus
to retain counsel “of his choosing.” Seymour was ready to proceed with trial, but moved to
withdraw as counsel because “[he thought] there [was] an atmosphere of hostility . . . that [was]
debilitating.” The trial court denied Seymour’s motion, and informed Backus that Seymour would
continue to represent him.2 Backus interrupted the proceedings and told the trial court he wanted
to “hire another counsel” due to “ineffective counseling.” Backus also asked for “the Bar
Association’s address so [he could] let them know because [he was] having ineffective counsel.”
After assuring Backus he would be provided the address to the Bar Association, the trial court said,
[I]f you continue to burst out in court and you act up, then I’ll just send you
back there and we’ll try this case without you.
1
The trial court appointed Seymour to represent Backus on February 22, 2017, and trial proceedings began on December 5, 2017.
2
The trial court also denied a pro se motion to recuse filed by Backus’ mother.
–2–
Backus continued to argue with the trial judge and responded, “you said it’s my right to have my
testimony . . . and then you come back and contradict y’alls self.” The trial court ruled,
[R]ight now the ruling is you no longer say a word. You no longer say a word
until it’s your time to say a word. If you continue to talk, I will put you back
in the holdover and we will try this case without you. Would you like to
volunteer to go back in the holdover and for us to try this case without you or
are you going to sit out here and do what you’re supposed to do?”
Backus replied he would “sit out here and do what I’m supposed to do.”
After an off-the-record discussion, the trial court stated on the record, “Mr. Backus, you
asked me about three minutes ago off the record if you can voluntarily remove yourself from the
courtroom; is that correct?” Backus replied, “Yes, ma’am, because you gave me an ultimatum of
removing myself or staying. I’m asking, can you remove me and can I have the Bar Association’s
address?”3 The trial court asked, “Do you understand, sir, by removing yourself from the
courtroom voluntarily, that you will be held back in the holdover and that we will proceed [with]
this trial without you?” After complaining to the trial court, “y’all doing everything without me
anyway, so it’s not going to matter no way,” Backus replied, “Yes.” Backus told the trial court,
“You gave me the ultimatum and I’m making the decision to voluntarily remove myself because
I’m having ineffective counseling.” The trial court granted Backus’ request to voluntarily remove
himself from the courtroom during trial. Seymour objected and advised Backus “to remain and be
present during and throughout the entirety of the trial.” Backus was removed from the courtroom.
The jury returned to the courtroom. After the jury was sworn in, the trial court stated,
[B]y law the defendant has a right to request not to be in the courtroom during
his trial, and [Backus] has requested on the record to be held in the holdover
during the trial. So we will proceed without him unless he changes his mind
at some point. So everything will go just as if he’s sitting in here but I have
granted that request because he asked for it.
Seymour did not object to the trial court’s statement, and the case proceeded to trial.
3
The trial judge informed Backus she would ensure he received the Bar Association’s address.
–3–
During a recess in trial, Seymour informed the trial court outside of the jury’s presence that
Backus requested a plea bargain. Backus returned to the courtroom, and stated on the record that
he would plead guilty to the charges in exchange for twenty years’ imprisonment. The State
rejected Backus’ plea offer, as well as Backus’ immediate subsequent plea offer of twenty-five
years’ imprisonment. Backus repeated his complaint to the trial court that he was “trying to hire
[sic] my lawyer for ineffective counseling.” The trial court acknowledged Backus “wanting Ms.
Fox as your attorney” but that “she hadn’t even really . . . been retained.” Backus continued to
argue with the trial court and insist that Seymour was providing “ineffective counsel” and he
wanted to hire new counsel. The trial judge stated “[she] had ruled on that,” and repeatedly asked
Backus if he wanted to remain in the courtroom during trial or return to holdover. After
complaining to the trial court, “why am I still here? I mean, it’s no point in me–you-all going
through trial without me. . . . what’s the point,” Backus stated, “I’m going back to the holdover,”
and he was removed from the courtroom.
Before the defense rested and closed, the trial court asked Seymour outside of the jury’s
presence if Backus “still chooses to remain outside the courtroom.” Seymour responded, “Yes.”
Seymour did not request the trial court to instruct the jury to make no inferences against Backus
based upon the trial court’s statement that Backus was in holdover, nor did Seymour object to the
lack of such an instruction. In his closing argument, Seymour told the jury,
This is an unusual trial as well. My client was not here in the room. He has
a right not to be if he so chooses, and in this case he did. I want you to know
and understand that, that is not evidence to be used against him, okay?
Everything you heard about this case, it’s important, it happened right up here
(indicating).
So focus there, focus on the evidence you do have, focus on the State’s job,
focus on their burden of proof beyond a reasonable doubt and I ask you to
return a verdict of not guilty.
–4–
The State did not mention Backus’ absence from the courtroom during its closing argument.
During jury deliberations, the jury did not ask the trial court any questions regarding Backus’
absence from the courtroom during trial.
ANALYSIS
In his sole issue on appeal, Backus contends the trial court denied him the presumption of
innocence by informing the jury that Backus was not present in the courtroom because he had
requested to be held in holdover during trial, and failing to sua sponte give the jury a curative
instruction. Backus argues he is entitled to a new trial as a result.
The presumption of innocence underlies a criminal defendant’s right to a fair trial.
Holbrook v. Flynn, 475 U.S. 560, 567 (1986) (“Central to the right to a fair trial . . . is the principle
that ‘one accused of a crime is entitled to have his guilt or innocence determined solely on the
basis of the evidence introduced at trial, and not on grounds of official suspicion, indictment,
continued custody, or other circumstances not adduced as proof at trial’.”) (quoting Taylor v.
Kentucky, 436 U.S. 478, 485 (1978)); TEX. CODE CRIM. PROC. ANN. art. 2.03(b) (“It is the duty of
the trial court, the attorney representing the accused, the attorney representing the State and all
peace officers to so conduct themselves as to insure a fair trial . . . [and] not impair the presumption
of innocence . . .”). Backus does not complain that the trial court violated his presumption of
innocence by allowing him to absent himself from the courtroom during trial.4 He argues only the
trial court denied him the presumption of innocence by informing the jury that a defendant has the
right to absent himself from the courtroom during trial, Backus “requested on the record to be held
4
A trial court may remove an unruly defendant from the courtroom and continue the trial in his absence unless and until he “promise[s] to
conduct himself in a manner befitting an American courtroom.” George v. State, 446 S.W.3d 490, 502 (Tex. App.—Houston [1st Dist.] 2014, pet.
ref’d) (citing Illinois v. Allen, 397 U.S. 337, 345–46 (1970)). Here, the trial court did not forcibly remove Backus from the courtroom. Rather, the
trial judge informed Backus that if he continued to “burst out in court [and] act up” and “continue[d] to talk,” he would be placed in holdover, and
asked Backus, “[w]ould you like to volunteer to go back in the holdover and for us to try this case without you or [will you] sit out here and do
what you’re supposed to do?” Backus ultimately chose to voluntarily absent himself from the courtroom and go to holdover during trial.
–5–
in the holdover during the trial,” and Backus could choose to return to the courtroom at any time.
Backus complains the trial court should have given the jury a curative instruction.
Ordinarily, to preserve an error for appellate review, the complaining party must make a
timely and specific objection to the trial court. TEX. R. APP. P. 33.1(a); Estelle v. Williams, 425
U.S. 510, 512–13 (1976) (holding, when defendant wore jail attire at trial, failure to object in trial
court waived complaint for appellate review); Lantrip v. State, 336 S.W.3d 343, 351 (Tex. App.—
Texarkana 2011, no pet.) (While “[b]eing forced to appear at a jury trial in jail clothes may impinge
on a defendant’s presumption of innocence,” “it is incumbent on the defendant to make a timely
objection to the trial court.”). Here, Seymour objected to Backus voluntarily removing himself
from the courtroom and requesting to be held in holdover during trial. However, Seymour did not
object to the trial court’s statement to the jury that Backus was not present because he had exercised
his right to not be in the courtroom during trial; that he “requested on the record to be held in the
holdover” during the proceedings; and that he could return to the courtroom if he “change[d] his
mind.” Nor did Seymour request a curative instruction or object to the jury charge. Moreover, in
closing arguments, Seymour told the jury that Backus had the right to elect to not attend the trial,
and Backus’ absence from the courtroom during trial “was not evidence to be used against him.”
Because Backus did not object to the trial court’s statement at trial or to the jury charge, he failed
to preserve his complaint for appellate review. TEX. R. APP. P. 33.1(a)(1); Whitten v. State, 711
S.W.2d 661, 663 (Tex. App.—Tyler 1985, no pet.) (concluding there was no error in defendant
standing trial in prison garb where he failed to object to standing trial in prison garb or make a
request to trial judge to dress in civilian clothing); see also Matter of D.D.K., No. 14-96-00884-
CV, 1998 WL 94941, at *1–2 (Tex. App.—Houston [14th Dist.] March 5, 1998, no pet.) (not
designated for publication) (juvenile defendant failed to preserve error for appellate review where
he failed to object to trial judge’s statement alerting jury that he was in custody).
–6–
Even if Backus had preserved his issue for appellate review, he has not demonstrated the
trial court’s statement violated his presumption of innocence. To obtain a reversal based on
deprivation of a fair trial, Backus must show the trial court’s statement entailed “actual prejudice
or inherent prejudice.” Marx v. State, 953 S.W.2d 321, 329 (Tex. App.—Austin 1997), aff’d, 987
S.W.2d 577 (Tex. Crim. App. 1999) (citing Estes v. Texas, 381 U.S. 532, 542–43 (1965)). “To
constitute reversible error, the trial court’s comment must be reasonably calculated to prejudice
the defendant’s rights.” Young v. State, 691 S.W.2d 757, 759 (Tex. App.—Texarkana 1985, no
pet.) (citing Smith v. State, 595 S.W.2d 120 (Tex. Crim. App. 1980); see also Guzman v. State,
923 S.W.2d 792, 799 (Tex. App.—Corpus Christi 1996, no pet.); Brokenberry v. State, 853 S.W.2d
145, 152 (Tex. App.—Houston [14th Dist.] 1993, pet. ref’d). In other words, Backus must show
the trial court’s statement resulted in “such a probability that prejudice [would] result that it is
deemed inherently lacking in due process.” Marx, 953 S.W.2d at 329.
In support of his claim he is entitled to a new trial, Backus compares the trial court’s
statement to “cases where jurors have seen a defendant either in jail garb or in shackles,” and the
reviewing court concluded the defendant’s presumption of innocence was impinged. 5 However,
Backus cites no authority suggesting his presumption of innocence was violated by the trial court’s
comment that Backus voluntarily absented himself from the courtroom.
Backus was permitted to voluntarily remove himself from the courtroom during trial after
he pleaded to the indictment. TEX. CODE CRIM. PROC. ANN. art. 33.03 (“when the defendant
voluntarily absents himself after pleading to the indictment . . . or after the jury has been selected
when trial is before a jury, the trial may proceed to its conclusion”); Gonzales v. State, 515 S.W.2d
5Backus cites to Estelle v. Williams, 425 U.S. 501 (1976), Whitten v. State, 711 S.W.2d 661 (Tex. App.—Tyler 1985, no pet.), and Green v.
State, 829 S.W.2d 938 (Tex. App.—Fort Worth 1992, no pet.), in support of his statement, “It is error for the court to advise the jury that the
defendant is in custody because it impinges on his presumption of innocence.” These cases, however, relate to alleged error arising out of the
defendant standing trial in prison garb or being seen by jury members in prison garb.
–7–
920, 920–21 (Tex. Crim. App. 1974).6 Backus repeatedly interrupted the proceedings and argued
with the trial judge. The trial court told Backus that if he “continue[d] to burst out in court” and
“act up,” he would be sent to holdover. The trial court repeatedly asked Backus whether he wanted
to stay in the courtroom for trial or go to holdover. Backus voluntarily elected to go to holdover.
The trial court asked Backus several times whether he understood that if he voluntarily removed
himself from the courtroom, the trial would proceed without him, and whether it was his decision
to voluntarily remove himself from the courtroom. Backus confirmed that he understood the trial
would proceed without him, and he “[was] making the decision to voluntarily remove [himself].”
Before Backus was removed from the courtroom, the trial judge informed him, “if you decide at
any point you want to come back and participate, you can.”
Before giving its opening instructions, the trial court informed the jury that “by law,”
Backus had the “right” to absent himself from the courtroom during trial, and he had “requested
on the record to be held in holdover during trial.” The trial court did not imply or tell the jury that
Backus had been forcibly placed in holdover. To the contrary, the trial court’s statement explained
the reason for Backus’ absence from the courtroom, and that he could choose to return to the
courtroom during trial. Backus has not shown the trial court’s statement was “reasonably
calculated to prejudice [Backus’] rights,” see Young, 691 S.W.2d at 759, and Backus has failed to
show his presumption of innocence was impinged. See Robles v. State, No. 14-02-01338-CR,
2003 WL 22433830, at *1 (Tex. App.—Houston [14th Dist.] Oct. 28, 2003, pet. stricken) (mem.
op., not designated for publication) (appellant failed to show his presumption of innocence was
violated by trial court’s remark in front of several jurors that he had to stay in custody while
everyone else was free to leave courtroom).
6
The record shows Backus pleaded not guilty to the charges prior to voluntarily absenting himself from the courtroom.
–8–
Furthermore, the trial court was not required to sua sponte instruct the jury to disregard
Backus’ absence from the courtroom, because Backus elected to go to holdover as a result of the
trial court’s admonitions for Backus’ repeated disruptions of the proceedings and arguments with
the trial judge. See George v. State, 446 S.W.3d 490, 503 (Tex. App.—Houston [1st Dist.] 2014,
pet. ref’d) (trial court did not err in denying appellant’s request for instruction that jury disregard
his absence after his own disruptive behavior required his removal from courtroom) (“a defendant
may not ‘create reversible error by his own manipulation.’”).
We resolve Backus’ sole issue against him.
MODIFICATION OF JUDGMENT IN CAUSE NO. F17-52424-P
In a single cross-point, the State contends the judgement in trial court cause number F17-
52424-P incorrectly reflects the jury assessed punishment. The State requests that we modify the
judgment to reflect that the trial court assessed punishment.
Texas Rule of Appellate Procedure 43.2(b) allows an appellate court to “modify the trial
court’s judgment and affirm it as modified.” TEX. R. APP. P. 43.2(b). An appellate court has the
power to modify incorrect judgments when the evidence necessary to correct a judgment appears
in the record. See Asberry v. State, 813 S.W.2d 526, 529 (Tex. App.—Dallas 1991, pet. ref’d).
Here, the transcript of the sentencing phase of the trial reflects the trial court assessed punishment
in the consolidated trial of trial court cause numbers F17-52423-P and F17-52424-P.
We conclude we have the necessary evidence to correct the judgment in trial court cause
number F-17-52424-P. Accordingly, we modify the judgment in trial court cause number F17-
52424-P to reflect the trial court assessed punishment.
–9–
As modified, we affirm the trial court’s judgments.
/Ken Molberg/
KEN MOLBERG
JUSTICE
Do Not Publish
TEX. R. APP. P. 47
180043F.U05
–10–
Court of Appeals
Fifth District of Texas at Dallas
JUDGMENT
CATERRION DWAYNE BACKUS, On Appeal from the 203rd Judicial District
Appellant Court, Dallas County, Texas,
Trial Court Cause Nos. F17-52423-P, F17-
No. 05-18-00043-CR V. 52424-P.
Opinion delivered by Justice Molberg,
THE STATE OF TEXAS, Appellee Justices Whitehill and Reichek
participating.
Based on the Court’s opinion of this date, we MODIFY the judgment in trial court cause
number F17-52424-P to correctly reflect the trial court assessed punishment, and AFFIRM the
judgments of the trial court as modified.
Judgment entered this 13th day of February, 2019.
–11–
Court of Appeals
Fifth District of Texas at Dallas
JUDGMENT
CATERRION DWAYNE BACKUS, On Appeal from the 203rd Judicial District
Appellant Court, Dallas County, Texas,
Trial Court Cause Nos. F17-52423-P, F17-
No. 05-18-00044-CR V. 52424-P.
Opinion delivered by Justice Molberg.
THE STATE OF TEXAS, Appellee Justices Whitehill and Reichek
participating.
Based on the Court’s opinion of this date, we MODIFY the judgment in trial court cause
number F17-52424-P to correctly reflect the trial court assessed punishment, and AFFIRM the
judgments of the trial court as modified.
Judgment entered this 13th day of February, 2019.
–12–