in the Interest of C.Y.S, Children ( 2011 )

COURT OF APPEALS
CATHERINE STONE FOURTH COURT OF APPEALS DISTRICT KEITH E. HOTTLE,
CHIEF JUSTICE CADENA-REEVES JUSTICE CENTER CLERK
KAREN ANGELINI 300 DOLOROSA, SUITE 3200
SANDEE BRYAN MARION SAN ANTONIO, TEXAS 78205-3037
PHYLIS J. SPEEDLIN WWW.4THCOA.COURTS.STATE.TX.US TELEPHONE
REBECCA SIMMONS (210) 335-2635
STEVEN C. HILBIG
MARIALYN BARNARD FACSIMILE NO.
JUSTICES (210) 335-2762
Court of Appeals Number: 04-11-00308-CV
Trial Court Case Number: 3743
Style: In the Interest of C.Y.S, et al, Children
Trial Judge: The Honorable Enrique Fernandez
Trial Court Reporter: John Price
Trial Court: 63rd Judicial District Court
Trial County: Edwards
ORIGINAL OPINION DELIVERED: NOVEMBER 30, 2011
MOTION FOR REHEARING DENIED:
RELEASED FOR PUBLICATION:
PUBLISH: Y PAGES: 9
APPELLANT ATTORNEY APPELLEE ATTORNEY
Manuel C. Rodriguez, Jr. Luisa Petrin Marrero
Law Office of Manuel C. Rodriguez, Jr. Texas Department of Family and Protective
Lincoln Center - Suite 535 Services MC: Y-956
7800 IH-10 West 2401 Ridgepoint Drive, Bldg. H-2
San Antonio, TX 78230 Austin, TX 78754
Jeffrey S. Mahl Shelly L. Merritt
Law Offices of Jeffrey S. Mahl Texas Department of Family and Protective
108 West Losoya Street Services
Del Rio, TX 78840 3635 S.E. Military Drive
San Antonio, TX 78223
Michael Shulman
Texas Department of Family and Protective
Services, MC: Y-956
2401 Ridgepoint Drive. Bldg. H-2
Austin, TX 78754
Steven W. Bartels
Appellate Attorney, Office of General Counsel
Texas Department of Family and Protective
Services
2401 Ridgepoint Drive, Bldg. H-2
Austin, TX 78754
Addressee Count: 6
MEMORANDUM OPINION
No. 04-11-00308-CV
IN THE INTEREST OF C.Y.S., et al., Children
From the 63rd Judicial District Court, Edwards County, Texas
Trial Court No. 3743
The Honorable Enrique Fernandez, Judge Presiding
Opinion by: Phylis J. Speedlin, Justice
Sitting: Phylis J. Speedlin, Justice
Rebecca Simmons, Justice
Marialyn Barnard, Justice
Delivered and Filed: November 30, 2011
AFFIRMED
This is an accelerated appeal from the trial court’s order terminating the appellant’s
parental rights. See TEX. FAM. CODE ANN. § 263.405 (West Supp. 2011). 1 We hold the trial
court abused its discretion in finding that the appellate issue concerning appointment of counsel
is frivolous, but overrule the issue on its merits and affirm the trial court’s termination order.
BACKGROUND
On December 10, 2009, the Texas Department of Family and Protective Services (the
“Department”) filed an “Original Petition for Protection of a Child, for Conservatorship, and for
1
Recently, section 263.405 was substantially amended; however, the prior version of section 263.405 applies to this
case because the final termination order was signed before the September 1, 2011 effective date of the amendment.
See Act of May 19, 2011, 82d Leg., R.S., ch. 75, § 8, 2011 Tex. Gen. Laws 348, 349-50.
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Termination in Suit Affecting the Parent-Child Relationship” with respect to Krystal’s six
children. 2 The petition stated, “If reunification with the mother cannot be achieved, the Court
should terminate the parent-child relationship . . .” on the alleged grounds for termination. The
court signed an “Order for Protection of a Child in an Emergency” naming the Department the
temporary sole managing conservator of the children, and appointed an attorney ad litem for the
children. A full adversary hearing was held on January 21, 2010. In its temporary orders signed
at the conclusion of the hearing, the court notes that Krystal appeared in person and announced
ready, and states that it is deferring its finding regarding an attorney ad litem for Krystal because
she “has not appeared in opposition to this suit or has not established indigency.” The family
services plan dated February 16, 2010 stated the permanency goal for all the children was
“family reunification” with a target date of December 31, 2010; Krystal and the father signed the
plan. A status hearing was held on March 4, 2010, at which Krystal appeared and acknowledged
understanding the family services plan.
The initial permanency progress report filed by the Department on June 14, 2010 again
stated that the permanency goal for the children was family reunification, but noted that neither
parent was in compliance with the family services plan; the report also identified the existence of
“variables that would be a barrier for reunification if risk factors are not resolved that include[:]
Krystal’s decision to remain in an abusive and highly volatile relationship with [the father], who
has not complied with services and continues to engage in substance use.” A permanency
hearing was held on July 20, 2010; Krystal appeared but the father did not appear. The court
found that neither parent had demonstrated adequate and appropriate compliance with the family
services plan, and set a trial date and dismissal date. The Department’s next permanency
2
To protect the privacy of the parties, we identify the children by their initials and the parents by their first names
only. TEX. R. APP. P. 9.8(b); TEX. FAM. CODE ANN. § 109.002(d) (West Supp. 2011).
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progress report filed on September 23, 2010 stated that both parents had failed to comply with
the family services plan, and changed the permanency goal for the children from family
reunification to “termination of parental rights.” The report stated that Krystal and the father
were warned at the July 20, 2010 hearing that if they continued to fail to comply with the service
plan the permanency goal would be changed to termination. The next permanency hearing was
held on October 8, 2010. The court’s docket sheet entry for October 8, 2010 reflects that the
court noted that the Department’s goal was “now termination,” and that both parents were
advised of their right to an attorney; the court appointed an attorney to represent Krystal. A new
trial date was set for December 16, 2010. Krystal’s counsel requested a continuance of the
December trial setting, which was granted to February 3, 2011.
Eight witnesses testified at the February 3, 2011 bench trial, including Krystal and the
father, the Department’s caseworker assigned to the family and the legal worker who created the
family services plan, a psychotherapist who treated Krystal as a victim of domestic violence, a
family homemaker consultant who counseled both parents, Krystal’s case worker with Quad
Counties Council on Alcohol and Drug Abuse, and a friend of Krystal. At the conclusion of the
trial, the court terminated Krystal’s parental rights based on its findings that Krystal
(i) knowingly endangered the physical or emotional well-being of the children and (ii) failed to
comply with the family service plan setting forth the actions necessary to obtain return of the
children, and that termination is in the children’s best interests. See TEX. FAM. CODE ANN.
§ 161.001(1) (D), (O), & (2) (West Supp. 2010). Krystal filed a motion for new trial and
affidavit of indigence, and a notice of appeal. 3 In her motion for new trial, Krystal alleged that a
new trial should be granted because the evidence was insufficient to support the grounds for
termination, and the trial court failed to appoint her an attorney “at the initiation of the petition
3
The parental rights of the children’s father were also terminated, but he did not appeal.
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filed by the Department . . . causing her to miss important discovery and trial deadlines, i.e.,
including . . . her right to request jury trial.” The Department filed a request for findings under
section 263.405(d), with an affidavit summarizing the trial evidence and a brief in support,
requesting that the court determine that any appeal would be frivolous. See id. at
§ 263.405(d)(3). After holding the section 263.405(d) hearing, the court denied Krystal’s motion
for new trial and found her indigent for purposes of appeal; it carried the ruling on whether her
appeal is frivolous pending her filing of a late statement of appellate points, for which the court
granted an extension. See id. at § 263.405(b)(2), (d)(3). Krystal filed a statement of appellate
points listing several challenges to the sufficiency of the evidence to support termination, and
several abuses of discretion by the trial court including, “Failure of the Court to appoint an
attorney to Krystal . . . from the outset of the civil matter, specifically the date of filing of the
Petition for Termination of Parent Child Relationship by the Department of Family Protective
Services.” The trial court subsequently issued an “Additional Finding on Hearing Held Pursuant
to Section 263.405 Texas Family Code” in which it found Krystal’s appellate points to be
frivolous. See id. at § 263.405(d)(3). Krystal now appeals the court’s finding that her appeal is
frivolous.
ANALYSIS
Because the trial court found that all of the appellate issues raised in Krystal’s statement
of appellate points are frivolous, the scope of our review is initially limited by statute to the
frivolousness issue. Id. at § 263.405(g); In re K.D., 202 S.W.3d 860, 865 (Tex. App.—Fort
Worth 2006, no pet.). In her brief, Krystal raises only one of the multiple issues listed in her
statement of appellate points—that the delay in appointment of counsel was an abuse of
discretion and violation of her due process rights. Before we can reach the substantive merits of
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Krystal’s issue on appeal, we must determine whether the trial court abused its discretion in
finding this appellate point to be frivolous. In re M.N.V., 216 S.W.3d 833, 834-35 (Tex. App.—
San Antonio 2006, no pet.).
Although Krystal’s brief does not directly address the question of whether her appeal is
frivolous, we construe her argument to encompass a challenge to the court’s finding that her
appellate issue is frivolous. See Lumpkin v. Dep’t of Family and Protective Servs., 260 S.W.3d
524, 526 n.3 (Tex. App.—Houston [1st Dist.] 2008, no pet.). An appeal is frivolous when it
lacks an arguable basis in law or in fact. In re S.M., No. 04-08-00340-CV, 2008 WL 5423138, at
*1 (Tex. App.—San Antonio Dec. 31, 2008, no pet.) (mem. op.); De La Vega v. Taco Cabana,
Inc., 974 S.W.2d 152, 154 (Tex. App.—San Antonio 1998, no pet.). In determining whether an
appeal is frivolous, the court considers whether the appellant has presented a substantial question
for appellate review. TEX. FAM. CODE ANN. § 263.405(d)(3); TEX. CIV. PRAC. & REM. CODE
ANN. § 13.003(b) (West 2002); In re S.M., 2008 WL 5423138, at *1. Here, the Department
concedes in its brief that Krystal’s issue concerning appointment of counsel is not frivolous, and
we agree that it has at least an arguable basis in law and fact and is, therefore, not frivolous. See
In re M.N.V., 216 S.W.3d at 835. Accordingly, we conclude the trial court abused its discretion
in finding that Krystal’s appellate point challenging the delay in appointment of counsel is
frivolous.
Having concluded Krystal’s appellate issue is not frivolous, we may proceed to address
the merits of the issue because we have the benefit of the full record of the termination
proceedings and full briefing on the issue’s merits by the parties.
In her sole issue on appeal, Krystal asserts the trial court abused its discretion and
violated her due process rights by failing to timely appoint an attorney ad litem to represent her
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pursuant to section 107.013 of the Family Code. TEX. FAM. CODE ANN. § 107.013 (West Supp.
2011). The Department argues this issue was not preserved because it is not the same issue that
was listed in Krystal’s statement of appellate points and that was raised in the trial court;
specifically, the Department acknowledges Krystal challenged the delay in appointment of
counsel in her motion for new trial and in her statement of points, but objects that she did not
raise the constitutional claim, i.e., a due process violation, that she now argues on appeal. We
agree that the record contains no indication that Krystal ever raised a due process claim in the
trial court, and that the constitutional claim was therefore not preserved. See TEX. FAM. CODE
ANN. § 263.405(i) (providing the appellate court may not consider any issue not specifically
presented to the trial court in the statement of appellate points); TEX. R. APP. P. 33.1; see also In
re L.M.I., 119 S.W.3d 707, 711 (Tex. 2003); In re M.Y.C., No. 04-06-00895-CV, 2007 WL
2935482, at *1 (Tex. App.—San Antonio Oct. 10, 2007, no pet.) (mem. op.). However, we note
that Krystal’s complaint in her brief about the timing of appointment of counsel is phrased as
both an assertion that the trial court abused its discretion under the statute and an assertion that
her due process rights were violated. Therefore, we will address only the argument that the trial
court abused its discretion under section 107.013 in failing to appoint Krystal an attorney ad
litem earlier in the process.
Krystal argues the trial court should have appointed counsel to represent her soon after
the Department filed its petition because it was obvious she was indigent and opposed the
termination of her parental rights. Under section 107.013(a)(1) of the Family Code, the trial
court is required to appoint an attorney ad litem to represent a parent’s interests in a termination
suit brought by the Department if the parent is indigent and responds in opposition to the
termination. TEX. FAM. CODE ANN. § 107.013(a)(1). Subsection (c) of section 107.013 also
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mandates appointment of an attorney ad litem to “an indigent parent . . . who responds in
opposition to the suit” if the Department seeks temporary managing conservatorship of a child.
Id. at § 107.013(c). Krystal contends the trial court had notice of her indigency as early as
December 16, 2009 by virtue of the caseworker’s affidavit attached to the Department’s original
petition, which stated she was currently receiving food stamps. Krystal also argues her
appearances at all of the hearings showed she was “opposed to” any termination of her parental
rights from the beginning of the proceedings; therefore, the trial court erred in not appointing her
an attorney ad litem right away.
As noted, supra, at the January 21, 2010 hearing on temporary orders, the trial court
expressly deferred ruling on the appointment of counsel for Krystal because it found Krystal had
not “appeared in opposition to this suit or has not established indigency” as required by the
statute. See id. at § 107.013(a)(1), (c). Subsection (d) of section 107.013 expressly requires a
parent who claims indigence under the statute to file an affidavit of indigence in accordance with
Rule 145(b) of the Texas Rules of Civil Procedure before the trial court can determine the
parent’s indigence under section 107.013. Id. at § 107.013(d). The record does not contain an
affidavit of indigence filed by Krystal in compliance with section 107.013(d) prior to October 8,
2010, the date her attorney was appointed. 4 Further, the record does not reflect that Krystal ever
made an earlier request for appointment of an attorney, either orally or in writing, or filed an
answer or testified in opposition to removal of the children prior to October 8, 2010.
We have held that the complete failure to appoint counsel for an indigent parent is
reversible error, but that the trial court has discretion in the timing of appointment of counsel
4
Even though Krystal’s section 107.013(d) affidavit is not in the record, the trial court’s October 8, 2010 order
appointing an attorney to represent Krystal recites that Krystal “has filed an affidavit of indigence in accordance
with rule 145(b) of the Texas Rules of Civil Procedure and that appointment of an Attorney Ad Litem for [Krystal] is
mandatory under § 107.013 of the Texas Family Code . . . .”
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based on the open-ended language of section 107.013 and the omission of any set time-frame in
the statute for appointment of counsel. In re M.J.M.L., 31 S.W.3d 347, 354 (Tex. App.—San
Antonio 2000, pet. denied). We held in M.J.M.L. that appointment of counsel six months after
the case began was not in itself a violation of section 107.013. Id.; see also In re J.J., No. 13-04-
00202-CV, 2006 WL 949952, at *3 (Tex. App.—Corpus Christi April 13, 2006, no pet.) (mem.
op.) (holding appointment of counsel eleven months after the petition for termination was filed,
but four and one-half months before trial, did not violate section 107.013); Holmes v. Tex. Dep’t
of Protective and Regulatory Servs., No. 03-01-00325-CV, 2002 WL 1727384, at *1 (Tex.
App.—Austin July 26, 2002, pet. denied) (not designated for publication) (holding court was not
obligated to appoint counsel for indigent father at inception of termination proceeding and
appointment of counsel one year after petition was filed, but two months before trial, did not
violate section 107.013); c.f., In re C.D.S., 172 S.W.3d 179, 185-86 (Tex. App.—Fort Worth
2005, no pet.) (acknowledging that section 107.013(a) does not require the immediate
appointment of an attorney ad litem, but holding that court erred in failing to find mother
indigent and in failing to appoint counsel prior to mother’s voluntary relinquishment of rights on
eve of trial eight months after she testified at adversary hearing in opposition to removal of her
child).
Here, Krystal neither appeared in opposition to removal of her children nor filed an
affidavit of indigence as required by section 107.013 at any time prior to the appointment of
counsel on October 8, 2010. Moreover, the Department’s stated permanency goal for the
children was family reunification until the September 23, 2010 progress report, when it was
changed to parental termination; Krystal was appointed counsel at the next hearing held two
weeks later. Krystal’s appointed counsel had four months to prepare for trial, and Krystal does
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not assert that her counsel was unprepared or otherwise rendered ineffective assistance due to the
timing of the appointment. We hold that the trial court did not abuse its discretion under section
107.013(a) by appointing an attorney ad litem for Krystal on October 8, 2010, ten months after
the Department’s petition was filed.
Based on the foregoing reasons, we conclude the trial court abused its discretion in
finding Krystal’s appellate issue concerning appointment of counsel to be frivolous, but we
overrule the issue on its merits and affirm the trial court’s order terminating Krystal’s parental
rights.
Phylis J. Speedlin, Justice
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