Tomas Jimenez v. State , 419 S.W.3d 706 ( 2013 )

Opinion issued December 17, 2013.
In The
Court of Appeals
For The
First District of Texas
————————————
NO. 01-12-00588-CR
———————————
TOMAS JIMENEZ, Appellant
V.
THE STATE OF TEXAS, Appellee
On Appeal from the 209th District Court
Harris County, Texas
Trial Court Case No. 1307334
OPINION
Appellant Tomas Jimenez was charged by indictment with aggravated
sexual assault of an elderly person. The jury found Jimenez guilty and he was
sentenced to eighteen years’ confinement. On appeal, Jimenez argues that the trial
court erred in (1) refusing to submit the lesser-included offenses of indecent
exposure and attempted aggravated sexual assault, (2) denying his motion to quash
the indictment, and (3) submitting a mandatory presumption regarding lack of
consent and refusing to submit the Texas Penal Code section 2.05 instruction
regarding presumptions. We affirm.
Background
Jimenez, a janitor at Seven Acres Nursing Home, was charged with
intentionally and knowingly causing the penetration of the mouth of the
complainant, a person 65 years of age or older, with his sexual organ, and without
her consent.
The complainant was a resident of Seven Acres Nursing Home. On the day
of the incident, Rita Ekome, the certified nursing assistant (CNA) at Seven Acres,
entered the complainant’s room to serve the complainant lunch. Ekome testified
that she found Jimenez in the complainant’s room when she arrived. Jimenez was
standing in front of the complainant—who was sitting on the bed—with his penis
inside the complainant’s mouth. Ekome testified that Jimenez’s penis was hard,
and that he was moving back and forth with his eyes closed. Because his eyes
were closed, Jimenez did not immediately realize that Ekome had entered the
room. After Ekome made a noise, Jimenez opened his eyes and immediately put
his penis back in his pants.
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Ekome immediately notified her supervisor and brought her back to the
complainant’s room, at which point they heard the complainant say “It’s my
husband, it’s my husband.” Jimenez had not left the floor when Ekome returned
with her supervisor; he was buffing the floor in the hallway outside of the
complainant’s room. Seven Acres management convened a meeting in which
Jimenez’s supervisor told him that Ekome reported seeing Jimenez with his penis
in the complainant’s mouth. Jimenez responded “no, I was scratching,” and
pointed to his pelvic area.
A medical exam of the complainant revealed no injuries, bruises, pubic hair,
or semen on her body. Swabs for DNA were taken from the crotch area of
Jimenez’s underwear and from the complainant’s mouth. A Houston Police
Department Crime Laboratory DNA analyst testified that the only DNA found in
the complainant’s mouth was her own. She also testified that when testing the
swab from Jimenez’s underwear for a DNA profile, the laboratory obtained a
mixture of at least two individuals, and one of the individuals was male and one
was “consistent with” the complainant’s DNA. The analyst testified that Jimenez
“cannot be excluded to the major component of this mixture” and the complainant
“could also not be excluded as a possible contributor to the mixture.”
On cross-examination, the analyst testified that she could not say with
certainty that the complainant’s DNA was contained in the mixture and the
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complainant’s DNA profile would occur in 1 in 610,000 people. The analyst
testified that she could not determine whether the source of the other DNA found
in Jimenez’s underwear was sweat, urine, or saliva. The analyst testified that she
could not give a timeframe for when the DNA attributed to Jimenez was deposited
and it was possible that Jimenez’s portion was not deposited at the same time as
the other DNA. The analyst also testified that someone could deposit another
person’s DNA to his own crotch area if he had the other person’s DNA on his hand
from touching something that contained that person’s DNA.
At the time of the incident, the complainant was 84 years old and was
married to a man who was not Jimenez. The complainant had Alzheimer’s
dementia and lived in the nursing home’s secured unit for residents with moderate
to severe dementia. Access to the unit was restricted and was limited to those who
could enter a secure pass code on a keypad at the entry points.
Jimenez’s supervisor testified that Jimenez completed special training to
work in this unit, that he had a special code to access it, and that Jimenez worked
almost exclusively in the unit, which was on the second floor. Jimenez had
worked at the nursing home for approximately three years before the incident.
The nursing home’s medical director testified that in her medical opinion,
the complainant was not capable of appraising the nature of acts in 2010 because
“her dementia had progressed to more of a severe state.” The complainant’s
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daughter also testified that the complainant was “extremely forgetful” and did not
“make a lot of sense” when having conversations, but she recognized her husband
when he visited her.
Jimenez filed a pretrial motion to quash the indictment, arguing that its first
paragraph was unconstitutional. The indictment’s first paragraph stated that sexual
assault occurred:
(1) without the Complainant’s consent, namely the Defendant was an
employee of a NURSING HOME, namely Seven Acres, where the
Complainant was a resident, and the Complainant and Defendant were
not married to each other;
The first paragraph tracked the definition of “without consent” set forth in section
22.011(b)(11) of the Texas Penal Code, which states that a sexual assault is
without consent if:
The actor is an employee of a facility where the other person is a
resident, unless the employee and resident are formally or informally
married to each other under Chapter 2, Family Code.
TEX. PENAL CODE ANN. § 22.011(b)(11) (West 2011).
Jimenez argued that section 22.011(b)(11) violates the presumption of
innocence and relieves the State of the burden to prove the assault was without
consent. Counsel argued that section 22.011(b)(11)
pretty much guarantees guilt and it’s a conclusive presumption, in our
opinion, establishing an element of crime that there wasn’t consent.
It’s presumed there wasn’t consent just by the fact that he’s an
employee there and she’s a resident there unless they’re married. And
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our objection is it violates due process and that statute is
unconstitutional . . .
The trial court denied the motion to quash.
At the charge conference, Jimenez again argued that section 22.011(b)(11)
constituted a “conclusive” presumption on the consent issue that violated due
process and objected to its inclusion in the charge. The trial court overruled
Jimenez’s objection and his request that the charge include an instruction pursuant
to section 2.05(a) of the Code of Criminal Procedure “to inform the jury how to
deal with [the] presumption.” The trial court also denied Jimenez’s request to
instruct the jury on the lesser-included offenses of attempted aggravated sexual
assault and indecent exposure.
During closing, Jimenez’s counsel argued that there was reasonable doubt
about whether Jimenez committed the sexual assault as described by the CNA. He
argued that Jimenez’s medical records showed Jimenez was unable to achieve and
maintain an erection, and that this undermined Ekome’s claim that Jimenez’s penis
was erect during the alleged assault. He argued that no physical evidence indicated
a sexual assault occurred, because Jimenez’s DNA was not found in the
complainant’s mouth. He also pointed out that Jimenez did not flee or otherwise
exhibit consciousness of guilt. Thus, Jimenez’s defensive theory was to deny that
the assault occurred; Jimenez’s counsel never suggested that the incident was
consensual.
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Lesser-Included Offenses
In his first and second points of error, Jimenez argues that the trial court
erred in refusing to submit two lesser-included offenses—indecent exposure and
attempted aggravated sexual assault.
A. Applicable Law
An offense qualifies as a lesser-included offense of the charged offense if:
(1) it is established by proof of the same or less than all the facts
required to establish the commission of the offense charged;
(2) it differs from the offense charged only in the respect that a less
serious injury or risk of injury to the same person, property, or
public interest suffices to establish its commission;
(3) it differs from the offense charged only in the respect that a less
culpable mental state suffices to establish its commission; or
(4) it consists of an attempt to commit the offense charged or an
otherwise included offense.
TEX. CODE CRIM. PROC. ANN. art. 37.09 (West 2006). We employ a two-pronged
test in determining whether a defendant is entitled to an instruction on a lesser-
included offense. See Sweed v. State, 351 S.W.3d 63, 67 (Tex. Crim. App. 2011);
Ex Parte Watson, 306 S.W.3d 259, 262–63 (Tex. Crim. App. 2009); see also Hall
v. State, 225 S.W.3d 524, 535–36 (Tex. Crim. App. 2007). The first prong of the
test requires the court to use the “cognate pleadings” approach to determine if an
offense is a lesser-included offense of another offense. See Watson, 306 S.W.3d at
271. The first prong is met if the indictment for the greater-inclusive offense
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either: “(1) alleges all of the elements of the lesser-included offense, or (2) alleges
elements plus facts (including descriptive averments, such as non-statutory manner
and means, that are alleged for purposes of providing notice) from which all of the
elements of the lesser-included offense may be deduced.” Id. at 273. This is a
question of law, and it does not depend on the evidence to be produced at trial.
Rice v. State, 333 S.W.3d 140, 144 (Tex. Crim. App. 2011); Hall, 225 S.W.3d at
535.
The second prong asks whether there is evidence that supports submission of
the lesser-included offense. Hall, 225 S.W.3d at 536. “A defendant is entitled to a
requested instruction on a lesser-included offense where . . . there is some evidence
in the record that would permit a jury rationally to find that if the defendant is
guilty, he is guilty only of the lesser-included offense.” Id. (quoting Bignall v.
State, 887 S.W.2d 21, 23 (Tex. Crim. App. 1994)). “In other words, the evidence
must establish the lesser-included offense as ‘a valid, rational alternative to the
charged offense.’” Id. (quoting Forest v. State, 989 S.W.2d 365, 367 (Tex. Crim.
App. 1999)). Anything more than a scintilla of evidence may be sufficient to
entitle a defendant to a charge of a lesser-included offense, but it is not enough that
the jury may disbelieve crucial evidence pertaining to the greater offense. Id.
(quoting Bignall, 887 S.W.2d at 23); Skinner v. State, 956 S.W.2d 532, 543 (Tex.
Crim. App. 1997) (citing Bignall, 887 S.W.2d at 24). Rather, “there must be some
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evidence directly germane to a lesser-included offense for the factfinder to
consider before an instruction on a lesser-included offense is warranted.” Skinner,
956 S.W.2d at 543 (citing Bignall, 887 S.W.2d at 24).
When reviewing a trial court’s decision to deny a requested instruction for a
lesser-included offense, we consider the charged offense, the statutory elements of
the lesser offense, and the evidence actually presented at trial. Hayward v. State,
158 S.W.3d 476, 478 (Tex. Crim. App. 2005) (citing Jacob v. State, 892 S.W.2d
905, 907–08 (Tex. Crim. App. 1995). “The credibility of the evidence, and
whether it conflicts with other evidence, must not be considered in deciding
whether the charge on the lesser-included offense should be given.” Dobbins v.
State, 228 S.W.3d 761, 768 (Tex. App.—Houston [14th Dist.] 2007, pet. dism’d)
(citing Saunders v. State, 840 S.W.2d 390, 391 (Tex. Crim. App. 1992)). If we
find error and the appellant properly objected to the jury charge, we employ the
“some harm” analysis. See Ngo v. State, 175 S.W.3d 738, 743 (Tex. Crim. App.
2005).
B. Indecent Exposure
In his first point of error, Jimenez argues that the trial court abused its
discretion by refusing to instruct the jury on the lesser included offense of indecent
exposure. Specifically, Jimenez contends the evidence that he was only
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“scratching” constitutes more than a scintilla of evidence sufficient to permit a jury
to rationally find him guilty of only indecent exposure.
A person commits the offense of indecent exposure if he:
(1) exposes his anus or any part of his genitals
(2) with intent to arouse or gratify the sexual desire of any person, and
(3) is reckless about whether another is present who will be offended or
alarmed by his act.
TEX. PENAL CODE ANN. § 21.08(a) (West 2011).
A person commits the offense of aggravated sexual assault if he intentionally
or knowingly causes the penetration of the mouth of another person, who is 65
years of age or older, by the sexual organ of the actor, without that person’s
consent. Id. § 22.021(a)(1)(A)(ii), (a)(2)(C) (West Supp. 2013); id. § 22.04(c)
(West Supp. 2013).
Citing Hendrix v. State, 150 S.W.3d 839, 850–51 (Tex. App.—Houston
[14th Dist.] 2004, pet. ref’d), Jimenez contends that indecent exposure is a lesser-
included offense of aggravated sexual assault. Hendrix recognized that indecency
with a child may be a lesser included offense of aggravated sexual assault and
noted that the question must be decided on a case by case basis. Id.
We need not decide whether indecent exposure is a lesser-included offense
of aggravated sexual assault because Jimenez cannot satisfy the second prong of
the test. The only evidence Jimenez cites in support of his claim that he could be
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found guilty of only indecent exposure is his statement that he was “scratching”
when Ekome walked into the complainant’s room. This evidence does not make
conviction on indecent exposure a rational alternative because Jimenez’s claim that
he was scratching himself denies that he exposed his penis with the “intent to
arouse or gratify [his] sexual desire,” which are elements of indecent exposure.
See TEX. PENAL CODE ANN. § 21.08(a); Sweed, 351 S.W.3d at 68. Jimenez failed
to adduce facts from which the elements of indecent exposure could be deduced.
See Hall, 225 S.W.3d at 536. Therefore, we conclude that Jimenez was not
entitled to jury instructions on indecent exposure.
We overrule Jimenez’s first point of error.
C. Attempted Aggravated Sexual Assault
In his second point of error, Jimenez contends that he was entitled to a jury
instruction on the lesser-included offense of attempted aggravated sexual because
his medical records demonstrate he had been unable to achieve and maintain an
erection for eight years and, therefore, could not have penetrated the complainant.
See TEX. PENAL CODE ANN. § 22.021(a)(1)(A)(ii), (a)(2)(C); id. § 22.04(c) (A
person commits the offense of aggravated sexual assault if he intentionally or
knowingly causes the penetration of the mouth of another person, who is 65 years
of age or older, by the sexual organ of the actor, without that person’s consent).
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The Thirteenth Court of Appeals has previously considered, and rejected, a
similar argument. See Wilson v. State, 905 S.W.2d 46, 48 (Tex. App.—Corpus
Christi 1995, no pet.). The Wilson court explained:
appellant could have been convicted if the jury found beyond a
reasonable doubt that appellant penetrated complainant with any part
of his penis. Simply because appellant may not have been able to
have an erection, that possibility does not indicate that appellant did
not penetrate complainant with his penis. If appellant placed his non-
erect penis inside complainant, penetration still occurred.
Id.
We agree that Jimenez’s ability to achieve an erection is irrelevant. Though
penetration is an element of aggravated sexual assault, erection is not. See id.;
Thornton v. State, 734 S.W.2d 112, 113 (Tex. App.—Houston [1st Dist.] 1987, pet.
ref’d) (penetration element of sexual assault may be accomplished with any part of
accused’s body). Thus, we reject Jimenez’s argument that some evidence would
permit a rational jury to find him guilty of only attempted aggravated sexual
assault. See Wilson, 905 S.W.2d at 48 (holding appellant not entitled to instruction
on attempted aggravated sexual assault, despite his testimony that he could not
have achieved erection, because erection is not required for penetration).
We overrule Jimenez’s second point of error.
Motion to Quash
In his third point of error, Jimenez contends that the trial court erred by
denying his motion to quash the indictment. Jimenez contends the indictment
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should have been quashed because it relieved the State of its burden to prove the
assault was not consensual by incorporating Penal Code section 22.011(b)(11)’s
definition of “without consent,” which Jimenez contends is unconstitutional.
A. Standard of Review
A pretrial motion to quash an indictment may be used only for a facial
challenge to the constitutionality of a statute. State ex rel. Lykos v. Fine, 330
S.W.3d 904, 908–10 (Tex. Crim. App. 2011). To prevail on a facial challenge, a
party must establish that the statute always operates unconstitutionally in all
possible circumstances. State v. Rosseau, 396 S.W.3d 550, 557 (Tex. Crim. App.
2013). An “analysis of a statute’s constitutionality must begin with the
presumption that the statute is valid and that the Legislature did not act arbitrarily
or unreasonably in enacting it.” Id. (citing Rodriguez v. State, 93 S.W.3d 60, 69
(Tex. Crim. App. 2002)); TEX. GOV’T CODE ANN. § 311.021(1) (West 2013) (“In
enacting a statute, it is presumed that compliance with the constitutions of this state
and the United States is intended”). The individual challenging the statute has the
burden to establish its unconstitutionality. Id. (citing Lykos, 330 S.W.3d at 911).
We review the denial of a motion to quash an indictment de novo. Lawrence v.
State, 240 S.W.3d 912, 915 (Tex. Crim. App. 2007).
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B. Applicable Law
A person commits the offense of aggravated sexual assault if he intentionally
or knowingly causes the penetration of the mouth of another person, who is 65
years of age or older, by the sexual organ of the actor, without that person’s
consent. TEX. PENAL CODE ANN. § 22.021(a)(1)(A)(ii), (a)(2)(C); id. § 22.04(c).
A sexual assault is without consent if “the actor is an employee of a facility where
the other person is a resident, unless the employee and resident are formally or
informally married.” Id. § 22.011(b)(11); id. § 22.021(c). An employee of a
facility, as used in this section, “means a person who is an employee of a facility
defined by Section 250.001, Health and Safety Code, or any other person who
provides service for a facility for compensation, including a contract laborer.” See
TEX. PENAL CODE ANN. § 22.011(c)(5); TEX. HEALTH & SAFETY CODE ANN.
§ 250.001(3) (West Supp. 2013) (including nursing home, custodial care home,
and assisted living facility as definitions of “facility”).
C. Analysis
Here, the indictment alleged that Jimenez “unlawfully, intentionally and
knowingly cause[ed] the penetration of the mouth of [complainant], a person at
least sixty-five years of age with the sexual organ of [Jimenez], without
[complainant’s] consent.” The indictment set out three ways in in which the jury
could find the assault occurred “without consent:”
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(1) the Defendant was an employee of a NURSING HOME, namely Seven
Acres, where the Complainant was a resident, and the Complainant and
Defendant were not married to each other;
(2) the Defendant knew that as a result of mental disease and defect that the
Complainant was, at the time of the sexual assault, incapable of
appraising the nature of the act and of resisting the act; and
(3) the Complainant had not consented and the Defendant knew the
Complainant was unaware that the sexual assault was occurring.
The first, which tracks the language of section 22.011(b)(11), is the one Jimenez
challenges as an unconstitutional presumption.
Jimenez contends that this “conclusive statutory presumption” violates his
due process rights because it relieves the State of its burden to prove beyond a
reasonable doubt that the assault was without consent. According to Jimenez,
section 22.011(b)(11) unconstitutionally requires a jury to find lack of consent
based solely on the fact that the complainant resided in a nursing home and was not
married to Jimenez.
Courts have upheld strict liability statutes designed to protect a certain class
of people as long as the statute serves a legitimate government interest. See Scott
v. State, 36 S.W.3d 240, 242 (Tex. App.—Houston [1st Dist.] 2001, pet. ref’d)
(statute satisfies due process if it rationally furthers legitimate governmental
interest). For example, the court in Scott held that the statutory rape provision of
section 22.011 of the Texas Penal Code was constitutional and did not violate the
appellant’s due process rights. Id. The appellant argued that the statute was
15
unconstitutional because it permits conviction even in the absence of evidence that
the defendant knew the victim was a minor. Id. at 241–42. The Scott court held
the statute does not violate due process because the Texas “legislature has a
legitimate interest in protecting the health and safety of our children.” Id. at 242;
see also Byrne v. State, 358 S.W.3d 745, 752 (Tex. App.—San Antonio 2011, no
pet.) (“As recognized by numerous state and federal courts, protection of minors
from the improper sexual advances of adults is clearly a valid concern of our
society and the government may impose strict liability statutes to encourage that
practice.”).
Section 22.011(b)(11) is similar insofar as it was enacted to protect the class
of adults who reside in facilities, such as the elderly and the mentally ill, from
abuse by employees of the facilities in which they reside. Because this is a
legitimate government interest, we hold that Jimenez failed to rebut the
presumption of the constitutionality of section 22.011(b)(11). See Lykos, 330
S.W.3d at 908–09 (to prevail on facial challenge, appellant must show statute
always operates unconstitutionally, in all possible circumstances); Rodriguez, 93
S.W.3d at 69 (analysis of statute’s constitutionality must begin with presumption
that statute is valid and legislature did not act arbitrarily or unreasonably in
enacting it); State v. Rosseau, 398 S.W.3d 769, 779 (Tex. App.—San Antonio
2011) (concluding facial challenge in motion to quash “failed to rebut the
16
presumption of constitutionality by proving the statute operates unconstitutionally
in all its applications, and can never be constitutionally applied to any defendant
charged under section 22.011 under any set of facts and circumstances”), aff’d, 396
S.W.3d 550 (Tex. Crim. App. 2013); Byrne, 358 S.W.3d at 752 (holding section
22.011(a)(2)(A) did not violate appellant’s state or federal constitutional rights).
Accordingly, we conclude that the trial court did not err by denying Jimenez’s
motion to quash.
We overrule Jimenez’s third point of error.
Jury Charge
In his fourth and fifth points of error, Jimenez argues that the trial court
erred by (1) submitting an unconstitutional mandatory presumption regarding lack
of consent and (2) failing to instruct the jury on its use of presumptions, as required
by section 2.05 of the Texas Penal Code.
A. Standard of Review
In analyzing a jury-charge issue, our first duty is to decide if error exists.
Middleton v. State, 125 S.W.3d 450, 453 (Tex. Crim. App. 2003) (en banc). Only
if we find error, do we then consider whether an objection to the charge was made
and analyze for harm. Id. If there was error and the appellant objected to the error
at trial, reversal is required if the error “is calculated to injure the rights of the
defendant,” which has been defined to mean there is “some harm.” Almanza v.
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State, 686 S.W.2d 157, 171 (Tex. Crim. App. 1985) (“an error which has been
properly preserved by objection will call for reversal as long as the error is not
harmless”). We “examine the relevant portions of the entire record to determine
whether appellant suffered any actual harm as a result of the error.” Airline v.
State, 721 S.W.2d 348, 352 (Tex. Crim. App. 1986) (en banc). We must reverse if
we find “some actual, rather than merely theoretical, harm from the error.” Dickey
v. State, 22 S.W.3d 490, 492 (Tex. Crim. App. 1999). It is more likely to find
“some harm” when the error “go[es] to the central issue in the case.” See Allen v.
State, 253 S.W.3d 260, 267 (Tex. Crim. App. 2008).
B. Applicable Law
“Presumptions and inferences are evidentiary devices and in criminal law
parlance they are said to be either mandatory or permissive.” Willis v. State, 790
S.W.2d 307, 309 (Tex. Crim. App. 1990) (en banc). There are two types of
mandatory presumptions: one requiring the fact finder to find an elemental fact
upon proof of particular predicate facts and not allowing the trier of fact to find
otherwise—a “conclusive presumption”—and one requiring the accused to
disprove the elemental fact once the predicate fact has been established—a
“rebuttable presumption.” Id.
By contrast, “[a] permissive presumption permits, but does not require, the
fact finder to find a presumed fact upon proof of the predicate fact.” Garrett v.
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State, 159 S.W.3d 717, 720 (Tex. App.—Fort Worth 2005), aff’d, 220 S.W.3d 926
(Tex. Crim. App. 2007). A permissive presumption is not unconstitutional because
it “allows, but does not require, the trier of fact to infer the elemental fact or
ultimate fact from the predicate evidentiary fact or facts.” Tottenham v. State, 285
S.W.3d 19, 31 (Tex. App.—Houston [1st Dist.] 2009, pet. ref’d) (quoting Garrett,
220 S.W.3d at 931 n.5).
Unless the trial court includes an instruction pursuant to section 2.05 of the
Texas Penal Code in the jury charge, it is error to submit mandatory presumptions.
See id. Section 2.05(a)(2) provides:
(2) if the existence of the presumed fact is submitted to the jury, the
court shall charge the jury, in terms of the presumption and the
specific element to which it applies, as follows:
(A)that the facts giving rise to the presumption must be proven
beyond a reasonable doubt;
(B)that if such facts are proven beyond a reasonable doubt the jury
may find that the element of the offense sought to be presumed
exists, but it is not bound to so find;
(C)that even though the jury may find the existence of such element,
the state must prove beyond a reasonable doubt each of the other
elements of the offense charged; and
(D)if the jury has a reasonable doubt as to the existence of a fact or
facts giving rise to the presumption, the presumption fails and the
jury shall not consider the presumption for any purpose.
TEX. PENAL CODE ANN. § 2.05(a)(2) (West 2011). As long as section 2.05 is
incorporated into a jury charge that contains a presumption, the presumption will
19
be deemed a permissive one. Tottenham, 285 S.W.3d at 31. Thus, a section 2.05
instruction converts a mandatory presumption into a permissive presumption. Id.
Without a section 2.05 instruction, general language instructing the jury that
it must find the defendant guilty beyond a reasonable doubt to convict and that the
prosecution has the duty of proving each element beyond a reasonable doubt does
not remedy a mandatory presumption. See Garrett, 159 S.W.3d at 721 (concluding
charge omitted section 2.05 instruction where charge “instruct[ed] the jury that the
prosecution ha[d] the duty of proving each and every element of the offense
charged beyond a reasonable doubt,” “failure to do so require[d] acquittal,” and
that the jury must find the knowledge element to convict); Neely v. State, 193
S.W.3d 685, 687 (Tex. App.—Waco 2006, no pet.) (holding general instructions
regarding the presumption of innocence and burden of proof did not remedy
omission of section 2.05 instruction). However, the State’s closing argument may
convert a mandatory presumption into a permissive presumption if it “inform[s] the
jury that the presumption could, in some circumstances, not apply.” Tottenham,
285 S.W.3d at 31.
C. Analysis
1. The trial court erred by failing to provide a section 2.05 instruction.
Jimenez contends that section 22.011(b)(11) is a mandatory presumption
because it “reliev[es] the State of the burden of proving every element of the
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offense, including lack of consent, beyond a reasonable doubt.” The State
contends that section 22.011(b)(11) is not a mandatory presumption because it “did
not relieve the State’s burden of proof.”
Section 22.011(b)(11) states that an assault is “without consent” if “the actor is
an employee of a facility where the other person is a resident, unless the employee
and resident are formally or informally married.” TEX. PENAL CODE ANN.
§ 22.011(b)(11).
Here, the charge stated that
if you find from the evidence beyond a reasonable doubt that on or
about the 5th day of January, 2010, in Harris County, Texas, the
defendant, Tomas Jimenez, did then and there unlawfully,
intentionally or knowingly cause the penetration of the mouth of
[complainant], a person at least sixty-five years of age with the sexual
organ of the defendant, without [complainant’s] consent, namely the
defendant was an employee of a nursing home, namely Seven Acres,
where [complainant] was a resident, and [complainant] and defendant
were not married to each other . . . then you will find the defendant
guilty of aggravated sexual assault, as charged in the indictment.
In the same paragraph, the charge instructed that the jury would have to
“find from the evidence beyond a reasonable doubt” that Jimenez was an employee
of a facility where the complainant was a resident and Jimenez and the
complainant were not married. See id. Elsewhere the charge instructed the jury
that “the prosecution has the burden of proving the defendant guilty and it must do
so by proving each and every element of the offense charged beyond a reasonable
doubt and if it fails to do so, you must acquit the defendant.”
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Although the charge did not use the word “presumption” or “presume,” the
charge required the jury to find the assault was “without consent” if it found two
predicate facts: (1) that Jimenez was an employee of a facility where the
complainant was a resident and (2) Jimenez and the complainant were not married.
The trial court thus submitted a mandatory presumption and erred in failing to also
submit a section 2.05 instruction along with it. See Neely, 193 S.W.3d at 687;
Garrett, 159 S.W.3d at 720–21.
2. Omission of the section 2.05 instruction was harmless.
When inquiring whether a mandatory presumption caused harm where the
error was preserved, “the relevant inquiry is ‘whether the evidence was so
dispositive of [the element at issue] that a reviewing court can say beyond a
reasonable doubt that the jury would have found it unnecessary to rely on the
presumption.’” Alexander v. State, 757 S.W.2d 95, 100 (Tex. App.—Dallas 1988,
pet. ref’d) (quoting Rose v. Clark, 478 U.S. 570, 583, 106 S. Ct. 3101, 3109
(1986)).
We note, first, that whether the assault was “without consent” was not a
central issue in the case. Jimenez’s defensive theory at trial was not that the
assault was consensual but, rather, that the assault did not occur. Jimenez’s
counsel argued for acquittal on the basis that the State had not offered physical
evidence to corroborate Ekome’s testimony, Ekome’s testimony was unreliable,
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and Jimenez did not exhibit consciousness of guilt. Thus, the central issue was
whether Jimenez actually penetrated the complainant’s mouth with his penis.
Second, although the trial court erred in giving section 21.011(b)(11)’s
definition of “without consent” without an accompanying section 2.05 instruction,
the charge included two other definitions of “without consent”:
(1) the Defendant knew that as a result of mental disease and defect
that the Complainant was, at the time of the sexual assault,
incapable of appraising the nature of the act and of resisting the
act;
(2) the Complainant had not consented and the Defendant knew the
Complainant was unaware that the sexual assault was occurring.
We are persuaded beyond a reasonable doubt that the jury would have found
it unnecessary to rely on the section 21.011(b)(11) presumption in light of the
strong evidence supporting a finding of lack of consent under the first of these two
alternative definitions. See Rose, 478 U.S. at 583, 106 S.Ct. at 3109; Alexander,
757 S.W.2d at 100.
Seven Acres’ medical director testified that “[w]hen [the complainant] came
into Seven Acres she had [a] level of dementia which was moderate at that time.
She could not handle her own affairs at that time. She did not have the cognitive
or the capacity really to make any decisions.” The medical director also testified
that at the time of the assault, the complainant was incapable of appraising the
nature of acts “because by then her dementia had progressed to more of a severe
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state.” There was also evidence that Jimenez knew the complainant had severe
Alzheimer’s dementia. Jimenez worked at the facility for approximately three
years before the assault. The medical director testified that the complainant
resided on the secured Alzheimer’s unit and Jimenez’s supervisor testified that
because Jimenez was assigned to that floor, he had received special training about
Alzheimer’s patients. The record also reflects Jimenez’s written and initialed
acknowledgment that he reviewed and understood Seven Acres’ policies, including
residents’ rights.
The State argued each definition of “without consent” to the jury in closing.
The State argued it proved the mental disease definition
because her treating physician [told the jury that the complainant] had
cognitive impairment, that she stayed on the dementia unit, a secured
floor, because they had to protect the residents. How do we know that
the defendant knew she had a mental disease or defect? Because he
took training. We heard about the training and the orientation that he
had to go through [and] the documents that he signed as an employee.
We learned that he worked exclusively on the second floor. He only
worked with the dementia and Alzheimer’s patients. He had to sign
an agreement as to what that meant. [The complainant’s treating
physician] told us that [the complainant] was incapable of appraising
the nature of the act. That’s enough.
Having examined the record as a whole, we conclude the trial court’s error
in failing to submit the 2.05 instruction does not warrant reversal. See Marioneaux
v. State, No. 03-99-00515-CR, 2000 WL 1028101, at *3 (Tex. App.—Austin July
27, 2000, pet. ref’d) (not designated for publication) (overruling appellant’s section
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2.05 challenge on the basis that “presumption instruction did not contribute to the
verdict” where conflicting evidence did not concern presumption and jury’s
decision on conflicting evidence was independent of presumption); cf. Brewer v.
State, No. 08-00-00424-CR, 2002 WL 266816, at *5–6 (Tex. App.—El Paso Feb.
26, 2002, pet. ref’d) (not designated for publication) (holding trial court’s omission
of section 2.05 instruction caused some harm where trial court submitted
presumption regarding knowledge that victim was a peace officer and appellant’s
defense was that he did not perceive he was shooting at police officers).
We overrule Jimenez’s fourth and fifth points of error.
Conclusion
We affirm the trial court’s judgment.
Rebeca Huddle
Justice
Panel consists of Chief Justice Radack and Justices Bland and Huddle.
Publish. TEX. R. APP. P. 47.2(b).
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