Salar Baban v. the State of Texas ( 2023 )

Reversed and Rendered and Opinion filed June 1, 2023.
In The
Fourteenth Court of Appeals
NO. 14-22-00273-CR
SALAR BABAN, Appellant
V.
THE STATE OF TEXAS, Appellee
On Appeal from the 482nd District Court
Harris County, Texas
Trial Court Cause No. 1578628
OPINION
A jury found Appellant guilty of bodily-injury assault of a family member
with a prior conviction and assessed punishment at six years’ confinement. See
Tex. Penal Code Ann. § 22.01(a)(1), (b)(2)(A). Appellant appealed and asserts
(1) the evidence is legally insufficient to support his conviction because a
hypothetically correct jury charge could not contain an instruction on bodily-injury
assault, and (2) he was denied reasonably effective assistance of counsel at trial.
For the reasons below, we sustain Appellant’s first issue in part, reverse the
judgment of conviction, and render a judgment of acquittal.
BACKGROUND
Appellant was arrested following an incident with his wife, Complainant,
during which Complainant said Appellant assaulted and suffocated her. The State
indicted Appellant for one count — occlusion assault with a prior conviction. See
Tex. Penal Code Ann. § 22.01(a)(1), (b-3). The indictment tracked the statutory
language and alleged as follows:
The duly organized Grand Jury of Harris County, Texas, presents in
the District Court of Harris County, Texas, that in Harris County,
Texas, [Appellant], hereafter styled the Defendant, heretofore on or
about December 24, 2017, did then and there unlawfully,
intentionally, and knowingly cause bodily injury to [Complainant], a
person with whom the Defendant had a dating relationship, by
impeding the normal breathing or circulation of the blood of the
Complainant by blocking the Complainant’s nose and blocking the
Complainant’s mouth.
It is further presented that, before the commission alleged above, the
Defendant, on October 14, 2015, in the County Criminal Court at Law
No. 12 of Harris County, Texas, in Cause Number 2005733, was
convicted of Assault – Family Member, which was committed against
a person with whom the Defendant had a dating relationship.
Appellant proceeded to a four-day trial in March 2022. After the parties rested, the
charge given to the jury submitted two offenses: occlusion assault with a prior
conviction and bodily-injury assault with a prior conviction. The jury acquitted on
occlusion assault but convicted Appellant of bodily-injury assault. The trial court
entered judgment on the guilty verdict and Appellant appealed.
ANALYSIS
Appellant raises two issues on appeal and asserts:
1. the trial court erred by submitting to the jury the offense of bodily-
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injury assault and the evidence is legally insufficient to support
Appellant’s conviction for this offense; and
2. Appellant received ineffective assistance of counsel at trial.
We examine these issues individually.
I. Charge Error and Sufficiency of the Evidence
As set out above, Appellant raises two arguments in his first issue; we begin
with his challenge to the jury charge.
A. Standard of Review for Charge Error
In a criminal case, we review complaints of charge error in two steps.
Cortez v. State, 469 S.W.3d 593, 598 (Tex. Crim. App. 2015); Wesley v. State, 605
S.W.3d 909, 914-15 (Tex. App.—Houston [14th Dist.] 2020, no pet.). First, we
examine whether error exists in the charge. Ngo v. State, 175 S.W.3d 738, 743-44
(Tex. Crim. App. 2005) (en banc); Wesley, 605 S.W.3d at 915. Second, we review
the record to determine whether sufficient harm was caused by the error to require
reversal of the conviction. Ngo, 175 S.W.3d at 743-44; Wesley, 605 S.W.3d at
915.
The degree of harm necessary for reversal depends on whether the appellant
preserved error by objecting to the charge. Almanza v. State, 686 S.W.2d 157, 171
(Tex. Crim. App. 1984) (en banc); Wesley, 605 S.W.3d at 915. When, as here,
charge error is not preserved, reversal is not required unless the resulting harm is
egregious. Almanza, 686 S.W.2d at 171; Wesley, 605 S.W.3d at 915; see also Tex.
Code Crim. Proc. Ann. art. 36.19.
Charge error is egregious when it affects the very basis of the case, deprives
the defendant of a valuable right, or vitally affects a defensive theory. Sanchez v.
State, 209 S.W.3d 117, 121 (Tex. Crim. App. 2006); Wesley, 605 S.W.3d at 915.
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The error must have been so harmful that the defendant was effectively denied a
fair and impartial trial. Almanza, 686 S.W.2d at 172. Neither party has the burden
to show harm. Reeves v. State, 420 S.W.3d 812, 816 (Tex. Crim. App. 2013).
B. Governing Law and Application
In his first issue, Appellant asserts the trial court erred by instructing the jury
on bodily-injury assault because it is not a lesser included offense of occlusion
assault.
Determining whether the submission of a lesser included offense constitutes
error generally requires a two-step inquiry. See Hall v. State, 225 S.W.3d 524, 535
(Tex. Crim. App. 2007). The first step “compare[s] the statutory elements of the
alleged lesser offense and the statutory elements and any descriptive averments in
the indictment.” Ritcherson v. State, 568 S.W.3d 667, 670-71 (Tex. Crim. App.
2018).
In making this comparison, we do not consider any evidence; we look only
to the statutory elements and the indictment. See Ex parte Watson, 306 S.W.3d
259, 273 (Tex. Crim. App. 2009) (per curiam). Based on our review of the
statutory elements and the indictment, an offense may be considered a lesser
included offense of the charged offense when it is within the proof necessary to
establish the charged offense. See Tex. Code Crim. Proc. Ann. art. 37.09(1);
Bullock v. State, 509 S.W.3d 921, 924 (Tex. Crim. App. 2016). An offense is
within the proof necessary to establish the charged offense if the indictment either
(1) alleges all elements of the lesser included offense, or (2) alleges elements plus
facts (including descriptive averments, such as non-statutory manner and means,
that are alleged for providing notice) from which all elements of the lesser included
offense may be deduced. State v. Meru, 414 S.W.3d 159, 162 (Tex. Crim. App.
2013).
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If the first inquiry is answered in the affirmative, we proceed to the second
step and analyze whether the evidence at trial raised the lesser included offense.
See Rice v. State, 333 S.W.3d 140, 148 (Tex. Crim. App. 2011); Hall, 225 S.W.3d
at 536. Evidence supports an instruction on a lesser included offense if it permits a
rational jury to find the defendant guilty only of that offense. Goad v. State, 354
S.W.3d 443, 446 (Tex. Crim. App. 2011).
As set out above, the language of the indictment tracked the statutory
elements necessary to prove occlusion assault:
1. that the defendant intentionally or knowingly
2. caused bodily injury to the complainant
3. by impeding her normal breathing or circulation of blood by applying
pressure to her throat or neck and blocking her nose or mouth and
4. that the complainant either was a member of the defendant’s family,
was a member of his household, or was or had been in a dating
relationship with him.
See Tex. Penal Code Ann. § 22.01(a)(1), (b)(2)(B). The indictment also alleged
that Appellant had a prior conviction for assault of a family member.
The jury charge also submitted the offense of bodily-injury assault of a
family member with a prior conviction. In addition to the prior conviction, this
offense requires proof of the following elements:
1. that the defendant intentionally, knowingly, or recklessly
2. caused bodily injury to the complainant and
3. the complainant was a member of the defendant’s family.
Id. § 22.01(a)(1), (b)(2)(A). “Bodily injury” is broadly defined and includes
“physical pain, illness, or any impairment of physical condition.” Id. § 1.07(a)(8).
The Court of Criminal Appeals recently addressed whether bodily-injury
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assault can properly be considered a lesser included offense of occlusion assault.
See Ortiz v. State, 623 S.W.3d 804, 806-09 (Tex. Crim. App. 2021). There, the
Court resolved appeals from two cases in which the defendants requested
submission of bodily-injury assault as a lesser included offense of occlusion
assault. Id. Comparing the offenses’ statutory elements, the Court reasoned that:
[i]mpeding normal breathing or blood circulation describes occlusion
assault’s required injury. Because statutory language describes the
required injury as impeding, the State is bound to prove impeding.
Impeding is “a form of bodily injury.” But other injuries are not
impeding. Since the statute specifies impeding, it excludes other
injuries.
Id. at 807 (internal citations omitted) (emphasis added). Concluding that the
defendants were not entitled to “instructions for the lesser offense of bodily-injury
assault for non-impeding injuries,” the Court held that “non-impeding injuries are
not included in occlusion assault because they were not proven by the same or less
facts than required to prove occlusion assault; they are proven by different,
additional facts.” Id. at 808-09.
The Austin Court of Appeals recently applied Ortiz’s reasoning in
circumstances similar to those presented here. See McCall v. State, 635 S.W.3d
261, 267-71 (Tex. App.—Austin 2021, pet. ref’d). There, the indictment charged
the defendant with occlusion assault and, at trial, the charge submitted to the jury
included occlusion assault and bodily-injury assault as a lesser-included offense.
Id. at 264-65. The jury acquitted the defendant of occlusion assault but found him
guilty of bodily-injury assault. Id. at 265.
Holding that bodily-injury assault was not available as a lesser included
offense for occlusion assault, the court reasoned:
Considering the jury charge and the relevant statutory elements in
light of Ortiz, we conclude that in this case simple bodily-injury
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assault is not an included offense of occlusion assault because
specifying an occlusion injury is exclusive of proof of other bodily
injuries. Thus, proving a different bodily injury proves a different
assault rather than an included one. The indictment contains nothing
modifying occlusion assault’s statutory elements, save for naming the
complainant. Constrained by Ortiz, we conclude that the trial court
erred by submitting simple bodily-injury assault over [the
defendant’s] objection.
Id. at 268. The court reversed the judgment of conviction and rendered an
acquittal for occlusion assault. Id. at 271.
Here too, the indictment in this case charged Appellant only with occlusion
assault — it contained nothing modifying the statutory elements necessary to prove
this offense. Nonetheless, the submitted charge permitted the jury to consider
whether Appellant was guilty of bodily-injury assault as a lesser included offense
of occlusion assault. But as illustrated by the reasoning of Ortiz and McCall, the
submission of this instruction constituted error: occlusion assault specifies
impeding and is exclusive of proof of other bodily injuries. See Tex. Penal Code
Ann. §§ 22.01(a)(1), (b)(2)(A), (b-3); see also Ortiz, 623 S.W.3d at 806-09;
McCall, 635 S.W.3d at 267-71. Therefore, bodily-injury assault was not within the
proof necessary to establish the charged offense and could not properly be
submitted as a lesser included offense of occlusion assault. See Ortiz, 623 S.W.3d
at 806-09; McCall, 635 S.W.3d at 267-71.
We proceed to consider whether this error harmed Appellant. See Ngo, 175
S.W.3d at 743-44; Wesley, 605 S.W.3d at 915. Because the record does not show
that Appellant objected to the submission of bodily-injury assault in the jury
charge, we reverse only if the resulting harm is egregious. See Almanza, 686
S.W.2d at 171; Wesley, 605 S.W.3d at 915.
An error that permits the jury to convict a defendant for an uncharged
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offense that was not a lesser included offense of the charged offense egregiously
harms the defendant. See Trejo v. State, 313 S.W.3d 870, 874 (Tex. App.—
Houston [14th Dist.] 2010, pet. ref’d) (“we hold appellant was egregiously harmed
by the trial court’s submission of a charge authorizing the jury to convict appellant
for an unindicted offense”); see also Schmuck v. United States, 489 U.S. 705, 717
(1989) (“It is ancient doctrine of both the common law and of our Constitution that
a defendant cannot be held to answer a charge not contained in the indictment
brought against him.”). Therefore, the trial court’s error egregiously harmed
Appellant and warrants the reversal of his conviction for bodily-injury assault.
See, e.g., McCall, 635 S.W.3d at 267-71.
Arguing against this result, the State asserts that “the record is insufficient in
this case to show any error.” Specifically, the State points out that the record does
not show whether Appellant or the State requested the bodily-injury assault charge
or whether either party objected to its inclusion. The State cites Woodard v. State,
322 S.W.3d 648 (Tex. Crim. App. 2010), to support its contention.
In Woodard, the Court of Criminal Appeals reviewed the appellate court’s
determination that the submission of an unindicted offense was charge error that
egregiously harmed the appellant. Id. at 649. Reversing the appellate court’s
decision, the Court of Criminal Appeals held that the appellant could not raise his
complaint for the first time on appeal because “[t]he record reflects that appellant
helped prepare the charge, including the instruction related to the unindicted
charge of conspiracy to commit aggravated robbery.” Id. at 659. This, the Court
reasoned, was “a great deal more than just simply not objecting to the charge or
just stating ‘no objection’ to the charge.” Id. Because of this “course of conduct,”
the appellant was “estopped” from complaining of the offense’s inclusion in the
charge. Id.8
But the facts of Woodard are not analogous to those presented here. The
record of the underlying proceedings does not show that Appellant had any
involvement with the inclusion of bodily-injury assault in the jury charge. Nor
does the record show which party requested the instruction or whether there were
any objections. Therefore, Appellant is not estopped from raising for the first time
on appeal his challenge to the inclusion of bodily-injury assault in the jury charge.
In sum, we sustain Appellant’s first issue in part and conclude the trial court
erred by submitting bodily-injury assault in the jury charge as a lesser included
offense of occlusion assault. Appellant’s remedy is a reversal of the judgment of
conviction and a rendition of acquittal for the offense with which he was charged
and for which the jury acquitted him — occlusion assault.
C. Standard of Review for Legal Sufficiency and Application
In circumstances like these, Appellant — although acquitted for the indicted
offense — may still be retried for the unindicted offense for which he was
convicted at trial. See Benavidez v. State, 323 S.W.3d 179, 182-83 (Tex. Crim.
App. 2010); see also, e.g., McCall, 635 S.W.3d at 272-74; Trejo, 313 S.W.3d at
874. Because of this possibility, we also consider the second argument raised in
Appellant’s first issue: whether legally sufficient evidence supports the jury’s
finding that Appellant was guilty of bodily-injury assault with a prior conviction.
For a legal sufficiency review, we view all the evidence in the light most
favorable to the verdict to determine whether a rational trier of fact could have
found the essential elements of the crime beyond a reasonable doubt. Jackson v.
Virginia, 443 U.S. 307, 319 (1979); Ramjattansingh v. State, 548 S.W.3d 540, 546
((Tex. Crim. App. 2018). The factfinder is the sole judge of the credibility of
witnesses and the weight assigned to their testimonies; we do not usurp this role by
substituting our judgment for that of the factfinder. Queeman v. State, 520 S.W.3d
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616, 622 (Tex. Crim. App. 2017); Dowling v. State, 608 S.W.3d 896, 899 (Tex.
App.—Houston [14th Dist.] 2020, no pet.). Circumstantial evidence is as
probative as direct evidence in establishing a defendant’s guilt, and circumstantial
evidence alone can be sufficient to establish guilt. Nisbett v. State, 552 S.W.3d
244, 262 (Tex. Crim. App. 2018).
We set out above the elements necessary to prove bodily injury assault with
a prior conviction. See Tex. Penal Code Ann. § 22.01(a)(1), (b)(2)(A). The
evidence heard at trial would permit a factfinder to find the essential elements of
this offense beyond a reasonable doubt.
Testifying at trial, Complainant said she and Appellant were married in
2017. According to Complainant, on December 24, 2017, Appellant returned to
their apartment with another woman whom Complainant did not know.
Complainant said the woman was “angry” and “tried to attack” Complainant.
Complainant said she showed the woman her and Appellant’s marriage certificate
and Appellant “pushed” the woman outside of the apartment. According to
Complainant, Appellant then hit Complainant and kicked her in the stomach.
Complainant said Appellant also put a pillow and his hands over her face.
Complainant said she had injuries to her legs and stomach after the incident with
Appellant. Complainant said she also was concerned that the incident with
Appellant caused her to miscarry. Complainant went to the hospital a few days
later.
Dr. Aiyejorun, an emergency room physician, also testified at trial. Dr.
Aiyejorun said Complainant arrived at the hospital several days after the incident
complaining of vaginal bleeding. Dr. Aiyejorun said Complainant was about ten
weeks along in her pregnancy and was diagnosed with “a large subchorionic
hematoma.” According to Dr. Aiyejorum, a subchorionic hematoma could be
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caused by a kick to the stomach.
Also admitted into evidence was a “Judgment of Conviction by Jury,”
showing that Appellant previously was convicted of assault of a family member in
October 2015.
This evidence, taken together, would permit the jury to find beyond a
reasonable doubt that Appellant committed bodily-injury assault with a prior
conviction. See Tex. Penal Code Ann. § 22.01(a)(1), (b)(2)(A); Jackson, 443 U.S.
at 319; Ramjattansingh, 548 S.W.3d at 546. Although Appellant testified that he
did not hit, kick, or assault Complainant during the incident described above, the
jury, in its role as factfinder, was free to disregard this testimony in favor of the
other evidence supporting its verdict. See Queeman, 520 S.W.3d at 622; Dowling,
608 S.W.3d at 899.
We therefore hold that legally sufficient evidence supports the jury’s finding
that Appellant was guilty of bodily-injury assault with a prior conviction.
Accordingly, there is no legal-insufficiency double-jeopardy bar to trying
Appellant for bodily-injury assault. See, e.g., McCall, 635 S.W.3d at 274. We
overrule the legal-sufficiency challenge raised in Appellant’s first issue.
Because of our disposition of Appellant’s first issue, we need not address his
second issue challenging the effectiveness of counsel at trial.
CONCLUSION
We reverse the trial court’s judgment of conviction and render a judgment of
acquittal on the charged felony offense of occlusion assault.
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/s/ Meagan Hassan
Justice
Panel consists of Justices Bourliot, Hassan, and Poissant.
Publish — Tex. R. App. P. 47.2(b).
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