Carl Roberson, AKA Robertson v. State ( 1998 )


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  • TEXAS COURT OF APPEALS, THIRD DISTRICT, AT AUSTIN






    NO. 03-96-00728-CR


    Carl Roberson, aka Robertson, Appellant


    v.



    The State of Texas, Appellee






    FROM THE DISTRICT COURT OF TRAVIS COUNTY, 147TH JUDICIAL DISTRICT

    NO. 0964018, HONORABLE WILFORD FLOWERS, JUDGE PRESIDING


    A jury convicted appellant Carl Roberson of driving while intoxicated (DWI) enhanced to a felony in the third degree based on two prior DWI convictions. See Tex. Penal Code Ann. § 49.09 (West 1994). Roberson was assessed punishment at nine years' imprisonment and a $2,500 fine. Id. § 12.34. Roberson raises ten points of error in his appeal. We will affirm the judgment of the trial court.



    FACTUAL AND PROCEDURAL BACKGROUND

    On August 16, 1996, Department of Public Safety police officers saw Roberson drive the wrong way down a one-way street in downtown Austin around 3:30 a.m. The officers initiated a traffic stop, signaling Roberson to pull over. As one officer approached Roberson's Blazer, the truck sped away, headed the wrong way down another one-way street. The officers pursued the Blazer on its high-speed and erratic course. At some point during the chase the Blazer's lights went off and the truck narrowly avoided hitting a taxi. The officers chased the Blazer into a parking garage, whereupon the trapped Roberson fled on foot. The officers overtook and handcuffed Roberson, and read him his Miranda (1) rights. No field sobriety tests were attempted because appellant was so physically aggressive; the officers did note that appellant's eyes were glassy, his speech slurred, his balance unsteady and that his breath smelled of alcohol. They took Roberson to a hospital to be treated for a minor laceration he suffered while resisting arrest. At the hospital, Roberson declined to submit to a blood test after initially consenting. He was subsequently indicted for driving while intoxicated with a felony enhancement due to at least two prior DWI convictions. After a jury trial, Roberson was convicted of the felony and assessed punishment at nine years' imprisonment and a $2,500 fine.



    ANALYSIS

    Motion for Continuance

    In point of error one, appellant claims the trial court erred in not granting a motion for continuance when the State announced for the first time on the day of trial it would seek a deadly weapon finding. The granting or denial of a motion for continuance is within the sound discretion of the trial court. See Heiselbetz v. State, 906 S.W.2d 500, 511 (Tex. Crim. App. 1995) (citing Tex. Code Crim Proc. Ann. art. 29.06(6) (West 1990)). To find an abuse of discretion in the court's refusal to grant a motion for continuance, we must determine that the defendant was prejudiced by his counsel's inadequate preparation time. See id. (citing Duhamel v. State, 717 S.W.2d 80, 83 (Tex. Crim. App. 1986)). In the present case, the deadly weapon issue was not submitted to the jury nor mentioned in the judgment. Roberson has made no showing that he was harmed by going forward to trial; therefore, we find he was not prejudiced by inadequate preparation time.

    Roberson claims that Ex Parte Patterson negates his obligation to show harm under these circumstances. See 740 S.W.2d 766 (Tex. Crim. App. 1987). We disagree. In that case, as in this one, the State did not plead an averment of a deadly weapon in the indictment, but in Patterson the issue was submitted to the jury which then returned a verdict that a deadly weapon was used. Although the defendant did not object to the jury charge, the court of criminal appeals found that the lack of notice flowing from omitting any reference to the deadly weapon in the indictment was fundamental error in light of the trial and verdict:



    Indeed, applicant and the State joined issue on the deadly weapon determination, if at all, only after all the evidence was in, both sides had closed, and the charge was read to the jury. Inasmuch as applicant's criminal trial operated also as a forum for litigating the deadly weapon issue, it was conducted ex parte. In no event could it be said under these circumstances that a 'fair and impartial' proceeding occurred.





    Id. at 777 (citations omitted).

    In the present case, the lack of notice did not result in such harm. The jury was not asked to find that Roberson had used a deadly weapon and the judgment contained no reference to a deadly weapon finding. The lack of notice did not effect an unfair proceeding under these circumstances, which we distinguish from those in Patterson. Because Roberson has demonstrated no harm, we hold that the trial court did not abuse its discretion in denying his motion for continuance and we overrule point of error one.



    Evidence of Refusal to Give Blood Sample

    In point of error three, Roberson contends the trial court erred by admitting evidence of his refusal to give a blood specimen because the court had previously suppressed this evidence. At the pretrial hearing Officer Michael Baumann testified that the required statutory warning regarding a refusal had not been given orally and in writing to the appellant; as a consequence the court granted Roberson's motion to suppress evidence of the blood test refusal. At trial, Officer Baumann changed his testimony to state that he had given the warning to the appellant before attempting to administer a blood test. After this testimony the court overruled Roberson's objection and evidence of his refusal was admitted before the jury. Roberson then had the opportunity to cross-examine Officer Baumann regarding the reversal in his testimony.

    Appellant claims that once a court orders the suppression of evidence the evidence must stay suppressed. We disagree. A trial court has the discretion to rescind its own order from a pretrial suppression hearing and subsequently admit the same evidence at trial. See Montalvo v. State, 846 S.W.2d 133, 138 (Tex. App.--Austin 1993, no pet.) (pretrial ruling is tentative and subject to revision at trial). We find the trial court did not abuse its discretion by admitting evidence of Roberson's refusal to submit to the blood test. We overrule point of error three.

    In point of error four, Roberson challenges evidence of his refusal to give a blood sample on a different ground. Specifically, he claims that the blood test was administered before the officer provided the statutory warning. At the hospital, Officer Baumann read the statutory warning and gave a written form to Roberson. Roberson read the form himself as the nurse began preparing his arm for the blood test. He suddenly refused to give a specimen. Blood was never drawn nor was a needle ever brandished.

    The Transportation Code provides that "[b]efore requesting a person to submit to the taking of a specimen, the officer shall inform the person orally and in writing that if the person refuses to submit to the taking of the specimen, that refusal may be admissible in a subsequent prosecution. . . ." Tex. Transp. Code Ann. § 724.015 (West 1998). Roberson asks us to rule that because the nurse had touched his arm, the warning was untimely given, making his refusal inadmissible. We reject such a hyper-technical reading of the statute. Roberson was given the warning before blood was drawn; indeed no needle had been taken out of the kit at the time of his refusal. The court correctly admitted evidence of his refusal. See id. We overrule point of error four.



    Directed Verdict  

    In his fifth point of error, Roberson claims the trial court erred in denying his motion for directed verdict because the State totally failed to produce evidence that he was intoxicated. A challenge to the denial of a motion for directed verdict is essentially a challenge to the legal sufficiency of the evidence. See Cook v. State, 858 S.W.2d 467, 470 (Tex. Crim. App. 1993). Thus we review the evidence in the light most favorable to the verdict to determine if any rational trier of fact could have found the essential elements of the crime beyond a reasonable doubt. See Ransom v State, 789 S.W.2d 572, 577 (Tex. Crim. App. 1989), cert. denied, 497 U.S. 1010 (1990). The standard of review is the same for both direct and circumstantial evidence. See Chambers v. State, 711 S.W.2d 240 (Tex. Crim. App. 1986) (citing Jackson v. Virginia, 443 U.S. 307, 319 (1979)), on remand, 738 S.W.2d 780 (Tex. App.--Fort Worth 1987, no writ).

    Appellant specifically complains that not one witness directly opined that he was intoxicated. At trial Officer Baumann testified to several events from which the jury could infer that Roberson was intoxicated beyond a reasonable doubt: (1) Roberson drove quickly away as the officers approached his truck after initiating a traffic stop; (2) he twice drove the wrong way down a one-way street; (3) he refused to pull over and engaged the officers in a high-speed chase; (4) he fled on foot from his truck after becoming entrapped in a parking garage; (5) he resisted arrest; (6) his eyes were glassy, his speech slurred, he had trouble walking, and he smelled of alcohol; and (7) he refused to take a blood alcohol test. The officer concluded by stating that he had an opinion as to whether appellant was intoxicated. Roberson moved for a directed verdict, attempting to point out the inadequacy of the State's case. The trial court denied the motion because it determined the officer had opined that Roberson was intoxicated. We find that the State's evidence of appellant's behavior plus the implicit opinion by Officer Baumann of Roberson's intoxication was legally sufficient to support the verdict; the trial court did not err in denying appellant's motion for directed verdict. We overrule point of error five.



    Reopening the Case

    In point of error six, Roberson contends the trial court erred in allowing the State to reopen its case after he moved for a directed verdict. A trial court may allow additional testimony to be introduced at any time before the conclusion of arguments if the testimony appears to be necessary to the due administration of justice. Tex. Code Crim. Proc. Ann. art. 36.02 (West 1981). The court's decision is reviewed on appeal for an abuse of discretion. See Boatright v. State, 472 S.W.2d 765, 770 (Tex. Crim. App. 1971) (no abuse of discretion when State, with court's permission, reopened case after appellant had made motion for instructed verdict); Wolf v. State, 674 S.W.2d 831, 842 (Tex. App.--Corpus Christi 1984, pet. ref'd) (decision to reopen left to sound discretion of trial judge even when accused has previously moved for an instructed verdict).

    After the State presented evidence and rested, Roberson moved for a directed verdict which the court denied. With the court's permission, the State reopened its case and recalled Officer Baumann to the stand. We find Boatright and Wolf apposite. A reversal is unwarranted absent a showing the trial court abused its discretion in allowing the State to reopen. See Boatright, 472 S.W.2d at 770. Roberson has shown none here. The State could have elicited the same testimonial evidence in its rebuttal. Under these circumstances no harm or prejudice befell the appellant. See Choice v. State, 883 S.W.2d 325, 327 (Tex. App.--Tyler 1994, no pet.) (court did not abuse its discretion in allowing State to reopen after appellant's motion for instructed verdict when appellant failed to show harm or prejudice). We overrule point of error six.

    The Prior Conviction

    In point of error seven, Roberson challenges the evidence as legally insufficient to support the conviction for a DWI felony because evidence of a prior conviction demonstrated a fatal variance. Under section 49.09 of the Texas Penal Code, if a person convicted of driving while intoxicated has been twice previously convicted of an offense relating to driving while intoxicated, the conviction shall be a felony in the third degree. Tex. Penal Code Ann. § 49.09 (West 1994). The prior convictions are considered essential elements of the felony offense which must be alleged and proved. See McGrew v. State, 367 S.W.2d 702, 703 (Tex. Crim. App. 1963). Specifically, Roberson argues the indictment charging the present felony alleges that a conviction for Cause No. 4469 occurred on December 18, 1995, while the proof at trial revealed a judgment finding appellant guilty in Cause No. 4469 on January 11, 1996. Appellant contends such fatal variance requires a reversal.

    The record reveals that in Cause No. 4469, Judge Wilford Flowers signed a judgment which states:



    On the 18th day of December 1995, this cause being called . . . the Court is of the opinion that the said defendant is guilty as confessed of [DWI] . . . . It is therefore CONSIDERED ORDERED, ADJUDGED AND DECREED by the Court that the defendant, Carl Roberson is guilty of the offense of Driving While Intoxicated . . .



    Cause No. 4469 was heard and the court found appellant guilty on December 18, 1995. The above judgment was subsequently signed on January 11, 1996. We find no variance here of a fatal nature between the dates of indictment and the evidence; the January 11, 1996 judgment indicates that the pronouncement of guilt occurred on December 18, 1995. Furthermore, the variance between the indictment and the evidence must be material; to be material the variance must be such as to surprise or mislead the party to his prejudice. See Zimmerlee v. State, 777 S.W.2d 791, 792 (Tex. App.--Beaumont 1989, no pet.); see also Human v. State, 749 S.W.2d 832, 838 (Tex. Crim. App. 1988) (requiring surprise or insufficient notice in order for variance to be fatal). Roberson has not alleged surprise or confusion nor can we find any reason why the indictment in the instant case would have caused such. Because the evidence is legally sufficient to support the prior conviction in Cause No. 4469 as an element of the felony offense, we overrule point of error seven.

    In point of error eight, Roberson claims his prior conviction in Cause No. 4469 cannot enhance the present offense to a felony level because he was not admonished in writing of the range of punishment before he pleaded guilty in that cause. At trial, the State introduced exhibit 4A which included a judgment of guilty for driving while intoxicated in Cause No. 4469. Roberson affirmatively declined to object to its submission into evidence. The failure to object at trial to the introduction of proof of an allegedly infirm prior conviction precludes a defendant from thereafter attacking a conviction based on the improper utilization of the prior conviction. See Hill v. State, 633 S.W.2d 520, 525 (Tex. Crim. App. 1981) (citing Nichols v. Estelle, 556 F.2d 1330, 1331 (5th Cir. 1977), cert. denied, 434 U.S. 1020 (1978)). (2) Allowing a collateral attack on a recent conviction on the basis of a defect in a prior conviction when an objection could have been raised "serves not justice but mere perseverance." Hill, 633 S.W.2d at 524. We find Hill controlling in these circumstances where Roberson failed to object to the introduction into evidence of the prior conviction in Cause No. 4469. We overrule point of error eight.



    Ineffective Assistance of Counsel  

    In point of error nine, appellant claims he was denied effective assistance of counsel because his attorney failed to preserve error with respect to the above prior conviction by (1) failing to obtain a ruling on a motion to quash the prior conviction as an enhancement, and (2) failing to object to its introduction. The United States Supreme Court has established a two-prong test for determining whether there was ineffective assistance of counsel. Strickland v. Washington, 466 U.S. 668, 687 (1984). In Strickland, the Court held that a convicted defendant must first show that counsel's performance was deficient to the extent that counsel failed to function as the counsel guaranteed by the Sixth Amendment, i.e., counsel's performance fell below a minimum objective level of reasonableness under prevailing professional norms. Id. at 687-88. Second, the defendant must demonstrate that he was prejudiced by such performance, i.e., that absent counsel's unprofessional errors, the result of the trial would have been different. Id. at 691-92. The defendant must satisfy both prongs in order to prove that the conviction resulted from a breakdown in the adversary process that renders the result unreliable. Id. at 686. Texas has adopted this two-prong test. See Hernandez v. State, 726 S.W.2d 53, 57 (Tex. Crim. App. 1986).

    Roberson claims his trial counsel's failure to obtain a ruling and to object was deficient because his counsel allowed into evidence a defective prior conviction. Without deciding whether his trial counsel's performance fell below the minimum standard, we find that Roberson does not satisfy the second prong of the Strickland test. Appellant must prove that but for his counsel's failures the trial would have resulted in a different outcome. See Strickland, 466 U.S. at 692-92. Thus, he must prove that the trial court would have found the prior conviction defective and barred the evidence. As proof of its defectiveness, he contends the trial court did not admonish him in writing on the range of punishment before he pleaded guilty in the prior conviction as required by article 26.13 of the Texas Code of Criminal of Criminal Procedure. Prior to accepting a plea of guilty, a trial court is required to admonish the defendant of the range of punishment either orally or in writing. Tex. Code Crim. Proc. Ann. art. 26.13(d) (West 1989). The judgment in the prior conviction reveals that the trial court did, in fact, orally admonish Roberson on the range of punishment. Furthermore, Roberson failed to provide in the appellate record a full statement of facts from the conviction in question. Absent any showing by Roberson that the trial court did not orally admonish him, we must assume the record is correct. As such, the trial court would have reasonably denied a motion to quash the enhancement and overruled any objection to the submission of the prior conviction. Because Roberson has failed to show that the result of his trial would have been different had his counsel obtained a ruling or objected, we overrule point of error nine.

    In point of error two, Roberson claims he was denied effective assistance of counsel during jury voir dire because his attorney failed to preserve error on the trial court's denial of a challenge for cause to a panelist. (3) Again, we apply the two-prong Strickland test. Without deciding whether his counsel's performance fell below the minimum standard, we find Roberson does not satisfy the second prong of the Strickland test. Roberson makes no showing that the result of his trial would have been different had his counsel properly preserved the error for appeal. See Strickland, 466 U.S. at 692-92.

    In Batiste v. State, the court of appeals determined the appellant's evidence that his trial counsel failed to make a timely Batson (4) objection did not demonstrate prejudice such that the jury would have reached a different result. 834 S.W.2d 460, 465 (Tex. App.--Houston [14th Dist.] 1992), aff'd, 888 S.W.2d 9 (Tex. Crim App. 1994). On review, the court of criminal appeals held that Strickland's second "prejudice" prong was properly applied to the appellant's ineffective assistance of counsel claim for failure to raise a Batson objection, and the court affirmed the conviction. Batiste, 888 S.W.2d at 16-17. We find Batiste controlling. Because Roberson has failed to show that his counsel's failure to preserve error prejudiced him or changed the outcome of the trial, we overrule point of error two.





    Expert Witness

    Roberson claims the trial court erred in allowing a witness to give expert opinion evidence when the witness was not "tendered as an expert." At trial the State called Officer Ricky Crislip to identify the fingerprints on prior conviction documents as appellant's fingerprints. After stating that he was a fingerprint specialist for the Austin Police Department, Officer Crislip further testified to his training and experience and to the theory and manner of fingerprint identification. When the State asked the officer his opinion regarding the fingerprints in question, appellant objected that the officer had not been tendered as an expert. The trial court overruled the objection. A witness qualifying as an expert by knowledge, skill, experience, training, or education, may testify in the form of an opinion. Tex. R. Crim. Evid. 702. Before the witness gives an opinion the opposing party shall be permitted to conduct a voir dire examination directed to the underlying facts upon which the opinion is based. Id. 705(b). If the court determines that the expert does not have sufficient basis for an opinion then the opinion is inadmissible. Id. 705(c). In the instant case, although Roberson objected he never sought to voir dire Officer Crislip in order to examine his qualifications or prove that the officer was not qualified to render an expert opinion. There is no evidence to indicate why the court should have found the officer's opinion inadmissible. Without a request to examine the witness under rule 705, this Court is precluded from hearing Roberson's appeal. See Jenkins v. State, 912 S.W.2d 793, 813-14 (Tex. Crim. App. 1993) (although appellant objected to witness's expert testimony, failure to take witness on voir dire did not preserve appeal). We overrule point of error ten.



    CONCLUSION

    Finding no error in the proceedings below, we affirm the judgment of the trial court.





    Bea Ann Smith, Justice

    Before Justices Powers, Aboussie and B. A. Smith

    Affirmed

    Filed: January 8, 1998

    Do Not Publish

    1. Miranda v. Arizona, 384 U.S. 436 (1966).

    2. The waiver of error due to the failure to object in Hill has been distinguished from circumstances in which the defendant did object to the introduction of a prior conviction, Fullbright v. State, 818 S.W.2d 808, 809 (Tex. Crim. App. 1991), and circumstances in which the judgment in the prior conviction has been previously declared void, Ex parte Russell, 738 S.W.2d 644, 645-46 (Tex. Crim. App. 1987). Neither circumstance occurred in the instant case.

    3. After the trial court denied the challenge for cause, Roberson's counsel used a peremptory strike on the panelist; however, he failed to request an additional peremptory strike and identify an objectionable panelist which appellant was forced to accept. Thus, Roberson's counsel failed to preserve error. See Adanandus v. State, 866 S.W.2d 210, 220 (Tex. Crim. App. 1993).

    4. Batson v. Kentucky, 476 U.S. 29 (1986).

    rong Strickland test. Without deciding whether his counsel's performance fell below the minimum standard, we find Roberson does not satisfy the second prong of the Strickland test. Roberson makes no showing that the result of his trial would have been different had his counsel properly preserved the error for appeal. See Strickland, 466 U.S. at 692-92.

    In Batiste v. State, the court of appeals determined the appellant's evidence that his trial counsel failed to make a timely Batson (4) objection did not demonstrate prejudice such that the jury would have reached a different result. 834 S.W.2d 460, 465 (Tex. App.--Houston [14th Dist.] 1992), aff'd, 888 S.W.2d 9 (Tex. Crim App. 1994). On review, the court of criminal appeals held that Strickland's second "prejudice" prong was properly applied to the appellant's ineffective assistance of counsel claim for failure to raise a Batson objection, and the court affirmed the conviction. Batiste, 888 S.W.2d at 16-17. We find Batiste controlling. Because Roberson has failed to show that his counsel's failure to preserve error prejudiced him or changed the outcome of the trial, we overrule point of error two.





    Expert Witness

    Roberson claims the trial court erred in allowing a witness to give expert opinion evidence when the witness was not "tendered as an expert." At trial the State called Officer Ricky Crislip to identify the fingerprints on prior conviction documents as appellant's fingerprints. After stating that he was a fingerprint specialist for the Austin Police Department, Officer Crislip further testified to his training and experience and to the theory and manner of fingerprint identificati