Gene Rosas v. Commission for Lawyer Discipline ( 2010 )


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  •                                                OPINION
    No. 04-10-00121-CV
    Gene R. ROSAS,
    Appellant
    v.
    COMMISSION FOR LAWYER DISCIPLINE,
    Appellee
    From the 45th Judicial District Court, Bexar County, Texas
    Trial Court No. 2009-CI-03745
    Honorable Brenda Kennedy, Judge Presiding 1
    Opinion by:         Catherine Stone, Chief Justice
    Sitting:            Catherine Stone, Chief Justice
    Sandee Bryan Marion, Justice
    Steven C. Hilbig, Justice
    Delivered and Filed: November 10, 2010
    AFFIRMED
    Gene Rosas appeals a judgment disbarring him from the practice of law. We affirm the
    trial court’s judgment.
    BACKGROUND
    Rosas was licensed to practice law in Texas. As part of his legal practice, Rosas provided
    legal assistance to homeowners facing bank foreclosure.              Mark Mallery is a real estate
    1
    Sitting by assignment.
    04-10-00121-CV
    salesperson in California.           Mallery’s real estate experience includes holding open houses,
    showing properties, and drafting letters of intent.                  Mallery testified, however, that he is
    unfamiliar with the legal aspects of real estate transactions.
    Mallery purchased an investment property in San Antonio, Texas, but fell behind on his
    mortgage payments.            Mallery’s lender chose to foreclose on the property and scheduled a
    foreclosure sale for August 7, 2007. Rosas learned about Mallery’s situation and sent Mallery a
    letter offering to help him avoid foreclosure. Rosas’s letter outlined several options for Mallery,
    which persuaded Mallery to contact Rosas’s office on the day of his foreclosure sale.
    Mallery asked for Rosas’s assistance in saving his property from foreclosure. During the
    course of his conversation with Rosas’s legal assistant, Mallery offered to convey his property to
    Rosas. Rosas’s legal assistant relayed the information to Rosas, who immediately filed a petition
    for temporary restraining order and application for an injunction on Mallery’s behalf. 2 The trial
    court granted Mallery temporary relief and scheduled an injunction hearing for August 21,
    2007. 3
    Several days later, on or about August 9, 2007, Rosas spoke to Mallery about transferring
    his Texas investment property over to him. Mallery indicated to Rosas that Rosas needed to pay
    him $5,000 in order for the conveyance to occur. Rosas agreed to Mallery’s monetary request
    and, on September 22, 2007, forwarded to Mallery the transfer documents for his approval.
    Mallery executed a warranty deed supplied by Rosas on September 26, 2007 and returned all of
    2
    The petition Rosas filed in district court was styled Mark A. Mallery v. Litton Loan Servicing L.P., Its Assigns,
    Successors, and Predecessors in Interest.
    3
    The injunction hearing scheduled for August 21, 2007 did not occur.
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    04-10-00121-CV
    the documents to him. Rosas neither discussed the details of the property transfer with Mallery
    nor verified that Mallery understood the documents he was signing. 4
    In the interim, Mallery’s investment property was once again scheduled for a foreclosure
    sale to occur on October 2, 2007. On October 1, 2007, Rosas filed a second petition for
    temporary restraining order and application for injunction in the district court. Like the prior
    temporary restraining order and application for injunction, Rosas identified Mallery as the
    plaintiff in the proceedings. The petition states “Defendant has placed Plaintiff’s property for
    foreclosure” and notes “Plaintiff has obtained a buyer for the property and requires time to close
    the transaction.” The district court granted the relief requested by Rosas and set an injunction
    hearing for October 16, 2007. This injunction hearing did not occur, and Rosas recorded the
    warranty deed signed by Mallery on November 26, 2007. 5
    After Rosas did not pay Mallery in accordance with the terms of their agreement, Mallery
    filed a grievance against Rosas with the State Bar of Texas. Mallery complained he had hired
    Rosas to save him from foreclosure and that Rosas had “stolen” his house. Rosas responded to
    the grievance on August 4, 2008. In his response, Rosas confirmed that he agreed to represent
    Mallery in the foreclosure proceedings on August 7, 2007 and that he and Mallery subsequently
    entered into a business transaction whereby Rosas’s company acquired title to Mallery’s
    property. Rosas confirmed he had failed to pay Mallery and noted that individuals were residing
    in the home.
    4
    Mallery was conveying his property to Rosas’s property holding company, ASGR Property Holdings. The transfer
    documents provided that ASGR would take ownership of Mallery’s property, while Mallery would remain
    financially responsible for the property’s mortgage payments. Mallery purportedly did not understand the effect of
    the documents he signed and did not realize he would remain financially responsible for the property’s mortgage
    payments. According to Mallery, he executed the documents because he trusted Rosas and believed that Rosas was
    acting to further his interests. The record shows Mallery made no changes to the documents provided by Rosas
    except for altering the due date on the promissory note.
    5
    The Texas investment property was scheduled for foreclosure three additional times, but was never foreclosed
    upon by the bank.
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    04-10-00121-CV
    On March 4, 2009, the Commission for Lawyer Discipline (the “Commission”) initiated a
    disciplinary action against Rosas for violation of the Texas Disciplinary Rules of Professional
    Conduct. The Commission alleged Rosas violated Disciplinary Rule 1.08(a) by entering into a
    business transaction with a client wherein: (1) the transaction and terms on which Rosas acquired
    the property were not fair and reasonable to the client and were not fully disclosed in a manner
    that could be reasonably understood by the client; (2) the client was not given a reasonable
    opportunity to seek the advice of independent counsel in the transaction; and (3) the client did
    not consent in writing.     The Commission also alleged Rosas violated Disciplinary Rule
    8.04(a)(3) by engaging in conduct that involved dishonesty, deceit, or misrepresentation. Rosas
    elected to have the complaint proceed in district court and denied the allegations raised by the
    Commission. While the disciplinary proceeding was pending, Rosas and Mallery entered into a
    settlement agreement on June 27, 2009, resolving their dispute over the unpaid $5,000
    promissory note.
    After a bench trial, the trial court found Rosas committed misconduct in violation of
    Disciplinary Rules 1.08(a) and 8.04(a)(3). See TEX. DISCIPLINARY RULES PROF’L CONDUCT R.
    1.08(a), 8.04(a)(3) reprinted in TEX. GOV’T CODE ANN., tit. 2, subtit. G, app. A (West 2005).
    The trial court did not file findings of fact and conclusions of law in support of the judgment. As
    a sanction, the trial court disbarred Rosas and ordered him to pay the State Bar of Texas $9,250
    in attorney’s fees. This appeal followed.
    DISCIPLINARY RULE OF PROFESSIONAL CONDUCT 1.08
    A. Sufficiency of the Evidence
    In his first issue, Rosas alleges he is not guilty of violating Texas Disciplinary Rule of
    Professional Conduct 1.08(a) because there is no evidence demonstrating an attorney-client
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    relationship existed between he and Mallery at the time of their business transaction. See TEX.
    DISCIPLINARY RULES PROF’L CONDUCT R. 1.08(a) (prohibiting a lawyer from entering into a
    business transaction with a client). We review challenges to the legal sufficiency of the evidence
    in a bench trial under the same standard used in reviewing the sufficiency of the evidence in a
    jury trial. K.C. Roofing Co., Inc. v. Abundis, 
    940 S.W.2d 375
    , 377 (Tex. App.—San Antonio
    1997, writ denied).     When reviewing a legal sufficiency or “no evidence” challenge, we
    determine “whether the evidence at trial would enable reasonable and fair-minded people to
    reach the verdict under review.” City of Keller v. Wilson, 
    168 S.W.3d 802
    , 827 (Tex. 2005). If
    “the appellant is challenging the legal sufficiency of the evidence to support a finding on which
    [he] did not have the burden of proof at trial, the appellant must demonstrate on appeal that no
    evidence exists to support the adverse finding.” Bellino v. Comm’n for Lawyer Discipline, 
    124 S.W.3d 380
    , 385 (Tex. App.—Dallas 2003, pet. denied). We sustain a legal sufficiency or “no
    evidence” challenge when: (1) the record discloses a complete absence of evidence of a vital
    fact; (2) the court is barred by rules of law or of evidence from giving weight to the only
    evidence offered to prove a vital fact; (3) the evidence offered to prove a vital fact is no more
    than a mere scintilla; or (4) the evidence establishes conclusively the opposite of the vital fact.
    Marathon Corp. v. Pitzner, 
    106 S.W.3d 724
    , 727 (Tex. 2003). In any sufficiency review, the
    trier of fact is the sole judge of the credibility of the witnesses and the weight to be given to their
    testimony. City of 
    Keller, 168 S.W.3d at 819
    . Because this was a bench trial without findings of
    fact and conclusions of law, all facts necessary to support the judgment are implied. See BMC
    Software Belg., N.V. v. Marchand, 
    83 S.W.3d 789
    , 795 (Tex. 2002).
    Disciplinary Rule 1.08 provides:
    (a) A lawyer shall not enter into a business transaction with a client unless:
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    (1) the transaction and terms on which the lawyer acquires the interest are fair and
    reasonable to the client and are fully disclosed in a manner which can be
    reasonably understood by the client;
    (2) the client is given a reasonable opportunity to seek the advice of independent
    counsel in the transaction; and
    (3) the client consents in writing thereto.
    TEX. DISCIPLINARY RULES PROF’L CONDUCT R. 1.08(a).                 In order to find a violation of
    Disciplinary Rule 1.08(a), the trial court first had to find an attorney-client relationship existed at
    the time of the business transaction. An attorney-client relationship is a contractual relationship
    whereby an attorney agrees to render professional services for a client. Tanox, Inc. v. Akin,
    Gump, Strauss, Hauer & Feld, L.L.P., 
    105 S.W.3d 244
    , 254 (Tex. App.—Houston [14th Dist.]
    2003, pet. denied). The attorney-client relationship may be either express or implied from the
    conduct of the parties. Burnap v. Linnartz, 
    914 S.W.2d 142
    , 148 (Tex. App.—San Antonio
    1995, writ denied); Yaklin v. Glusing, Sharpe & Krueger, 
    875 S.W.2d 380
    , 383 (Tex. App.—
    Corpus Christi 1994, no writ). The parties must manifest an intention to create an attorney-client
    relationship. Parker v. Carnahan, 
    772 S.W.2d 151
    , 156 (Tex. App.—Texarkana 1989, writ
    denied).   “An attorney’s appearance in a judicial or semi-judicial proceeding creates a
    presumption that an attorney-client relationship exists between the attorney and the person with
    whom he appears.” E.F. Hutton & Co. v. Brown, 
    305 F. Supp. 371
    , 387 (S.D. Tex. 1969). The
    attorney-client relationship generally ends once the purpose of the employment is completed
    unless there is a special agreement to the contrary. Stephenson v. LeBoeuf, 
    16 S.W.3d 829
    , 836
    (Tex. App.—Houston [14th Dist.] 2000, pet. denied).
    Rosas claims there is no evidence to support a finding of a prohibited business transaction
    because any attorney-client relationship that existed between he and Mallery ended well before
    their business transaction. According to Rosas, his attorney-client relationship with Mallery
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    began and ended on August 7, 2007, the date when Mallery sought his assistance and Rosas
    secured a temporary restraining order to stop the foreclosure sale. Because he and Mallery did
    not engage in their business transaction until September 2007, Rosas alleges the trial court had
    no basis to find he violated Disciplinary Rule 1.08(a). We disagree with Rosas’s contention.
    The record in this case shows Rosas sent Mallery a letter offering legal assistance in
    connection with the August 7, 2007 foreclosure sale. Mallery responded to Rosas’s letter on
    August 7, 2007, and asked Rosas to stop the bank from foreclosing on his property to protect his
    credit. Rosas immediately filed a petition for temporary restraining order and application for an
    injunction on Mallery’s behalf. The trial court granted Mallery temporary relief and scheduled
    an injunction hearing for August 21, 2007. We note that the August 7 temporary restraining
    order secured by Rosas, by its very nature, implied that Rosas would perform additional acts to
    protect Mallery. In fact, he did. Subsequent to the business transaction in question by which
    Mallery transferred his Texas investment property to Rosas, Mallery’s property was again
    scheduled for a foreclosure sale. On October 1, 2007, less than a week after the business
    transaction, Rosas filed a second petition for temporary restraining order and application for
    injunction in the district court. Like the prior petition, Rosas identified Mallery as the plaintiff in
    the proceedings. The district court granted the requested relief and set an injunction hearing for
    October 16, 2007. In light of this evidence, we believe there is ample evidence in the record
    demonstrating that an attorney-client relationship existed between Rosas and Mallery at the time
    of their September 2007 business transaction. See E.F. Hutton & 
    Co., 305 F. Supp. at 387
    .
    Rosas’s first issue is overruled.
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    04-10-00121-CV
    B. Failure to Properly Consider the Evidence
    In his third issue, Rosas argues the trial court erred by not giving sufficient weight to the
    language contained within his and Mallery’s June 2009 settlement agreement when it assessed
    whether he had violated Disciplinary Rule 1.08(a). This complaint centers upon language from
    the settlement agreement stating: “Mallery and Rosas entered into a business deal whereby Rosas
    agreed to refinance and obtain a purchaser for a residence owned by Mallery on which he was in
    default in payment of the Note. Rosas did not act as an attorney.”
    In his brief, Rosas explains “[t]he essence of the Settlement Agreement is that . . .
    Mallery entered into a business transaction conveying the Texas investment property to ASGR
    Property Holdings, LLC, where . . . Rosas did not act as his attorney.” He claims the settlement
    language thus “negates any violation of Texas Disciplinary Rule of Professional Conduct
    1.08(a).” However, the issue at hand concerns whether Rosas committed a disciplinary rule
    violation for failing to properly admonish Mallery about engaging in a business transaction with
    him while they still had an ongoing attorney-client relationship — not whether Rosas committed
    a disciplinary violation because he represented Mallery in connection with the conveyance of
    “the Texas investment property to ASGR Property Holdings, LLC.” Because the self-serving
    settlement language relied upon by Rosas addresses this latter issue, it was clearly within the trial
    court’s discretion to give little, if any, weight to such language when it assessed whether Rosas
    violated Disciplinary Rule 1.08(a). See Santos v. Comm’n for Lawyer Discipline, 
    140 S.W.3d 397
    , 405 (Tex. App.—Houston [14th Dist.] 2004, no pet.) (recognizing the trier of fact is the sole
    judge of the weight and credibility of the evidence). Rosas’s third issue is overruled.
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    04-10-00121-CV
    C. Affirmative Defense
    In his fifth issue, Rosas contends the trial court erred in disregarding his defense to the
    Commission’s allegations. According to Rosas, his and Mallery’s transaction falls within one of
    the exceptions to the rule prohibiting business dealings between a lawyer and his client. As
    previously noted, Disciplinary Rule 1.08 provides:
    (a) A lawyer shall not enter into a business transaction with a client unless:
    (1) the transaction and terms on which the lawyer acquires the interest are fair and
    reasonable to the client and are fully disclosed in a manner which can be
    reasonably understood by the client;
    (2) the client is given a reasonable opportunity to seek the advice of independent
    counsel in the transaction; and
    (3) the client consents in writing thereto.
    TEX. DISCIPLINARY RULES PROF’L CONDUCT R. 1.08 (a). “Paragraph (a) does not, however,
    apply to standard commercial transactions between the lawyer and the client for products or
    services that the client generally markets to others such as banking or brokerage services,
    medical services, products manufactured or distributed by the client, and utilities services.” TEX.
    DISCIPLINARY RULES PROF’L CONDUCT R, 1.08 cmt. 2. A lawyer has no advantage in dealing
    with the client in such transactions, and the restrictions in paragraph (a) are unnecessary and
    impracticable. 
    Id. Rosas argues
    he and Mallery engaged in a commercial transaction for
    products or services that Mallery generally markets to others; therefore, Rosas contends the trial
    court should have found the underlying business transaction exempted from Disciplinary Rule
    1.08(a).
    Rosas’s assertion that his and Mallery’s transaction is exempted from Disciplinary Rule
    1.08(a) is a matter constituting an avoidance or affirmative defense to the Commission’s claim of
    professional misconduct. See Rodgers v. Comm’n for Lawyer Discipline, 
    151 S.W.3d 602
    , 615-
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    04-10-00121-CV
    16 (Tex. App.—Fort Worth 2004, pet. denied) (concluding attorney’s argument that he was not
    required to submit his advertisement for review because it fit one of the exceptions to
    Disciplinary Rule 7.07(b) constituted an affirmative defense); State Bar of Tex. v. Dolenz, 
    3 S.W.3d 260
    , 267 (Tex. App.—Dallas 1999, no pet.) (concluding attorney’s assertion that the
    client had consented after full disclosure was a matter constituting an avoidance or affirmative
    defense to the allegation that he had entered into an improper business relationship with his
    client); see generally Tex. Beef Cattle Co. v. Green, 
    921 S.W.2d 203
    , 212 (Tex. 1996)
    (explaining “[a]n affirmative defense does not seek to defend by merely denying the plaintiff’s
    claims, but rather seeks to establish ‘an independent reason why the plaintiff should not
    recover.’”). Consequently, Rosas had the burden to prove his and Mallery’s transaction is
    exempted from Disciplinary Rule 1.08(a). See 
    Rodgers, 151 S.W.3d at 616
    .
    Turning to the record, we do not believe Rosas satisfied his burden regarding his
    affirmative defense. Rosas points to no evidence demonstrating he and Mallery were on equal
    footing in connection with the underlying transaction. Mallery testified his real estate knowledge
    and experience is limited to showing properties to potential buyers, collecting checks, and
    preparing one-page letters of intent. He stated he has no knowledge or experience relating to the
    legal aspects of real estate transactions, including matters pertaining to contracts and deeds. The
    trial court was free to judge Mallery’s credibility on this issue. See 
    Santos, 140 S.W.3d at 405
    .
    Rosas offered nothing at the disbarment proceeding to rebut Mallery’s testimony about the
    limited nature of his real estate knowledge and experience. Rosas testified he simply “assumed”
    Mallery was knowledgeable about their business transaction because Mallery is a real estate
    salesperson in California. Because the record is devoid of evidence showing the underlying
    transaction was a “standard commercial transaction[] between the lawyer and the client for
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    04-10-00121-CV
    products or services that the client generally markets to others,” we must reject Rosas’s
    contention that the transaction is exempted from Disciplinary Rule 1.08(a). Rosas’s fifth issue is
    overruled.
    DISCIPLINARY RULE 8.04(A)(3)
    In his second and sixth issues, Rosas challenges the legal sufficiency of the evidence to
    support the trial court’s finding that he violated Rule 8.04(a)(3) of the Texas Disciplinary Rules
    of Professional Conduct. Disciplinary Rule 8.04(a)(3) provides: “A lawyer shall not . . . engage
    in conduct involving dishonesty, fraud, deceit or misrepresentation.” See TEX. DISCIPLINARY
    RULES PROF’L CONDUCT R. 8.04(a)(3). This court has held “‘dishonesty’ is defined as ‘lack of
    honesty, probity, or integrity in principle’ and ‘lack of . . . straightforwardness.’” Brown v.
    Comm’n for Lawyer Discipline, 
    980 S.W.2d 675
    , 682 (Tex. App.—San Antonio 1998, no pet.).
    We believe the record supports the trial court’s finding that Rosas engaged in conduct
    involving dishonesty because his actions lacked probity, integrity, and straightforwardness. The
    record shows Mallery hired Rosas in response to a solicitation letter he received from Rosas.
    Mallery testified he hired Rosas because he wanted to “get rid of [his] house,” avoid having his
    property sold at foreclosure, and protect his credit. Although Rosas was aware of Mallery’s
    stated objectives, Rosas took actions inconsistent with them to further his own interests. The
    trial court heard that after Rosas delayed Mallery’s foreclosure, he and Mallery reached an
    agreement wherein Mallery would transfer ownership of his investment property to Rosas’s
    company (ASGR) in exchange for $5,000. Rosas prepared various legal documents to effectuate
    the transfer, but failed to explain them to Mallery. Notably, Rosas failed to inform Mallery that
    Mallery would remain fully responsible for the property’s monthly mortgage payment even after
    Rosas’s company took possession of the property. Rosas’s lack of candor prevented Mallery
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    04-10-00121-CV
    from fully understanding the terms of the transfer and caused him to enter a transaction he
    otherwise would not have entered. 6 The record evidence is legally sufficient to support the trial
    court’s finding that Rosas violated Disciplinary Rule 8.04(a)(3); therefore, Rosas’s second and
    sixth issues are overruled. See Acevedo v. Comm’n for Lawyer Discipline, 
    131 S.W.3d 99
    , 106
    (Tex. App.—San Antonio 2004, pet. denied) (concluding attorney engaged in dishonesty and
    misrepresentation in violation of Disciplinary Rule 8.04(a)(3) where the attorney prepared legal
    documents transferring client’s property to the attorney’s wife with neither monetary
    consideration nor assumption of the loan on the property; attorney was aware the client could not
    read the documents and misrepresented the true purpose of the documents to her).
    DISBARMENT
    In his fourth issue, Rosas contends the trial court abused its discretion when it ordered the
    sanction of disbarment. A trial court has broad discretion to determine the consequences of
    professional misconduct. State Bar of Tex. v. Kilpatrick, 
    874 S.W.2d 656
    , 659 (Tex. 1994); Love
    v. State Bar of Tex., 
    982 S.W.2d 939
    , 944 (Tex. App.—Houston [1st Dist.] 1998, no pet.). The
    guiding rules and principles to determine the appropriate sanction for an attorney deemed guilty
    of professional misconduct are set forth in Texas Rule of Disciplinary Procedure 3.10. See TEX.
    DISCIPLINARY RULES PROF’L CONDUCT R. 3.10. To determine the appropriate sanction, the trial
    court must consider: (1) the nature and degree of the misconduct for which the attorney is being
    sanctioned; (2) the seriousness of and circumstances surrounding the professional misconduct;
    (3) the loss or damage to the client; (4) the damage to the profession; (5) the assurance that those
    who seek legal services in the future will be insulated from the type of professional misconduct
    found; (6) the profit to the attorney; (7) the avoidance of repetition; (8) the deterrent effect on
    6
    According to Mallery, he did not realize the effect of the legal documents prepared by Rosas and would not have
    signed the documents had Rosas disclosed the fact that he was still “on the hook for the loan and sign[ing] away
    [his] rights to the property.”
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    others; (9) the maintenance of respect for the legal profession; (10) the conduct of the respondent
    during the course of the Committee action; (11) the trial of the case; and (12) other relevant
    evidence concerning the attorney’s personal and professional background. 
    Id. Sanctions for
    professional misconduct may include disbarment, resignation in lieu of disbarment, indefinite
    disability suspension, suspension for a certain term, probation of suspension, interim suspension,
    public reprimand, and private reprimand.             TEX. DISCIPLINARY RULES PROF’L CONDUCT R.
    1.06(T).
    The judgment of a trial court in a disciplinary proceeding may be so light or heavy as to
    amount to an abuse of discretion. 
    Kilpatrick, 874 S.W.2d at 659
    ; 
    Love, 982 S.W.2d at 944
    . We
    will reverse the trial court’s decision concerning the consequences of professional misconduct
    only if an abuse of discretion is shown. 
    Love, 982 S.W.2d at 944
    . Generally, a trial court abuses
    its discretion when it acts in an unreasonable and arbitrary manner or acts without reference to
    any guiding rules and principles. Downer v. Aquamarine Operators, Inc., 
    701 S.W.2d 238
    , 241
    (Tex. 1986).
    The record shows the trial court considered the relevant factors outlined in Disciplinary
    Rule 3.10 in assessing Rosas’s sanction. The record from Rosas’s disbarment hearing shows
    counsel for the Commission specifically directed the trial court to Rule 3.10 and informed the
    court that it was required to consider the factors delineated in the rule in assessing Rosas’s
    sanction. Counsel for the Commission proceeded to discuss several of the factors, explaining
    how they applied to Rosas’s misconduct, and then informed the court that Rosas had a prior
    disciplinary record for professional misconduct. 7 The trial court commented on the applicability
    7
    Rosas was publically reprimanded for misconduct and also received a twelve-month partially probated suspension
    in 2000. He was then found guilty of professional misconduct and sanctioned with a partially probated suspension
    in 2007. The Board of Disciplinary Appeals later revoked the probated portion of Rosas’s 2007 suspension and
    imposed a five-year active suspension in 2008.
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    04-10-00121-CV
    of several of Rule 3.10’s factors, noting the court’s primary concern in this case was “[t]he
    maintenance of respect for the legal profession.” According to the trial judge, she believed the
    public’s respect for the legal profession was “incredibly harmed” by Rosas’s misconduct and that
    this, with the facts and circumstances of the case, justified the sanction of disbarment.
    Rosas argues the sanction of disbarment is an abuse of discretion because there is no
    evidence showing the following: (1) how the public’s respect for the legal profession was
    harmed by his misconduct; (2) the seriousness of his actions; and (3) any damage to his former
    client. Rosas, however, ignores Mallery’s testimony, which goes to each of the factors disputed
    by Rosas.    Mallery testified about how he called Rosas for advice on saving him from
    foreclosure and that he trusted Rosas because he was an attorney. He stated Rosas’s conduct in
    connection with the house has made him feel like he “h[as] been held hostage by a terrorist for
    two years now. He moved people into the house and not paid a dime . . . and will not give the
    house back.” Mallery commented to the court that “you’re supposed to be able to trust attorneys
    to do what they say.” He further testified his “credit is destroyed” and that he is “still on the
    hook for the note” as a result of his dealings with Rosas.
    Rosas also claims that disbarment is too harsh a sanction because he did not profit from
    his actions. Even if this factor weighs in favor of Rosas, the record shows the primary concern
    of the court when assessing the sanction of disbarment was the effect of Rosas’s actions on the
    public’s perception of the legal profession. The trial court had broad discretion to balance the
    evidence and apply it to the factors set forth in Rule 3.10. In light of the evidence presented, we
    cannot say the record demonstrates the trial court acted in an unreasonable and arbitrary manner
    or without reference to any guiding principles in imposing the sanction of disbarment. Rosas’s
    fourth issue is overruled. See Rangel v. State Bar of Tex., 
    898 S.W.2d 1
    , 3-4 (Tex. App.—San
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    04-10-00121-CV
    Antonio 1995, no writ) (holding trial court did not abuse its broad discretion in imposing
    sanction of disbarment considering the seriousness of conduct at issue, the need to maintain
    respect for the legal profession, and the need to avoid further repetition of conduct).
    CONCLUSION
    Based on the foregoing, the trial court’s judgment is affirmed.
    Catherine Stone, Chief Justice
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