the University of Texas at Austin v. John Sampson , 488 S.W.3d 332 ( 2014 )

TEXAS COURT OF APPEALS, THIRD DISTRICT, AT AUSTIN
NO. 03-12-00265-CV
The University of Texas at Austin, Appellant
v.
John Sampson, Appellee
FROM THE DISTRICT COURT OF TRAVIS COUNTY, 98TH JUDICIAL DISTRICT
NO. D-1-GN-11-000915, HONORABLE GUS J. STRAUSS, JR., JUDGE PRESIDING
MEMORANDUM OPINION
Appellee John Sampson brought suit against the University of Texas at Austin
pursuant to the Texas Tort Claims Act (TCA) seeking damages for personal injuries he sustained on
the University’s campus. See Tex. Civ. Prac. & Rem. Code §§ 101.001–.109. In this interlocutory
appeal, the University challenges the trial court’s order denying its plea to the jurisdiction, motion
to dismiss, and motion for summary judgment based on sovereign immunity. See id. § 51.014(a)(8).
For the reasons that follow, we reverse the trial court’s order and dismiss Sampson’s claims for lack
of jurisdiction.
BACKGROUND
On November 21, 2009, Sampson, a professor at the University’s law school, was
injured while walking to his office on campus after dark. Sampson alleges that he tripped over an
extension cord strung across a pedestrian walkway between a parking lot on the campus and the law
school. Sampson sued the University to recover damages for his injuries, alleging that “[t]he cord
was not taped down or secured in any way,” that a portion of the cord ran across and slightly above
the walkway, and that, as he was walking to his office after dark, the cord hit his leg about mid-shin,
causing him to pitch forward and injure himself. He alternatively asserted causes of action for
negligence, a special defect, and a premise defect. See id. §§ 101.021(2), .022(a), (b). As to his
negligence claim, he alleged that the University was negligent by failing to properly locate and
secure the cord, placing it in a dangerous location, and failing to warn of the dangerous location.
The University filed a plea to the jurisdiction, motion to dismiss, and motion for
summary judgment accompanied by evidence. The University asserted that the trial court lacked
jurisdiction over Sampson’s claims because they did not fall within the limited waiver of sovereign
immunity provided under the Texas Tort Claims Act. The University’s evidence included photos
of the walkway and excerpts from depositions of an employee of the law school and an employee
of a third party. The third party assisted with the set-up for a tailgate party that was in progress on
the lawn adjacent to the walkway at the time Sampson was injured. The set-up included installing
lights in the trees for the event, and extension cords were used to power the lights. The University
presented evidence that would support findings that a University extension cord was not in the area
where Sampson was injured, that the third party placed the extension cords for the tailgate event, and
that the University was unaware that a cord was lying across the walkway. The University also
presented evidence to support a finding that there were no prior reports of any other falls or incidents
in the area or problems with past events that were held in the area.
2
Sampson filed a response with evidence, including an affidavit by Sampson and
excerpts from depositions of employees of the University and the third party. In his affidavit,
Sampson described the location of the cord and his fall. He averred that the cord “was not taped
down or secured in any way” or “illuminated,” that it was “partially obscured by ivy on the sides of
the walkway,” and that “there was no cones or other warning signs signaling the cord’s presence.”
He averred that he tripped over a portion of the cord that ran across and slightly above the walkway,
and that he “would never have expected to encounter an extension code strung in that manner across
a pedestrian walkway.” The deposition evidence showed that University employees generally
provided electrical services for the third party company that set up the tailgate party, including
observing the lights after they were installed to make sure “everything was fine,” but no witness
could say that they saw any university employee place the extension cord across the walkway.1
1
For example, an employee for the third party testified:
Q. Okay. So on the 16th, you and [UT employees] discussed stringing the
extension cord above the walkway, through the trees?
A. Yes.
Q. So that it wouldn’t be a tripping hazard?
A. Yes.
Q. Okay. And do you know whether that was actually done?
A. No.
Q. Do you know who would have run the extension cords from the outlet to the
area where the lights were plugged in? Would it have been someone from
[the third party] or someone from [the University]?
3
The University filed a supplemental plea, motion to dismiss, and motion for summary
judgment with additional evidence as well as a reply to Sampson’s response. The University’s
evidence included additional deposition excerpts. The University argued: (i) Sampson’s claims
were limited to a premise defect claim, (ii) under that theory of recovery, Sampson had the burden
to show that the University had actual knowledge of the existence of the cord and an unreasonably
dangerous condition, and (iii) there was no evidence of actual knowledge to support this element.
The University also asserted that, even if the trial court considered Sampson’s general negligence
theory of liability, the cord was owned and used by the third party, not an employee of the
University, and that no special defect existed.
After a hearing, the trial court denied the University’s plea and motions. The
University then brought this interlocutory appeal.
A. I believed it to be somebody from [the University].
Q. Do you know who from [the University]?
A. No.
Q. And why did you believe that it was someone from [the University]?
A. Well, anytime that we have somebody involved that has a department that
takes care of that, they bring the electricity to us and then plug in.
Q. But you don’t know whether that happened for this event?
A. I don’t.
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ANALYSIS
The University raises two issues on appeal. The University contends that the trial
court erred in denying its plea and motions because (i) Sampson failed to demonstrate a waiver of
sovereign immunity under the TCA, and (ii) Sampson cannot proceed on his general negligence
claims once a premise defect was identified, and, in any case, he did not plead or prove a negligent
use of tangible personal property by a paid employee of the University.
Standard of Review
We review a plea questioning the trial court’s subject matter jurisdiction de novo.
See Texas Dep’t of Parks & Wildlife v. Miranda, 133 S.W.3d 217, 226 (Tex. 2004). We focus first
on the plaintiff’s petition to determine whether the facts that were pled affirmatively demonstrate
that subject matter jurisdiction exists. Id. at 226. We construe the pleadings liberally in favor of the
plaintiff. Id. If a plea to the jurisdiction challenges the existence of jurisdictional facts, the trial
court may consider evidence and must do so when necessary to resolve the jurisdictional issues
raised. Id. at 227 (citing Bland Indep. Sch. Dist. v. Blue, 34 S.W.3d 547, 555 (Tex. 2000)). When
evidence is submitted that implicates the merits of the case, as is the case here, our standard of
review generally mirrors the summary judgment standard under Texas Rule of Civil Procedure
166a(c). Id. at 228; see also Tex. R. Civ. P. 166a(c). The burden is on the governmental unit to
present evidence to support its plea. Miranda, 133 S.W.3d at 228. If the governmental unit meets
this burden, the burden shifts to the nonmovant to show that a disputed material fact exists regarding
the jurisdictional issue. Id. We take as true all evidence that is favorable to the nonmovant and
indulge every reasonable inference and resolve any doubts in the nonmovant’s favor. Id.
5
Texas Tort Claims Act
“In general, the State of Texas retains sovereign immunity from suit.” University of
Texas at Austin v. Hayes, 327 S.W.3d 113, 115 (Tex. 2010) (per curiam) (citing Miranda,
133 S.W.3d at 224). The TCA, however, provides a limited waiver of immunity for certain tort
claims. See Tex. Civ. Prac. & Rem. Code § 101.025 (waiving sovereign immunity “to the extent of
liability created by this chapter” and allowing person with a claim under TCA to sue governmental
unit for damages). Thus, to sue a subdivision of the State for a tort, the pleadings must state a claim
under the TCA. Texas Dep’t of Transp. v. Jones, 8 S.W.3d 636, 639 (Tex. 1999); see Dallas Area
Rapid Transit v. Whitley, 104 S.W.3d 540, 542 (Tex. 2003) (explaining that plaintiff bears burden
of establishing waiver of immunity under TCA). The University is a subdivision of the State and
thus protected by sovereign immunity except as provided in the TCA.
Negligence Claims
We begin with the University’s challenge to Sampson’s negligence cause of action
asserted pursuant to section 101.021(2) of the TCA. See Tex. Civ. Prac. & Rem. Code
§ 101.021(2).2 As part of its second issue, the University argues that Sampson cannot proceed on
his general negligence claims once a premise defect was identified.
“The Tort Claims Act’s scheme of a limited waiver of immunity from suit does not
allow plaintiffs to circumvent the heightened standards of a premises defect claim contained in
2
Section 101.021(2) states: “A governmental unit in the state is liable for: . . . (2) personal
injury and death so caused by a condition or use of tangible personal or real property if the
governmental unit would, were it a private person, be liable to the claimant according to Texas law.”
Tex. Civ. Prac. & Rem. Code § 101.021(2).
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section 101.022 by re-casting the same acts as a claim relating to the negligent condition or use of
tangible property.” Miranda, 133 S.W.3d at 233 (citing State v. Tennison, 509 S.W.2d 560, 562
(Tex. 1974) (“rejecting the argument that the Tort Claims Act ‘creates two entirely separate grounds
of liability’ for negligent use or condition of real property and premise defect, but instead interpreting
the premises defect provision to further limit the waiver of immunity for negligent use or condition
of real property”)); see id. (recognizing that “allow[ing] plaintiffs to characterize premises defect
claims as claims caused by the negligent condition or use of personal or real property would render
the Legislature’s heightened requirements for premises defect claims meaningless” (citations
omitted)); City of Richardson v. Justus, 329 S.W.3d 662, 665 (Tex. App.—Dallas 2010, no pet.)
(concluding that, “[t]o the extent [the plaintiff] attempts to assert a claim based on any negligence
. . . separate and apart from her premises liability claims, the Act does not waive the City’s
governmental immunity for such a claim”).
To support his position that he has properly asserted a negligence claim under section
101.021(2), Sampson relies on Rawlings v. Angelo State University, 648 S.W.2d 430 (Tex.
App.—Austin 1983, writ ref’d n.r.e.). We find Sampson’s reliance on that case misplaced. In that
case, one of the plaintiffs, a student of the university, asserted that she was injured when she tripped
over a water hose that was placed across a sidewalk on the campus by an agent, servant, or employee
of the university. Id. at 431. This Court concluded that the plaintiff’s allegations were sufficient to
state a cause of action under the TCA, based upon a “dangerous and unsafe condition on the
premises.” Id. at 434. This Court’s conclusion in that case treated the alleged dangerous condition
as a premise defect and is consistent with the University’s position here that Sampson’s claim is a
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premise defect claim. We also note that this Court issued its opinion in Rawlings over two decades
before the supreme court’s opinion in Miranda.
If a negligence claim relies on a premise defect, the TCA does not waive immunity
for such a claim. See Miranda, 133 S.W.3d at 233. Sampson’s negligence allegations—failure to
properly locate and secure the cord and to warn of its dangerous location—rely on an alleged premise
defect, precluding Sampson from circumventing the heightened standards of a premise liability
claim. See id.; see also Justus, 329 S.W.3d at 665. Guided by the supreme court’s analysis in
Miranda, we conclude that Sampson’s claim is one of premise defect. Thus, Sampson failed to
establish that the TCA waived immunity for his negligence cause of action and the trial court erred
in denying the University’s plea to the jurisdiction as to that cause of action. We sustain the
University’s second issue on this basis.3
Premise and Special Defect Claims
We next address the University’s challenge to Sampson’s claims that are based on
a premise or special defect. See Tex. Civ. Prac. & Rem. Code § 101.022 (describing duty owed by
governmental unit for special and premise defects).4 Among its arguments in its first issue, the
3
Because we conclude that Sampson is limited to asserting a premise liability claim, we
need not address the University’s argument that Sampson did not plead or prove a negligent use of
tangible personal property by a paid employee of the University. See Tex. R. App. P. 47.1.
4
Section 101.022 of the TCA reads:
(a) Except as provided in Subsection (c), if a claim arises from a premise defect,
the governmental unit owes to the claimant only the duty that a private person
owes to a licensee on private property, unless the claimant pays for the use
of the premises.
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University argues that Sampson has not demonstrated a waiver of immunity for his claims based on
a special defect and, as to his claims based on a premise defect, that Sampson has not offered any
evidence that the University actually knew of a dangerous condition.
Whether a condition is a premise or special defect is a question of law. State Dep’t
of Highways & Pub. Transp. v. Payne, 838 S.W.2d 235, 238 (Tex. 1992) (op. on rehearing); see
Texas Dep’t of Transp. v. Ramirez, 74 S.W.3d 864, 866 (Tex. 2002) (“Whether a condition is a
premise defect is a legal question.”). “‘Premise defects’ may be defined generally as defects or
dangerous conditions arising from conditions of a premises.” Davis v. Comal Cnty. Comm’rs Court,
No. 03-11-00414-CV, 2012 Tex. App. LEXIS 5719, at *6 (Tex. App.—Austin July 13, 2012, no
pet.) (mem. op.) (citing City of Weston v. Gaudette, 287 S.W.3d 832, 836 (Tex. App.—Dallas 2009,
no pet.)); see also City of Houston v. Harris, 192 S.W.3d 167, 173 (Tex. App.—Houston [14th Dist.]
2006, no pet.) (noting that “courts have defined ‘premises’ as ‘a building or a part of a building with
its grounds or other appurtenances’” (citations omitted)). “Special defects” are a subset of premise
defects and include “conditions ‘such as excavations or obstructions on highways, roads, or streets.’”
(b) The limitation of duty in this section does not apply to the duty to warn of
special defects such as excavations or obstructions on highways, roads, or
streets or to the duty to warn of the absence, condition, or malfunction of
traffic signs, signals, or warning devices as is required by Section 101.060.
(c) If a claim arises from a premise defect on a toll highway, road, or street, the
governmental unit owes to the claimant only the duty that a private person
owes to a licensee on private property.
Tex. Civ. Prac. & Rem. Code § 101.022.
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Hayes, 327 S.W.3d at 116 (citing Tex. Civ. Prac. & Rem. Code § 101.022(b)); Davis, 2012 Tex.
App. LEXIS 5719, at *6.
a) Special Defect
The University argues that Sampson’s alleged condition is not sufficiently related to
a road or street to be a special defect. Although a “special defect need not be on the surface of the
road itself,” the “condition must be sufficiently ‘related to the street’ to constitute a special defect.”
City of Austin v. Rangel, 184 S.W.3d 377, 383 (Tex. App.—Austin 2006, no pet.) (citation omitted).
In his pleadings, Sampson alleges that the defective condition was an extension cord across a
“pathway between a parking lot and the Law School.” The evidence also included pictures of the
walkway and a diagram of the layout for the tailgate event. Consistent with Sampson’s pleadings,
the evidence shows that the walkway is not adjacent to a road or street but that its path crosses the
law school’s grounds. Thus, we conclude as a matter of law that the alleged condition is not
sufficiently related to a road or street to be a special defect. See id.; see also Payne, 838 S.W.2d at
238–39 (concluding that, “[i]f there was a defect, it was in the field where [the plaintiff] was
walking,” and that it was not a special defect).
Sampson argues that the University raises this argument for the first time on appeal.
But, it was Sampson’s burden to affirmatively demonstrate the trial court’s jurisdiction to consider
his special defect claim. See Miranda, 133 S.W.3d at 226. He failed to do so. Accordingly, the
University’s “duty of care with respect to such a defect was covered by the ordinary rule for premise
defects under section 101.022(a).” See Payne, 838 S.W.2d at 238–39; see also Hayes, 327 S.W.3d
at 115 (concluding as a matter of law that “metal chain blocking a driveway” was not a special
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defect). On this basis, we conclude that the trial court erred in denying the University’s challenge
to Sampson’s special defect claim.
b) Premise Defect
Because Sampson does not allege that he was paying to use the premises, the
University owed him “only the duty that a private person owes to a licensee” as to Sampson’s claim
based on a premise defect. See Tex. Civ. Prac. & Rem. Code § 101.022(a). “To establish a waiver
of immunity for a premises-defect claim [under this standard], the plaintiff must show that the
landowner failed to either (1) use ordinary care to warn a licensee of a condition that presented an
unreasonable risk of harm of which the landowner is actually aware and the licensee is not, or (2)
make the condition reasonably safe.” Hayes, 327 S.W.3d at 117 (citing County of Cameron
v. Brown, 80 S.W.3d 549, 554–55 (Tex. 2002)).
The University argues that Sampson has not established that the extension cord on
the walkway was an unreasonably dangerous condition or that the University had actual knowledge
of the alleged defect. The element of actual knowledge “requires the landowner to know ‘that the
dangerous condition existed at the time of the accident, not merely of the possibility that a dangerous
condition c[ould] develop over time.’” Id. (quoting City of Corsicana v. Stewart, 249 S.W.3d 412,
413–14 (Tex. 2008) (per curiam) (quoting City of Dallas v. Thompson, 210 S.W.3d 601, 603 (Tex.
2006) (per curiam))). “Hypothetical knowledge of a dangerous condition” is not actual knowledge.
Id.; see Thompson, 210 S.W.3d at 604 (concluding plaintiff failed to present any evidence of city’s
“actual knowledge of the protruding coverplate”); American Indus. Life Ins. Co. v. Ruvalcaba,
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64 S.W.3d 126, 142 (Tex. App.—Houston [14th Dist.] 2001, pet. denied) (“Evidence of [owner]’s
actual knowledge cannot be established by piling inference upon inference.”).
We find instructive the Texas Supreme Court’s analysis in University of Texas-Pan
American v. Aguilar, 251 S.W.3d 511, 513–14 (Tex. 2008) (per curiam) and our sister court’s
analysis in University of Texas at El Paso v. Muro, 341 S.W.3d 1, 4–5 (Tex. App.—El Paso 2009,
no pet.). In Aguilar, a student sued his university to recover damages alleging premises liability.
251 S.W.3d at 512. The University admitted to using water hoses on campus, and the student tripped
on a water hose lying across a campus sidewalk. Id. Relying in part on guidelines from the
University’s safety manual, the court of appeals held that there was a fact issue regarding whether
the University had actual knowledge that the water hose presented an unreasonable risk of harm.
Id. at 513. The Texas Supreme Court reversed the court of appeals, concluding that there was “no
evidence of the University’s actual knowledge that the hose’s use under these circumstances
presented an unreasonable risk of harm.” In reaching its decision, the court explained the inquiry
for determining actual knowledge:
Although there is no one test for determining actual knowledge that a condition
presents an unreasonable risk of harm, courts generally consider whether the
premises owner has received reports of prior injuries or reports of the potential
danger represented by the condition.
Id. at 514. The University’s evidence included testimony that “there had been no incidents of
pedestrians tripping on water hoses on the campus in the past five years” and “that there were no
rules or guidelines for the use and placement of water hoses because they had never been a problem
on campus.” Id. As to the UT-Pan American safety manual, the supreme court concluded that
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“nothing in the manual remotely suggests that a water hose can present an unreasonable risk of
harm.” Id.
In Muro, the plaintiff alleged that she was injured on campus when walking across
a parking lot on her way to the football stadium. 341 S.W.3d at 2-3. She sued UTEP, asserting a
premise defect claim under the TCA and alleging that she was injured when she tripped over the
remnants of a metal sign post which was protruding from the paved surface. Id. The court
concluded that the plaintiff failed to raise a fact question regarding UTEP’s actual knowledge of the
condition and, therefore, that she was unable to establish a waiver of sovereign immunity. Id. at 6.
In its analysis, the court contrasted constructive and actual knowledge and noted that the “‘actual
knowledge’ element . . . requires knowledge that the dangerous condition existed at the time of the
accident” and that “circumstantial evidence [that] presents two equally plausible, but opposite
inferences” is “legally no evidence at all.” Id. at 4–6. There was testimony that UTEP maintenance
crews “traditionally used” a technique that could have created the remnant but there was also
“testimony that the remnant could have been created by an entity unrelated to UTEP.” Id. at 5. The
court concluded that one could infer from testimony that “UTEP did, or did not create the remnant”
so that the testimony could not be the basis of a fact question. Id. at 5–6.
Even if we assume that Sampson’s pleadings were sufficient to support the trial
court’s jurisdiction to consider his premise defect claim, the University presented evidence to support
a finding that the University did not have actual knowledge of a condition on the walkway that
presented an unreasonable risk of harm. See Hayes, 327 S.W.3d at 117; Aguilar, 251 S.W.3d at
513–14; Muro, 341 S.W.3d at 5–6. The University presented evidence that it did not place a cord
13
at the location of Sampson’s injury and that it was unaware of a cord at that location, of any reports
of falls or incidents in that area, or of problems with past events in that area. The burden then shifted
to Sampson to present evidence to show that a disputed material fact existed regarding the
University’s actual knowledge. See Miranda, 133 S.W.3d at 228; see also Harris, 192 S.W.3d at
175 (concluding that after city introduced evidence that it did not have knowledge of prior accidents
or complaints, it was the plaintiffs’ burden to demonstrate a fact issue regarding the city’s knowledge
and that the plaintiffs “failed to do so”).
Sampson urges that the evidence supports a finding that the University had actual
knowledge because an employee of the University may have placed the cord across the walkway and,
even if an employee of the third party placed the cord across the walkway, an employee of the
University “‘double checked’ everything before the event and made sure that ‘everything was fine.’”
The evidence showed that University employees walked the site and discussed the set-up for the
event with an employee from the third party before the event and that they observed the site after the
lights had been installed. Sampson also presented evidence that: (i) the University would typically
run the power from the electric outlet to wherever it was needed for this type of event, and (ii) at
some point during the event, a cord was pulled out of its socket, and an employee of the University
plugged it back in without investigating why it had been pulled out.
Sampson did not present evidence, however, that any University employee had actual
knowledge of the cord and its location or condition in the time lead up to Sampson’s fall or that it
presented a dangerous condition. See Muro, 341 S.W.3d at 4–6. Based on Sampson’s testimony and
other evidence, the evidence was sufficient to create a fact issue as to whether he tripped over a cord
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but, at best, the circumstantial evidence “creates nothing more than a mere suspicion” that the
University was aware of a condition on the walkway that presented an unreasonable risk of harm,
and “therefore, cannot be the basis of a fact question.” See id.; see also Hayes, 327 S.W.3d at 117.
Further, Sampson did not present evidence to refute the University’s evidence that
it had not received prior reports of injuries or accidents or problems with past events in the area.5
See Aguilar, 251 S.W.3d at 513–14; see also Hayes, 327 S.W.3d at 117–18 (observing that plaintiff
“failed to demonstrate that the University had ever received prior reports of injuries or accidents at
this location” and concluding that there was “no evidence showing that the University had actual
knowledge of a dangerous condition at the time of the accident” despite observing that the University
knew about the metal chain across driveway because University had erected it); Harris, 192 S.W.3d
at 175. There also was no evidence that there had been problems with the use of extension cords on
the University’s campus. See Aguilar, 251 S.W.3d at 513–14. Further, the University employees’
presence at the site prior to the event does not create a fact issue as to the University’s actual
knowledge of an unreasonable risk of harm. See id.; Thompson, 210 S.W.3d at 603 (concluding that
“without evidence showing how long the alleged [defect] had existed, the proximity of the
employees is no evidence of actual knowledge”).
Guided by the analysis in Aguilar and Muro, we conclude that Sampson failed to
present evidence to show that a disputed material fact exists regarding the University’s actual
knowledge of an unreasonable risk of harm and, therefore, that Sampson failed to establish the trial
5
In his affidavit, Sampson testified that he had used “the same walkway between the parking
lot and the law school on a nearly daily basis for over thirty years” and that he had “never before, and
never since, encountered a cord strung across the walkway in that manner.”
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court’s jurisdiction to consider his premise defect claim. On this basis, we sustain the University’s
first issue.
CONCLUSION
For these reasons, we reverse the trial court’s order and dismiss Sampson’s claims
for lack of subject matter jurisdiction.
__________________________________________
Melissa Goodwin, Justice
Before Chief Justice Jones, Justices Rose and Goodwin
Dissenting Opinion by Chief Justice Jones
Reversed and Dismissed
Filed: August 8, 2014
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