State v. Dan M. Grohn ( 2020 )

In The
Court of Appeals
Ninth District of Texas at Beaumont
________________
NO. 09-20-00075-CR
________________
THE STATE OF TEXAS, Appellant
V.
DAN M. GROHN, Appellee
________________________________________________________________________
On Appeal from the County Court at Law No. 1
Montgomery County, Texas
Trial Cause No. 19-340752
________________________________________________________________________
OPINION
In an accelerated appeal, the State challenges a trial court’s ruling holding
Texas Penal Code Section 42.07(a)(7) is facially unconstitutional. See Tex. Penal
Code Ann. § 42.07(a)(7). For the reasons explained below, we reverse and remand.
I. Background
On April 30, 2019, the State charged Dan M. Grohn by information with the
following crime:
1
[O]n or about beginning February 1, 2019 and continuing . . . through
on or about March 18, 2019 . . . DAN GROHN . . . did then and there,
with intent to harass, annoy, alarm, abuse, torment and embarrass
[J.D.], make repeated electronic communication to [J.D.], in a manner
reasonably likely to harass the said [J.D], to wit: emailing and or texting
her numerous times with vague and rambling messages despite being
asked not to send her such communications[.] 1
In response to the State’s charges against him, Grohn filed a Motion to Quash
and Exception to Substance of Information, arguing that Texas Penal Code
42.07(a)(7) is facially unconstitutional as vague and overbroad. See id. After a
hearing, the trial court granted Grohn’s motion, the State timely appealed.
II. Standard of Review
Ordinarily, when reviewing the constitutionality of a statute, we presume that
the statute is valid and that the legislature has not acted unreasonably or arbitrarily.
Ex parte Lo, 424 S.W.3d 10, 14–15 (Tex. Crim. App. 2013); Maloney v. State, 294
S.W.3d 613, 626 (Tex. Crim. App. 2009) (citing Rodriguez v. State, 93 S.W.3d 60,
69 (Tex. Crim. App. 2002)). The party challenging the statute normally carries the
burden to establish the statute’s unconstitutionality. Rodriguez, 93 S.W.3d at 69. We
shall uphold the statute if there is a reasonable construction that renders it
constitutional. Maloney, 294 S.W.3d at 626 (citing Ely v. State, 582 S.W.2d 416,
419 (Tex. Crim. App. [Panel Op.] 1979)). “Whether a statute is facially
1
We refer to the victim by her initials to conceal her identity. See Tex. Const.
art. I, § 30 (granting crime victims “the right to be treated with fairness and with
respect for the victim’s dignity and privacy throughout the criminal justice process”).
2
constitutional is a question of law that we review de novo.” Ex parte Lo, 424 S.W.3d
at 14 (citations omitted).
III. Analysis
The State argues three issues on appeal contending that section 42.07(a)(7) is
constitutional. First, the State argues that section 42.07(a)(7) is not overbroad;
second, the statute is not vague; and third, if this Court finds section 42.07(a)(7)
unconstitutional, any unconstitutional phrase can be “excised” from the information.
In response to the State’s brief, Grohn argues that Section 42.07(a)(7) is facially
unconstitutional and requests that we affirm the trial court’s judgment.
Section 42.07(a)(7) contains the following language regarding harassment and
repetitive electronic communication:
A person commits an offense if, with intent to harass, annoy, alarm,
abuse, torment, or embarrass another, the person . . . sends repeated
electronic communications in a manner reasonably likely to harass,
annoy, alarm, abuse, torment, embarrass, or offend another.
Tex. Penal Code Ann. § 42.07(a)(7).
Before a statute will be invalidated on its face as overbroad, the overbreadth
must be real and substantial when “‘judged in relation to the statute’s plainly
legitimate sweep.’” Ex parte Lo, 424 S.W.3d at 18 (quoting Virginia v. Hicks, 539
U.S. 113, 118–19 (2003)). A statute should not be invalidated for overbreadth merely
because it is possible to imagine some unconstitutional application. See In re Shaw,
204 S.W.3d 9, 15 (Tex. App.–Texarkana 2006, pet. ref’d). With respect to
3
vagueness, statutes are not necessarily unconstitutionally vague merely because the
words or terms employed in the statute are not specifically defined. See Engelking
v. State, 750 S.W.2d 213, 215 (Tex. Crim. App. 1988). When a statute does not
define the words used therein, we will give the words their plain meaning. See
Parker v. State, 985 S.W.2d 460, 464 (Tex. Crim. App. 1999); see also Tex. Gov’t
Code Ann. § 311.011(a) (“Words and phrases shall be read in context and construed
according to the rules of grammar and common usage.”). A statute will be
invalidated if it fails to give a person of ordinary intelligence a reasonable
opportunity to know what conduct is prohibited. See State v. Holcombe, 187 S.W.3d
496, 499 (Tex. Crim. App. 2006).
The Court of Criminal Appeals addressed a similar argument in Scott v. State
when it analyzed the constitutionality of section 42.07(a)(4) regarding harassment
and telephonic communication. See 322 S.W.3d 662, 664 (Tex. Crim. App. 2010);
see also Tex. Penal Code Ann. § 42.07(a)(4). The Court of Criminal Appeals
explained in Scott that to determine if section 42.07(a)(4) implicates constitutionally
protected speech we must “determine the protection afforded by the free-speech
guarantee, and then we must determine the meaning of § 42.07(a)(4).” Scott, 322
S.W.3d at 668. In analyzing if the statute as written implicated the First
Amendment’s free-speech guarantee, the Court explained that
[t]he First Amendment provides, in relevant part, that “Congress shall
make no law . . . abridging the freedom of speech.” This guarantee of
4
free speech, which was made applicable to the various states by the Due
Process Clause of the Fourteenth Amendment, generally protects the
free communication and receipt of ideas, opinions, and information[.]
In a nation of ordered liberty, however, the guarantee of free speech
cannot be absolute. The State may lawfully proscribe communicative
conduct (i.e., the communication of ideas, opinions, and information)
that invades the substantial privacy interests of another in an essentially
intolerable manner.
Id. at 668–69 (citations omitted). The Court then broke down section 42.07(a)(4)
into parts and analyzed each section. Id. Upon completion of its review, Scott
explained that considering the “plain text, we believe that the conduct to which the
statutory subsection is susceptible of application will be, in the usual case, essentially
noncommunicative, even if the conduct includes spoken words.” Id. at 670 (citation
omitted). The Court reasoned that the “persons whose conduct violates § 42.07(a)(4)
will not have an intent to engage in the legitimate communication of ideas, opinions,
or information; they will have only the intent to inflict emotional distress for its own
sake.” Id. In other words, because the statute required the actor have the specific
intent to “annoy, alarm, abuse, torment, or embarrass another, he . . . makes repeated
telephone communications . . . in a manner reasonably likely to harass, annoy, alarm,
abuse, torment, embarrass, or offend another[,]” this was not communication
protected by the First Amendment. Id. at 669–670; see also Tex. Penal Code Ann. §
42.07(a)(4).
Several of our sister courts have applied Scott’s analysis to section 42.07(a)(7)
and affirmed the statute’s constitutionality. See Ex parte McDonald, 606 S.W.3d
5
856, 859–862 (Tex. App.—Austin 2020, no pet.); Lebo v. State, 474 S.W.3d 402,
408 (Tex. App.—San Antonio 2015, pet. ref’d); Tarkington v. State, No. 12-19-
00078-CR, 2020 WL 1283899, at *3 (Tex. App.—Tyler Mar. 18, 2020, no pet.)
(mem. op., not designated for publication); Ex parte Sanders, No. 07-18-00335-CR,
2019 WL 1576076, at *4 (Tex. App.—Amarillo Apr. 8, 2019, pet. granted) (mem.
op., not designated for publication); Ex parte Hinojos, No. 08-17-00077-CR, 2018
WL 6629678, at *5–6 (Tex. App.—El Paso Dec. 19, 2018, pet. ref’d); Ex parte
Reece, No. 11-16-00196-CR, 2016 WL 6998930, at *3 (Tex. App.—Eastland Nov.
30, 2016, pet. ref’d) (mem. op., not designated for publication); Blanchard v. State,
No. 03-16-00014-CR, 2016 WL 3144142, at *3–4 (Tex. App.—Austin June 2, 2016,
pet. ref’d) (mem. op., not designated for publication); Duran v. State, Nos. 13-11-
002505-CR, 13-11-00218-CR, 2012 WL 3612507, at *2–4 (Tex. App.—Corpus
Christi—Edinburgh Aug. 23, 2012, pet. ref’d) (mem. op., not designated for
publication).
In a published opinion, the San Antonio Court of Appeals held that section
42.07(a)(7) is constitutional. See Lebo, 474 S.W.3d at 408. The Appellant in Lebo
was charged with harassment through repeated electronic communications,
specifically sending repetitive “threatening and combative” emails to a police
detective. Id. at 404. Lebo stated that Scott’s analysis was “equally applicable” to
section 42.07(a)(7) and any difference in text is “inconsequential to the First
6
Amendment analysis.” Id. at 407. The court noted that as with Scott and telephone
harassment,
repeated emails made with the specific intent to inflict one of the
designated types of emotional distress “for its own sake” invade the
substantial privacy interests of the victim in “an essentially intolerable
manner;” thus, they are not the type of legitimate communication that
is protected by the First Amendment.
Id. at 408 (quoting Scott, 322 S.W.3d at 670).
In Reece, the Eastland Court of appeals analyzed Scott in relation to
42.07(a)(7). See 2016 WL 6998930, at *3. That Court determined the Scott analysis
of conduct under section 42.07(a)(4) was analogous to section 42.07(a)(7)’s
criminalized activity, ultimately concluding that 42.07(a)(7) was constitutional. See
id.
Similarly, in McDonald, the Austin Court of Appeals explained that the
reasoning and holding in Scott applied to section 42.07(a)(7). See 606 S.W.3d at 860
(citing Blanchard, 2016 WL 3144142, at *3).
“[T]he free-speech analysis in Scott is equally applicable to subsection
42.07(a)(7).” Although this Court noted that the language in
subsections 42.07(a)(4) and 42.07(a)(7) differs slightly in that
subsection 42.07(a)(4) “provides an alternative manner of committing
the offense by making repeated phone calls ‘anonymously,’” this Court
reasoned that the slight “textual difference is inconsequential to the
First Amendment analysis” and noted that the remaining statutory
language in the two subsections “is identical.”
Id. (citations omitted). The McDonald court hinged its analysis on the fact that Scott
identified violations that required the actor to “‘engage in the particular form of
7
communicative conduct with the specific intent to’ harm the victim by inflicting one
of the types of emotional distress listed in the statute.” Id. (quoting Blanchard, 2016
WL 3144142, at *3. Because of that, McDonald reasoned that
“an actor who violates subsection 42.07(a)(7) has no more an intent to
engage in legitimate communication of ideas, opinions, or information
than an actor whose telephone calls violate subsection 42.07(a)(4)” and
that “[r]epeated electronic communications made with the specific
intent to inflict one of the designated types of emotional distress ‘for its
own sake’ invade the substantial privacy interests of the victim in ‘an
essentially intolerable manner.’”
Id. (citations omitted). This is not speech protected by the First Amendment nor does
it implicate speech protected by the First Amendment. Id.
In Tarkington, the Tyler Court of Appeals extended Scott to section
42.07(a)(7), holding that “[b]ecause Section 42.07(a)(7) is susceptible of application
only to communicative conduct that invades the substantial privacy interests of
another in an essentially intolerable manner, we conclude that it does not implicate
the First Amendment’s free speech guarantee.” 2020 WL 1283899, at *3. The Court
explained that the appellant failed to demonstrate that section 42.07(a)(7) is facially
overbroad or vague. Id.
A. Overbroad
The State argues in its first issue that section 42.07(a)(7) is not
unconstitutionally overbroad. In response, Grohn contends that the statute is facially
invalid, arguing that as the statue is currently constructed, it is impossible to
8
determine which type of speech the legislature intended to restrict. Specifically, he
states that the terms “harass, annoy, alarm, abuse, torment, embarrass, or offend” are
facially unconstitutional because the terms are overbroad and the statute “sweeps too
far and prohibits expression that should be protected[.]” Grohn lists several reasons
why the statute is overbroad, citing the United States Supreme Court arguing
content-based restriction is unconstitutional unless it falls within the “few historic
and traditional categories [of expression] long familiar to the bar.” See U.S. v.
Alvarez, 567 U.S. 709, 717 (2012) (citation omitted). He further attempts to
distinguish Scott, by arguing that the application of Scott to section 42.07(a)(7) is
incorrect because section 42.07(a)(4) only addresses telephone communication, as
42.07(a)(7) addresses broader “electronic communications” that “would ignore the
vast differences in the communicative mediums.”
First, we reject the argument that this is a content-based restriction. See Ex
parte Lo, 424 S.W.3d at 24 n.64 (citing Scott, 322 S.W.3d at 670–71) (noting that
Scott upheld the harassment statute as a “content-neutral restriction on speech”
because it does not depend on what the communication is, only that repeated calls
are made with intent to harass). Second, we disagree that Scott is inapplicable to the
case, which is consistent with the position taken by several of our sister courts; while
not binding precedent, we find our sister courts’ reasoning persuasive. Scott
reviewed a very similar statute and determined that although the statute did restrict
9
communicative conduct, this restriction did not implicate speech protected under the
First Amendment because it was based on an intent of the actor to invade the
“substantial privacy interests of another.” 322 S.W.3d at 670. Per Scott, and several
of our sister courts, this conduct is unprotected by the First Amendment. We agree.
Almost identical to the communicative restrictions in 42.07(a)(4), and upheld as
constitutional by Scott, the “communicative conduct” listed in section 42.07(a)(7)
does not implicate the First Amendment. See id.; see also Tex. Penal Code Ann. §
42.07(a)(7). Section 47.02(a)(7) provides that the actor intend to “harass, annoy,
alarm, abuse, torment, or embarrass another, the person [] sends repeated electronic
communications in a manner reasonably likely to harass, annoy, alarm, abuse,
torment, embarrass, or offend another.” Tex. Penal Code Ann. § 47.02(a)(7).
According to Scott, this language shows that the actor must intend to “harass, annoy,
alarm, abuse, torment, or embarrass another” with some form of communicative
conduct “with the intent to inflict emotional distress[.]” 322 S.W.3d at 670
(emphasis added).
Second, Grohn’s argument that the statue is overly broad because it includes
the term “electronic communication,” a broader form of communication than
telephone communication, lacks merit. The McDonald court faced and rejected a
similar argument. See McDonald, 606 S.W.3d at 861 (citing Ex parte Ogle, Nos. 03-
18-00207-CR, 03-18-00208-CR, 2018 WL 3637385, at *6 (Tex. App.—Austin Aug.
10
1, 2018, pet. ref’d) (mem. op., not designated for publication)). McDonald explained
that this argument was based on the dissent in Scott and not adopted by the majority.
Id. at 862. Grohn’s argument that a radical politically charged Facebook post could
cause the communicator to be subject to 47.02(a)(7) prosecution because his friends
could see this and be “harass[ed, annoy[ed], alarm[ed], abuse[d], torment[ed],
embarrass[ed], or offend[ed]” as defined under the statute is incorrect. While the
phrase “electronic communication” is broader than telephone commination, as
explained previously, culpability under the statute depends on whether the person
intends “to harass, annoy, alarm, abuse, torment, embarrass, or offend” another by
repeated electronic communication in a manner that is “reasonably likely to harass,
annoy, alarm, abuse, torment, embarrass, or offend another.” Tex. Penal Code Ann.
§ 42.07(a)(7); Scott, 322 S.W.3d at 670. This is not constitutionally protected
speech, no matter the medium used.
As our sister Court in Hinojos explained “we do not invalidate a statute for
overbreadth merely because it is possible to imagine some unconstitutional
applications.” Hinojos, 2018 WL 6629678, at *6 (citing State v. Holcombe, 145
S.W.3d 246, 250 (Tex. App.—Fort Worth 2004), aff’d, 187 S.W.3d 496 (Tex. Crim.
App. 2006)). “Rather, we must first determine if the statute reaches a substantial
amount of constitutionally protected conduct.” Id. (citing Scott, 322 S.W.3d at 665,
n.2). “We analyze the statute for a ‘realistic danger that the statute itself will
11
significantly compromise recognized First Amendment protections of parties not
before the Court.’” Id. (quoting Members of City Council of City of Los Angeles v.
Taxpayers for Vincent, 466 U.S. 789, 800–01 (1984)). Grohn’s extreme examples
fail to demonstrate that there is “realistic danger” to substantial amount of conduct
protected by the First Amendment. See id.
Grohn relies extensively on a case from our sister court in Fort Worth to
support his argument that section 42.07(a)(7) is facially unconstitutional. 2 See Ex
parte Barton, 586 S.W.3d 573 (Tex. App.—Fort Worth 2019, pet. granted).
Specifically, Grohn cites to the Barton opinion as authority that section 42.07(a)(7)
is vague and overbroad, and therefore unconstitutional. We decline to follow Barton.
The Barton case largely based its opinion on its analysis from a prior published
opinion from that court. See Barton, 586 S.W.3d at 583–84 (citing Karenev. v. State,
258 S.W.3d 210 (Tex. App.—Fort Worth 2008), rev’d, 281 S.W.3d 428 (Tex. Crim.
App. 2009)). Barton erred when it relied upon its prior holding in Karenev, as the
Court of Criminal Appeals held that the appellant failed to preserve any
constitutional challenge to the statute in the trial court and reversed the court of
appeals opinion, thereby negating any precedential value of the intermediate
appellate opinion. See Karenev, 281 S.W.3d at 484. Barton further relies upon the
2
We note that the Court of Criminal Appeals has granted discretionary review
of this case.
12
dissenting opinion in Scott for its reasoning, a position that has not been adopted by
a majority of the Court of Criminal Appeals. See Barton, 586 S.W.3d at 578–79. As
such, we agree with our sister court in McDonald that Barton is not binding on
another intermediate court of appeals and are unpersuaded by Barton when the
overwhelming majority of our sister courts that have examined this issue have held
that section 42.07(a)(7) is constitutional. See McDonald, 606 S.W.3d at 863; see also
Mitchell, 923 S.W.2d at 264.
Because we hold that section 42.07(a)(7) is not unconstitutionally overbroad,
we sustain the State’s first issue.
B. Vagueness
In its second issue, the State argues that section 42.07(a)(7) is not vague. In
response, Grohn asserts that section 42.07(a)(7) is unconstitutionally vague. Grohn
states that section 42.07(a)(7) provides “subjective standards of the statute [and] set
the communicator up for prosecution under a subjective standard, of which the
communicator cannot reasonably deduce what specific conduct is being prohibited.”
As we have already stated, section 42.07(a)(7) does not implicate First Amendment
protection and therefore, is not unconstitutionally vague. Scott, 322 S.W.3d at 670–
71; see also McDonald, 606 S.W.3d at 863–64. Since section 42.07(a)(7) does not
implicate the First Amendment’s free speech guarantee, the burden falls on Grohn
to demonstrate “that it was unduly vague as applied to his own conduct.” See Scott,
13
322 S.W.3d at 670–71. Grohn only cites to Barton to support his argument the statute
is unconstitutionally vague, and we have already explained why his reliance on that
case is misplaced. Therefore, he failed to show how the statute is unconstitutionally
vague as applied to his conduct. We sustain the State’s second issue.
IV. Conclusion
For the reasons explained above, we sustain the State’s first two issues on
appeal. Due to our resolution of these issues, it is unnecessary for us to address the
State’s remaining issues on appeal. See Tex. R. App. P. 47.1.
REVERSED AND REMANDED.
________________________________
CHARLES KREGER
Justice
Submitted on July 15, 2020
Opinion Delivered November 18, 2020
Publish
Before McKeithen, C.J., Kreger, and Johnson, JJ.
14