Frances Ramirez Leyva v. Crystal City, Texas , 357 S.W.3d 93 ( 2011 )


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  •                                                 OPINION
    No. 04-11-00113-CV
    Frances Ramirez LEYVA,
    Appellant
    v.
    CRYSTAL CITY, Texas,
    Appellee
    From the 293rd Judicial District Court, Zavala County, Texas
    Trial Court No. 10-09-12322-ZV
    Honorable Cynthia L. Muniz, Judge Presiding
    Opinion by:       Phylis J. Speedlin, Justice
    Sitting:          Catherine Stone, Chief Justice
    Phylis J. Speedlin, Justice
    Marialyn Barnard, Justice
    Delivered and Filed: October 12, 2011
    REVERSED AND REMANDED
    Frances Ramirez Leyva appeals from the trial court’s order granting Crystal City’s plea
    to the jurisdiction and dismissing her suit under the Texas Whistleblower Act. See TEX. GOV’T
    CODE ANN. §§ 554.001-.010 (West 2004). We reverse the court’s order and remand to the trial
    court for further proceedings.
    04-11-00113-CV
    FACTUAL AND PROCEDURAL BACKGROUND
    Frances Leyva was employed by Crystal City for approximately ten years as the Utility
    Clerk. Leyva was responsible for preparing utility statements and accepting utility payments.
    Part of her duties included locking and sealing the security vault at the end of each business day.
    On the morning of May 11, 2010, Teresa Ramirez, the City’s Finance Director, found the vault
    door unlocked and accused Leyva of failing to lock the vault the night before and leaving its
    contents unsecured. The vault contained the ballot boxes from the May 8, 2010 election. Leyva
    denied leaving the vault unlocked. Pursuant to the City Manager’s instructions, Ramirez gave
    Leyva a written reprimand for “failing to execute her job duties and responsibilities,” and placed
    her on administrative leave. After the reprimand, Leyva promptly contacted the Crystal City
    Police Chief and made a police report alleging possible ballot box tampering; specifically, Leyva
    stated that she had locked the vault and some other person had opened it and gained access to the
    vault contents, which included the ballot boxes from the recent election.
    On May 21, 2010, Leyva’s attorney sent a letter addressed to City Manager Alfredo
    Gallegos which stated that Leyva “categorically denies” the “false, malicious and fabricated
    claim” that she failed to secure the vault, which was the basis for the written reprimand and
    suspension; Leyva filed a police report alleging that “you, or agents and employees working
    under your direction and control, accessed the vault after she secured it . . . for the purpose of
    gaining unsupervised access to ballots pertaining to the May 8, 2010 Crystal City election;” and
    “reasonable minds can conclude that you accused Ms. Leyva of failing to secure the vault and
    issued a false reprimand to her for the purpose of directing attention away from the individual
    . . . who actually accessed the vault . . . .” The letter further states,
    You are hereby placed on notice that Ms. Leyva’s police report constitutes a good
    faith report of possible violations of law to a law enforcement agency and that she
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    04-11-00113-CV
    is protected from retaliation by you, or anyone else acting on behalf of Crystal
    City . . . Any attempts to treat Ms. Leyva adversely will be interpreted as
    violations of the Texas Government Code and an obstruction of a law
    enforcement investigation.
    The written reprimand you issued to her is groundless, without merit and she
    hereby demands that it be withdrawn from her employee file.
    The City did not respond to Leyva’s letter. After completion of her administrative leave,
    Leyva returned to work on May 24, 2010, and continued with her employment. About three
    weeks later, on June 11, 2010, Leyva was terminated for insubordination, specifically, for
    arguing with her supervisor Ramirez in front of other witnesses, being “hostile” and using “foul
    language.” She did not file a written grievance after her termination.
    On September 1, 2010, Leyva filed a lawsuit alleging the City violated the Texas
    Whistleblower’s Act by using a pretext reason to terminate her employment in retaliation for her
    police report concerning the unsecured vault and possible ballot tampering. Leyva later filed an
    amended petition in which she specifically pled that she
    reported, in good faith, violations of law to an appropriate law enforcement
    agency and invoked the protections of the Texas Anti-Retaliation law or
    Whistleblower’s Act. Defendant did not have a grievance policy that applied to
    Ms. Leyva as a former employee. Ms. Leyva initiated action under the
    Defendant’s grievance policy via written correspondence from the undersigned
    dated May 21, 2010 and referenced above. Defendant terminated Ms. Leyva in
    retaliation for her good faith reports to local law enforcement authorities.
    In response to Leyva’s lawsuit, the City filed a plea to the jurisdiction asserting that
    Leyva failed to initiate a grievance after her termination in accordance with the City’s Personnel
    Policy before filing suit as required under the Act; therefore, the City’s sovereign immunity was
    not waived. As evidence in support of its plea, the City attached (1) a copy of the City Charter,
    and (2) the affidavit of City Manager Alfredo Gallegos with the City’s Personnel Policy attached
    as an exhibit. The Charter states the city manager is the “chief executive officer . . . responsible
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    04-11-00113-CV
    . . . for the proper administration of all affairs of the city,” including removal of city employees.
    Gallegos’ affidavit verifies the attached copy of the Personnel Policy and states that Leyva was
    “reminded of the grievance procedure in her written termination letter,” but she “did not seek
    relief under the grievance procedure.” Section 20 of the City’s Personnel Policy provides a two-
    step grievance procedure, beginning with an informal conference with the employee’s immediate
    supervisor and, if unsatisfactory, the filing of a formal grievance in writing directed to the
    immediate supervisor and stating “the specific remedial action requested” by the employee.
    Section 20 further provides that if an employee does not receive a written resolution of the
    grievance by the fifth working day, or is dissatisfied with the proposed resolution, the employee
    may appeal in writing to the City Manager within three working days; the City Manager shall
    respond in writing by the close of the fifth working day and his decision is final.
    Leyva responded that her May 21, 2010 letter addressed to the City Manager constituted
    initiation of a grievance under the City’s policy in that it put the City on notice that she had
    “filed a good faith report of possible violations of law to a law enforcement agency and that she
    was protected from retaliation” and that “any adverse action against Ms. Leyva would be
    construed as a violation of the Texas Government Code.”             Leyva asserts her subsequent
    termination on June 11 was retaliatory. Leyva attached the following evidence in support of her
    assertion of jurisdiction: (1) her own affidavit setting forth her version of the facts; (2) a full
    copy of the City’s Personnel Policy; (3) a copy of her May 21, 2010 “grievance” letter to the
    City Manager; (4) the affidavit of Leyva’s attorney verifying the May 21, 2010 letter he
    prepared; and (5) the affidavit of former City Manager Diana Palacios stating that Leyva’s May
    21, 2010 letter constituted initiation of a grievance under the City’s Personnel Policy, and would
    have been accepted as a grievance and notice of a “Whistleblower claim” under her
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    04-11-00113-CV
    administration. Leyva also asserted, in the alternative, that the City’s grievance procedure did
    not apply to Leyva once she had been terminated and was no longer an employee.
    On January 3, 2011, the trial court held a hearing on the City’s plea to the jurisdiction.
    The City argued that Leyva failed to initiate a grievance under the City’s policy after her
    termination, and thus the court had no jurisdiction because the City’s immunity was not waived
    under the Act. Counsel for the City also argued that Leyva’s termination was not retaliatory
    because Leyva received her first reprimand on March 29, 2010 for “not properly requesting
    vacation hours,” her second reprimand on May 11, 2010 for “not securing the vault” for which
    she was placed on administrative leave, and her third reprimand on June 11, 2010 when she used
    foul language with her supervisor and was terminated “due to the result that that would be her
    third reprimand.”
    Leyva argued that: (i) the City’s grievance policy, by its text, applies only to current
    “employees” and so she was not required to file a grievance under the policy after her
    termination; (ii) alternatively, the City’s grievance policy as to terminated employees is unclear,
    so no grievance is required as a prerequisite to suit under case law; and (iii) alternatively, her
    May 21, 2010 letter constituted initiation of a grievance before filing suit because it placed the
    City on notice that she disagreed with the written reprimand and that any further adverse action
    against her would be construed as retaliation in violation of the Government Code. At the
    conclusion of the hearing, the trial court granted the City’s plea to the jurisdiction with respect to
    Leyva’s whistleblower claim; the court did not make any findings or conclusions on the record.
    Leyva now appeals.
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    04-11-00113-CV
    PLEA TO THE JURISDICTION
    On appeal, Leyva asserts that (1) by her May 21, 2010 letter she did initiate a grievance
    under the City’s policy prior to filing suit under the Act, and (2) even if her letter did not
    constitute a grievance, the City’s grievance procedure by its text applies only to current
    “employees” and does not provide a post-termination grievance process for former employees
    who have already been terminated, or, alternatively, the policy is unclear. The City responds that
    (1) in order to fall within the Act’s protections, a terminated employee must meet the statutory
    prerequisites, which in this case was initiation of a post-termination grievance under the City’s
    Personnel Policy, (2) Leyva did not initiate a post-termination grievance as required by the
    Personnel Policy and the Act, and (3) even if the May 21, 2010 letter was a grievance, any
    grievance made prior to termination is premature and is not sufficient notice under the Act.
    Standard of Review
    Subject matter jurisdiction is a question of law that is reviewed de novo. Tex. Dep’t of
    Parks & Wildlife v. Miranda, 
    133 S.W.3d 217
    , 226 (Tex. 2004); Tex. Nat’l Res. Conservation
    Comm’n v. IT-Davy, 
    74 S.W.3d 849
    , 855 (Tex. 2002). When a plea to the jurisdiction challenges
    the plaintiff’s pleadings, the court must determine if, construing the pleadings liberally in the
    plaintiff’s favor, the plaintiff has alleged facts affirmatively demonstrating the trial court’s
    jurisdiction to hear the case. 
    Miranda, 133 S.W.3d at 226
    ; Tex. A & M Univ. Sys. v. Koseoglu,
    
    233 S.W.3d 835
    , 839-40 (Tex. 2007). When a plea to the jurisdiction challenges the existence of
    jurisdictional facts, the court looks beyond the plaintiff’s pleadings and considers the relevant
    evidence submitted by the parties to resolve the jurisdictional issues. 
    Miranda, 133 S.W.3d at 227
    ; Bland Indep. Sch. Dist. v. Blue, 
    34 S.W.3d 547
    , 555 (Tex. 2000). If the evidence of
    jurisdictional facts is undisputed, or fails to raise a fact question on the issue of jurisdiction, the
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    04-11-00113-CV
    trial court may rule on the plea as a matter of law. 
    Miranda, 133 S.W.3d at 228
    . However, if the
    evidence creates a fact question on the jurisdictional issue, the trial court must deny the plea and
    submit the disputed fact issue to the fact finder for resolution. 
    Id. at 227-28;
    City of Elsa v.
    Gonzalez, 
    325 S.W.3d 622
    , 625 (Tex. 2010).
    In reviewing a ruling on a plea to the jurisdiction, the appellate court applies a standard of
    review that generally mirrors the traditional summary judgment standard of review. 
    Miranda, 133 S.W.3d at 228
    . The governmental entity is required to meet the summary judgment standard
    of proof for its assertion that the trial court lacks jurisdiction, i.e., no disputed issue of material
    fact.   
    Id. Then, the
    plaintiff must show there is a disputed material fact regarding the
    jurisdictional issues to defeat the government’s plea to the jurisdiction. 
    Id. The appellate
    court
    takes as true all evidence favorable to the non-movant, and resolves any doubts and indulges
    every reasonable inference in the non-movant’s favor. 
    Id. The appellate
    court does not look to
    the merits of the cause of action, but considers only the pleadings and the evidence relevant to
    the jurisdictional inquiry. 
    Id. at 227;
    County of Cameron v. Brown, 
    80 S.W.3d 549
    , 555 (Tex.
    2002). The Supreme Court has held that the elements of a section 554.002(a) claim under the
    Act can be considered to determine both jurisdiction and liability. Tex. Dep’t of Transp. v.
    Garcia, 
    293 S.W.3d 195
    , 196 (Tex. 2009); State v. Lueck, 
    290 S.W.3d 876
    , 883 (Tex. 2009).
    Analysis
    The Texas Whistleblower Act provides that, “[a] state or local governmental entity may
    not suspend or terminate the employment of, or take other adverse personnel action against, a
    public employee who in good faith reports a violation of law by the employing governmental
    entity or another public employee to an appropriate law enforcement authority.” TEX. GOV’T
    CODE ANN. § 554.002(a). A governmental entity’s sovereign immunity is waived for violations
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    04-11-00113-CV
    of the Act. 
    Id. at §
    554.0035. A plaintiff must allege the following elements of a claim under the
    Act: (1) she is a public employee; (2) she acted in good faith in making a report; (3) the report
    involved a violation of law; (4) the report was made to an appropriate law enforcement authority;
    and (5) she suffered retaliation as a result of making the report. County of Bexar v. Steward, 
    139 S.W.3d 354
    , 357-58 (Tex. App.—San Antonio 2004, no pet.). The employee bears the burden of
    proof, except that if the suspension, termination or adverse personnel action occurs within 90
    days of the employee’s report, then a rebuttable presumption arises that the employer’s action
    was because the employee made the report. TEX. GOV’T CODE ANN. § 554.004(a). It is an
    affirmative defense that the employer would have taken the action against the employee based
    solely on information, observation, or evidence unrelated to the employee’s report.         
    Id. at §
    554.004(b).
    As a statutory prerequisite to the filing of suit under the Act, an employee must “initiate
    action under the grievance or appeal procedures” of the employer within 90 days after the
    employer’s alleged violation of the Act. 
    Id. at §
    554.006(a). The purpose of this prerequisite is
    to give the employer “the opportunity to correct its errors by resolving disputes before being
    subjected to the expense and effort of litigation.” City of San Antonio v. Marin, 
    19 S.W.3d 438
    ,
    441 (Tex. App.—San Antonio 2000, no pet.), disapproved on other grounds by 
    159 S.W.3d 631
    (Tex. 2005) (citing House Research Organization, Bill Analysis, Tex. H.B. 1405, 71st Leg., R.S.
    (1989)); Univ. of Tex. Med. Branch v. Hohman, 
    6 S.W.3d 767
    , 774 (Tex. App.—Houston [1st
    Dist.] 1999, pet. dism’d w.o.j.). Section 554.006 does not require exhaustion of the employer’s
    grievance or appeal procedures, but merely timely initiation, before suit may be filed. Univ. of
    Tex. Med. Branch v. Barrett, 
    159 S.W.3d 631
    , 632 (Tex. 2005) (recognizing effect of 1995
    amendment that requires only initiation of grievance by employee, not full exhaustion, and a 60-
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    04-11-00113-CV
    day waiting period for employer’s final decision on grievance; holding if employee’s suit is filed
    prematurely, proper remedy is abatement).
    The statutory prerequisites to filing suit under the Act are mandatory and jurisdictional.
    Smith v. Univ. of Tex. Sw. Med. Ctr. of Dallas, 
    101 S.W.3d 185
    , 189 (Tex. App.—Dallas 2003,
    no pet.). However, the purpose of the Act is remedial and it should be liberally construed in
    favor of jurisdiction. Town of Flower Mound v. Teague, 
    111 S.W.3d 742
    , 752 (Tex. App.—Fort
    Worth 2003, pet. denied); Fort Bend Indep. Sch. Dist. v. Rivera, 
    93 S.W.3d 315
    , 319 (Tex.
    App.—Houston [14th Dist.] 2002, no pet.).
    Here, the City does not dispute that Leyva was a public employee who was terminated, or
    that she has alleged she made a good faith report of a violation of law to an appropriate law
    enforcement authority which resulted in her retaliatory termination. Further, it is undisputed that
    the only action taken by Leyva to initiate a grievance under the City’s Personnel Policy was the
    May 21, 2010 letter, which was sent after the reprimand but before her termination. The basis
    for the City’s plea to the jurisdiction was that Leyva failed to initiate action under the City’s
    grievance procedure after her termination on June 11, 2010.
    Thus, the two issues presented by this appeal are whether Leyva was required to initiate a
    grievance under the City’s Policy after her termination before filing suit, and if so, whether her
    May 20, 2010 pre-termination letter was sufficient to constitute “initiation of a grievance” and to
    provide the City with “fair notice” of her Whistleblower Act claim.
    Does the City Have a Post-Termination Grievance Policy?
    Leyva affirmatively pled that the City did not have a grievance policy that applied to her
    as a former employee. On appeal, Leyva argues that, by its plain language, Section 20 of the
    City’s Policy applies only to active “employees” who have an “immediate supervisor” to whom
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    they can present their grievance; therefore, the City’s grievance procedure did not apply to her as
    a terminated employee. 1 The trial court granted the City’s plea to the jurisdiction which was
    based on the City’s assertion that its grievance procedure does apply to employees who have
    been terminated.
    The first step in our analysis is to apply the standard rules of contract interpretation to
    determine if the City’s grievance procedure stated in Section 20 applies to employees after they
    have been terminated. Fisk Elec. Co. v. Constructors & Assocs., Inc., 
    888 S.W.2d 813
    , 814
    (Tex. 1994) (interpretation of a written document is a matter of law that is reviewed de novo). In
    interpreting Section 20, our primary goal is to give effect to the City’s intent as expressed in the
    plain language, reading the grievance procedure within the context of the entire City Policy
    document and striving to give meaning to every provision and to avoid rendering any provision
    meaningless. Italian Cowboy Partners, Ltd. v. Prudential Ins. Co. of Am., 
    341 S.W.3d 323
    , 333
    (Tex. 2011); J.M. Davidson, Inc. v. Webster, 
    128 S.W.3d 223
    , 229 (Tex. 2003). Thus, we begin
    by examining the policy’s express language. Italian Cowboy 
    Partners, 341 S.W.3d at 333
    (citing Coker v. Coker, 
    650 S.W.2d 391
    , 393 (Tex. 1983)). We give the terms used their plain,
    ordinary and generally accepted meaning unless the writing shows the terms are intended to be
    used in a different sense. Am. Mfrs. Mut. Ins. Co. v. Schaefer, 
    124 S.W.3d 154
    , 158-59 (Tex.
    2003). If we determine that Section 20 is subject to two or more reasonable interpretations, then
    we may hold it is ambiguous as a matter of law. Italian Cowboy 
    Partners, 341 S.W.3d at 333
    ;
    
    Coker, 650 S.W.2d at 392-95
    . A writing is ambiguous as a matter of law if it cannot be given a
    definite or certain legal meaning, and is reasonably susceptible to more than one meaning after
    applying the rules of contract interpretation.                 Universal Health Servs., Inc. v. Renaissance
    Women’s Group, P.A., 
    121 S.W.3d 742
    , 746 (Tex. 2003).
    1
    Alternatively, Leyva asserts Section 20’s applicability to terminated employees is, at best, unclear.
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    04-11-00113-CV
    Turning to the plain language of Section 20 of the City’s Personnel Policy, entitled
    “Grievances,” section 20.03 provides a two-step grievance procedure for an “employee” to
    follow in attempting to resolve a dispute—first, an informal conference with the employee’s
    “immediate supervisor,” and second, presenting a formal grievance in writing to the employee’s
    “immediate supervisor;” thereafter, if unsatisfied, the employee may appeal in writing to the City
    Manager, whose decision is final. 2 The use of the term “immediate supervisor” throughout the
    grievance procedure suggests the procedure applies to an active employee who currently has an
    immediate supervisor at the City. Section 20 makes no reference to a “former employee” or an
    employee who has been terminated or dismissed. The City’s Personnel Policy does not contain a
    separate grievance or appeal procedure for a terminated employee to follow after separation from
    employment; section 20 is the only grievance procedure set forth within the City’s Policy.
    The only mention of termination or dismissal of an employee within the City’s Personnel
    Policy is in two different provisions, Sections 18 and 19. Section 18.02 sets forth the three
    stages of progressive discipline of employees, beginning with a verbal warning and progressing
    to a written reprimand and then “termination;” it lists several grounds for immediate dismissal,
    also referred to as “termination guidelines.” Section 18.01 lists several examples of “just cause”
    for disciplinary action, and section 18.02 lists other conduct that may result in discipline.
    Section 18.02 also states, “Except in the case of verbal warnings, disciplinary action is
    accomplished or preceded by written Notice to the employee involved.                    Notice includes a
    description of the just cause of the action and, except in the case of dismissal, states the likely
    consequences of further unsatisfactory performance or conduct.” Section 19.01, entitled “Types
    of Separation,” lists “dismissal” as one of several types of separation from employment,
    2
    Section 20.02 states, “Grievances can be appealed through the immediate supervisor to the City Manager whose
    decision is final.”
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    04-11-00113-CV
    including retirement and disability. With respect to dismissal, section 19.05 simply states that,
    “An employee who has completed his or her initial probationary period may be dismissed only
    for just cause by the City Manager.” Section 19.08 provides that,
    The supervisor of an employee who is separated shall discuss with the employee
    the reason(s) for the separation in an exit interview whenever possible. Reason(s)
    for the separation shall be stated in writing on a Personnel Action Form which
    must be signed by the supervisor and initialed by the employee except in unusual
    or emergency circumstances. The City Manager’s signature is also required.
    Neither Section 18 nor 19 provides any procedures for making a grievance or appeal concerning
    any disciplinary action, including dismissal or termination.
    Finally, we note that Section 1.03 of the City’s Personnel Policy, entitled “Purpose,”
    states that, “These policies set forth the primary rules governing employment with the City of
    Crystal City. The policies contained here inform employees of the benefits and, obligations of
    employment with the City of Crystal City.”
    The plain language of the City’s Personnel Policy, read in its entirety, does not provide a
    clear grievance procedure for an employee to follow after the employee has been terminated or
    dismissed from employment. While Sections 18 and 19 address the disciplinary grounds for
    termination or dismissal, and Section 20 provides a two-step grievance procedure directing an
    “employee” to present an informal and then formal grievance to their “immediate supervisor,”
    nothing in the Policy clearly states the procedure for a terminated, former employee to follow.
    The City argues that the Section 20 grievance procedure gives all of its employees the
    same rights and applies to all employees equally, whether they are part-time, full-time,
    probationary, or terminated. However, all of the active employees, whether part-time, full-time
    or probationary, have a supervisor to whom they can direct a grievance under the stated
    procedure—but terminated or former employees do not. The City also asserts that its intent that
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    04-11-00113-CV
    the grievance procedure applies to all employees, including former employees, is evidenced by
    the fact that Leyva’s formal termination letter referred her to the City’s grievance procedure.
    However, the termination letter 3 merely “reminded” Leyva of the City’s grievance procedure, it
    did not clarify what steps she should take as a terminated employee who no longer had an
    immediate supervisor with whom to file a grievance.                     While the City Manager’s affidavit
    describing the letter’s reference to the City’s grievance procedure is some evidence of the City’s
    interpretation of the procedure as applying to terminated employees as well as active employees,
    we disagree that it is the only reasonable interpretation of the procedure. Leyva’s interpretation
    based on the plain language of Section 20, and the Policy as a whole, which makes no reference
    to or separate provision for terminated employees is also reasonable. Therefore, we conclude
    that Section 20’s applicability to terminated employees is not definite or clear, and is subject to
    two or more reasonable interpretations; accordingly, we hold it is ambiguous as a matter of law.
    See Italian Cowboy 
    Partners, 341 S.W.3d at 333
    ; Universal Health 
    Servs., 121 S.W.3d at 746
    .
    There is a line of Texas cases decided prior to Miranda in which similar language in an
    employer’s grievance procedure was held to be unclear as to whether the grievance procedure
    applied to a terminated employee, and thus the employee’s claim under the Whistleblower Act
    was not barred.        In Curbo v. State, Office of the Governor, the court held that the state
    employer’s grievance procedure was unclear and subject to two or more reasonable
    interpretations, and therefore the terminated employees were reasonable in understanding that the
    grievance procedure applied only to active employees and that no grievance procedure applied to
    them as terminated employees. Curbo v. State, Office of the Governor, 
    998 S.W.2d 337
    , 341,
    3
    The termination letter is not in the appellate record. The only evidence of the contents of the letter is the City
    Manager Alfredo Gallegos’s affidavit in which he states, “In this case, Plaintiff was reminded of the grievance
    procedure in her written termination letter.” Gallegos does not describe the other contents of the letter or state who
    wrote the termination letter on behalf of the City.
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    04-11-00113-CV
    343 (Tex. App.—Austin 1999, no pet.), disapproved of on other grounds by Tex. Dep’t Parks &
    Wildlife v. Miranda, 
    133 S.W.3d 217
    (Tex. 2004). The court stressed that the language of the
    grievance procedure made no reference to “terminated employees” and repeatedly referred to
    “your section director” within the grievance process, which implied the grievance procedure was
    limited to complaints arising during the course of active employment. 
    Id. at 343.
    The court
    explained, “[w]hile the language of the grievance procedure does not expressly preclude its
    application to terminated employees, it also does not suggest such an application.” Id.; see also
    
    Hohman, 6 S.W.3d at 775
    (“[w]hen it is unclear whether the employer has a post-termination
    grievance procedure, or it is unclear what the procedure is, and the terminated employees timely
    notify the employer that they are invoking the grievance procedure, terminated employees have
    adequately implicated the grievance procedures” and may proceed with a claim under the
    Whistleblower Act); 
    Rivera, 93 S.W.3d at 320-21
    (following line of cases holding that when an
    employer’s grievance policy is unclear, a terminated employee’s claim will not be barred by the
    statutory pre-requisites of the Whistleblower Act and noting that such a construction is consistent
    with the Act’s remedial purpose); Caldwell County Sheriff’s Office v. Crider, No. 03-02-00321-
    CV, 
    2003 WL 21354690
    , at *2 (Tex. App.—Austin June 12, 2003, pet. denied) (mem. op.)
    (following Curbo and holding that employer’s grievance procedure that repeatedly referred to
    “regular employees,” and did not expressly refer to former employees or termination actions,
    was unclear as to whether it applied to terminated employees and thus employees’ whistleblower
    claim was not barred).
    In addition, courts in at least two other states have held that similar language in a
    municipal employer’s grievance procedure which required an “employee” to present her
    grievance to her “immediate supervisor” indicated the grievance procedure did not apply to
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    04-11-00113-CV
    former employees. In Barclay v. City of Spokane, the Washington Supreme Court held that
    former police department employees who were entitled to share in a wage increase under a
    retroactive collective bargaining agreement were not required to follow the agreement’s
    grievance provision that applied to “a claim or dispute by an employee or group of employees”
    and required presentment of the claim or dispute to “the employees’ immediate supervisor.”
    Barclay v. City of Spokane, 
    521 P.2d 937
    , 939 (Wash. Sup. Ct. 1974). The court reasoned that as
    terminated employees the plaintiffs were not current “employees” when their claim arose, and
    “obviously had no immediate supervisor” with whom to pursue a grievance under the provision.
    
    Id. Likewise, in
    Brewer v. Metropolitan Government of Nashville and Davidson County, the
    Tennessee court of appeals held that a retired police officer challenging the denial of a non-
    monetary retirement benefit was not required to first file a grievance with the Civil Service
    Commission because the grievance procedure was written as though it applied only to current
    employees, and contained no language inclusive of former employees or an alternate procedure
    for former employees. Brewer v. Metro. Gov’t of Nashville & Davidson County, Tennessee, No.
    M2008-02307-COA-R3-CV, 
    2009 WL 4263680
    , at *5 (Tenn. Ct. App. Nov. 30, 2009). The
    court reasoned that the language used in the employer’s grievance policy, read in its entirety,
    showed no intent to apply to former employees but only to current employees because the
    policy’s plain words consistently referred to “employees” who had a “supervisor” with whom
    they were directed to first file their grievance. 
    Id. Similarly, Crystal
    City’s grievance procedure set forth in Section 20 of its Personnel
    Policy makes no reference to or provision for former or terminated employees, and while it does
    not expressly preclude application to terminated employees, there is also nothing in the section’s
    language or the Policy as a whole that suggests it does apply after termination; it is subject to
    - 15 -
    04-11-00113-CV
    more than one reasonable interpretation and is thus ambiguous with respect to whether it applies
    to employees who have been terminated.
    Conclusion
    Because it is unclear whether the City’s grievance procedure applies to terminated
    employees, we hold the trial court erred in granting the City’s plea to the jurisdiction based on
    Leyva’s failure to initiate a grievance under the City’s procedures after her termination. See
    
    Miranda, 133 S.W.3d at 227
    -28. Because this issue is dispositive of the appeal, we need not
    reach Leyva’s second issue. Accordingly, the trial court’s order granting the City’s plea to the
    jurisdiction is reversed, and this cause is remanded to the trial court for further proceedings
    consistent with this opinion.
    Phylis J. Speedlin, Justice
    - 16 -
    

Document Info

Docket Number: 04-11-00113-CV

Citation Numbers: 357 S.W.3d 93

Filed Date: 10/12/2011

Precedential Status: Precedential

Modified Date: 1/12/2023

Authorities (20)

Coker v. Coker , 650 S.W.2d 391 ( 1983 )

City of Elsa v. Gonzalez , 325 S.W.3d 622 ( 2010 )

Texas Department of Parks & Wildlife v. Miranda , 133 S.W.3d 217 ( 2004 )

State v. Lueck , 290 S.W.3d 876 ( 2009 )

American Mfrs. Mut. Ins. Co. v. Schaefer , 124 S.W.3d 154 ( 2003 )

Texas a & M University System v. Koseoglu , 233 S.W.3d 835 ( 2007 )

City of San Antonio v. Marin , 19 S.W.3d 438 ( 2000 )

Town of Flower Mound v. Teague , 111 S.W.3d 742 ( 2003 )

Texas Department of Transportation v. Garcia , 293 S.W.3d 195 ( 2009 )

University of Texas Medical Branch at Galveston v. Barrett , 159 S.W.3d 631 ( 2005 )

Texas Natural Resource Conservation Commission v. IT-Davy , 74 S.W.3d 849 ( 2002 )

Fisk Electric Co. v. Constructors & Associates, Inc. , 888 S.W.2d 813 ( 1994 )

County of Cameron v. Brown , 80 S.W.3d 549 ( 2002 )

Universal Health Services, Inc. v. Renaissance Women's ... , 121 S.W.3d 742 ( 2003 )

Barclay v. City of Spokane , 83 Wash. 2d 698 ( 1974 )

Fort Bend Independent School District v. Rivera , 93 S.W.3d 315 ( 2002 )

Curbo v. State, Office of the Governor , 998 S.W.2d 337 ( 1999 )

Smith v. UNIV. TEX. SOUTHWESTERN MED. CTR. , 101 S.W.3d 185 ( 2003 )

University of Texas Medical Branch at Galveston v. Hohman , 6 S.W.3d 767 ( 1999 )

County of Bexar v. Steward , 139 S.W.3d 354 ( 2004 )

View All Authorities »