Juan Manuel Arevalos v. State ( 2020 )

GRANT; ABATE and Opinion Filed August 28, 2020
S
In The
Court of Appeals
Fifth District of Texas at Dallas
No. 05-19-00466-CR
JUAN MANUEL AREVALOS, Appellant
V.
THE STATE OF TEXAS, Appellee
On Appeal from the 194th Judicial District Court
Dallas County, Texas
Trial Court Cause No. F-1900219-M
MEMORANDUM OPINION
Before Justices Whitehill, Osborne, and Carlyle
Opinion by Justice Osborne
Appellant Juan Manuel Arevalos was convicted of aggravated sexual assault
of a child under fourteen years of age1 and sentenced to fifteen years’ imprisonment.
After appellant filed a notice of appeal and a pauper’s oath, the trial court
appointed appellate counsel. Appointed counsel filed an original brief in which he
concluded this appeal was wholly frivolous, without merit, and that there were no
1
Appellant was originally indicted for aggravated sexual assault of a child under six years of age.
In finding appellant guilty, the trial court stated: “I do find you guilty of aggravated sexual assault of a child
under 14. Now, based on the evidence, I cannot say beyond a reasonable doubt that I had proof of under 6,
so I’m finding you guilty of aggravated sexual assault of a child under 14.”
arguable grounds to advance. See Anders v. California, 386 U.S. 738 (1967);
Gainous v. State, 436 S.W.2d 137, 138 (Tex. Crim. App. 1969). Appointed counsel
also filed a separate motion to withdraw stating he had: (1) informed appellant of the
motion to withdraw and the filing of the Anders brief; (2) provided appellant with
the “requisite copies required by Kelly2 while notifying him of his various pro se
rights;” and (3) supplied him with a form motion for pro se access to the appellate
record as well as the mailing address for this Court.3
We found the original Anders brief did not meet all of the requirements of
Anders. Arevalos v. State, No. 05-19-00466-CR, 2020 WL 4199062, at *3 (Tex.
App.—Dallas July 22, 2020, order) (not yet published) (citing High v. State, 573
S.W.2d 807, 811 (Tex. Crim. App. [Panel Op.] 1978)). As a result, we struck the
brief filed and ordered appointed counsel to either (1) file a brief that addresses
2
See Kelly v. State, 436 S.W.3d 313, 319-20 (Tex. Crim. App. 2014) which holds that an appointed
attorney who files an Anders brief must fulfill a number of additional functions: (1) notify his client of the
motion to withdraw and the accompanying Anders brief, providing him a copy of each; (2) inform him of
his right to file a pro se response and of his right to review the record preparatory to filing that response;
(3) inform him of his pro se right to seek discretionary review should the court of appeals declare his appeal
frivolous; and (4) take concrete measures to initiate and facilitate the process of actuating his client’s right
to review the appellate record, if that is what his client wishes.
3
By letter dated November 19, 2019, we advised appellant of his right to file a pro se response by
December 19, 2019 and that failure to file a pro se response by that date would result in the case being
submitted on the brief filed by appointed appellate counsel. After appellant informed this Court that he
wished to file a pro se response to the Anders brief filed by appellate counsel, we ordered appointed
appellate counsel to provide appellant with copies of the clerk’s and reporter’s records. Appointed appellate
counsel thereafter notified this Court by letter dated January 2, 2020, that a copy of the clerk’s and reporter’s
record was sent to appellant on December 10, 2019. Appellant’s pro se response was due by February 7,
2020. To date, this Court has not received a pro se response from appellant.
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arguable issues found within the record, or (2) if, after a thorough and professional
review of the record, counsel identifies no such arguable issues, file an Anders brief
that complies with the Anders requirements.4 Id.
In accordance with that opinion, appointed counsel has again filed a motion
to withdraw and a second Anders brief in which he again concludes that this appeal
is frivolous and without merit.
Underlying the Anders procedure is the constitutional requirement of
substantial equality and fair process; this can only be attained if appointed counsel
acts in the role of an active advocate on behalf of his client. Anders, 386 U.S. at 744;
Jimenez v. State, No. 05-18-00848-CR, 2020 WL 3166740, at *1 (Tex. App.—
Dallas June 15, 2020, order) (mem. op., not designated for publication). A properly
prepared Anders brief will provide the appellate court with assurance of integrity in
the criminal proceedings in the trial courts. Jimenez, 2020 WL 3166740, at *1. To
that end, an Anders brief must “discuss the evidence adduced at the trial, point out
where pertinent testimony may be found in the record, refer to pages in the record
where objections were made, the nature of the objection, the trial court’s ruling, and
discuss either why the trial court’s ruling was correct or why the appellant was not
4
Our determination as to whether the form of an Anders brief is sufficient is an inquiry legally
distinct from our determination as to whether appointed counsel has correctly concluded the appeal is
wholly frivolous. Arevalos v. State, No. 05-19-00466-CR, 2020 WL 4199062, at *2 n.4 (Tex. App.—Dallas
July 22, 2020, order) (not yet published) (citing In re N.F.M., 582 S.W.3d 539, 545–46 (Tex. App.—San
Antonio 2018, no pet.)).
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harmed by the ruling of the court.” High, 573 S.W.2d at 813; see also Crowe v. State,
595 S.W.3d 317, 320 (Tex. App.—Dallas 2020, no pet.).
The Anders brief serves the dual purposes of setting out an attorney’s due
diligence investigation on behalf of the client and providing the appellate court with
a “roadmap” for review of the record because “the court itself must be assured that
the attorney has made a legally correct determination that the appeal is frivolous.”
In re Schulman, 252 S.W.3d 403, 407 (Tex. Crim. App. 2008); Jimenez, 2020 WL
3166740, at *1. And, as we noted in our first opinion in this case, if done correctly
an Anders brief can be more difficult and time-consuming to prepare than an
ordinary appellate brief. Arevalos, 2020 WL 4199062, at *3 and cases cited therein.
Appointed appellate counsel’s Anders obligations are constitutionally sensitive and
require zealous advocacy.
When we receive an Anders brief from a court-appointed attorney5 asserting
that no arguable grounds for appeal exist, we must determine that issue
independently by conducting our own review of the entire record. Anders, 386 U.S.
at 744; Stafford, 813 S.W.2d at 511. If we conclude, after conducting an independent
5
The procedural safeguards established in Anders do not apply to retained counsel. See McCoy v.
Court of Appeals of Wis., 486 U.S. 429, 437 (1988); Jeffery v. State, 903 S.W.2d 776, 779 n.3 (Tex. App.—
Dallas 1995, no pet.); Crowe v. State, 595 S.W.3d 317, 319 n.1 (Tex. App.—Dallas 2020, no pet.). If a
retained attorney concludes that an appeal lacks merit, that attorney is obligated to inform the client of this
conclusion and refuse to prosecute the appeal. McCoy, 486 U.S. at 437; Lopez v. State, 283 S.W.3d 479,
480 (Tex. App.—Texarkana 2009, no pet.).
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review, that “appellate counsel has exercised professional diligence in assaying the
record for error” and agree that the appeal is frivolous, we should grant counsel’s
motion to withdraw, Meza v. State, 206 S.W.3d 684, 689 (Tex. Crim. App. 2006),
and affirm the trial court’s judgment. In re Schulman, 252 S.W.3d at 409; Crowe,
595 S.W.3d at 320. However, if we conclude either that appellate counsel has not
adequately discharged the constitutional duty to review the record for any arguable
error, or that the appeal is not wholly frivolous, we abate the appeal and return the
cause to the trial court for the appointment of new appellate counsel. Meza, 206
S.W.3d at 689; Crowe, 595 S.W.3d at 320. This Court takes its obligations under
Anders seriously and we strictly enforce the requirements of Anders. Jeffery v. State,
903 S.W.2d 776, 779 (Tex. App.—Dallas 1995, no pet.); see also Celaya v. State,
No. 05-18-00391-CR, 2020 WL 4251249, at *2 (Tex. App.—Dallas July 24, 2020,
no pet. h.) (mem. op., not designated for publication) (stating that this Court “has
grown weary of pro forma Anders briefs that do not reflect that appellate counsel
has conducted a conscientious and thorough review of the law and the facts in full
compliance with the requirements of Anders.”).
In his second Anders brief filed with this Court, appointed counsel discusses
why this appeal is without merit and frivolous because the record reflects no
reversible error and, in his opinion, there are no grounds upon which an appeal can
be predicated with respect to the following: (1) the indictment was sufficient as it
alleged all elements necessary to sustain a conviction; (2) the evidence supporting
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the conviction for aggravated sexual assault of a child under the age of fourteen was
sufficient; (3) the trial court’s action in overruling appellant’s motion for new trial
was not error, at least in part because the supplemental motion for new trial may
have been untimely; and (4) the punishment assessed was within the applicable range
of punishment for a first-degree felony. These discussions mirror those contained in
his first Anders brief to this Court. Additionally, appointed counsel identifies and
discusses the objections raised by defense counsel at trial, the rulings made on each
objection, and explains, in detail, why none of those objections and/or rulings will,
in his opinion, arguably support an issue on appeal.
After conducting a further independent review of the record in this case,
however, we are once again forced to conclude that appointed counsel has not yet
met his obligations by making a thorough and professional evaluation of this record.6
For example, we note first that, while appointed counsel discussed the
objections made by defense counsel and the trial court’s rulings thereon, appointed
counsel wholly failed to discuss any of the State’s objections and the trial court’s
rulings thereon. In High, the Court of Criminal Appeals made it plain that an Anders
brief filed in a contested case must describe any objections raised and ruled on during
trial and “discuss either why the trial court’s ruling was correct or why the appellant
was not harmed by the ruling of the trial court.” 573 S.W.2d at 811 (emphasis
6
We hasten to add that we are not calling appointed counsel himself “unprofessional.” Rather, we
are tracking the standard “thorough and professional” review language used by Anders and its progeny.
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added). Nothing in Anders or High limits that discussion to only defense objections.
Nor should any language in our prior opinion be read as limiting appointed counsel’s
duty to only the defense objections.7 Indeed, the necessity of discussing the State’s
objections and the rulings thereon becomes increasingly clear if and when those
objections and rulings prevented the defense from admitting evidence or pursuing a
line of questioning, cross-examination, or impeachment of any witness.
Additionally, the record indicates that defense counsel sought to question a
witness about another allegation that may have been made by the child victim in this
case against a person not on trial. Appointed counsel fails to discuss any aspect of
that issue, nor does counsel explain why the trial court’s exclusion of that
questioning will not support an issue on appeal, i.e., whether the issue was preserved
for appellate review, waived, cured, non-meritorious, etc. We further note that
counsel’s analysis concerning preservation on the issues contained in the
supplemental motion for new trial fails to account for the rule expressed in State v.
Moore, 225 S.W.3d 556, 570 (Tex. Crim. App. 2007) (holding that, absent objection
by the State, defendant may file an untimely amendment to a motion for new trial
7
It is apparent to us that appointed counsel mis-read our prior opinion as a directive to file a second
Anders brief to discuss only the defense objections. Yet our order to counsel was far more encompassing:
We order appellant’s counsel, within thirty days of the date of this opinion, to either (1)
file a brief that addresses arguable issues found within the record, or (2) if, after a thorough
and professional review of the record, counsel identifies no such arguable issues, file an
Anders brief that complies with the requirements of High, 573 S.W.2d at 813.
Arevalos, 2020 WL 4199062, at *3.
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within trial court’s seventy-five-day plenary jurisdiction following conviction and
sentence).
We list these examples only as illustrative of matters that remain to be
investigated in this record. We express no opinion as to whether there is, or is not, a
meritorious issue in this case.
Simply put, we are not completely satisfied that the second Anders brief filed
by appointed counsel is based upon the type of review envisioned by Anders, i.e., a
conscientious and thorough review of the law and facts. Nor are we completely
satisfied that appointed counsel has adequately researched this case and used due
diligence investigating potential error before requesting to withdraw from further
representation. Kelly v. State, 436 S.W.3d 313, 318 (Tex. Crim. App. 2014); In re
Schulman, 252 S.W.3d at 407-08. Consequently, we grant appointed counsel’s
motion to withdraw and strike the second Anders brief filed by appointed counsel.
We remand the case to the trial court and order the trial court to appoint new
appellate counsel to represent appellant.8 New appellate counsel should investigate
the record and either (1) file a brief that addresses arguable issues found within the
record, or (2) if, after a thorough and professional review of the record, counsel
8
As noted above, we previously concluded that the brief filed by appointed counsel failed to meet
all the requirements for a proper Anders brief. At that time, we afforded appointed counsel an opportunity
to re-brief this case. Arevalos, 2020 WL 4199062, at *3. Counsel once again filed an Anders brief, albeit a
brief providing a more complete review of the record than his first Anders brief, that still failed to fully
comply with the requirements of Anders. Having given appointed counsel one opportunity to re-brief, we
are not inclined to provide counsel with a second briefing opportunity.
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identifies no such arguable issues, file an Anders brief that complies with the
requirements of Anders.
We further order the trial court to inform this Court in writing of the identity
of new appellate counsel, new appellate counsel’s contact information, and the date
counsel is appointed.
We remove this appeal from the submission docket and abate the appeal for
the trial court to comply with the dictates of this opinion.
/Leslie Osborne/
LESLIE OSBORNE
JUSTICE
DO NOT PUBLISH
TEX. R. APP. P. 47.2(b)
190466F.U05
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