Jose C. Casillas v. State ( 2010 )

i i i i i i
MEMORANDUM OPINION
No. 04-09-00227-CR
Jose C. CASILLAS,
Appellant
v.
The STATE of Texas,
Appellee
From the 175th Judicial District Court, Bexar County, Texas
Trial Court No. 2007-CR-3029
Honorable Philip A. Kazen, Jr., Judge Presiding
Opinion by: Karen Angelini, Justice
Sitting: Karen Angelini, Justice
Sandee Bryan Marion, Justice
Steven C. Hilbig, Justice, concurring in the judgment only
Delivered and Filed: April 21, 2010
AFFIRMED
A jury convicted appellant Jose C. Casillas of two counts of aggravated sexual assault and
two counts of indecency with a child. In two issues, Casillas argues his convictions should be
reversed because of the erroneous admission of expert testimony and violations of his double
jeopardy rights. We overrule both issues, and affirm the judgments of conviction.
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BACKGROUND
On the night of November 27, 2006, six-year-old Y.V. told her mother her genital area was
hurting because Casillas, her grandmother’s husband, had touched her there. Y.V. was then taken
to the hospital and examined by a certified sexual assault nurse examiner, Cynthia Garcia. Y.V.’s
allegation was reported to police, and Casillas was eventually indicted for multiple counts of
aggravated sexual assault and indecency with a child.
At trial, Y.V. testified Casillas would touch her with his hand on her “bottom” or anus.
According to Y.V., Casillas would put something that looked like jello inside her “back part” or anus
with his fingers. Moreover, Y.V. said Casillas would take her clothes off and have sex with her. Y.V.
also stated Casillas would lay on top of her with his clothes off and his private part would touch her
“on the back” or anal area and would go inside. Y.V. then testified that Casillas’s hand touched her
genital area “down there in front.” Additionally, Y.V. testified Casillas’s private part touched her
genital area “in the front” but did not go inside and just touched her on the outside. Y.V. further
testified that Casillas’s fingers would go inside her “front.” Y.V. also recalled when she went to the
hospital and told the nurse her genital area hurt because Casillas “put his fingers in there, in my
private part.”
Garcia testified she performed a sexual abuse examination on Y.V. on November 28, 2006,
at around 4:00 a.m. After talking to Y.V.’s mother, Garcia obtained a history from Y.V., which
consisted of Garcia talking to Y.V. about her claim that Casillas had touched her genital area and
taking notes. After taking this history, Garcia examined Y.V.’s body. Because Y.V. told Garcia there
was hand-genital contact, Garcia performed a visual examination of the child’s genital and anal
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areas. The findings from this examination were normal, meaning no cuts, tears, or bruises were
present. Garcia also collected a urine sample from Y.V. Garcia noted Y.V.’s urine was hazy, rather
than clear. Lab tests revealed Y.V. had a trace of blood in her urine and leukocytes, which are white
blood cells that signify the presence of an infection or trauma. According to Garcia, additional lab
tests revealed Y.V. did not have an infection. Garcia’s report, which was admitted into evidence at
trial, stated under the heading “diagnostic impression—normal examination findings.”
Dr. Nancy Kellogg, a pediatrician and Garcia’s supervisor, also testified at trial. Although
Kellogg never examined Y.V. herself, she did review the history taken by Garcia, the records from
the exam performed by Garcia, and the urine test results. Kellogg testified that, in the absence of an
infection, blood and leukocytes in the urine were very unusual for a six-year-old and in all likelihood
were indications of trauma or irritation. Kellogg testified that, based on her review of all of these
records, she would give a different diagnostic impression than Garcia, and her diagnostic impression
would be sexual abuse.
Finally, some of Y.V.’s family members testified about an incident that took place in 2005.
Y.V.’s eleven-year-old brother testified that once when he and Y.V. were left in Casillas’s care, he
discovered Y.V. and Casillas alone in the bedroom with the door locked. When Y.V.’s brother
knocked on the door, no one opened it. When Y.V.’s brother looked through a gap under the door,
he saw Y.V. sitting on the floor putting on her underwear. When Y.V. finally came out of the room,
she told her brother that Casillas had asked her to take off her clothes. According to Y.V.’s brother,
Y.V. told their mother about the incident.
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Y.V.’s mother testified Y.V. told her in 2005 that Casillas had asked her to remove her
clothes. Y.V.’s mother confronted Casillas about Y.V.’s allegation, but Casillas denied any
wrongdoing. At the time, Y.V.’s mother did not report the incident.
EXPERT TESTIMONY
In his first issue, Casillas argues, among other things, that the trial court erred in admitting
Kellogg’s testimony because her testimony did not assist the jury and constituted a direct comment
on the truthfulness of the complaining witness. Specifically, Casillas complains the trial court erred
in admitting Kellogg’s testimony about (1) her diagnostic impressions in this case, (2) studies about
sexual penetration in children, and (3) her own qualifications as an expert. Casillas also argues his
complaints are preserved for appellate review because the trial court impliedly ruled on them in a
hearing outside the jury’s presence. The State, on the other hand, argues Casillas failed to preserve
these complaints because Casillas’s trial objections differ from his appellate complaints.
Additionally, the State argues that even if Casillas preserved his complaints for appellate review, we
should overrule this issue because the trial court properly admitted Kellogg’s testimony.
1. Preservation
To preserve error, a complaining party must make a timely and specific request, objection,
or motion and obtain an express or implied ruling on that request, objection, or motion. Lopez v.
State, 253 S.W.3d 680, 684 (Tex. Crim. App. 2008); TEX . R. APP . P. 33.1(a). Additionally, an
objection must be made each time inadmissible evidence is offered unless the complaining party
obtains a running objection or obtains a ruling on his complaint in a hearing outside the presence of
the jury. Lopez, 253 S.W.3d at 684. Moreover, trial objections that differ from appellate complaints
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preserve nothing for review. Santellan v. State, 939 S.W.2d 155, 171 (Tex. Crim. App. 1997). An
objection stating one legal theory may not be used to support a different legal theory on appeal.
Camacho v. State, 864 S.W.2d 524, 533 (Tex. Crim. App. 1993).
To determine if Casillas’s complaints are preserved, we examine the record. The record
shows that, before Kellogg testified and outside the jury’s presence, Casillas objected to Kellogg’s
testimony, arguing it would amount to a direct comment on Y.V.’s truthfulness and contending the
State was trying to “shore up” its case with an expert who had “no actual knowledge of the events,
did not examine the child, did not prepare any of the medical records, just having reviewed what the
SANE1 examiner prepared.” Casillas further argued Kellogg’s testimony should be disallowed in
light of the fact that Kellogg would “never talk about anything factually to do [with] this case.” In
making his objection, Casillas cited several cases, including Salinas v. State, 166 S.W.3d 368, 371
(Tex. App.—Fort Worth 2005, pet. ref’d) (holding expert’s testimony diagnosing sexual abuse based
solely on the complaining witness’s self-reported history was an improper attempt to bolster the
complaining witness’s credibility and a direct comment on her truthfulness).
The trial court then asked the State if there was more underlying Kellogg’s testimony than
the history provided by Y.V., and whether Kellogg was merely going to testify that Y.V. was
truthful. The State informed the trial court that in preparing to testify Kellogg reviewed not only the
history provided by Y.V. and Garcia’s examination report, but also the urine test results. The State
also assured the trial court that it would not ask Kellogg whether she believed Y.V. was sexually
assaulted by Casillas. After hearing argument from Casillas and the State, the trial court indicated
1
… An acronym for sexual assault nurse examiner.
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the situation in this case was different from the situation presented in Salinas and it would allow
Kellogg’s testimony. The trial court then stated,
The Court: All right. All right. Then bring her on, and then we’ll take any
other objections on an as-needed basis. Should we get the jury
first?
Defense counsel: So I take it, Judge, at the very least the court is in agreement
that the question along the lines of did Mr. Casillas commit
the offense, based on what you’ve seen, that’s plainly
objectionable?
The Court: Yes.
(emphasis added).
Thus, the record shows that at the hearing outside of the presence of the jury, Casillas
complained that Kellogg’s testimony was inadmissible for several reasons. First, Casillas complained
Kellogg’s testimony would not assist the jury because it amounted to a direct comment on Y.V.’s
truthfulness. Second, Casillas complained Kellogg’s testimony was unreliable because she had not
personally examined Y.V. and had only reviewed the medical records in this case. We conclude the
trial court impliedly overruled these complaints by allowing Kellogg’s testimony. See Lopez, 253
S.W.3d at 684 (holding trial judge made at least an implied ruling permitting the State to elicit
testimony). The record also shows the trial court required any other objections to be made during
Kellogg’s testimony.
During Kellogg’s direct examination, the following exchange took place:
State: And I guess it’s fair to say that you do sexual assault
examinations. If you did [Y.R.’s] examination and all of the
findings that Cynthia recorded on there, what would your final
finding have been under this examination?
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Kellogg: Just under the examination only, or the whole—
State: The whole thing.
Kellogg: Well, this—the whole thing is the history, plus the exam, plus
the test that we do. And overall, my impression or my
diagnosis would be sexual abuse based on all those
components together.
Defense counsel: Objection, Your Honor. The same objection I entered before
we started this. And she’s taking—she’s making an opinion
about the ultimate issue in the case with nothing—personal
knowledge of nothing about the facts of this particular case.
She can’t say it’s a normal finding and then say sexual abuse
occurred. It’s just illogical.
The Court: I’ll sustain the objection at this time. Rephrase your question.
State: Well, you—you reviewed Cynthia Garcia’s sexual assault
examination report, right? In preparation for your testimony
today. And you’re testifying as an expert in this area. And on
her diagnostic impression, she indicated that there were normal
examination findings. Would you have made a different
diagnostic impression, based on your review of these records?
Kellogg: Yes.
State: And what would that diagnostic impression have been?
Defense counsel: Again, Judge, I’m going to have to object to her giving a
diagnostic impression of a patient she never saw.
The Court: That objection’s overruled.
State: You can answer.
Kellogg: My diagnostic impression would be sexual abuse.
State: And can you tell the jury why that is?
Kellogg: Basically, that’s—that’s based on her history that she gave to
the sexual assault nurse examiner as it was documented, but
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it’s also based on the urine test that I measured or that I
mentioned, it had some blood and it had some what we call
leukocytes in it, and that is an unusual finding in a young child,
a child who’s not yet an adolescent and not yet developing
sexually. And it is a finding that is more common in the
sexually abused children than it is in a normal child who has
not been sexually abused. So all of those things together would
add up to my diagnostic impression.
(emphasis added).
Thus, the record shows Casillas specifically objected to Kellogg’s diagnostic impression
testimony twice. First, Casillas objected by referring to his earlier objections made at the hearing
outside the jury’s presence and by articulating additional objections. This objection was sustained,
and the prosecutor was told to rephrase her question. Later, Casillas objected to the testimony
because Kellogg was providing an opinion about a patient she never examined. This objection is one
of the complaints presented on appeal. Thus, we conclude Casillas’s complaint that Kellogg’s
diagnostic impression testimony “did little to assist the jury [to] understand the evidence or
determine the ultimate fact in issue, especially since she did not examine Y.V. and her diagnostic
impressions were based on reviewing the SANE report and medical records” is preserved for our
review.
At a later juncture in Kellogg’s testimony, the following occurred:
State: And, Dr. Kellogg, have you—are you aware of any studies that
have dealt with the—I guess a normal examination of a—of
a child and proof—external proof or other proof that has
reinforced the issue that someone has been penetrated, even
though they had normal findings?
Kellogg: Yes.
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Defense counsel: Judge, I’m going to object to the relevance on that. What
happens in a periodical study, does not help this jury decide
what happened in this particular case. It’s very misleading to
the jury and it’s not relevant.
The Court: Overruled.
(emphasis added).
Thus, the record shows Casillas specifically objected to Kellogg’s testimony about studies
involving sexual penetration in children because it would not help the jury decide what happened
in this case. The trial court overruled this objection. We conclude Casillas’s complaint that Kellogg’s
testimony about studies involving sexual penetration in children “did not educate the jury about
anything it could not have deduced on its own” is also preserved for our review.
Finally, the record shows no objections were made to Kellogg’s testimony about her own
qualifications, and therefore, this complaint is not preserved for our review.
2. Merits
We review the trial court’s decision to admit or exclude scientific expert testimony for an
abuse of discretion. Reyes v. State, 274 S.W.3d 724, 729 (Tex. App.—San Antonio 2008, pet. ref’d).
On appeal, Casillas argues, “Although Dr. Kellogg’s testimony about the leukocytes in
Y.V.’s urine was admissible medical testimony, the overwhelming bulk of her testimony dealt with
normal medical exams, and added nothing to the child’s testimony and her own self-reported history
in the SANE report.” Casillas essentially argues that because the jury was in possession of the same
information as Kellogg—the history, the report prepared by the nurse examiner, and the urine test
results—portions of Kellogg’s testimony were inadmissible. Thus, according to Casillas, the jury
could have fully understood the issues in this case without Kellogg’s testimony.
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As authority, Casillas cites Salinas v. State, where the appellate court held that expert
testimony diagnosing sexual abuse based solely on the complaining witness’s self-reported history
was an impermissible attempt to bolster the complaining witness’s credibility and a direct comment
on her truthfulness. 166 S.W.3d at 371. As a result, the appellate court held the trial court abused its
discretion in admitting the expert’s testimony. Id. The present case, however, is distinguishable from
Salinas. Here, Kellogg’s testimony was not based solely on the complaining witness’s self-reported
history. Kellogg indicated her opinion testimony was based not only on Y.V.’s history as recorded
by Garcia, but also on the sexual assault examination report prepared by Garcia and the urine test.
Kellogg stated she reviewed the urine test showing Y.V. had some blood and leukocytes in her urine.
According to Kellogg, blood and leukocytes in the urine were unusual for young children, but were
more common in children who had been sexually abused. Kellogg further testified that she reviewed
the sexual assault examination report prepared by Garcia, in which Garcia made normal examination
findings. Kellogg testified that her diagnostic impression would differ from Garcia’s, and that her
diagnostic impression would be sexual abuse. We conclude the trial court could have reasonably
determined that Kellogg’s testimony regarding her diagnostic impression was not merely an
impermissible attempt to bolster the credibility of the complaining witness, but would in fact assist
the jury in understanding the evidence in this case.2
2
… Casillas also argues Kellogg’s diagnostic impression testimony was inadmissible because she never
personally examined Y.V. Although this complaint was made in the trial court, in his appellate brief Casillas provides
no legal analysis and cites no authority to support this particular complaint. Accordingly, we need not address this
complaint because it is inadequately briefed. See T EX . R. A PP . P. 38.1(i) (requiring appellate briefs to contain clear and
concise argument for the contentions made and appropriate citations to authorities).
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As additional support for his arguments, Casillas cites Vela v. State, 209 S.W.3d 128, 131
(Tex. Crim. App. 2006), and Zuniga v. State, 811 S.W.2d 177, 180 (Tex. App.—San Antonio 1991,
no pet.). Casillas cites Vela for the proposition that Texas Rules of Evidence 401 and 402 render
testimony admissible only if it tends to make the existence of any fact that is of consequence to the
determination of the action more probable or less probable than it would be without the evidence.
209 S.W.3d at 131. Casillas cites Zuniga for the proposition that the practical test for admitting
expert medical opinion is whether, on the subject at issue, the jury can obtain any appreciable aid
from the witness offered. 811 S.W.3d at 180.
Here, Kellogg testified that physical signs of penetration were not always apparent in children
who had been sexually abused by way of penetration. Kellogg stated a finger could penetrate a young
girl’s vagina without necessarily leaving any injury. First, Kellogg cited a study in which over eighty-
five percent of young girls who had contracted sexually transmitted diseases had intact hymens and
normal physical exams. Second, Kellogg stated a survey of thirty-six girls who were pregnant
revealed that eighty-five percent of them had normal, intact hymens. Third, Kellogg testified that in
situations where vaginal penetration resulted in bruises, redness, or lacerations, subsequent physical
examinations often showed those injuries were completely healed a week or two later. Fourth,
Kellogg stated that even in situations where perpetrators had confessed to penetration of children,
the majority of those children had normal physical exams.
Whether Y.V. was penetrated by Casillas was at issue in the case. As the State argues, jurors
might expect that a young child who was sexually abused by way of penetration would have some
visible, physical injury. We conclude the trial court could have reasonably determined that Kellogg’s
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testimony that children who are sexually abused by way of penetration might not show any physical
injuries was relevant and assisted the jury in understanding the evidence in this case.
We conclude the trial court did not abuse its discretion in admitting Kellogg’s testimony and,
therefore, overrule Casillas’s first issue.
DOUBLE JEOPARDY
The Fifth Amendment protection against double jeopardy includes protection from multiple
punishments for the same offense. Honeycutt v. State, 82 S.W.2d 545, 547 (Tex. App.—San Antonio
2002, pet. ref’d). In his second issue, Casillas argues his right to be free from double jeopardy was
violated when he was convicted of indecency with a child and aggravated sexual assault for the same
acts. According to Casillas,
[t]he two 2005 counts of the indictment alleged one specific incident and not separate
sexual episodes, and the two 2006 counts of the indictment did the same thing. On
either of the dates alleged, there was no discrete act of indecency with a child apart
from the act of aggravated sexual assault on the same date.
In response, the State argues Casillas did not raise his double jeopardy complaint in the trial court,
and therefore, this issue is not preserved for appellate review.
1. Preservation
Generally, a double jeopardy claim must be raised in the trial court to preserve the error for
appellate review. Honeycutt, 82 S.W.3d at 547. There is an exception to this rule. A double jeopardy
claim may be raised for the first time on appeal when (1) the undisputed facts show the double
jeopardy violation is clearly apparent on the face of the record and (2) enforcement of usual rules of
procedural default serves no legitimate state interest. Gonzalez v. State, 8 S.W.3d 640, 643 (Tex.
Crim. App. 2000). As to the first requirement, when a defendant is charged in the same indictment
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with two counts, and assuming one count is a lesser-included offense of the other, the error is
apparent on the face of the record. Honeycutt, 82 S.W.3d at 547. Indecency with a child is a lesser-
included offense of aggravated sexual assault when both offenses are predicated on the same act.
Evans v. State, 299 S.W.3d 138, 143 (Tex. Crim. App. 2009). As to the second requirement, when
the two convictions are in the same court, on the same day, before the same judge, and are based on
the same evidence, the enforcement of the usual rules of procedural default serves no legitimate state
interest. Honeycutt, 82 S.W.3d at 547.
In Beltran v. State, the appellant was convicted of aggravated sexual assault and indecency
with a child in the same trial and argued on appeal that he was subjected to double jeopardy when
he was convicted of both charges. 30 S.W.3d 532, 533 n.1 (Tex. App.—San Antonio 2000, no pet.).
There, we concluded the appellant was entitled to appellate review of his double jeopardy complaint
even though the complaint was raised for the first time on appeal. Id. Like the appellant in Beltran,
we conclude Casillas may raise his double jeopardy complaint for the first time on appeal. See id.
2. Merits
In the present case, the jury found Casillas guilty of count two of the indictment, which
charged Casillas with aggravated sexual assault “on or about the 9th Day of December, 2005,” by
“intentionally and knowingly caus[ing] the anus of [Y.V.], a child who was younger than 14 years,
to contact the sexual organ of [Casillas];” and count four of the indictment, which charged Casillas
with indecency with a child “on or about the 9th Day of December, 2005,” by “intentionally or
knowingly engag[ing] in sexual contact with [Y.V.], a female child younger than seventeen (17)
years and not the spouse of [Casillas], by touching part of the genitals of [Y.V.].” Additionally, the
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jury found Casillas guilty of count seven of the indictment which charged Casillas with aggravated
sexual assault “on or about the 25th Day of November, 2006,” by “intentionally and knowingly
caus[ing] the penetration of the sexual organ of [Y.V.], a child who was younger than 14 years, by
[Casillas’s] finger;” and count eight of the indictment which charged Casillas with indecency with
a child “on or about the 25th Day of November, 2006,” by “intentionally and knowingly engag[ing]
in sexual contact with Y.V., a female child younger than seventeen (17) years and not the spouse of
[Casillas] by touching part of the genitals of [Y.V.].”
On appeal, Casillas contends the evidence shows his two 2005 convictions involved one
incident, and his two 2006 convictions involved another incident. Casillas argues there is nothing
in Y.V.’s testimony or the other evidence admitted at trial that would lead to the conclusion that the
2005 convictions involved more than one act and that the 2006 convictions involved more than one
act. We disagree. The record shows there is evidence to support each conviction without a double
jeopardy violation. The jury convicted Casillas of indecency with a child based upon Y.V.’s
testimony that Casillas touched her genitals with both his hands and his sexual organ. The jury
convicted Casillas of aggravated sexual assault based upon Y.V.’s testimony that Casillas touched
her anus with his sexual organ and penetrated her sexual organ with his finger. Because the record
shows Casillas’s convictions for indecency with a child were not based on the same acts underlying
his convictions for aggravated sexual assault of a child, we hold there was no violation of Casillas’s
double jeopardy rights. See Beltran, 30 S.W.3d at 534 (holding appellant’s double jeopardy
complaint was without merit when evidence existed showing the appellant committed more than one
sexual offense). We, therefore, overrule Casillas’s second issue.
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CONCLUSION
Having overruled both of Casillas’s issues, the judgments of the trial court are affirmed.
Karen Angelini, Justice
DO NOT PUBLISH
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