State v. Makin , 360 Or. 238 ( 2016 )


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  • 238	                       September 15, 2016	                          No. 56
    IN THE SUPREME COURT OF THE
    STATE OF OREGON
    STATE OF OREGON,
    Respondent on Review,
    v.
    ROBERT CLATE MAKIN,
    Petitioner on Review.
    (CC C100549CR; CA A153309; SC S063440)
    On review from the Court of Appeals.*
    Argued and submitted March 7, 2016.
    Rankin Johnson IV, Portland, argued the cause and filed
    the briefs for petitioner on review.
    Jeff J. Payne, Assistant Attorney General, Salem, argued
    the cause and filed the brief for respondent on review. With
    him on the brief were Ellen F. Rosenblum, Attorney General,
    and Paul L. Smith, Deputy Solicitor General.
    Before Balmer, Chief Justice, and Kistler, Walters,
    Landau, Baldwin, and Brewer, Justices, and Armstrong,
    Justice pro tempore.**
    KISTLER, J.
    The decision of the Court of Appeals is affirmed in part
    and reversed in part. The judgment of the circuit court
    is affirmed in part and reversed in part, and the case is
    remanded to the circuit court for further proceedings.
    ______________
    ** On appeal from the Washington County Circuit Court, Rick Knapp,
    Judge. 
    271 Or App 374
    , 348 P3d 1197 (2015).
    **  Nakamoto, J., did not participate in the consideration or decision of this
    case.
    Cite as 
    360 Or 238
     (2016)	239
    Case Summary: Defendant was driving with his three children in his car
    when an officer stopped him for a traffic violation. The officer found methamphet-
    amine and other drug paraphernalia and defendant was subsequently charged
    with first-degree child neglect for knowingly allowing his children to stay “[i]n
    a vehicle where controlled substances are being criminally delivered * * *.” ORS
    163.547(1)(a)(A). Defendant moved for judgment of acquittal, arguing that the
    first-degree child neglect statute only applied to instances where children are
    present when drugs are actually delivered, but there was no evidence that defen-
    dant had delivered or was in the process of delivering a controlled substance
    when his children were present. The trial court found defendant guilty of three
    counts of first-degree child neglect and the Court of Appeals affirmed those con-
    victions without discussion. Held: (1) The legislative history demonstrates that
    the legislature did not intend the word “deliver,” as used in ORS 163.547, to mean
    possession with attempt to deliver; (2) first-degree child neglect, therefore, does
    not include knowingly leaving or allowing a child under 16 years of age to stay
    in a vehicle where controlled substances are possessed with an intent to deliver
    them at some unspecified time in the future; and (3) because the evidence pre-
    sented at trial only supports the inference that defendant possessed a controlled
    substance with the intent to deliver it, the evidence was insufficient to find defen-
    dant guilty of first-degree child neglect.
    The decision of the Court of Appeals is affirmed in part and reversed in
    part. The judgment of the circuit court is affirmed in part, reversed in part, and
    remanded for further proceedings.
    240	                                                         State v. Makin
    KISTLER, J.
    The question in this case is whether a reasonable
    trier of fact could find defendant guilty of first-degree child
    neglect for knowingly allowing his children to stay “[i]n a
    vehicle where controlled substances are being criminally
    delivered * * *.” See ORS 163.547(1)(a)(A) (defining that
    offense). The evidence at trial showed that defendant’s three
    children were in his car when a police officer stopped him
    for a traffic violation. Also in the car were methamphet-
    amine and implements for selling it. There was no evidence,
    however, that defendant had sold or was delivering meth-
    amphetamine to an identified buyer while his children were
    with him in the car. Rather, all that the evidence showed
    was that, while his children were in the car, defendant pos-
    sessed methamphetamine with the intent to sell it at some
    undefined point in the future.
    The trial court found defendant guilty of first-
    degree child neglect, as well as other offenses. On appeal,
    the Court of Appeals affirmed defendant’s first-degree child
    neglect convictions without discussion. See State v. Makin,
    
    271 Or App 374
    , 348 P3d 1197 (2015) (per curiam) (address-
    ing other convictions). Having allowed defendant’s petition
    for review, we now reverse his convictions for first-degree
    child neglect. We accordingly affirm in part and reverse
    in part the Court of Appeals decision and the trial court’s
    judgment.1
    Because this case arises on defendant’s motion
    for judgment of acquittal, we state the facts in the light
    most favorable to the state. For several weeks, defendant
    had been selling methamphetamine out of his car. He did
    so because he did not want his fiancée to discover what he
    1
    The trial court found defendant guilty of one count of delivering metham-
    phetamine, one count of manufacturing methamphetamine, one count of possess-
    ing methamphetamine, and three counts of first-degree child neglect. The Court
    of Appeals affirmed defendant’s convictions for possession, delivery, and child
    neglect but reversed and remanded his conviction for manufacturing to allow
    defendant to contest venue. Makin, 271 Or App at 375. Neither party challenges
    the latter ruling on review. As a result of our opinion and the Court of Appeals
    decision, defendant’s convictions for delivery and possession are affirmed, his
    convictions for child neglect are reversed, and his conviction for manufacturing is
    reversed and remanded.
    Cite as 
    360 Or 238
     (2016)	241
    was doing. One day, a police officer stopped defendant for
    a traffic violation. Defendant’s three children were in the
    car with him.2 In response to routine questioning, defendant
    admitted that his driver’s license had been suspended for
    driving under the influence of intoxicants. He also admitted
    that he had drugs on him. A search revealed that defendant
    had approximately 27.5 grams of methamphetamine on his
    person. In his car, he had scales, baggies, and drug records,
    as well as syringes and cotton balls for his customers’ use.
    Defendant told the officers that a week earlier he had pur-
    chased approximately three-quarters of an ounce of meth-
    amphetamine for resale.
    At the close of the evidence, defendant moved for
    a judgment of acquittal on the first-degree child neglect
    charges. Defendant did not dispute that the trial court rea-
    sonably could find that he possessed methamphetamine
    with the intent to sell it and that his three children were
    with him in the car while he possessed the methamphet-
    amine. He argued, however, that there was no evidence that
    he had actually delivered or was in the process of delivering
    any methamphetamine while his children were in the car.
    Defendant’s motion accordingly reduced to a question of stat-
    utory interpretation: Does the phrase “a vehicle where con-
    trolled substances are being criminally delivered” include
    a vehicle in which a person possesses methamphetamine
    with the intent to deliver it at some undefined point in the
    future? The trial court ruled that it did, and the Court of
    Appeals upheld that ruling without discussion. We allowed
    defendant’s petition for review to consider that question.
    In analyzing that question, we employ our familiar
    methodology. We look to the text, context, and legislative
    history of ORS 163.547(1)(a)(A) to determine the legisla-
    ture’s intent. See State v. Gaines, 
    346 Or 160
    , 170-71, 206
    P3d 1042 (2009). As we understand the parties’ arguments,
    defendant’s argument rests primarily on what he views as
    the plain text of ORS 163.547(1)(a)(A) while the state relies
    primarily on what it views as the statute’s context. As we
    explain below, the dispositive answer to the parties’ dispute
    lies in the statute’s legislative history.
    2
    All three children were under 16 years of age.
    242	                                                         State v. Makin
    I. TEXT
    ORS 163.547(1)(a) provides in part:
    “A person having custody or control of a child under 16
    years of age commits the crime of child neglect in the first
    degree if the person knowingly leaves the child, or allows
    the child to stay:
    “(A)  In a vehicle where controlled substances are being
    criminally delivered or manufactured[.]”
    Defendant argues that the ordinary meaning of the verb
    “deliver” supports his position that he was not delivering
    controlled substances while his children were in the car. As
    defendant notes, in this context, “deliver” ordinarily means
    “GIVE, TRANSFER : yield possession or control of : make
    or hand over[.]” Webster’s Third New Int’l Dictionary 597
    (unabridged ed 2002). As used in ORS 163.547(1)(a)(A), the
    ordinary meaning of deliver implies a transfer of controlled
    substances, which did not occur in this case while defen-
    dant’s children were in the car.
    Defendant also notes that the legislature used the
    present progressive form of the verb “deliver.” See The Oxford
    Companion to the English Language 809 (McArthur ed
    1992) (discussing present progressive verb form).3 Generally,
    the progressive aspect of a verb “indicates a happening in
    progress at a given time.” Quirk et al., A Comprehensive
    Grammar of the English Language 197 (1985). When used
    with an event, “the progressive conveys the idea that an
    event has duration, and has not yet come to an end.” 
    Id. at 199
    . Defendant infers from the use of the present progres-
    sive form of deliver that the legislature intended to prohibit
    controlled substances from being delivered while children
    were in a vehicle. Defendant notes that he was not in the
    process of delivering methamphetamine while his children
    were in his car. In his view, the only inference that the
    evidence permits is that he possessed methamphetamine
    3
    The legislature also used the passive voice. In this context, the use of the
    passive voice implies that the legislature was not concerned with who was deliv-
    ering controlled substances but whether children were present when controlled
    substances were being delivered.
    Cite as 
    360 Or 238
     (2016)	243
    with the intent to deliver it at some unspecified point in the
    future.4
    II. CONTEXT
    The state does not dispute that the text of the
    statute, viewed in isolation, supports defendant’s posi-
    tion. Its argument focuses instead on the statute’s context.
    Specifically, the state reasons that ORS 163.547(1)(a)(A)
    refers to and incorporates the definition of “deliver” in the
    Controlled Substances Act, ORS 475.005 to 475.285 and
    475.752 to 475.980. The Controlled Substances Act defines
    “deliver” as the “actual, constructive or attempted transfer
    * * * from one person to another of a controlled substance.”
    ORS 475.005(8). It follows, the state contends, that it need
    not prove an actual delivery. An attempted delivery will
    suffice.
    The state also contends that the context for the
    child-neglect statute includes the Court of Appeals decision
    in State v. Boyd, 
    92 Or App 51
    , 756 P2d 1276, rev den, 
    307 Or 77
     (1988). In that case, the Court of Appeals held that, under
    the Controlled Substances Act, “the possession of a large
    amount of [a controlled substance], not for personal use but
    for sale” was evidence from which the trier of fact reasonably
    could find an attempted delivery and thus a “delivery” for
    the purposes of the Controlled Substances Act. See Boyd, 92
    Or App at 53-54.5 It follows, the state reasons, that defen-
    4
    This case does not require us to decide whether first-degree child neglect
    only prohibits allowing underage children to stay in a vehicle where an actual
    transfer of controlled substances is occurring or whether the prohibition extends
    to allowing children to stay vehicles in which controlled substances are in the
    process of being delivered—i.e., are being driven—to an identified buyer. In this
    case, there is no evidence that such a delivery was in progress. See Quirk, A
    Comprehensive Grammar of the English Language 199 (when used with an event,
    “the progressive conveys the idea that an event has duration, and has not yet
    come to an end”). Rather, defendant merely possessed methamphetamine with
    the intent to deliver it at some undefined point in the future.
    5
    Boyd explained that attempted delivery requires intentionally engaging
    in conduct that constitutes a substantial step toward the delivery of controlled
    substances. See 92 Or App at 53-54. The dispute in Boyd was not whether a rea-
    sonable trier of fact could infer an intent to deliver in Boyd: the defendant in Boyd
    admitted that she possessed bindles of heroin with the intent to sell them. Id. at
    53. Rather, the dispute was whether a reasonable trier of fact could find that the
    possession of a substantial amount of heroin “not for personal use but for sale”
    constituted a substantial step. Id. at 54. Relying on legislative commentary, the
    Court of Appeals held that a reasonable trier of fact could draw that inference. Id.
    244	                                                      State v. Makin
    dant’s possession of a large amount of methamphetamine
    for sale constituted an ongoing attempted delivery, which
    permitted the trial court to find that controlled substances
    “were being delivered” while his children were in the car.
    Defendant, for his part, does not question Boyd’s
    interpretation of “delivery” for the purposes of the Controlled
    Substances Act. Rather, he argues that the Controlled
    Substances Act and Boyd do not constitute context for
    the purposes of the child-neglect statute. The parties’ dis-
    agreement over the sources of law that serve as context for
    a statute presents an interesting question in the abstract.
    We need not resolve that question, however, to decide this
    case. In this case, the legislative history of the child-neglect
    statute reveals that, in enacting that statute, the legisla-
    ture specifically discussed both the Controlled Substances
    Act and Boyd in determining the effect, if any, that those
    two sources of law would have on the meaning of the child-
    neglect statute. That legislative history shows that the leg-
    islature was aware of those issues and, in our view, provides
    a surer guide to determining the legislature’s intent than
    an abstract discussion of which context matters. We accord-
    ingly turn to the legislative history.
    III.  LEGISLATIVE HISTORY
    In describing the legislative history, we discuss the
    ways in which the bill that became the child-neglect stat-
    ute changed as it progressed through the two chambers of
    the legislature and the differing issues on which the House
    and the Senate judiciary committees focused when each
    chamber considered the bill. Essentially, we draw the fol-
    lowing conclusions from that history. First, the comments
    of one of the bill’s sponsors and the members of the House
    Judiciary Committee make clear that the word “delivered”
    in what became ORS 163.547(1)(a)(A) did not include “pos-
    session with intent to deliver.”6 More to the point, the text
    of the bill that emerged from the House made that point
    expressly. Second, the discussion of the changes that the
    Senate Judiciary Committee made to the bill point in more
    6
    As noted, under Boyd, possession with intent to deliver is sufficient evi-
    dence from which a trier of fact can find an attempted delivery and, under the
    Controlled Substances Act, a delivery.
    Cite as 
    360 Or 238
     (2016)	245
    than one direction. The discussion that is most helpful to the
    state occurred between the counsel for the committee and a
    witness. However, given the other discussions that occurred
    among the members of the committee and the legislative
    history from the House, we do not find a sufficiently clear
    intent in the Senate to depart from the House’s understand-
    ing of the bill. Finally, the House’s decision to concur in the
    Senate amendments does not provide a basis for reaching a
    different conclusion.
    A.  House Judiciary Committee
    In 1990, Representatives Courtney and Mannix
    introduced House Bill (HB) 2545, which created a new crime
    of child neglect. Bill File, HB 2545, Nov 29, 1990. Section 1
    of the bill created the crime of first-degree child neglect. As
    initially introduced, section 1 made it a crime for a person
    having custody or control of a child under 16 years of age to
    “knowingly leav[e] the child, or allo[w] the child to stay in a
    structure or vehicle and in the immediate proximity where
    controlled substances are criminally delivered or man-
    ufactured.” 
    Id.
     § 1. Section 3 of the bill created the crime
    of second-degree child neglect. It differed from section 1 in
    that it applied to consumption and possession rather than
    delivery and manufacture. See id. § 3. Specifically, section 3
    made it a crime to knowingly leave or allow a child under
    16 years of age to stay “in a structure or vehicle and in the
    immediate proximity where controlled substances are crim-
    inally possessed or consumed.” Id.
    On February 19, 1991, the House Subcommittee
    on Crime and Corrections held a public hearing and work
    session on the bill. Much of the discussion focused on
    whether section 1 of the bill was broader than necessary
    to serve its purpose.7 The proponents of the bill explained
    that the purpose of section 1 was to impose greater pen-
    alties on people who expose their children to the dangers
    associated with distributing and manufacturing controlled
    substances. In describing those dangers, the proponents
    emphasized the risk of exposing children to the chemicals
    7
    No one discussed section 3 of the bill, which created the crime of second-
    degree child neglect.
    246	                                           State v. Makin
    used in manufacturing methamphetamine and to the dan-
    gers of violence arising from the distribution of controlled
    substances.
    Members of the subcommittee pressed the bill’s pro-
    ponents on essentially three points. First, they asked whether
    the dangers of growing—i.e., manufacturing—marijuana
    were the same as the dangers of manufacturing metham-
    phetamine. Tape Recording, House Committee on Judiciary,
    Subcommittee on Crime and Corrections, HB 2545, Feb 19,
    1991, Tape 27, Side A (remarks of Representative Mason).
    Second, they questioned whether the effect of the bill
    would be to separate children from parents whose criminal
    acts were essentially a consequence of their addiction. Id.
    (remarks of Representatives Mason and Bauman). Finally,
    they considered whether section 1 of the bill would apply
    only to actual deliveries of controlled substances or would
    also apply to attempted deliveries, as defined in Boyd. Tape
    Recording, House Committee on Judiciary, Subcommittee
    on Crime and Corrections, HB 2545, Feb 19, 1991, Tape 28,
    Side A (remarks of Representatives Mason and Mannix).
    The last point arose when the chair of the subcom-
    mittee asked what the phrase “criminally delivered,” as used
    in section 1 of the bill, meant. Id. (remarks of Representative
    Miller). Jim McIntyre, on behalf of the Oregon Sheriff’s
    Association, explained that the bill would apply to the
    delivery and manufacture of controlled substances, as set
    out in ORS 495.005. Id. The chair also asked how section
    1 of the bill differed from a section of the existing child-
    endangerment statute, which made it a misdemeanor to
    “[p]ermi[t] a person under 18 years of age to enter or remain
    in a place where unlawful activity involving controlled sub-
    stances is maintained or conducted.” See id. (remarks of
    Representative Miller) (referring to ORS 163.575(1)(b)).
    After a brief colloquy, Representative Mannix
    explained that section 1 of the child-neglect bill applied to
    younger children (children under 16 years of age) and car-
    ried a greater penalty than the child-endangerment stat-
    ute. Id. He also noted that the child-endangerment statute
    prohibits permitting a child to enter or remain in a place
    where controlled substances are possessed. Id. He explained
    Cite as 
    360 Or 238
     (2016)	247
    that, by contrast, first-degree child neglect would apply only
    to allowing children to remain where controlled substances
    are manufactured or delivered. 
    Id.
     He reasoned that man-
    ufacturing and delivery pose greater risks to children than
    possession. 
    Id.
    In response, one of the witnesses testifying in sup-
    port of the bill stated that the phrase “criminally delivered”
    was intended to incorporate the definition of “delivery”
    from the Controlled Substances Act. 
    Id.
     (testimony of Jim
    McIntyre). In his view, the phrase included, as the statutory
    definition in the Controlled Substances Act does, attempted
    deliveries as defined in Boyd; that is, “criminally delivered”
    in the child-neglect act included possession with intent to
    deliver. 
    Id.
     At that point, Representative Mason expressed
    his concern that Boyd had interpreted attempted delivery in
    the Controlled Substances Act too broadly. 
    Id.
     Representative
    Mannix explained that “Boyd involves attempt to deliver
    and trying to determine whether or not there’s an intent to
    deliver by looking at the quantity [of drugs possessed].” 
    Id.
    He then added, “We are not talking attempted delivery here
    [in the child-neglect bill], we’re talking about actual deliv-
    ery.” 
    Id.
     Representative Mannix also explained, in response
    to the witness’s reliance on the definition of delivery in the
    Controlled Substances Act and the interpretation of that
    term in Boyd, that the legislature had the power to define
    “delivery” for the purposes of the child-neglect statute differ-
    ently from the Court of Appeals’ interpretation of that term
    in the Controlled Substances Act. Id.8
    After considering the testimony at the public hear-
    ing, the subcommittee went into a work session, in which it
    agreed to reduce the crime seriousness level of first-degree
    child neglect to mitigate the prospect that children would
    be separated from their parents as a result of the parents’
    addiction, and it agreed to delete the phrase “in the imme-
    diate proximity.” 
    Id.
     A member of the subcommittee moved
    to send the bill, as amended, to the full committee with a
    8
    As Representative Mannix put it, “Boyd is as ethereal as the next panel
    sitting in the Court of Appeals, whereas this is hard law.” Tape Recording, House
    Committee on Judiciary, Subcommittee on Crime and Corrections, HB 2545,
    Feb 19, 1991, Tape 28, Side A.
    248	                                                       State v. Makin
    “do pass” recommendation. That motion failed. The subcom-
    mittee then voted to reconsider the bill, and various sub-
    committee members suggested ways in which future work
    sessions could narrow the bill, none of which touched on the
    issue that this case presents. 
    Id.
    On March 12, the subcommittee held a second work
    session on HB 2545, at which it considered amendments
    proposed by Representative Mason.9 Of relevance here,
    those amendments changed the definition of second-degree
    child neglect. As initially proposed, the bill had defined
    second-degree child neglect as knowingly leaving or allow-
    ing a child under 16 years of age to stay “in a structure
    or vehicle * * * where controlled substances are criminally
    possessed or consumed.” Bill File, HB 2545, Nov 29, 1990.
    Representative Mason proposed amending the definition of
    second-degree child neglect to apply to knowingly leaving or
    allowing a child under 16 years of age to stay “in a vehicle
    or on premises where controlled substances are consumed
    in the presence of the child or are criminally possessed with
    the intent to distribute in the presence of the child.” Bill File,
    HB 2545, Mar 19, 1990 (proposed amendments) (emphasis
    added).
    In discussing the proposed amendments,
    Representative Mason stated the changes that the amend-
    ments would make to the wording of the bill. However, he
    did not explain why he was proposing those changes or dis-
    cuss how those changes would work. See Tape Recording,
    House Committee on Judiciary, Subcommittee on Crime
    and Corrections, HB 2545, Mar 12, 1991, Tape 51, Side A
    (discussing proposed amendments). The subcommittee
    then voted to accept the amendments, approved the bill, as
    amended, and sent it to the full committee with a “do pass”
    recommendation. 
    Id.
     The House subsequently voted in favor
    of the bill, as amended.
    Section 1 of the bill, as approved by the House,
    defined the crime of first-degree child neglect as knowingly
    leaving or allowing a child under 16 years of age to stay
    9
    Representative Mannix was a sponsor of the bill, but he was not a member
    of the subcommittee. Accordingly, he neither voted on the bill in the subcommit-
    tee nor moved to amend it.
    Cite as 
    360 Or 238
     (2016)	249
    “in a vehicle or on premises where controlled substances are
    criminally delivered or manufactured for consideration or
    profit.” Bill File, HB 2545, Mar 28, 1991 (A-Engrossed Bill).
    Section 3 of the bill defined the crime of second-degree child
    neglect as knowingly leaving or allowing a child under 16
    years of age to stay “in a vehicle or on premises where con-
    trolled substances are consumed in the presence of the child
    or are criminally possessed with the intent to distribute in
    the presence of the child.” 
    Id.
    Although the subcommittee did not explain why it
    approved the March 12 amendments that Representative
    Mason had proposed, the textual change that the subcom-
    mittee made and that the House later approved makes one
    proposition clear: “Delivered,” as that term was used in sec-
    tion 1 of the bill, did not include “possessed with intent to dis-
    tribute.” Rather, if a defendant knowingly left a child under
    16 years of age in a vehicle where controlled substances
    were possessed with an intent to distribute them, then that
    defendant would not be guilty of first-degree child neglect.
    Rather, the defendant would be guilty of second-degree child
    neglect.
    While Representative Mason did not make that
    point explicitly in proposing the March 12 amendments to
    the bill, the change that he proposed is consistent with both
    his and Representative Mannix’s earlier comments during
    the February 19 public hearing on the bill. Representative
    Mason had expressed his disagreement with the extent to
    which Boyd had expanded the concept of attempted deliv-
    ery in the Controlled Substances Act, and Representative
    Mannix had explained that “delivery” for the purposes of
    the child-neglect bill referred only to actual deliveries. By
    excepting “possessed with intent to distribute” out of the
    term “delivered,” as used in section 1 of the child-neglect bill,
    the March 12 amendments effectively removed attempted
    deliveries, as defined in Boyd, from the scope of “delivered”
    as used in section 1 of HB 2545.
    B.  Senate Judiciary Committee
    When HB 2545 went to the Senate Judiciary
    Committee, that committee did not express any concern
    about section 1 of the bill. See Tape Recording, Senate
    250	                                              State v. Makin
    Committee on Judiciary, HB 2545, May 29, 1991, Tape 197,
    Side A and Tape 198, Side A. Rather, it focused on the first
    part of section 3 of the bill, which provided that a person
    commits the crime of second-degree child neglect if the per-
    son knowingly leaves or allows a child under 16 years of age
    to stay “on premises where controlled substances are con-
    sumed in the presence of the child.” See 
    id.
     at Tape 198, Side
    A. Senator Brockman asked whether the bill, if enacted,
    would require a parent who brought his or her child to a
    public event to leave if someone at the event began smoking
    marijuana. 
    Id.
     As part of that discussion, Senator Cohen
    asked whether section 3 of the bill was essential. 
    Id.
     In
    asking that question, Senator Cohen focused on excising
    the part of section 3 that prohibited knowingly allowing a
    child to stay on premises where controlled substances are
    consumed. 
    Id.
     A witness who supported the bill responded
    that, while “life would continue” if that part of section 3
    were removed, “possessing with intent to distribute in the
    presence of a child * * * is an entirely different area.” 
    Id.
     (tes-
    timony of John Bradley).
    At that point, the counsel for the committee asked
    the witness “if you could prove possession with intent to
    deliver don’t you basically have a delivery?” 
    Id.
     (remarks
    of Ingrid Swenson). The witness replied that “currently in
    Oregon law you do.” (testimony of John Bradley). The witness
    noted, however, that “Representative Mason has from time
    to time talked about doing away with it.” 
    Id.
     The counsel
    responded, “So, that behavior is actually covered in subsec-
    tion (1) is what I’m saying.” 
    Id.
     (remarks of Ingrid Swenson).
    The witness replied that it was, and the issue received no
    further discussion.
    Approximately two weeks later, the Senate
    Judiciary Committee held a work session on the bill. At that
    session, the committee considered amendments that limited
    the reach of the bill. Of relevance here, the committee con-
    sidered an amendment that deleted section 3 of the bill in its
    entirety. Bill File, HB 2545, June 18, 1991 (proposed amend-
    ments to A-Engrossed HB 2545). Under that amendment,
    HB 2545 would no longer prohibit what had been second-
    degree child neglect—knowingly leaving or allowing a child
    under 16 years of age to stay in a vehicle or on premises
    Cite as 
    360 Or 238
     (2016)	251
    “where controlled substances are consumed in the presence
    of the child or are criminally possessed with the intent to
    distribute in the presence of the child.”10 In explaining that
    proposed amendment, the counsel for the committee stated:
    “[S]ection (3) would have basically required a person who
    was in the presence of even the criminal possession of a
    controlled substance to leave or remove the child. Under
    those circumstances, it would have been a C felony. That
    provision has been deleted.”
    Tape Recording, Senate Committee on Judiciary, HB 2545,
    June 11, 1991, Tape 226, Side A (remarks of Ingrid Swenson).
    No further discussion of the proposed amendment occurred,
    and the committee voted at the end of the work session to
    approve it.
    The committee made a separate but related change
    to section 1 of the bill. During the work session, Senator
    Shoemaker observed that, as he understood the purpose
    of section 1 of the bill, it was to prohibit “criminal delivery
    or manufacture [that] occur[red] while the child is on the
    premises and in the proximity” of that activity. 
    Id.
     (remarks
    of Senator Shoemaker). He noted that, as currently writ-
    ten, section 1 prohibited leaving or allowing a child to be in
    a vehicle or on premises where controlled substances “are
    criminally delivered or manufactured.” 
    Id.
     He reasoned
    that, by using the verb “are delivered or manufactured,”
    “[y]ou could have a place where that does happen but isn’t
    happening then. It’s still a place where substances are deliv-
    ered or manufactured. I don’t think that was intended.” 
    Id.
    He added that using “ ‘are being,’ I think, would do it.” 
    Id.
    That is, he suggested that using the present progressive form
    of the verb would better capture the legislature’s intent. 
    Id.
    In response to Senator Shoemaker’s observation,
    two witnesses explained that, for premises, the risks to chil-
    dren were substantial even if controlled substances were
    not in the process of being delivered or manufactured. They
    noted that the presence of precursor chemicals used to man-
    ufacture methamphetamine posed grave risks to children
    10
    The amendments also narrowed section 1 of the bill, which defined first-
    degree child neglect. They provided that “ ‘vehicle’ and ‘premises’ do not include
    public places.”
    252	                                                          State v. Makin
    even if methamphetamine was not currently being manufac-
    tured. See 
    id.
     (testimony of Russ Spencer). They also noted
    the possibility of “booby traps and shoot outs” on premises
    on which controlled substances are sold, even though con-
    trolled substances were not in the process of being sold. 
    Id.
    Those witnesses explained that the knowledge within a
    community that drugs are present in a house “makes the
    house a target,” with the prospect of “violent drug rip-offs
    [and] drive-by shootings.” 
    Id.
    Senator Shoemaker recognized that those concerns
    applied to premises where controlled substances “are manu-
    factured or delivered.” 
    Id.
     He questioned, however, whether
    those concerns also applied to automobiles. He asked:
    “Assume an automobile is used for delivery without the
    child. The child is not there. The next day, the mother
    drives the car with the child in it. Is that neglect?”
    
    Id.
     The witness explained that that was not his intent, and
    counsel for the committee suggested distinguishing vehicles
    from premises. Adopting Senator Shoemaker’s proposal to
    use the progressive form of the verb, the committee coun-
    sel suggested referring to “a vehicle where controlled sub-
    stances are being criminally delivered or manufactured.”
    
    Id.
     (remarks of Ingrid Swenson). The Chair concurred and
    suggested that the bill be amended “to accommodate the dif-
    ferences between a vehicle and a premise.” 
    Id.
     (remarks of
    Senator Cohen). The committee agreed conceptually to that
    amendment. The committee also agreed to send the bill,
    as amended, to the Senate with a “do pass” recommenda-
    tion, which voted for it. The House concurred in the Senate
    amendments, and the Governor signed the bill.11
    11
    Because the version of HB 2545 that came out of the Senate differed from
    the version of the bill that came out of the House, the bill, as amended by the
    Senate, went back to the House. Initially, the House voted not to concur in the bill
    and appointed representatives to be part of a conference committee. Four days
    later, the House voted to reconsider its earlier decision and then voted to concur
    in the Senate version of the bill. Senate and House Journal, Regular Session,
    1991, H-102. Although there are tape recordings of the discussion on the House
    floor, the tapes are almost completely inaudible. It appears from the tapes and the
    House logs that Representative Mannix spoke in favor of reconsidering the bill
    and concurring in the Senate version of the bill. However, what any speaker said
    cannot be determined. Perhaps because of that difficulty, neither party has relied
    on any statement made on the House floor after the amended bill came back from
    the Senate.
    Cite as 
    360 Or 238
     (2016)	253
    With that history in mind, we turn to the parties’
    arguments. The state notes that the witness who testified
    before the House subcommittee in support of HB 2545 took
    the position that “delivered,” as that term was used in sec-
    tion 1 of the bill, included attempted deliveries as defined in
    Boyd; that is, the witness reasoned that possession of con-
    trolled substances with the intent to deliver them constituted
    an attempted delivery and thus a “delivery” for the purposes
    of section 1 of HB 2545. The difficulty with the state’s reli-
    ance on that witness’s testimony is that the House subcom-
    mittee did not accept it. As noted, Representative Mason,
    who was a member of the subcommittee, expressed his view
    that Boyd’s interpretation of “delivery” in the Controlled
    Substances Act was too broad. Moreover, Representative
    Mannix, who was one of the bill’s sponsors, explained that
    “delivery,” as that term was used in section 1 of the child-
    neglect statute, referred to actual delivery, not attempted
    delivery.
    Of greater significance, after that hearing, the
    House subcommittee amended the bill to make “possession
    with intent to distribute” a ground for second-degree child
    neglect. While knowingly leaving a child in a vehicle where
    controlled substances “are criminally delivered” would con-
    stitute first-degree child neglect, knowingly leaving a child
    in a vehicle where controlled substances “are criminally
    possessed with the intent to distribute” would constitute
    second-degree child neglect. That textual change necessar-
    ily implies that, as the bill came out of the House, “delivered”
    did not include “possessed with the intent to distribute.” Put
    differently, first-degree child neglect, as the bill emerged
    from the House, excluded “Boyd deliveries” from the concept
    of delivery.
    The legislative history in the Senate does not provide
    a basis for departing from that understanding. As noted, the
    Senate voted to delete section 3 of the bill, which had defined
    second-degree child neglect as knowingly leaving or allowing
    a child to stay in a vehicle or on premises where controlled
    substances were consumed in the presence of the child or pos-
    sessed with intent to distribute in the presence of the child.
    Two different inferences can be drawn from that decision.
    First, the Senate could have intended that the child-neglect
    254	                                           State v. Makin
    statute would not apply to either of the acts identified in
    section 3 and instead could have chosen to leave those acts
    subject only to the existing child-endangerment law. Second,
    the Senate could have intended to eliminate the first part
    of section 3 (prohibiting leaving a child in a place or vehicle
    where controlled substances are consumed), but it could have
    intended that the second part of section 3 (addressing pos-
    session of controlled substances with the intent to distribute)
    would be subsumed in the term “delivered” in section 1 of the
    bill, which defined first-degree child neglect.
    As discussed above, the colloquy between the com-
    mittee counsel and one of the witnesses on May 29 supports
    the latter inference. However, no member of the commit-
    tee ever endorsed (or even commented on) the interpreta-
    tion that the committee counsel suggested. Moreover, when
    the committee actually considered an amendment to delete
    section 3 in its entirety, the only explanation for doing so
    focused on something else. Counsel explained that section
    3 “would have basically required a person who was in the
    presence of even the criminal possession of a controlled sub-
    stance to leave or remove the child.” Tape Recording, Senate
    Committee on Judiciary, HB 2545, June 11, 1991, Tape 226,
    Side A. Specifically, after hearing an explanation that sec-
    tion 3 would apply to possession, the committee voted to
    delete that section. Ordinarily, the effect of deleting section
    3 of the bill in its entirety would be that the bill would not
    prohibit either of the acts (consumption or possession with
    intent to distribute) that section 3 previously had covered.
    The Senate Judiciary Committee made one last
    change that bears on this issue. As noted, Senator Shoemaker
    proposed changing the verb form from “are delivered” to “are
    being delivered.” After considering the witnesses’ concerns
    regarding the risks to children present on premises where
    controlled substances are manufactured or delivered, the
    committee distinguished between vehicles and premises. It
    made it a crime to knowingly leave or allow a child under
    16 years of age to stay in a vehicle where controlled sub-
    stances “are being criminally delivered or manufactured”
    while making it crime to leave the child on premises where
    controlled substances “are criminally delivered or manufac-
    tured.” Bill File, HB 2545, June 20, 1991 (B-Engrossed Bill).
    Cite as 
    360 Or 238
     (2016)	255
    For the most part, the use of the progressive form
    of the verb answers the question of when the child must
    be present in a vehicle—when a delivery is occurring. It
    does not address what acts constitute a delivery within the
    meaning of the child-neglect statute. However, in discuss-
    ing the problem regarding vehicles that the bill sought to
    address, one of the witnesses explained that there had been
    a well-documented case where the defendant made three
    controlled buys in his car while two of his children were in
    the car. Tape Recording, Senate Committee on Judiciary,
    HB 2545, June 11, 1991, Tape 226, Side A (testimony of
    Russ Spencer). He observed, “As to whether it would consti-
    tute neglect under the bill if the next day they were driving
    down the road, I don’t know but that’s not our intent.” 
    Id.
    The witness did not express a concern that vehicles where
    deliveries customarily are made would become targets for
    people attempting to steal drugs in the same way that drug
    houses would. Rather, the focus was on the dangers that
    ongoing deliveries posed to children inside the cars. While
    not dispositive, the committee’s decision to require that a
    delivery of controlled substances in a vehicle be contempo-
    raneous with the children’s presence is consistent with the
    notion that the committee was concerned with something
    more than possessing drugs in a vehicle with an intent to
    deliver those drugs at some undefined point in the future.
    On balance, we are not persuaded that the Senate’s
    decision to delete section 3 of the bill defining second-degree
    child neglect reflects an intent to depart from the House’s
    understanding of the bill. Three considerations lead us to
    that conclusion. First, the legislative history in the House
    clearly demonstrates an intent to distinguish “delivered”
    from “possessed with intent to distribute.” Second, ordi-
    narily, the effect of deleting section 3 of the bill (prohibiting
    second-degree child neglect) would be to eliminate the prohi-
    bition against all the conduct that that section covered, leav-
    ing any criminal prosecution of that conduct to the child-
    endangerment statute. Third, the stated reason for deleting
    second-degree child neglect in its entirety was to eliminate
    the part of that section that referred to possession, not just
    the part of section 3 that referred to consumption. Arrayed
    against those considerations is an earlier colloquy between
    256	                                                         State v. Makin
    the Senate committee counsel and a witness, which no mem-
    ber of the Senate ever endorsed. In our view, that colloquy is
    far too thin a reed on which to rest the conclusion that the
    state asks us to draw from the legislative history.
    We accordingly hold that first-degree child neglect,
    as defined in ORS 163.547, does not include knowingly leav-
    ing or allowing a child under 16 years of age to stay in a
    vehicle where controlled substances are possessed with an
    intent to deliver them.12 Because the state does not argue
    that the evidence in this case gives rise to any inference other
    than possession with intent to deliver, we reverse the Court
    of Appeals decision to the extent it upheld defendant’s con-
    victions for first-degree child neglect. On review, defendant
    does not challenge his convictions for delivery and posses-
    sion, and the state does not challenge the Court of Appeals
    decision reversing defendant’s conviction for manufacturing
    and remanding that charge for further proceedings. Those
    parts of the Court of Appeals decision are affirmed.
    The decision of the Court of Appeals is affirmed in
    part and reversed in part. The judgment of the circuit court
    is affirmed in part and reversed in part, and the case is
    remanded for further proceedings.
    12
    The state did not charge defendant with child endangerment for allow-
    ing his children to “remain in a place where unlawful activity involving con-
    trolled substances is maintained or conducted[.]” See ORS 163.575(1)(b); State v.
    Gonzalez-Valenzuela, 
    358 Or 451
    , 473-74, 365 P3d 116 (2015) (discussing factors
    that would give rise to such a charge). We accordingly have no occasion to con-
    sider whether the facts in this case would be sufficient for a reasonable trier of
    fact to find defendant guilty of that offense.
    

Document Info

Docket Number: S063440

Citation Numbers: 360 Or. 238, 381 P.3d 799

Filed Date: 9/15/2016

Precedential Status: Precedential

Modified Date: 1/13/2023