Michael William Bock v. State ( 2013 )

Opinion issued July 16, 2013.
In The
Court of Appeals
For The
First District of Texas
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NOS. 01-12-00595-CR, 01-12-00596-CR
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MICHAEL WILLIAM BOCK, Appellant
V.
THE STATE OF TEXAS, Appellee
On Appeal from the 212th District Court
Galveston County, Texas
Trial Court Case Nos. 11CR0401, 11CR0402
MEMORANDUM OPINION
Appellant Michael William Bock was convicted by a jury of two counts of
sexual assault of a child. See TEX. PENAL CODE ANN. § 22.011(a)(2)(A), (C) (West
2011). Bock was sentenced to two years’ imprisonment on the first count, and four
years’ imprisonment on the second count, which was suspended. On appeal, Bock
challenges the sufficiency of the evidence to support his convictions and contends
that his trial counsel was ineffective. We affirm.
Background
Bock was charged and convicted of two counts of sexual assault of E.C, a
close friend of Bock’s step-daughter, Rayanne. During the summer of 2010, E.C.
was fourteen years old and spent several nights a week at Bock’s house. She
testified that she was close to Bock and thought of him as a father figure.
E.C. testified that the first sexual assault occurred one night in July after
Bock had taken her and Rayanne to a bar. She testified that after they returned
home, she and Bock stayed up to watch television while Rayanne went to bed.
After about thirty minutes of watching television, Bock came over to her and got
on top of her. When she asked him what he was doing, Bock told her to be quiet
and then he started taking off their clothes. She told him to stop and that she did
not want to do this, but he told her it was okay. She testified that he then put his
penis inside her vagina and began to have sex with her, but eventually stopped
after she started crying. E.C. testified that Bock continued to have sex with her
several times over the course of the summer and into the fall.
E.C. also testified that on one occasion, Bock put his mouth on her vagina.
She testified that she was lying in a bed at Bock’s house, and he took off her pants,
put his head in her crotch, and placed his mouth on her vagina. When she asked
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him what he was doing and told him to stop, he told her to stay still. She testified
that this was the first time that someone had performed oral sex on her and that it
was awkward, uncomfortable, and embarrassing.
E.C. testified that the last time Bock sexually assaulted her was in October
2010, when she, Bock, Rayanne, Bock’s son Jeremy, and Rayanne’s cousin Lyle
were on a trip to attend a wedding at the Frio River. 1 She testified that Bock
decided that they would share a room at the cabin. After the wedding, Bock, E.C.,
Rayanne, and Lyle started drinking. Shortly after Rayanne fell asleep in a chair on
the porch, E.C. went to her room. E.C. testified that Bock came into her room and
she told him to go away. Bock told her no, got on top of her, started taking her
clothes off, and then started having sex with her.
After the Frio River trip, in November 2010, E.C. told her mother that Bock
had been sexually assaulting her. She took E.C. to a health care professional the
next day, and called the Galveston County Sheriff’s Department. She then took
E.C. to the Child Advocacy Center where E.C. was interviewed by a forensic
interviewer and given a physical examination.
At trial, the State presented testimony from various persons involved with
the investigation. Lieutenant Gary Echols, with the Galveston County Sheriff’s
Department, testified that he was the on-call detective at the time the department
1
Bock was not charged with the sexual assault that occurred on the Frio River trip.
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received the call concerning the sexual assault of E.C. He testified that upon
receiving the call, he set up an appointment with the Child Advocacy Center, and
then took statements from various witnesses. Based on the interviews with
witnesses, Lieutenant Echols determined that the sexual assaults occurred at
Bock’s house. He testified that he did not get a search warrant for Bock’s house
and did not collect any DNA because of the amount of time that had lapsed
between the first sexual assault and the time it was reported.
Rayanne’s cousin Lyle also testified that he attended the wedding at the Frio
River and stayed at the cabin. He testified that he slept in one bedroom, Jeremy
slept in another, Rayanne fell asleep outside, and Bock and E.C. slept in the other
bedroom together. He testified that he thought it was odd that Bock would share a
bedroom with E.C. rather than one of his own children.
Dr. Ralph Noble, a pediatrician who specializes in child abuse pediatrics,
testified that there were no signs of trauma found during E.C.’s physical
examination and that her hymen was intact. However, he testified that, in E.C.’s
case, this was still consistent with a diagnosis of sexual abuse based on her
statements and history. He testified that in most sexual abuse cases, there will be
no physical signs of sexual abuse and no abnormalities with the hymen due to the
lapse of time between when the abuse occurred and when the child is examined.
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He also testified that the fact that the hymen is intact does not necessarily mean
there was no abuse because that part of the body heals very rapidly.
Angela Attaway, a nurse practitioner, testified that she interviewed E.C. to
get a history of the assault and performed a physical examination of her. She
testified that E.C. told her Bock sexually assaulted her, by placing his penis inside
her vagina, at least six times; that Bock told her “I know you want it”; that E.C.
told her mom what happened because she decided that would be best; and that the
assaults happened in her room at Bock’s house while everyone else was sleeping.
Attaway also testified that when she asked E.C. if Bock wore a condom, E.C. told
her no because he has had a vasectomy.
Bock testified in his own defense and stated that he did not sexually assault
E.C. He testified that he allowed E.C. to spend so much time at his house because
she was one of his daughter’s best friends and she seemed like she needed help.
He testified that E.C. would come to him with questions about life, boyfriends, and
her parents and that he felt like a father figure to her. He also testified that he was
concerned about E.C.’s drug use and that he tried to help her work through it. He
testified that after the trip to the Frio River, he no longer wanted E.C. around
because she had offered drugs to his daughter, Rayanne. He also admitted that he
had allowed Rayanne and E.C. to drink on occasion, and that he now knows that
was a bad idea. Bock denied sleeping in the same room as E.C. at the cabin. He
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testified that E.C. knew he had a vasectomy because Rayanne, Jeremy, and E.C.
were talking about sex one day and asked him whether he was “cut.”
After hearing all of the evidence, the jury found Bock guilty of both counts
of sexual assault of a child. Bock appealed.
Sufficiency of the Evidence
In his first point of error, Bock argues that the evidence is insufficient to
support his convictions for sexual assault of a child. Bock does not attack the
sufficiency of the evidence to support any specific element of the offense; rather,
his complaint on appeal is essentially a challenge to E.C.’s credibility. He
contends that evidence conclusively established a reasonable doubt, and that,
“[d]espite the undisputed evidence of drug usage, alcohol abuse and usage, a
reputation for lying, and general improbability of the alleged events,” the jury
“ignored all reasonable (if not even compelling) doubts as to the young girl’s lack
of credibility” and convicted based on her statement alone. Bock argues that no
other evidence, direct or circumstantial, supported the jury’s verdict. The State
responds that the child victim’s testimony alone is sufficient to support Bock’s
convictions and that it was up to the jury to weigh and consider the credibility of
the witnesses.
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A. Standard of Review
An appellate court reviews legal and factual sufficiency challenges using the
same standard of review. See Griego v. State, 337 S.W.3d 902, 903 (Tex. Crim.
App. 2011). “Under this standard, evidence is insufficient to support a conviction
if considering all record evidence in the light most favorable to the verdict, a
factfinder could not have rationally found that each essential element of the
charged offense was proven beyond a reasonable doubt.” Gonzalez v. State, 337
S.W.3d 473, 478 (Tex. App.—Houston [1st Dist.] 2011, pet. ref’d) (citing Jackson
v. Virginia, 443 U.S. 307, 319, 99 S. Ct. 2781, 2789 (1979)). Evidence is
insufficient under this standard in four circumstances: (1) the record contains no
evidence probative of an element of the offense; (2) the record contains a mere
“modicum” of evidence probative of an element of the offense; (3) the evidence
conclusively establishes a reasonable doubt; or (4) the acts alleged do not
constitute the criminal offense charged. Gonzalez, 337 S.W.3d at 479. The
sufficiency of the evidence is measured by the elements of the offense as defined
in a hypothetically correct jury charge, which is one that “accurately sets out the
law, is authorized by the indictment, does not unnecessarily increase the State’s
burden of proof or unnecessarily restrict the State’s theories of liability, and
adequately describes the particular offense for which the defendant was tried.”
Malik v. State, 953 S.W.2d 234, 240 (Tex. Crim. App. 1997). If an appellate court
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finds the evidence insufficient under this standard, it must reverse the judgment
and enter an order of acquittal. Gonzalez, 337 S.W.3d at 479.
An appellate court determines “whether the necessary inferences are
reasonable based upon the combined and cumulative force of all the evidence
viewed in the light most favorable to the verdict.” Clayton v. State, 235 S.W.3d
772, 778 (Tex. Crim. App. 2007) (quoting Hooper v. State, 214 S.W.3d 9, 16–17
(Tex. Crim. App. 2007)). When the record supports conflicting inferences, an
appellate court presumes that the factfinder resolved the conflicts in favor of the
verdict and defers to that resolution. Id. (citing Jackson, 443 U.S. at 326, 99 S. Ct.
at 2793). “An appellate court likewise defers to the factfinder’s evaluation of the
credibility of the evidence and the weight to give the evidence.” Gonzalez, 337
S.W.3d at 479. A court treats direct and circumstantial evidence equally:
circumstantial evidence can be as probative as direct evidence, and circumstantial
evidence alone can be sufficient to establish guilt. Clayton, 235 S.W.3d at 778
(quoting Hooper, 214 S.W.3d at 13).
B. Applicable Law
Bock was convicted of two counts of sexual assault of a child. To prove that
Bock committed a sexual assault of a child in the first count, the State was required
to establish that Bock intentionally or knowingly caused the penetration of the
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sexual organ of a child,2 in this case E.C., by any means. See TEX. PENAL CODE
ANN. § 22.011(a)(2)(A) (West 2005). To prove the second count of sexual assault
of a child, the State was required to establish that Bock intentionally or knowingly
caused the sexual organ of E.C. to contact the mouth of another person, Bock. Id.
§ 22.011(a)(2)(C).
A conviction of sexual assault of a child is “supportable on the
uncorroborated testimony of the victim of the sexual offense.” TEX. CODE CRIM.
PROC. ANN. art. 38.07(a); see also Martines v. State, 371 S.W.3d 232, 240 (Tex.
App.—Houston [1st Dist.] 2011, no pet.). The victim is not required to inform
another person of the alleged offense if at the time of the alleged offense the victim
was seventeen years of age or younger. TEX. CODE CRIM. PROC. ANN. art.
38.07(b)(1). The State has no burden to produce any corroborating or physical
evidence and the jury determines the credibility of the witnesses and may believe
all, some, or none of the testimony. Lovings v. State, 376 S.W.3d 328, 336 (Tex.
App.—Houston [14th Dist.] 2012, no pet.) (citing Chambers v. State, 805 S.W.2d
459, 461 (Tex. Crim. App. 1991)); Benton v. State, 237 S.W.3d 400, 404 (Tex.
App.—Waco 2007, pet. ref’d). We liberally construe testimony given by a child
victim of sexual assault, and as long as the child communicates to the factfinder
2
A child is defined as a person younger than seventeen years of age. See TEX.
PENAL CODE ANN. § 22.011(c)(1).
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that the touching occurred on a part of the body within the definition of the statute,
the evidence will be sufficient. Martines, 371 S.W.3d at 240.
C. Analysis
Bock notes that there were inconsistencies between E.C.’s statement at the
Child Advocacy Center and her testimony at trial and argues that this is evidence
E.C.’s testimony was not credible and created reasonable doubt as to his guilt. He
also points this court to E.C.’s use of drugs and alcohol and to the fact that E.C.
admitted during her testimony that she continued to go over to Bock’s house, even
though he was allegedly assaulting her. But, these arguments primarily concern
E.C.’s credibility as a witness, not the sufficiency of the evidence. The jury was
free to weigh the evidence, and this court will not disturb the jury’s credibility
determinations on appeal. See Shaw v. State, 329 S.W.3d 645, 657 (Tex. App.—
Houston [14th Dist.] 2010, pet. ref’d); Gonzalez, 337 S.W.3d at 479.
With respect to the first count, E.C. testified that the sexual assault occurred
one night in July 2010, when she was fourteen years old. She testified that Bock
got on top of her and started taking off their clothes. She testified that he then put
his penis inside her vagina and began to have sex with her, but eventually stopped
after she started crying. With respect to the second count, E.C. testified that she
was lying in bed at Bock’s house when he took off her pants, put his head down in
her “crotch area,” and placed his mouth on her vagina. This detailed testimony
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alone was sufficient to support Bock’s convictions. See Shaw, 329 S.W.3d at 657–
58 (holding evidence was legally sufficient to support appellant’s conviction for
aggravated sexual assault of child based on victim’s detailed testimony about how
appellant penetrated her sexual organ); see also Bargas v. State, 252 S.W.3d 876,
888 (Tex. App.—Houston [14th Dist.] 2008, no pet.) (holding evidence sufficient
to sustain appellant’s conviction for sexual assault, despite lack of physical
evidence, where child victim provided ample and detailed testimony to establish
that sexual assault occurred). Accordingly, after viewing all the evidence in a light
most favorable to the verdict and presuming that the factfinder resolved all
conflicts in favor of the verdict, we hold that the evidence was sufficient to support
Bock’s convictions for sexual assault.
We overrule Bock’s first point of error.
Ineffective Assistance of Counsel
In his second point of error, Bock contends that his counsel was ineffective
for failing to: (1) request a limiting instruction on evidence of an extraneous
offense; (2) object to the State’s introduction of victim impact testimony;
(3) request a hearing on the admissibility of an alleged outcry statement; and
(4) object to the introduction of inadmissible hearsay from the complaining
witness’s mother.
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A. Standard of Review
Both the federal and state constitutions guarantee an accused the right to
have the assistance of counsel. See U.S. CONST. amend. VI; TEX. CONST. art. I, §
10; TEX. CODE CRIM. PROC. ANN. art. 1.051 (West 2005). The right to counsel
includes the right to reasonably effective assistance of counsel. See Strickland v.
Washington, 466 U.S. 668, 686, 104 S. Ct. 2052, 2063 (1984); Ex parte Gonzales,
945 S.W.2d 830, 835 (Tex. Crim. App. 1997). Both state and federal claims of
ineffective assistance of counsel are evaluated under the two prong analysis of
Strickland. Thompson v. State, 9 S.W.3d 808, 812 (Tex. Crim. App. 1999). The
first prong requires the appellant to demonstrate that counsel’s performance was
deficient, meaning that counsel made errors so serious that he was not functioning
as the “counsel” guaranteed by the Sixth Amendment. Strickland, 466 U.S. at 687,
104 S. Ct. at 2064. The second prong requires the appellant to show that counsel’s
deficient performance prejudiced the defense. Id. This requires showing that
counsel’s errors were so serious as to deprive the defendant of a fair trial. Id. To
establish prejudice, the appellant must prove there is a reasonable probability that
but for counsel’s deficient performance, the result of the proceeding would have
been different. Jackson v. State, 973 S.W.2d 954, 956 (Tex. Crim. App. 1998). A
reasonable probability is “a probability sufficient to undermine confidence in the
outcome of the proceedings.” Id. Unless an appellant can prove both prongs, an
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appellate court must not find counsel’s representation to be ineffective. Strickland,
466 U.S. at 687, 104 S. Ct. at 2064.
There is a strong presumption that counsel’s conduct fell within the wide
range of reasonable professional assistance. Thompson, 9 S.W.3d at 813; Jackson
v. State, 877 S.W.2d 768, 771 (Tex. Crim. App. 1994). On direct appeal, a
reviewing court will rarely be able to fairly evaluate the merits of an ineffective-
assistance claim because the record on direct appeal is usually undeveloped and
inadequately reflective of the reasons for defense counsel’s actions at trial. Mata v.
State, 226 S.W.3d 425, 430 (Tex. Crim. App. 2007). The lack of a clear record
usually will prevent the appellant from meeting the first prong of Strickland, as the
reasonableness of counsel’s choices and actions during trial can be proven
deficient only through facts that do not normally appear in the appellate record. Id.
In order for an appellate court to find on direct appeal that counsel was ineffective,
counsel’s deficiency must be affirmatively demonstrated in the trial record. Lopez
v. State, 343 S.W.3d 137, 142 (Tex. Crim. App. 2011). When the record is silent
as to counsel’s reasons for his conduct, finding counsel ineffective would call for
speculation by the appellate court. Stults v. State, 23 S.W.3d 198, 208 (Tex.
App.—Houston [14th Dist.] 2000, pet. ref’d). An appellate court will not speculate
about the reasons underlying defense counsel’s decisions to find counsel
ineffective. Id.; Jackson, 877 S.W.2d at 771. If appellant does not file a motion
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for new trial or request a hearing, or if counsel does not appear at the hearing, an
affidavit from trial counsel becomes almost vital to the success of an ineffective
assistance claim on direct appeal. Stults, 23 S.W.3d at 208–09.
Moreover, “[i]t is not sufficient that the appellant show, with the benefit of
hindsight, that his counsel’s actions or omissions during trial were merely of
questionable competence.” Mata, 226 S.W.3d at 430. Rather, in order to prevail
on an ineffective-assistance claim on direct appeal, “the record must demonstrate
that counsel’s performance fell below an objective standard of reasonableness as a
matter of law, and that no reasonable trial strategy could justify trial counsel’s acts
or omissions, regardless of his or her subjective reasoning.” Lopez, 343 S.W.3d at
143; see also Mata, 226 S.W.3d at 428–29 (recognizing exception to presumption
of reasonable professional judgment when complained-of conduct by trial court is
of type which no reasonably competent defense attorney would have engaged in
for any reason).
B. Analysis
First, Bock complains that counsel was deficient because he failed to request
a limiting instruction during the guilt-innocence phase relating to the extraneous
offense that occurred at the Frio River cabin. See TEX. R. EVID. 105(a). Bock
concedes that this evidence was admissible under Texas Rule of Evidence 404(b),
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but contends his counsel should have requested a limiting instruction at the time
the jury heard testimony about the offense.
Bock did not file a motion for new trial, and the record is silent as to why
defense counsel failed to request a limiting instruction. And, we may not speculate
as to the reasons for defense counsel’s conduct. Stults, 23 S.W.3d at 208; Lopez,
343 S.W.3d at 142 (stating that appellate court must not engage in retrospective
speculation and deficient performance instead must be affirmatively demonstrated
in record). In any event, the record reflects that although defense counsel did not
request a contemporaneous limiting instruction, the jury charge included a limiting
instruction on the use of extraneous offense evidence. Under these circumstances,
we cannot conclude that counsel was ineffective. See Howland v. State, 966
S.W.2d 98, 105 (Tex. App.—Houston [1st Dist.] 1998), aff’d, 990 S.W.2d 274
(Tex. Crim. App. 1999) (refusing, on direct appeal, to find defense counsel
ineffective where counsel failed to request limiting instructing related to
extraneous offense during trial, but limiting instruction was included in jury charge
and record was silent as to counsel’s reasoning).
Second, Bock contends that his counsel was ineffective for failing to object
to the State’s introduction of victim impact testimony during the guilt-innocence
phase. Specifically, Bock alleges that counsel was deficient for failing to object to
E.C.’s mother’s testimony that E.C. continued to undergo counseling, maintained
15
poor grades, endured degrading comments from peers, and was afraid to be alone
following the assault, and for failing to object to E.C.’s testimony that her social
situation was “hurt” after she admitted she had been sexually assaulted by Bock.
In support of his argument that this victim impact testimony was improper,
Bock cites Miller-El v. State, 782 S.W.2d 892 (Tex. Crim. App. 1990), which
states that victim impact testimony does not have “any tendency to make more or
less probable the existence of any fact of consequence at the guilt stage of trial.”
Miller-El, 782 S.W.2d at 895. But Miller-El holds that victim impact testimony
can be admissible as a “circumstance of the offense.” Miller-El, 782 S.W.2d at
895. And later cases from the courts of appeals likewise have concluded that
victim impact testimony may be admissible during the guilt phase if the testimony
“would have a tendency to make more or less probable a fact of consequence at the
guilt stage; that is, whether appellant committed the crimes at all.” Longoria v.
State, 148 S.W.3d 657, 660 (Tex. App.—Houston [14th Dist.] 2004, pet. ref’d); see
also Cueva v. State, 339 S.W.3d 839, 881 (Tex. App.—Corpus Christi 2011, pet.
ref’d) (suggesting that if victim-impact testimony was relevant to any guilt issue, it
would be admissible at guilt stage of trial); Warren v. State, 236 S.W.3d 844, 847
(Tex. App.—Texarkana 2007, no pet.) (explaining that if issue of whether sexual
assault actually occurred was contested, then subsequent adverse reaction of victim
to occurrence is relevant to show fact of occurrence).
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In this case, the testimony regarding the impact the sexual assault had on
E.C.’s life was admissible to show that a sexual assault in fact occurred.
Accordingly, we cannot say that defense counsel’s failure to object to it fell below
the objective standard of reasonableness such that no reasonable trial strategy
could justify his actions. See Lopez, 343 S.W.3d at 143; see also Cueva, 339
S.W.3d at 881 (holding that because victim impact testimony had “a tendency to
make more or less probable a fact of consequence at the guilt stage” and would
have been admissible, trial counsel’s failure to object did not fall below objective
standard of reasonableness); Longoria, 148 S.W.3d at 660 (holding that trial
counsel’s failure to object to victim impact testimony did not fall below objective
standard of reasonableness where that “testimony regarding the girls’ behavior and
long-term prognosis would have a tendency to make more or less probable a fact of
consequence at the guilt stage”).
Finally, Bock contends that his counsel was ineffective for failing to object
to E.C.’s mother’s hearsay statements and for failing to request a hearing under
article 38.072 of the Code of Criminal Procedure regarding their admissibility. See
TEX. CODE CRIM. PRO. ANN. art. 38.072 § 1. However, as the State correctly points
out, E.C.’s mother’s testimony did not contain hearsay. She described E.C.’s
demeanor when E.C. told her about the sexual assaults and then described how she
reacted—by taking E.C. to a health care professional and then the Child Advocacy
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Center. E.C.’s mother did not relate E.C.’s statements about the sexual assaults,
and nothing in the record indicates that the State designated her as the outcry
witness. Bock’s counsel cannot be found ineffective for failing to object to
admissible testimony. See Ex parte White, 160 S.W.3d 46, 53 (Tex. Crim. App.
2004) (holding counsel not ineffective for failing to object to admissible evidence).
We conclude that Bock has neither shown that his trial counsel’s actions at
trial were “so outrageous that no reasonable competent trial attorney would have
done likewise,” nor “rebutted the presumption that his trial counsel’s actions were
part of some sound trial strategy.” See Mata, 226 S.W.3d at 433. Therefore, we
hold that Bock has failed to satisfy the first prong of Strickland. Given our
holding, we need not address Strickland’s second prong.
We overrule Bock’s second point of error.
Conclusion
We affirm the judgment of the trial court.
Rebeca Huddle
Justice
Panel consists of Justices Jennings, Brown, and Huddle.
Do not publish. TEX. R. APP. P. 47.2(b).
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