Hector Rivera Jr. v. the State of Texas ( 2023 )

Fourth Court of Appeals
San Antonio, Texas
MEMORANDUM OPINION
No. 04-22-00373-CR
Hector RIVERA Jr.,
Appellant
v.
The STATE of Texas,
Appellee
From the 111th Judicial District Court, Webb County, Texas
Trial Court No. 2019CRB000096D2
Honorable Monica Z. Notzon, Judge Presiding
Opinion by: Beth Watkins, Justice
Sitting: Irene Rios, Justice
Beth Watkins, Justice
Lori I. Valenzuela, Justice
Delivered and Filed: June 7, 2023
AFFIRMED
Appellant Hector Rivera Jr. challenges his conviction for murder and aggravated assault.
We affirm the judgment.
BACKGROUND
In the early morning hours of November 2, 2018, Rivera and his friends Victor Sauceda,
Sergio Palacios, and Norberto Adame visited Club Vibe in Laredo. While they were at the club,
Rivera saw “a group of three or four guys” that he believed were “very dangerous people” staring
at Adame. A fight broke out near closing time, and Rivera testified that one of the men who had
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been staring at his friends “threw the first punch” at Adame. 1 Rivera, Sauceda, and Adame were
all injured in the fight.
During the fight, Rivera heard gunshots, so he retrieved an AR-15 rifle from Sauceda’s
vehicle, a white Lincoln MKZ. Rivera testified that he purchased the AR-15 in his own name but
he and Sauceda owned it jointly. There is no evidence that Rivera fired, brandished, or otherwise
used the AR-15 during the fight.
When the fight ended and the crowd dispersed, Sauceda, Palacios, and Adame left the club
in Sauceda’s car. Rivera left in his own vehicle, a maroon Dodge Charger. When he drove away,
Rivera had the AR-15 with him.
Rivera testified that after he left the club, a black Chrysler pulled up next to him at an
intersection and he “exchange[d] words with” its occupants, Lesther Julian Castro and Jose Jesus
“Jay” Martinez. Like Rivera, Castro and Martinez had been at Club Vibe during the fight. Rivera
testified that he “was terrified” when Castro and Martinez approached “because they had just
beaten me up.” He pointed the AR-15 at Castro and Martinez, but he did not fire it. He testified
that he sped away and Castro and Martinez began chasing him. Rivera called Sauceda and told
him he “was very scared” and “was being chased by a black car.” Castro and Martinez passed
Rivera “after a couple of red lights,” and Rivera testified that he “felt a bit safe” at that point.
Castro agreed that he drove past Rivera, but he denied having chased him.
At trial, the State presented footage from a surveillance camera at a convenience store
located near the path of the alleged chase. The surveillance video showed the black Chrysler
turning right at an intersection shortly after the alleged chase ended. Immediately afterward,
Rivera’s maroon Charger and Sauceda’s white Lincoln appeared at the same intersection and
1
While Rivera did not testify in this case, the trial court admitted his testimony from a separate proceeding into
evidence.
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briefly stopped. While the two vehicles were stopped, Rivera passed the AR-15 to the occupants
of the white Lincoln. Rivera testified that he handed off the AR-15 because its other owner,
Sauceda, asked for it. Both Rivera and Sauceda then turned right, in the same direction as the black
Chrysler. Seconds later, the surveillance camera captured the sound of approximately two dozen
gunshots that occurred outside the view of the camera.
Police called to the scene discovered the black Chrysler on the side of the road with Castro
and Martinez still inside. Both had been shot. Castro survived his injuries; Martinez did not.
It is undisputed that Rivera was not the shooter. Nevertheless, he was arrested and charged
with murder and aggravated assault. 2 For both counts, the indictment alleged Rivera “act[ed] alone
or as a party” to the charged offenses. After hearing the evidence, a Webb County jury found
Rivera guilty as charged and recommended a sentence of ten years’ confinement for the murder
and five years’ confinement for the aggravated assault. The trial court signed a judgment consistent
with the jury’s verdict and ordered Rivera’s sentences to run concurrently. Rivera now appeals.
ANALYSIS
Ineffective Assistance of Counsel
In his first three issues, Rivera argues he received ineffective assistance of counsel because
his trial counsel purportedly failed to: (1) file an Ake motion seeking funds to hire an expert
witness; (2) serve a subpoena duces tecum on Castro’s cell phone provider; and (3) object to
translation issues at trial.
2
In separate proceedings, Sauceda and Adame were also charged with murder and aggravated assault. Sauceda
testified in this case that he pleaded guilty to the charges. A Webb County jury found Adame guilty, and we affirmed
his conviction. See Adame v. State, No. 04-21-00260-CR, 2023 WL 3082422, at *1 (Tex. App.—San Antonio Apr.
26, 2023, no pet.) (mem. op., not designated for publication).
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Standard of Review and Applicable Law
In reviewing a claim of ineffective assistance of counsel, we apply a two-pronged test. See
Strickland v. Washington, 466 U.S. 668, 687 (1984); Thompson v. State, 9 S.W.3d 808, 812 (Tex.
Crim. App. 1999). On the first prong, the appellant must demonstrate his trial counsel’s
representation was so deficient “that no reasonable trial strategy could justify trial counsel’s acts
or omissions[.]” Lopez v. State, 343 S.W.3d 137, 143 (Tex. Crim. App. 2011); Bone v. State, 77
S.W.3d 828, 833 (Tex. Crim. App. 2002). On the second prong, “the appellant must show a
reasonable probability that, but for his counsel’s unprofessional errors, the result of the proceeding
would have been different.” Mitchell v. State, 68 S.W.3d 640, 642 (Tex. Crim. App. 2002). “A
reasonable probability is a probability sufficient to undermine confidence in the outcome.” Id.Our review of trial counsel’s performance “is highly deferential and presumes that
counsel’s actions fell within the wide range of reasonable and professional assistance.” Bone, 77
S.W.3d at 833. The alleged ineffectiveness “must be firmly founded in the record.” Id. at 835(internal quotation marks omitted). Where the record is silent as to the reasons for trial counsel’s
conduct, he is entitled to “the benefit of the doubt,” and we must assume that he “had a strategy if
any reasonably sound strategic motivation can be imagined.” Johnson v. State, 624 S.W.3d 579,
586 (Tex. Crim. App. 2021). We do not examine “isolated acts or omissions,” but instead analyze
trial counsel’s performance “in light of the totality of the representation[.]” Scheanette v. State,
144 S.W.3d 503, 509 (Tex. Crim. App. 2004) (internal quotation marks omitted).
Typically, the record in a direct appeal will not be sufficiently developed to support an
ineffective assistance claim because it will not show the reasons for trial counsel’s challenged
actions. See, e.g., id. at 510. Consequently, ineffective assistance claims “are generally not
successful on direct appeal and are more appropriately urged in a hearing on an application for a
writ of habeas corpus.” Lopez, 343 S.W.3d at 143. If an appellant’s trial counsel has not had an
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opportunity to explain his actions, we “should not find deficient performance unless the challenged
conduct was so outrageous that no competent attorney would have engaged in it.” Goodspeed v.
State, 187 S.W.3d 390, 392 (Tex. Crim. App. 2005) (internal quotation marks omitted). “The mere
fact that another attorney might have pursued a different tactic at trial does not suffice to prove a
claim of ineffective assistance of counsel.” Ex parte Jimenez, 364 S.W.3d 866, 883 (Tex. Crim.
App. 2012).
Application
1. Expert Funds
Both at trial and on appeal, Rivera argued that geolocation data from Castro’s cell phone
was essential to his defense because it would have supported his claim that Castro was chasing
him after the fight at Club Vibe. He also argued he could not afford to retain an expert to perform
a forensic analysis of Castro’s cell phone. On appeal, he contends his trial counsel performed
deficiently because “the trial court undoubtedly would have permitted state-funded appointment
of expert assistance” if his trial counsel had filed an Ake motion and presented evidence of Rivera’s
indigency. 3
“In Ake, the United States Supreme Court held that due process may require that an indigent
defendant be granted access to expert assistance if ‘the expert can provide assistance which is
likely to be a significant factor at trial.’” Id. at 876 (quoting Ake v. Oklahoma, 470 U.S. 68, 74
(1985)). Rivera’s trial counsel did not file a motion that explicitly cited Ake or obtain an evidentiary
hearing on Rivera’s indigency. However, he filed several pretrial motions asking the trial court to
order the State to conduct a forensic examination of geolocation data from Rivera’s and Castro’s
cell phones or, alternatively, to grant Rivera state funds to hire his own expert. Rivera’s motions
3
Rivera was represented by retained counsel at trial. He is represented by appointed counsel on appeal.
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stated that his trial counsel had “determined that additional [expert] services in this case will be
approximately $2,000.00” and that Rivera could not pay that amount because he was “unable to
obtain gainful employment” due to his pending criminal charges. During a March 3, 2020 pretrial
hearing—one of several held on this issue—Rivera’s counsel stated, “He is indigent, Your Honor,”
and requested “a pretrial screening to show that he’s indigent.” The trial court refused to hear
evidence on Rivera’s indigency during that hearing, stating that it had already determined expert
assistance was not “necessary to [Rivera’s] defense.” Shortly after that hearing ended, Rivera’s
trial counsel filed a “Statement of Inability to Afford Payment of Court Costs or an Appeal Bond,”
in which Rivera declared under penalty of perjury that he had no income or assets.
The record shows that after the trial court denied Rivera’s requests for funds to hire an
expert, Rivera’s trial counsel retained “a certified cell phone examiner,” William Thomas Aycock,
“to give [his] expert opinion on matters relating to mobile device digital forensics, cell phone
provider records, and analysis of mobile phone data.” Rivera’s trial counsel also filed a motion
seeking to compel the State to produce “raw extraction product” from Castro’s cell phone for
Aycock to analyze. 4
Rivera’s trial counsel has not had an opportunity to explain why he did not explicitly cite
Ake or make additional requests for an evidentiary hearing on Rivera’s indigency. See Goodspeed,
187 S.W.3d at 392. On this record, Rivera has not overcome the presumption that his trial counsel’s
performance fell within the wide range of reasonable professional assistance. See Bone, 77 S.W.3d
at 833; Lopez, 343 S.W.3d at 142–43. Accordingly, Rivera has not satisfied the first Strickland
4
The record shows Aycock never received the data necessary to perform his analysis because neither the State nor
Castro’s cell phone provider had that data in their possession. While Rivera contends his trial counsel should have
sent a subpoena duces tecum to Castro’s cell phone provider—an argument we address below—he does not argue his
counsel performed deficiently by failing to obtain the relevant data from the State.
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prong on this issue. See Strickland, 466 U.S. at 687. We therefore need not consider the second
prong of the Strickland analysis. TEX. R. APP. P. 47.1; Lopez, 343 S.W.3d at 144.
2. Subpoena Duces Tecum
Rivera also contends his trial counsel performed deficiently by failing to serve a subpoena
duces tecum on Castro’s cell phone provider to obtain the relevant geolocation data. As the State
notes, however, the clerk’s record contains a subpoena duces tecum that Rivera’s trial counsel
faxed to “Verizon Legal Department” on October 20, 2020. That document requested the
production of several categories of information from mobile devices associated with three phone
numbers for subscribers “Hector Rivera Jr. and Lestro [sic] Castro.” The requested information
included, inter alia, “[l]ocation information,” “any estimated or known Longitude and Latitude,”
and “timing and triangulation information” during the relevant time. This document appears to
contradict Rivera’s claim of deficient performance on this point. As a result, we cannot say that
claim is “firmly founded in the record.” Bone, 77 S.W.3d at 835; Scheanette, 144 S.W.3d at 510.
Because Rivera has not satisfied the first Strickland prong on this issue, we need not consider
whether he met his burden to show prejudice. TEX. R. APP. P. 47.1; Lopez, 343 S.W.3d at 144.
3. Translation of Videotaped Interrogation
During the investigation into the shooting, Rivera was interrogated by Laredo police, and
the State played the video of that interrogation at trial. While most of the interrogation was in
English, both Rivera and the interviewing officer made several statements in Spanish. At trial, a
courtroom interpreter contemporaneously translated some, but not all, of the Spanish statements
while the video was playing. Both Rivera’s trial counsel and the trial court disagreed with the
interpreter’s translation of certain words and phrases, and they made their own translations of those
statements on the record and before the jury. The trial court expressly accepted trial counsel’s
proffered translations in front of the jury. On appeal, Rivera argues his trial counsel performed
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deficiently because he did not object to this process, the interpreter’s qualifications, or the trial
court’s failure to swear in the interpreter.
The record is silent as to why Rivera’s trial counsel chose to correct the purported
mistranslations as they occurred instead of objecting. Accordingly, we may not conclude his
performance was deficient unless the record shows his “conduct was so outrageous that no
competent attorney would have engaged in it.” Goodspeed, 187 S.W.3d at 392. After reviewing
the record, we cannot say that no reasonable trial strategy might have supported trial counsel’s
decision. See, e.g., Johnson, 624 S.W.3d at 586. Accordingly, Rivera has not met his burden on
the first Strickland prong as to this issue. See Strickland, 466 U.S. at 687. We therefore need not
consider whether Rivera established prejudice. TEX. R. APP. P. 47.1; Lopez, 343 S.W.3d at 144.
We overrule Rivera’s first three issues.
Witness’s Invocation of Fifth Amendment
In his fourth issue, Rivera argues the trial court violated his Sixth Amendment right to
compulsory process by accepting witness Jesus Fernandez’s invocation of his Fifth Amendment
right to remain silent. He also contends the trial court erred by refusing to require Fernandez to
invoke that right in front of the jury.
Standard of Review and Applicable Law
In a criminal prosecution, “the accused has the right to compulsory process for obtaining
favorable witness testimony.” Safari v. State, 961 S.W.2d 437, 442 (Tex. App.—Houston [1st
Dist.] 1997, pet. ref’d, untimely filed) (citing U.S. CONST. amend. VI; TEX. CODE CRIM. PROC.
ANN. art. 1.05). However, “witnesses are protected from mandatory self-incrimination under the
state and federal constitutions.” Id. (citing U.S. CONST. amend. V; TEX. CONST. art. I, § 10). In
circumstances where these rights conflict, a defendant’s right to compel testimony does not
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override a witness’s legitimate fear of possible incrimination. See Walters v. State, 359 S.W.3d
212, 215–16 (Tex. Crim. App. 2011).
Nevertheless, a trial court may not “simply take the word of potential witnesses who claim
to fear prosecution.” Id. at 215 (citing Ohio v. Reiner, 532 U.S. 17, 21 (2001) (per curiam)). When
a witness invokes his right against self-incrimination, the trial court must “make an inquiry into
the reasonableness of” that invocation. Id. at 216. Because the Fifth Amendment’s protections
apply not only to statements that would support a conviction, but also to those that would “furnish
a link in the chain of evidence needed to prosecute,” the trial court should consider whether it is
“evident from the implications of the question, in the setting in which it is asked, that a responsive
answer to the question or an explanation of why it cannot be answered might be dangerous because
injurious disclosure could result.” Id. at 215 (internal quotation marks omitted). In making this
determination, a trial court “must be governed as much by [its] personal perception of the
peculiarities of the case as by the facts actually in evidence.” Hoffman v. United States, 341 U.S.
479, 487 (1951) (internal quotation marks omitted).
Application
Before Rivera called Fernandez to the stand, the trial court informed the parties that
Fernandez had told court staff he “[did] not want to testify and [did] not want to incriminate himself
in any way. . . . He is just going to come in here and say that he has a right not to incriminate
himself.” At that point, Fernandez was not represented by counsel, so the trial court appointed an
attorney to represent him. After Fernandez consulted with the appointed attorney, the trial court
permitted Rivera to make a bill of exception in the court’s presence regarding the testimony he
would have sought from Fernandez. When Fernandez took the stand for the bill of exception, he
invoked the Fifth Amendment in response to each substantive question he was asked.
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Rivera contends “the trial court was obligated to make a further determination of whether
[Fernandez’s] assertion of privilege was valid” because Fernandez indicated his intent to invoke
the Fifth Amendment before he “knew what he was going to be asked, and before he even spoke
to an attorney[.]” While we agree the trial court was required to consider whether Fernandez had
a legitimate fear of possible incrimination, we do not believe the record shows it failed to do so
here. The substantive questions Rivera asked Fernandez during the bill of exception went to
whether Fernandez assaulted Rivera at Club Vibe before the shooting, “set up an ambush” for
Rivera on the night of the shooting, or “directed [his] friends to assault” Rivera after Martinez’s
funeral. The trial court could have reasonably determined that answers to these questions might
incriminate Fernandez. See Reiner, 532 U.S. at 21–22; Walters, 359 S.W.3d at 215. Accordingly,
Rivera has not shown the trial court erred by accepting Fernandez’s invocation of the Fifth
Amendment. See Walters, 359 S.W.3d at 216–17.
Rivera also argues the trial court erred by denying his request to allow the jury to hear
Fernandez invoke the Fifth Amendment. This court has previously held, however, that “[a]
defendant does not have the right to have a witness invoke the Fifth Amendment privilege in the
presence of the jury.” Suarez v. State, 31 S.W.3d 323, 329 (Tex. App.—San Antonio 2000, no
pet.).
We overrule Rivera’s fourth issue.
Jury Charge Error
In his fifth issue, Rivera argues the trial court erred by refusing “to narrow the specific
modes of party-liability conduct in the application paragraph of the jury charge[.]”
Standard of Review and Applicable Law
We review claims of jury charge error under a two-pronged test. See, e.g., Ngo v. State,
175 S.W.3d 738, 744 (Tex. Crim. App. 2005). We “must first determine whether the complained-
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of error exists.” Wooten v. State, 400 S.W.3d 601, 606 (Tex. Crim. App. 2013). If we conclude the
charge is erroneous, we then consider “whether the error harmed the appellant.” Id.; Hernandez v.
State, 585 S.W.3d 537, 554 (Tex. App.—San Antonio 2019, pet. ref’d).
The application paragraphs of a jury charge apply “the pertinent penal law, abstract
definitions, and general legal principles to the particular facts and the indictment allegations” to
specify “the factual circumstances under which the jury should convict or acquit[.]” Vasquez v.
State, 389 S.W.3d 361, 366–67 (Tex. Crim. App. 2012). If the State alleges a defendant is
criminally responsible for the conduct of another, the defendant may ask the trial court to narrow
the application paragraphs to “refer only to those specific party-liability acts that are supported by
the evidence[.]” Id. at 368. If the defendant makes such a request, the trial court must grant it. Id.However, “a general reference to the law of parties in the application paragraph is sufficient and
is not error when the defendant does not object and request a narrowing of the specific statutory
modes of conduct that constitute party liability—whether he ‘solicited, encouraged, directed, aided
or attempted to aid’ another specified person to commit the offense.” Id. (quoting TEX. PENAL
CODE ANN. § 7.02, footnotes omitted).
Application
Here, the charge’s application paragraphs asked the jury to determine whether “Rivera,
acting alone or as a party (acting with intent to promote or assist the commission of the offense,
solicits, encourages, directs, aids, or attempts to aid the other person to commit the offense)”
committed murder or aggravated assault “as charged in the indictment.” The party-liability acts
listed in the application paragraphs tracked the applicable statutory language. See TEX. PENAL
CODE § 7.02(a)(2); see also Vasquez, 389 S.W.3d at 368.
Rivera did not ask the trial court to remove any of the statutory party-liability acts listed in
the application paragraphs. Instead, he asked the trial court to add language derived from case law
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to instruct the jury that “any agreement to accomplish a common purpose must have been before
or contemporaneously with the criminal event.” As support for this request, Rivera relied on
Cordova v. State, which held that “[e]vidence is sufficient to convict the defendant under the law
of parties where he is physically present at the commission of the offense, and encourages the
commission of the offense either by words or other agreement.” 698 S.W.2d 107, 111 (Tex. Crim.
App. 1985).
An explicit agreement to commit an offense is not one of the specific statutory modes of
conduct that constitute party liability. See TEX. PENAL CODE § 7.02(a)(2); Vasquez, 389 S.W.3d at
368. Accordingly, we decline to hold that Rivera’s requested language regarding the timing of
such an agreement, if any, constituted a narrowing of those modes. See TEX. PENAL CODE
§ 7.02(a)(2); see also Parfait v. State, 120 S.W.3d 348, 350 (Tex. Crim. App. 2003) (courts may
not add to or subtract from an unambiguous statute). Moreover, while Cordova held evidence of
an agreement was sufficient to support conviction on a party-liability theory in that case, it did not
hold that a defendant is entitled to a jury instruction regarding any such agreement. See generally
Cordova, 698 S.W.2d at 111. “[G]enerally speaking, neither the defendant nor the State is entitled
to a special jury instruction relating to a statutory offense or defense if that instruction (1) is not
grounded in the Penal Code, (2) is covered by the general charge to the jury, and (3) focuses the
jury’s attention on a specific type of evidence that may support an element of an offense or a
defense.” Walters v. State, 247 S.W.3d 204, 212 (Tex. Crim. App. 2007); see also Kirsch v. State,
357 S.W.3d 645, 651 (Tex. Crim. App. 2012) (noting that a “facially neutral and legally accurate”
instruction “may nevertheless constitute an improper comment on the weight of the evidence”).
Rivera cites no authority holding that a trial court erred by refusing to add the language he
requested to a party-liability application paragraph, and we have found none. For these reasons,
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Rivera has not shown the trial court erred by refusing to add his requested language to the jury
charge.
We overrule Rivera’s fifth issue.
CONCLUSION
We affirm the judgment.
Beth Watkins, Justice
DO NOT PUBLISH
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