Kristin Vanwinkle v. State ( 2010 )

COURT OF APPEALS
SECOND DISTRICT OF TEXAS
FORT WORTH
NO. 02-09-00200-CR
KRISTIN VANWINKLE APPELLANT
V.
THE STATE OF TEXAS STATE
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FROM THE 367TH DISTRICT COURT OF DENTON COUNTY
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MEMORANDUM OPINION1
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In three issues, appellant Kristin Vanwinkle appeals her conviction for
obtaining or possessing hydrocodone through the use of a fraudulent
prescription.2 She argues that the trial court erred by excluding evidence that
she tested negative for drugs, by denying her discovery of a witness’s
1
See Tex. R. App. P. 47.4.
2
See Tex. Health & Safety Code Ann. § 481.129(a)(5) (Vernon 2010).
fingerprints, and by failing to make a reporter’s record of bench conferences.
We affirm.
Background Facts
The facts as told by the State’s witnesses
Candice Porter worked as a pharmacy technician at a Kroger store in
Frisco. One evening in August 2007, appellant, who regularly visited the
pharmacy and who Porter knew by sight, came to the pharmacy’s drop-off
window. Pharmacist Lily Yang was working with Porter that night and also saw
appellant in the store.
Appellant told Porter that she needed some medicine because her son had
been in a baseball accident, and she handed Porter a Lortab3 prescription that
contained the name of Dr. Neil Jacobson, was dated 8-22-07, and was written for
―Austin Van Winkle.‖4 Porter initialed the prescription, which contained an old,
incorrect address for Dr. Jacobson’s office. She then printed out a label for the
prescription bottle. After the bottle had been filled, appellant picked it up and
signed a document to indicate that she had received it.5
3
According to testimony, Lortab is a pain medicine that contains codeine,
acetaminophen, and hydrocodone; hydrocodone is a controlled substance.
4
Yang said that she heard appellant tell the same baseball accident story.
5
On the same document that Porter says appellant signed, Porter wrote
―mom‖ to indicate that appellant had picked up the medicine for Austin, her son.
2
The transaction between Porter and appellant lasted for about fifteen
minutes. After appellant received the bottle, she spoke with Yang about how
Austin, her son, could take the medicine. According to Yang, the only people
around the pharmacy at the time of appellant’s visit were her, appellant, and
Porter.
After appellant left the pharmacy area, one of Kroger’s customer service
employees, Debra Smith, called the pharmacy because Smith suspected that
appellant was shoplifting. Yang became suspicious about the prescription and
wanted to verify it.
The next day, a pharmacy employee called Dr. Jacobson’s office and
learned that the prescription had been forged. On the request of Dr. Jacobson’s
office, Yang called the police to tell them about the forgery.
Days later, Frisco Police Department Sergeant Jay Reim went to Kroger to
investigate and noticed that another officer was already there and was talking to
appellant, who had coincidentally returned to the store. Sergeant Reim took only
a photocopy of the prescription that Porter had received because it is Kroger’s
policy to retain original prescriptions and he did not believe that a fingerprint
analysis would be useful since the prescription was likely touched by many
people. He met with appellant a few days later, and the police eventually got a
warrant and arrested her.
3
The facts as told by appellant’s witnesses
Appellant called Kroger store manager Donny Pauling as a witness to
discredit Porter’s and Yang’s testimony by establishing that no one was working
in customer service on the night that appellant allegedly obtained the
prescription. Pauling said that Smith (who, according to Porter, made the call
from customer service about appellant’s alleged shoplifting) was working on the
night in question, but Pauling conceded that Smith’s time card said that she was
working near the self-checkout register. Pauling explained that Smith typically
worked as a customer service supervisor and that employees may work at
―different places in their shift.‖ He said that the information on Smith’s time card
did not mean that she did not work in customer service on the evening in
question.
Appellant also presented testimony from Jimmy Chilcutt, a retired police
latent fingerprint examiner. Chilcutt said that he compared appellant’s
fingerprints to eleven fingerprints from the prescription that appellant allegedly
gave to Porter. He testified that none of the eleven fingerprints matched
appellant’s fingerprints. On cross-examination, Chilcutt admitted that he could
not testify that appellant did not touch the prescription but only that none of the
eleven fingerprints on the prescription belonged to her. Chilcutt admitted that
more than three people touched the prescription before he examined it and that
several fingerprints on the prescription overlapped.
4
Appellant testified that she went to Kroger about twice a week in 2007.
She said that on the night in question, she ate pizza with friends and her son and
did not go to Kroger. She said that when she later saw Sergeant Reim at Kroger,
she offered to let him search her bag and her car for a prescription pad.
Appellant explained her belief that someone, including maybe her mother,
Patricia Lund, set her up, although she conceded that she did not tell Sergeant
Reim about that theory.6 She believed that Porter and Yang lied or were
mistaken. However, she agreed that the written description that Porter put in her
written statement to police substantially matched her physical characteristics.
Procedural history
A grand jury indicted appellant for fraudulently obtaining or possessing
hydrocodone. Appellant filed several pretrial documents and then pled not guilty.
The jury found appellant guilty, and after hearing evidence related to her
punishment, it assessed ten years’ confinement but recommended suspension of
the confinement while appellant participated in community supervision. The trial
court sentenced her accordingly. Appellant filed her notice of appeal.
Exclusion of Drug Test Evidence
In her first issue, appellant contends that the trial court erred by excluding
evidence showing that she tested negative for drugs after her arrest. Before the
beginning of the trial, appellant filed business records from Sur-Scan Inc. that
6
When Lund testified, she denied that she set up appellant and opined that
appellant has a poor character for being truthful.
5
showed that she tested negative for several drugs in March 2008. The State
responded by filing a motion that asked the trial court to exclude any reference to
appellant’s drug testing because it was irrelevant under rules of evidence 401
and 403. See Tex. R. Evid. 401, 403. Appellant contended that (1) while the use
of hydrocodone is not an element of appellant’s crime, the lack of appellant’s use
of that drug shows an absence of motive to commit the crime, and (2) a jury
could infer that the true identity of someone who fraudulently obtained
hydrocodone is more likely to be a user of the drug than a nonuser.
The trial court held a hearing on the admissibility of the test results during
the trial but outside of the jury’s presence. The court took judicial notice of its file,
which included the documents containing the results. However, the court
determined that the results were irrelevant and inadmissible in the guilt-phase of
the trial, reasoning, ―[Appellant’s] not charged with using drugs. She’s charged
with possessing drugs. What she did with them after the fact . . . is not an
element that the State’s required to prove.‖ Appellant contends on appeal that
the trial court erred because the evidence is relevant and admissible.
However, even if we were to conclude that the trial court should have
admitted the drug test evidence, we would then have to determine whether the
exclusion of that evidence caused harm. Rule of appellate procedure 44.2
explains that if constitutional error is subject to harmless error review, ―the court
of appeals must reverse a judgment of conviction or punishment unless the court
determines beyond a reasonable doubt that the error did not contribute to the
6
conviction or punishment.‖ Tex. R. App. P. 44.2(a). A nonconstitutional error
―that does not affect substantial rights must be disregarded.‖ Tex. R. App. P.
44.2(b).
―[T]he exclusion of a defendant’s evidence will be constitutional error only if
the evidence forms such a vital portion of the case that exclusion effectively
precludes the defendant from presenting a defense.‖ Potier v. State, 68 S.W.3d
657, 665 (Tex. Crim. App. 2002). In other words, that the defendant is unable to
present his or her case to the extent and in the form desired does not rise to
constitutional error when the defendant is not prevented from presenting the
substance of his or her defense to the jury. Id. at 666; see Ray v. State, 178
S.W.3d 833, 835–36 (Tex. Crim. App. 2005) (stating that evidentiary rulings
rarely rise to the level of denying the fundamental constitutional rights to present
a meaningful defense and explaining that evidence that ―incrementally further[s]
[a] defensive theory‖ is not of constitutional dimension); West v. State, 169
S.W.3d 275, 279–80 (Tex. App.—Fort Worth 2005, pet. ref’d) (―Generally, the
erroneous admission or exclusion of evidence is non-constitutional error
governed by rule 44.2(b) if the trial court’s ruling merely offends the rules of
evidence.‖); Ex parte Twine, 111 S.W.3d 664, 668 (Tex. App.—Fort Worth 2003,
pet. ref’d).
The exclusion of appellant’s drug test results may have affected a method
used to present her defense—that she did not present the forged prescription at
Kroger—but the remaining evidence enabled her to present that defense by
7
urging that Porter and Yang lied or were mistaken, that someone set her up, that
Sergeant Reim’s investigation was inadequate, that her fingerprints did not match
those on the prescription, and that she had an alibi on the night the prescription
was presented. Because we determine that the exclusion of appellant’s drug test
evidence, even if it was error, is not of constitutional dimension, we must apply
rule 44.2(b). See Tex. R. App. P. 44.2(b); Potier, 68 S.W.3d at 666; Elmore v.
State, 116 S.W.3d 801, 808 (Tex. App.—Fort Worth 2003, pet. ref’d).
An error affects a defendant’s substantial rights when it has a substantial
and injurious effect or influence in determining the jury’s verdict. King v. State,
953 S.W.2d 266, 271 (Tex. Crim. App. 1997) (citing Kotteakos v. United States,
328 U.S. 750, 776, 66 S. Ct. 1239, 1253 (1946)). Conversely, an error does not
affect a substantial right if we have ―fair assurance that the error did not influence
the jury, or had but a slight effect.‖ Solomon v. State, 49 S.W.3d 356, 365 (Tex.
Crim. App. 2001).
In making the harm determination, we review the record as a whole,
including any testimony or physical evidence admitted for the jury’s
consideration, the nature of the evidence supporting the verdict, and the
character of the alleged error and how it might be considered in connection with
other evidence in the case. Motilla v. State, 78 S.W.3d 352, 355 (Tex. Crim.
App. 2002). We may also consider the jury instructions, the State’s theory and
any defensive theories, whether the State emphasized the error, closing
arguments, and even voir dire, if applicable. Id. at 355–56; see Walters v. State,
8
247 S.W.3d 204, 219 (Tex. Crim. App. 2007) (―[I]t is the responsibility of the
reviewing court to decide whether it is likely that the error had some adverse
effect on the proceedings.‖); Davis v. State, 268 S.W.3d 683, 709 (Tex. App.—
Fort Worth 2008, pet. ref’d) (―[E]vidence of an appellant’s guilt is one factor to
consider in performing a harm analysis under rule 44.2(b).‖).
Here, the jury was squarely confronted with making a determination
between the credibility of Porter and Yang, who unequivocally told them that
appellant presented the forged prescription, and appellant, who said that she did
not. The admission of appellant’s negative drug test results would not have
made Porter’s and Yang’s eyewitness testimony any less credible. Also, even if
evidence that appellant did not use hydrocodone for a period of time near the
offense tangentially relates to whether she fraudulently obtained it or possessed
it on the day of the offense, the jury was obviously not persuaded by other
testimony about the nondiscovery of her fingerprints on the prescription, which
more directly related to her involvement in the crime.
Next, the admission of the results would not have necessarily added
credence to appellant’s story because, as the trial court explained, appellant’s
nonuse of hydrocodone does not exculpate her from fraudulently obtaining or
possessing it; she could have been a courier of the drug. And the jury had
reasons to discredit appellant’s testimony. First, although appellant testified that
she ate pizza with several people on the night that the prescription was
presented, she did not call any of those people to corroborate that story.
9
Second, during the State’s cross-examination of appellant, in several responses,
she denied telling Sergeant Reim that her son might have had something to do
with the fraudulent prescription. But the recording of appellant’s interview with
Sergeant Reim clearly shows that she did imply that her son was involved in this
crime. Finally, appellant’s mother told the jury that appellant has a poor
character for truthfulness.
Appellant relies on the court of criminal appeals’s opinion in Ray to
contend that she was harmed by the exclusion of the drug test results. 178
S.W.3d at 833–36. In Ray, the defendant was convicted of possessing a
controlled substance with intent to deliver, and the trial court had excluded
evidence that would have shown that the drugs might have belonged to someone
else. Id. at 834.7 The court of criminal appeals determined that the exclusion
was harmful, reasoning,
A review of the record as a whole reveals that the question of
possession was not only the most important issue in the case, it was
the only contested issue in the case. Appellant was prejudiced
because she was precluded from presenting third-party witness
testimony which would have corroborated and given independent
credibility to the defense she sought to establish. Because
appellant’s only argument was that she did not possess the drugs,
and the State’s case rested on a contrary argument, the erroneous
exclusion of testimony that tended to establish possession in
another was a ―serious‖ error.
7
Specifically, the trial court excluded testimony from a witness who would
have established that the driver of the car that Ray was in took a cocaine rock
similar to one that the police found and gave it to the witness just before Ray and
the driver of the car were stopped by police. Id. at 835.
10
Id. at 836 (emphasis added). Unlike in Ray, the excluded evidence in this case
was not from a third-party eyewitness, and it would not have tended to establish
that someone else in particular presented the forged prescription; rather, as
recognized by appellant, her nonuse of hydrocodone related to only one of her
possible motives to present the prescription.8
For all of these reasons, we conclude that, in the context of the entire case
against appellant, the trial court’s alleged error in excluding the drug test results
did not have a substantial or injurious effect on the jury’s verdict and did not
affect appellant’s substantial rights. See King, 953 S.W.2d at 271. Thus, we
disregard the alleged error. See Tex. R. App. P. 44.2(b); McKinney v. State, 59
S.W.3d 304, 312–13 (Tex. App.—Fort Worth 2001, pet. ref’d) (holding that, in a
case where the defendant was charged with intentionally or knowingly causing
bodily injury to a child, the trial court’s exclusion of testimony from the child that
the defendant did not intend to cause the injury was harmless because there was
other testimony about the child’s burns being caused by forced immersion in hot
water and the defendant provided inconsistent testimony); Hughes v. State, 12
S.W.3d 166, 168 (Tex. App.—Fort Worth 2000, no pet.); cf. James v. State, 102
S.W.3d 162, 176–79 (Tex. App.—Fort Worth 2003, pet. ref’d) (concluding that
there was harm under rule 44.2(b) when the trial court excluded a statement
made by the driver of a car who said the defendant, a passenger, did not know
8
We note that none of the State’s witnesses testified that appellant used
hydrocodone.
11
anything about the drugs that the police found). We overrule appellant’s first
issue.
Discovery of Lund’s Fingerprints
In her second issue, appellant contends that the trial court erred by
refusing to require Lund (appellant’s mother) to give fingerprints that appellant’s
expert could compare with those that he found on the prescription. Before the
trial began, appellant filed a motion to compel Lund to submit to a deposition for
the purpose of giving her fingerprints. The motion, which relied mainly on articles
39.02 and 39.04 of the code of criminal procedure, said that Lund had refused to
give fingerprints voluntarily and explained that one of appellant’s defensive
theories was that Lund tendered the fraudulent prescription.9 See Tex. Code
Crim. Proc. Ann. art. 39.02 (Vernon Supp. 2010), art. 39.04 (Vernon 2005).
Appellant attached affidavits from her counsel and other documents to the
motion, which the trial court denied after holding a hearing.
A defendant does not have a general constitutional right to discovery in a
criminal case. See In re State, 162 S.W.3d 672, 676 (Tex. App.—El Paso 2005,
no pet.) (citing Washington v. State, 856 S.W.2d 184, 187 (Tex. Crim. App.
1993)); Page v. State, 7 S.W.3d 202, 206 (Tex. App.—Fort Worth 1999, pet.
ref’d) (en banc). However, a trial court has wide discretion in granting or denying
9
During the punishment portion of the trial, Lund testified that she refused
to provide her fingerprints to appellant’s counsel because her attorney believed
that there was no reason for her to do so.
12
a deposition in a criminal case; we review a trial court’s decision to deny a
deposition for an abuse of that discretion. May v. State, 738 S.W.2d 261, 273
(Tex. Crim. App.), cert. denied, 484 U.S. 872 (1987); Aguilar v. State, 468
S.W.2d 75, 79 (Tex. Crim. App. 1971); Yaw v. State, 632 S.W.2d 768, 769 (Tex.
App.—Fort Worth 1982, pet. ref’d).
Depositions of witnesses may be taken by either the State or the
defendant for a good reason and upon the trial court’s approval. Tex. Code
Crim. Proc. Ann. art. 39.02; see Yaw, 632 S.W.2d at 769. Such depositions may
be used at trial in limited circumstances. See Tex. Code Crim. Proc. Ann. art.
39.02, arts. 39.12–.13 (Vernon 2005). Civil rules govern depositions taken in
criminal cases when such rules are not in conflict with the code of criminal
procedure. Id. art. 39.04.
Appellant wanted to take Lund’s deposition under article 39.02 for the sole
purpose of obtaining her fingerprints; appellant did not express any desire to take
Lund’s testimony. To justify obtaining Lund’s fingerprints through a deposition,
appellant relies on rule of civil procedure 199.2(b)(5), which states that a notice
of an intent to take an oral deposition ―may include a request that the witness
produce at the deposition documents or tangible things within the scope of
discovery and within the witness’s possession, custody, or control.‖10 Tex. R.
Civ. P. 199.2(b)(5).
10
Rule of civil procedure 192.3(b) defines ―documents and tangible things‖
that may be produced at a deposition to include ―books, accounts, drawings,
13
However, article 39.14 of the code of criminal procedure, which is titled
―Discovery,‖ limits a defendant to obtaining ―documents, papers, . . . objects or
tangible things not privileged, which constitute or contain evidence material to
any matter involved in the action and which are in the possession, custody or
control of the State or any of its agencies.‖ Tex. Code Crim. Proc. Ann. art.
39.14 (Vernon Supp. 2010) (emphasis added). Courts have interpreted article
39.14 constrictively; they have held that the article limits the methods of
discovery that may be used to compel nonparties to give information.
For example, in State ex rel. Wade v. Stephens, the Dallas Court of Appeals held
that article 39.14’s limitation to the possession of the discoverable item by the
State negated a trial court’s authority to require the victim in an aggravated
sexual assault case to submit to a physical examination. 724 S.W.2d 141, 144–
45 (Tex. App.—Dallas 1987, no writ) (expressing that article 39.14 is ―a
comprehensive pretrial discovery statute, and . . . criminal discovery orders must
fall within the confines of that article’s limited authorization‖). Similarly, relying in
part on Stephens, the Houston (Fourteenth District) Court of Appeals held that a
trial court exceeded its authority under article 39.14 when it required two child
witnesses to undergo psychological examinations. In re State ex rel. Robinson,
graphs, charts, photographs, electronic or videotape recordings, data, and data
compilations.‖ Tex. R. Civ. P. 192.3(b). The rule does not specifically allow or
prohibit other physical evidence, such as fingerprints or DNA, to be ―produced‖ at
a deposition. Id. We do not express any opinion about whether fingerprints may
generally be required to be produced at a civil deposition.
14
116 S.W.3d 115, 116–19 (Tex. App.—Houston [14th Dist.] 2002, no pet.);
see also Smith v. State, No. 05-03-01833-CR, 2005 WL 15210, at *7 (Tex.
App.—Dallas Jan. 4, 2005, pet. ref’d) (not designated for publication) (―An order
requiring the complainant to submit to a psychiatric examination would clearly
exceed the scope of discovery authorized by article 39.14.‖); Mitchell v. State,
11-93-00024-CR, 1994 WL 16189625, at *3–4 (Tex. App.—Eastland Nov. 17,
1994, pet. ref’d) (not designated for publication) (citing Stephens and holding that
because of article 39.14’s limitation, a trial court correctly denied the defendant’s
request for discovery of records from a crime victim crisis center that was not a
state agency).
We agree with these courts’ interpretation of article 39.14 based on the
explicit language of the statute that limits a defendant’s discovery to evidence ―in
the possession, custody, or control of the State or any of its agencies.‖
See Hirsch v. State, 282 S.W.3d 196, 201 (Tex. App.—Fort Worth 2009, no pet.)
(stating that we must apply a statute’s common meaning). Thus, we hold that to
the extent rule of civil procedure 199.2(b)(5) requires a witness to produce
―documents or tangible things‖ (including, possibly, fingerprints) that are within
the witness’s possession, custody, or control but are not within the State’s
possession, custody, or control, rule 199.2(b)(5) conflicts with the code of
criminal procedure and does not govern criminal depositions. See Tex. Code
Crim. Proc. Ann. art. 39.04. In other words, we conclude that a defendant may
not use a deposition under article 39.02 to circumvent article 39.14’s limitation
15
concerning gathering physical or documentary evidence from a nonparty through
discovery.
For these reasons, we hold that the trial court did not abuse its discretion
by denying appellant’s motion to subject Lund to a deposition for the purpose of
obtaining her fingerprints. See May, 738 S.W.2d at 273. We overrule appellant’s
second issue.
Omissions from the Reporter’s Record
Finally, in her third issue, appellant contends that the trial court erred
because the court reporter did not record bench conferences during the trial.
Before the trial began, appellant filed a motion asking the trial court to instruct the
court reporter to record ―all conferences that may occur at the Bench during the
course of [the] trial.‖ The clerk’s record does not contain an order resolving that
motion. The reporter’s record omits the contents of several bench conferences
that occurred during the trial.
The court of criminal appeals has stated in a similar case,
We need not decide whether [Texas Rule of Appellate
Procedure 13.1] requires court reporters to record all bench
conferences whether or not such recording is requested. If the rule
does so require, it simply places a party in the same position he
would be in if recording of bench conferences had been requested
before trial. . . .
The record does not reflect that appellant made an objection
to the court reporter’s failure to record the bench conferences nor
does appellant allege he made such an objection at trial. Therefore,
appellant has failed to preserve his complaint for appeal.
16
Valle v. State, 109 S.W.3d 500, 508–09 (Tex. Crim. App. 2003); see Velazquez
v. State, 222 S.W.3d 551, 556–57 (Tex. App.—Houston [14th Dist.] 2007, no
pet.).
Appellant did not object to the court reporter’s failure to record bench
conferences. She contends, however, that she could not have objected to the
lack of recording at trial because the record ―reveals no effort on the part of the
reporter to alert anyone that she intended to cease reporting these conferences.
Likewise, nothing . . . indicates that the reporter stood up and/or left the
courtroom during proceedings.‖ But the Valle opinion does not create an
exception to the preservation requirement when the defendant’s counsel claims
that he or she did not know that bench conferences were not being recorded, and
appellant has not cited any authority supporting such an exception. To the
contrary, courts have rejected arguments similar to the one made by appellant.
See Peek v. State, No. 06-08-00069-CR, 2008 WL 5090344, at *2 (Tex. App.—
Texarkana Dec. 4, 2008, no pet.) (mem. op., not designated for publication);
Velazquez, 222 S.W.3d at 556 n.4. Therefore, we hold that appellant failed to
preserve her complaint about recording bench conferences, and we overrule her
third issue. See Tex. R. App. P. 33.1(a); Valle, 109 S.W.3d at 508–09;
Velazquez, 222 S.W.3d at 556–57.
17
Conclusion
Having overruled each of appellant’s issues, we affirm the trial court’s
judgment.
TERRIE LIVINGSTON
CHIEF JUSTICE
PANEL: LIVINGSTON, C.J.; DAUPHINOT and MEIER, JJ.
DAUPHINOT, J. concurs without opinion.
DO NOT PUBLISH
Tex. R. App. P. 47.2(b)
DELIVERED: October 28, 2010
18