Ray Charles Hawkins v. State ( 2012 )

In The
Court of Appeals
Sixth Appellate District of Texas at Texarkana
______________________________
No. 06-11-00073-CR
______________________________
RAY CHARLES HAWKINS, Appellant
V.
THE STATE OF TEXAS, Appellee
On Appeal from the 114th Judicial District Court
Smith County, Texas
Trial Court No. 4-93-821
Before Morriss, C.J., Carter and Moseley, JJ.
Memorandum Opinion by Chief Justice Morriss
MEMORANDUM OPINION
During jury selection in Ray Charles Hawkins’ Smith County1 trial for indecency with a
child, Hawkins’ counsel made two Batson2 challenges, both of which were overruled by the trial
court and which are the basis for Hawkins’ appeal. Hawkins was ultimately convicted and
sentenced to twenty years’ incarceration.3 We affirm the judgment of the trial court, because
(1) the State proffered manifestly race-neutral explanations for its strikes, and (2) the trial court did
not clearly err in accepting those explanations.
Hawkins’ Batson challenges questioned the State’s peremptory strikes of two
African-American veniremembers. 4 The trial court, without expressly finding Hawkins
established a prima facie showing of racial discrimination, heard testimony from the State
regarding its use of peremptory strikes on the two African-American veniremembers. At the
conclusion of the hearing, the trial court overruled the Batson challenges, finding the State
1
Originally appealed to the Twelfth Court of Appeals, this case was transferred to this Court by the Texas Supreme
Court pursuant to its docket equalization efforts. See TEX. GOV’T CODE ANN. § 73.001 (West 2005). We are
unaware of any conflict between precedent of the Twelfth Court of Appeals and that of this Court on any relevant
issue. See TEX. R. APP. P. 41.3.
2
See Batson v. Kentucky, 476 U.S. 79 (1986).
3
The alleged offense occurred in 1992, and Hawkins was initially convicted of indecency with a child and sentenced to
twenty years’ imprisonment in 1993. After Hawkins’ initial appeal was dismissed as not timely filed, he was granted
an out-of-time appeal. That appeal was likewise dismissed due to a lack of certification of right to appeal. After
Hawkins was granted a second out-of-time appeal, the Court of Appeals for the Twelfth District reversed the judgment
of the trial court and remanded to the trial court for a new trial. This trial resulted in the judgment from which
Hawkins now appeals.
4
Hawkins challenged the State’s peremptory strikes on juror numbers twenty and twenty-four.
2
expressed race-neutral reasons for the exercises of its peremptory strikes. On appeal, Hawkins
contends the State’s reasons for the exercise of the peremptory strikes were a pretext for
discrimination.
The State’s purposeful use of peremptory strikes in a racially discriminatory manner
violates the Equal Protection Clause of the Fourteenth Amendment to the United States
Constitution. Batson, 476 U.S. at 89. The United States Supreme Court has outlined a three-step
process for evaluating claims that the State has exercised peremptory challenges in a manner
violating the Equal Protection Clause. Hernandez v. New York, 500 U.S. 352, 358 (1991);
Batson, 476 U.S. at 96–98. The defendant must first make a prima facie showing that the State
has exercised peremptory challenges on the basis of race. Hernandez, 500 U.S. at 358. When
this showing is made, the burden then shifts to the State to articulate a race-neutral explanation for
striking the juror in question. Id. at 358–59; see also Miller-El v. Cockrell, 537 U.S. 322, 328
(2003). In light of this information, the trial court must then determine whether the defendant has
shown purposeful discrimination. Miller-El, 537 U.S. at 328–29.
We should review a Batson claim
by an examination of the record in the light most favorable to the ruling of the trial
court. The standard of review is whether the ruling of the trial court was or was
not ―clearly erroneous.‖ If supported by the record, including the voir dire, the
prosecutor’s explanation of his use of a peremptory challenge, the rebuttal by
appellant and impeaching evidence, the decision of the trial court will not be clearly
erroneous.
3
Camacho v. State, 864 S.W.2d 524, 528 (Tex. Crim. App. 1993) (citations omitted). To
determine whether the trial court’s ruling was clearly erroneous, we examine the record to
determine whether the ruling leaves us with a ―definite and firm conviction that a mistake has been
committed.‖ Guzman v. State, 85 S.W.3d 242, 254 (Tex. Crim. App. 2002). The trial court’s
decision on the issue of pretext is solely a question of fact. Gibson v. State, 144 S.W.2d 530, 534
(Tex. Crim. App. 2004). The trial court is therefore in the best position to make that credibility
determination. Id.
The trial court’s ruling in the third step must be sustained on appeal unless it is
clearly erroneous. Because the trial court’s ruling requires an evaluation of the
credibility and demeanor of prosecutors and venire members, and because this
evaluation lies peculiarly within the trial court’s province, we defer to the trial court
in the absence of exceptional circumstances.
Grant v. State, 325 S.W.3d 655, 657 (Tex. Crim. App. 2010) (citations omitted).
(1) The State Proffered Manifestly Race-Neutral Explanations for Its Strikes
The first of the two veniremembers—who were struck by the State and whose removal has
been challenged by Hawkins—was Vickie Washington. Counsel for the State testified that
Washington was struck from the panel because ―she felt some discomfort with racism involving
police in Smith County,‖ and believed some police officers acted on racism in Smith County. The
State’s attorney further testified that Washington was struck because, though listed as a possible
witness in an indecency-with-a-child case, she failed to raise her hand when asked on voir dire
whether she had knowledge of any similar cases. In addition, Washington hesitated to answer the
4
State’s question regarding law enforcement and prejudice during the State’s voir dire:
With regard to Number 20, as a parole officer, she was very hesitant and very
concerned about the race, and she wouldn’t even -- she hesitated to answer my
question.5
I even commented upon that, because there -- there is a concern that they are
affected by it in a way that would be adverse to my position before I even get a shot
to do it.
In denying the Batson challenge to Washington, the trial court found
[T]hat the State has expressed race-neutral reasons, specifically the hesitance to
answer, her lack of forthrightness, her -- the tendency of a parole officer to be
geared toward rehabilitation rather than punishment, which is often what the State
5
This testimony concerns the following exchange between Washington and counsel for the State:
[STATE]: Is there any problem, from a racial standpoint, with the police --
or any – any kind of law enforcement in the Smith County area?
WASHINGTON: Well, I don’t know how to answer it.
[STATE]: It’s a hard question.
WASHINGTON: It’s very hard.
[STATE]: Yes.
WASHINGTON: Because you see a whole lot of different things.
[STATE]: Yes, ma’am, you do.
WASHINGTON: A lot.
....
[STATE]: . . . And you hesitated, see, and you -- you know, it’s like the
longer you hesitate, the more I realize you have some discomfort about that; fair to say?
WASHINGTON: Yes, it is.
5
is looking for, and then really her lack of a square answer with regard to the
prejudice question.
The Court does find those are race-neutral reasons and denies the challenge under
Batson as to Juror Number 20.
The State articulated race-neutral reasons for striking Washington. See Purkett v. Elem,
514 U.S. 765, 768 (1995) (unless discriminatory intent inherent in prosecutor’s explanation,
offered reason deemed race neutral); see also Williams v. State, 301 S.W.3d 675, 689 (Tex. Crim.
App. 2009) (veniremember ―never would quite answer the question‖). Striking a potential juror
for being hesitant in answering questions during voir dire is a valid, race-neutral explanation. See
Kennerson v. State, 984 S.W.2d 705, 708 (Tex. App.—Houston [1st Dist.] 1998, pet. ref’d).
The proponent of the strike need only tender a facially race-neutral reason for the strike.
The ultimate plausibility of that explanation is to be considered as part of the third step, in which
the court determines whether the opponent of the strike has satisfied the burden of persuasion to
establish by a preponderance of the evidence that the strike was the product of the proponent’s
purposeful discrimination. Watkins v. State, 245 S.W.3d 444, 447 (Tex. Crim. App. 2008).
Here, Hawkins claims the State’s explanation of concern about Washington’s views of
Smith County law enforcement as prejudiced or racist is merely a pretext for discrimination. This
concern, Hawkins maintains, could have easily been resolved by further questioning of
Washington, and the failure to do so exposes the weakness of the State’s explanation. See
Chambers v. State, 866 S.W.2d 9, 24–25 (Tex. Crim. App. 1993) (lack of questioning might
6
expose weakness of State’s explanation). Even so, ―the State is not required to ask a specified
rubric of questions.‖ Id. at 24.
The State suspected that Washington would not be a good juror because she hesitated in
responding to questions, expressed concerns regarding prejudice by law enforcement,
demonstrated a lack of candor, and, because she was a parole officer, she might be geared toward
rehabilitation rather than punishment. Under these circumstances, Hawkins has failed to
demonstrate that the State’s explanation of Washington’s hesitancy in responding to questions and
concern about race did not constitute manifestly race-neutral explanations for striking
Washington. Hawkins also has not attempted to demonstrate how the State’s concern regarding a
lack of candor 6 and Washington’s employment as a parole officer 7 are not race-neutral
explanations for striking Washington. See Middleton v. State, 187 S.W.3d 134, 142 (Tex.
6
Counsel for Hawkins testified that Washington did not disclose her previous service as a witness in an unrelated
indecency trial when asked during voir dire:
Anybody worried about the time or anybody on this side that either was a victim or knows a victim
of some kind of sexual crime? Put it that way.
Either a close family member or a close personal friend, anybody that has any of that in their
background?
7
During the State’s voir dire, Washington indicated that she worked as a parole officer for almost ten years. One of
the State’s explanations for striking Washington was based on her employment. Counsel stated,
We also talked about the parole officer and the corrections officer. We look -- I personally look at
those, no matter what their color, very closely all the time because of experiences I’ve had
throughout my career with people who begin to -- to identify, and, in fact, some even begin to
associate with the people that [they] are supervising, and we concern ourselves with that.
7
App.—Texarkana 2006, no pet.) (veniremember’s employment is race-neutral explanation, if
State has had poor success with that type worker). The State provided race-neutral explanations
for its peremptory strike against Washington, none of which were indicative of purposeful
discrimination.
The second veniremember in question was Ralph Thompson. Counsel for the State
testified that Thompson was struck because he had been previously convicted for assault and
driving while intoxicated. The State further indicated Thompson was struck because he believed
Smith County law enforcement was prejudiced.8 In overruling Hawkins’ Batson challenge, the
8
The exchange with Thompson (veniremember number twenty-four) prompting the peremptory challenge follows:
[STATE]: Have you ever had a bad experience with a police officer?
THOMPSON: Getting stopped for no reason.
....
[STATE]: Is there anything about those experiences that would cause you
a problem with a police officer around here?
THOMPSON: No.
....
[STATE]: Give me an assessment. Police officers in Smith County,
general assessment, good or bad?
THOMPSON: Good.
[STATE]: They do their -- they do their jobs and do them well?
THOMPSON: Yes, sir.
[STATE]: Okay. Just because of that, are you going to automatically
believe them?
8
trial court found Thompson’s prior convictions (although Thompson was not asked about them) to
be a race-neutral reason for the exercise of the peremptory strike. See Partida v. State, 133
S.W.3d 738, 742 (Tex. App.—Corpus Christi 2003, no pet.) (criminal history is race-neutral
reason for striking from panel).
The questioning of Thompson failed to indicate, however, that Thompson believed Smith
County law enforcement was prejudiced—one of the reasons given by the State for the exercise of
a peremptory challenge against Thompson. To the contrary, Thompson’s responses reflected his
belief that Smith County law enforcement officers are ―good‖ and do their jobs well. While this
isolated explanation is factually inaccurate, the State provided a verifiable, race-neutral
explanation for its use of a peremptory strike against Thompson, and the trial court overruled
Hawkins’ Batson challenge based solely on the race-neutral explanation, as described in the
preceding paragraph of this opinion. The trial court, thus, did not err in finding the State satisfied
its burden of production to provide race-neutral explanations for its peremptory strikes. We next
turn to step three of the analysis and examine the plausibility of those race-neutral explanations.
(2) The Trial Court Did Not Clearly Err in Accepting the State’s Race-Neutral Explanations
for Its Strikes
Hawkins asserts that prejudice in the exercise of the State’s peremptory challenges is
THOMPSON: No.
[STATE]: Are you going to automatically disbelieve them?
THOMPSON: No.
9
evidenced by the line of questioning regarding the issue of racism and prejudice. Initially,
Washington was questioned regarding her views on the issue of whether Smith County law
enforcement was racially prejudiced. Immediately after Washington was questioned on this
issue, the State turned to Thompson, who claimed no problem in that area. 9 Next, the State
questioned veniremember thirty-one (an African-American later struck for cause) regarding his
views on race relations and law enforcement. 10 The State then questioned veniremember
thirty-eight, the only remaining African-American in the strike zone,11 and asked the same types
of questions.12
Hawkins complains that the State struck two of the three remaining African-Americans in
the strike zone (the fourth having been struck for cause). Moreover, the only persons the State
questioned regarding racism or prejudice were the African-American members of the panel.13
Essentially, Hawkins claims the State used its peremptory challenges at a disproportionate rate to
9
When asked if he perceived any problem ―with the law enforcement people of Smith County with regard to racial
issues,‖ Thompson replied that he perceived no such problem.
10
This veniremember indicated he believes there is some degree of racial prejudice in Smith County law enforcement.
11
The trial court noted for the record that those African-American veniremembers within the strike zone were numbers
twenty, twenty-four, thirty-one, and thirty-eight. There was one additional African-American on the panel, outside
the strike zone.
12
Veniremember thirty-eight indicated he believes Smith County law enforcement engages in racial stereotyping.
13
Counsel for the State testified that, after reviewing his voir dire notes, he did not believe other veniremembers were
asked about racism in Smith County. Our review of the record reveals that only the four African-American
veniremembers in the strike zone were asked about prejudice or racism in Smith County law enforcement.
10
strike African-American veniremembers 14 and further directed questions designed to set up
peremptory challenges at a disproportionate rate to African-American veniremembers.
Certainly, this strategy by the State—questioning only minority veniremembers on
whether they viewed Smith County law enforcement as prejudiced—is certain to raise eyebrows
and put the State in a vulnerable position in trying to defend against this Batson challenge. The
trial court could have justifiably found a pretext based on this selective questioning, given the
situation presented. But it did not so find. Our job is not to rule based on what we would have
found, had we been in the trial court’s position, but to determine whether the trial court’s ruling
was clearly erroneous. Grant, 325 S.W.3d at 657.
Similar concerns were addressed in Watkins v. State, 245 S.W.3d 444 (Tex. Crim. App.
2008). In that case, of the first thirty-seven veniremembers, eight were African-American. The
State used six of its eleven peremptory challenges to exclude seven of the eight African-Americans
from the jury pool. Id. at 451. Faced with disproportionate use of peremptory challenges, the
court recognized:
[T]his factor [the disproportionate use of peremptory challenges] does not alone
establish that the trial court’s conclusion, that the State’s explanations were not
pretextual, is clearly erroneous. In Miller-El,15 it was the combined weight of all
14
Although the record does not reflect the number of strikes utilized on veniremembers other than African-Americans,
we presume, based on Hawkins’ argument and the State’s response, that the remainder of the State’s strikes was used
on non-African-American veniremembers.
15
The Miller-El factors included (1) the use of peremptory challenges to eliminate a far greater proportion of
African-American veniremembers than non-African-American veniremembers, (2) the reasons asserted for
eliminating two African-American veniremembers appeared to apply equally well to many of the
non-African-American veniremembers who were not challenged, (3) utilization by the State of the option to shuffle
11
the factors suggesting pretext that ultimately convinced the Supreme Court that the
deference ordinarily accorded to the state court’s judgment was inappropriate.
Similarly, a reviewing court should look to all relevant factors in deciding whether
the trial court’s finding was clearly erroneous.
Id. at 452.
Watkins also involved the issue of disparate questioning. The State questioned
African-American veniremembers about their ability to convict based on circumstantial evidence
at twice the rate one would expect from a random selection. Id. The court concluded, however,
that, while one of the State’s main lines of questioning ―seemed suspiciously directed toward
African-Americans, the two others manifestly were not.‖ Id. at 453. While disparate
questioning was some evidence ―that would support a finding that the prosecutor’s explanations
were pretextual, the trial court found no pretext. Nor can we say that this evidence, at least by
itself, compels a conclusion that the trial court clearly erred.‖ Id.
Here, the State’s questioning of only African-American veniremembers about their
opinion of racial prejudice among Smith County law enforcement—which one might suppose is
predominantly Caucasion—is evidence the State directed questions designed to set up peremptory
challenges at a disproportionate rate to African-American veniremembers. As in Watkins, the
State’s remaining areas of questioning were not ―suspiciously directed toward
the jury panel in a manner that supported an inference of race discrimination, (4) utilization of questioning specifically
designed to elicit grounds for peremptory challenges disproportionately, in a manner that suggested an intent to single
out African-American veniremembers for elimination, and (5) that the county in which Miller-El was prosecuted
followed a formal policy to exclude minorities from jury service. Miller-El v. Dretke, 545 U.S. 231, 240–63 (2005).
The cumulative impact of these none-exclusive factors caused the United States Supreme Court to conclude that ―its
direction is too powerful to conclude anything but discrimination.‖ Id. at 265.
12
African-Americans.‖16
The State’s use of peremptory challenges against two of the three remaining
African-Americans in the strike zone is disproportionate.
But, neither of these factors, standing alone, can support the conclusion that the trial court
erroneously determined that the State’s explanations for the exercise of its peremptory challenges
were not pretextual. Id. at 451, 453. The question becomes, then, one of whether these two
factors, when combined, compel the conclusion that the trial court erred in finding a lack of pretext
for the State’s race-neutral explanations for its peremptory challenges to Washington and
Thompson. We conclude they do not.
In Watkins, the court acknowledged ―there was evidence in the record from which a
rational judge could have concluded that the State’s race-neutral explanations for peremptory
challenges . . . were but a pretext for race-based exclusion.‖17 Id. at 456. The court recognized,
16
The State engaged in five primary lines of questioning, including judging the credibility of witnesses, the panel’s
experience with law enforcement, the length of time between the offense and trial, whether the veniremembers have
been or know someone who has been a crime victim, and the State’s burden of proof in general and in light of certain
categories of evidence. In questioning the panel regarding its experiences with law enforcement, the State turned to
the issue of racism and prejudice. Only veniremembers twenty, twenty-four, thirty-one, and thirty-eight (all
African-American) were called on individually for their assessment of prejudice in Smith County law enforcement.
17
The court elaborated:
The numbers support the appellant. The State exercised its peremptory challenges against
African–American veniremen at a grossly disproportionate rate as compared to
non-African-Americans. This fact serves not only to establish the appellant’s prima facie case of
racial discrimination (if that were needed in this case), but also as evidence in support of his ultimate
burden of persuasion. Moreover, the prosecutor directed at least one line of questioning designed
to ferret out objectionable jurors toward African–American veniremen at twice the rate one would
expect from random selection. The trial court may (or may not) have found that the prosecutor’s
13
however, that
this is not a case, like Miller–El, in which every relevant factor firmly supports a
conclusion of pretext. The prosecutor’s explanations for why he peremptorily
struck Berry and Davis were manifestly race-neutral. It was the appellant’s
ultimate burden to persuade the trial court that those explanations were incredible
or disingenuous. The State struck other, non-African-American veniremen for the
same reason that it struck Berry. And it is apparent that Davis was struck because
she gave an answer that was different from, and more objectionable to the State
than, the answers it received from non-African-Americans to the same line of
questioning. Thus, the record also supports a conclusion that the State’s
race-neutral explanations were not a pretext.
Id. at 457. Further,
In Miller–El v. Dretke, the Supreme Court treated the question of pretext as a
question of fact. We also regard it as a fact question, for the trial court to resolve,
subject to reversal on appeal only for clear error. Because the record supports the
trial court’s resolution of this fact question, we cannot say that it clearly erred, even
though the record might support an opposite resolution as well.
Id. (citations omitted).
In this case, as in Watkins, the State provided manifestly race-neutral explanations for its
use of peremptory strikes against Washington and Thompson. It was Hawkins’ burden to
persuade the trial court that those explanations were ―incredible or disingenuous.‖ See id.
Hawkins does not argue, and did not present evidence at the Batson hearing, that the State engaged
in disparate treatment by failing to strike similarly situated white veniremembers with criminal
motive in peremptorily striking another African–American prospective juror was racial. These
facts militate in favor of a finding of pretext, and would have supported a trial court’s ruling to that
effect.
Id. at 456–57.
14
histories, who expressed hesitancy in answering questions, who were employed as parole officers,
or who had previously served as a witness (or possible witness) at a criminal trial involving a
similar type of offense. And, while it is true that some evidence at voir dire could support an
inference of pretext, the question of pretext is one of fact. Id. Because the record supports the
trial court’s resolution of this fact question, we cannot say the decision of the trial court is clearly
erroneous.
We affirm the judgment of the trial court.
Josh R. Morriss, III
Chief Justice
Date Submitted: January 10, 2012
Date Decided: January 25, 2012
Do Not Publish
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