Thomas, Jeremy , 505 S.W.3d 916 ( 2016 )

IN THE COURT OF CRIMINAL APPEALS
OF TEXAS
NO. PD-1086-15
JEREMY THOMAS, Appellant
v.
THE STATE OF TEXAS
ON APPELLANT’S PETITION FOR DISCRETIONARY REVIEW
FROM THE FIRST COURT OF APPEALS
HARRIS COUNTY
R ICHARDSON, J., delivered the opinion of the Court in which M EYERS, J OHNSON,
and A LCALA, JJ. joined, and in which K ELLER, P.J., and K EASLER, H ERVEY, and
Y EARY, JJ., joined except as to Section A. Y EARY, J. filed a concurring opinion.
N EWELL, J. did not participate.
OPINION
Appellant, Jeremy Thomas, was tried for the murder of Vernon Keith Moses. While
the jurors were deliberating guilt, they requested that the court read to them a portion of a
witness’s testimony, which is permitted under Texas Code of Criminal Procedure Article
Jeremy Thomas — 2
36.28.1 The trial court complied. The jury resumed deliberations and ultimately found
Appellant guilty. Appellant was sentenced to life in prison. On direct appeal, Appellant
claimed that the trial court erred by reading too little testimony to the jury. The First Court
of Appeals agreed that the trial court erred under Article 36.28 by failing to read additional
testimony that would have been responsive to the jury’s request, but it also held that the error
was harmless and therefore affirmed Appellant’s conviction.2 We agree that the trial court’s
error was harmless and affirm the judgment of the First Court of Appeals.
BACKGROUND
On August 3, 2006, at just after 11:00 p.m., Vernon Keith Moses was shot and killed
in the doorway of his apartment in southwest Houston. Two eyewitnesses claimed they saw
the shooting. Trancquena Johnson and Ochelata Reliford testified unequivocally that
Appellant was the one who shot Moses. There was no evidence before the jury to suggest
that anyone else was the shooter. However, Appellant was permitted to present evidence that
Carnell Meredith, a co-defendant, was present at the time of the shooting and had already
pled guilty to the murder of Moses.
1
“In the trial of a criminal case in a court of record, if the jury disagree as to the statement of
any witness they may, upon applying to the court, have read to them from the court reporter’s notes
that part of such witness testimony or the particular point in dispute, and no other; . . . .” T EX. C ODE
C RIM. P ROC. art. 36.28.
2
Thomas v. State, 470 S.W.3d 577, 587-88 (Tex. App.—Houston [1st Dist.] 2015).
Jeremy Thomas — 3
In addition, there were varying accounts among the witnesses as to how many people
may have been present at the time of the shooting. Trancquena Johnson maintained that there
were four people standing outside Moses’ apartment just before Appellant shot Moses:
Appellant; another man in a white shirt who was with Appellant; Moses; and a woman who
was with Moses. It is likely one of these individuals was Carnell Meredith. Ochelata
Reliford, another witness, testified that there were more than four people standing around at
the time of the shooting, but there were at least two men with Appellant when Appellant shot
Moses. A third witness, Maria Coronado, who lived in the apartment next door to
Appellant’s apartment, testified that she did not see the shooting, but she saw Appellant and
one other man come up the stairs, then go back down again just before she heard shots fired.
Another resident of the apartment complex, Brandon Lusk, testified that, when he came
home around 11:00 p.m., he saw Moses in the parking lot of the apartment complex,
appearing “mad” and “upset,” and talking with an “older looking guy” in a white shirt and
blue jeans. Lusk said that, shortly thereafter, while in his apartment, he heard shots and saw
a man in a black shirt and shorts walking by his apartment with a gun in his left hand. He
did not see the man’s face.
During deliberations, the jury sent a note to the trial court asking the court to provide
“all transcripts of the case.” The trial court sent the jury a form stating that, if the jury
disagrees on the statement of a witness, they could ask to have that testimony read back to
Jeremy Thomas — 4
them on the point in dispute. The form instructed the jury to certify a disagreement as to the
statement of a witness and request that part of the testimony. The form had blanks for the
witness’s name, the lawyer doing the questioning at the time, and the statement in dispute.
The jury sent the form back indicating that the witness was “Tranquena [sic] Johnson,” the
lawyer questioning was “State,” and the statement in dispute was, “With respect to the people
outside Mr. Moses’s apartment immediately prior to the shooting, we are in dispute as to the
number of people present and the respective colors of their shirts.”
The trial court judge brought the jury back into the courtroom and had the court
reporter read three brief portions of Johnson’s testimony—two from her direct examination
by the State and one from her cross-examination by Appellant’s trial counsel:
Q: Then, what happened?
A: And as I was getting them from the car, the defendant ran past me.
Q: What did you notice about him, as he ran by?
A: I noticed him because of me seeing him prior. And there’s nothing specific
that I noticed. What he was wearing and that, you know, I had seen him
before.
Q: What was he wearing?
A: A black T-shirt. I don’t really remember shoes or anything like that.
***
Q: So there were four people total that you saw outside that apartment?
Jeremy Thomas — 5
A: Yes.
***
Q: And as you’re looking there, how many people can you see standing there
arguing?
A: Four.
At trial, but off the record, Appellant’s trial counsel objected that the judge was not
reading enough of Johnson’s testimony back to the jury in response to their request. After
a brief conference at the bench, the judge allowed Appellant’s trial counsel to state the
following objection on the record:
I wanted there to be the inclusion of any testimony and not just in direct, but
to also add anything from cross and any type of redirect, and issue under the
cross-examination or direct of Trancquena Johnson relating to the number of
people. I ask that it be included in its entirety.
The trial court judge overruled the objection “based strictly on the request of the jury,”
as the jury “made a very specific request” as to which witness’s testimony, “and they went
on to narrow that to questions asked by the State.”3 The jury resumed deliberations and
ultimately found Appellant guilty of murder. The trial court sentenced Appellant to life
imprisonment.4
3
We note that the third excerpt read to the jury was from Johnson’s cross-examination. Thus,
Appellant’s objection to the court’s failure to read from her cross-examination is confusing, as is the
court’s ruling “based strictly” on the jury’s request for Johnson’s testimony in response to questions
asked by the State.
4
After his conviction, Appellant filed a notice of appeal and a motion for new trial. His motion
for new trial was granted by the trial court, and his direct appeal was abated during the State’s appeal
Jeremy Thomas — 6
APPELLANT’S DIRECT APPEAL
In his appeal to the First Court of Appeals, Appellant argued—among other points not
pertinent to our review—that the trial court erred by failing to fairly interpret and respond to
the jury’s request for a reading of testimony during deliberations. Appellant claimed (1) that
the trial court should have included additional testimony from the cross-examination of
Johnson that would also have been responsive to the jury’s request, (2) that the trial court
improperly limited the portions of testimony the jury could request, (3) that the trial court
should have included Reliford’s testimony, and (4) that the reading exceeded the scope of
the request. The First Court of Appeals concluded that only the first complaint—that the trial
court should have included additional testimony from the cross-examination of Johnson—had
of the order granting a new trial. In his motion for new trial, Appellant argued that he had obtained
compelling evidence that was not presented at trial, which was the affidavit of Shelita Vallery (sister
of Appellant’s girlfriend, Ciarra Vallery), in which she claimed that she witnessed Carnell Meredith,
not Appellant, shoot Moses. The trial court held that it, and the jury, should have known of this
exculpatory evidence. The trial court granted Appellant’s motion for new trial. The First Court of
Appeals reversed the trial court’s order granting a new trial and reinstated Appellant’s conviction and
sentence, holding that, because Appellant’s trial counsel “was undisputedly aware of the exculpatory
evidence before trial but consciously decided, on the record, not to call the witness at trial, the trial
court erroneously granted Thomas’s motion for new trial in the interest of justice.” State v. Thomas,
426 S.W.3d 233, 241 (Tex. App.—Houston [1st Dist.] 2012). This Court agreed, holding that a new
trial could not be granted in the interest of justice upon a claim that Appellant’s trial counsel failed to
call an exculpatory witness who was known to him and available at trial, unless the claim was based
on ineffective assistance of counsel, which, in this case, it was not. State v. Thomas, 428 S.W.3d 99
(Tex. Crim. App. 2014). Appellant’s direct appeal was reinstated.
Jeremy Thomas — 7
been preserved and that the other three were forfeited because they did not comport with
Appellant’s trial objection.5
In his brief filed with the First Court of Appeals, Appellant argued that what was read
to the jury was “incomplete and misleading.”6 He complained that the testimony that was
read to the jury “completely failed to mention any testimony of the man in the white shirt and
the woman.”7 Appellant asserted that, “for example,” the trial court should have read the
following excerpt of Johnson’s testimony from her cross-examination which would have
been “of value” to the jury:
[Defense counsel]: As you’re looking there, how many people can you see standing
there arguing?
[Trancquena]: Four.8
[Defense counsel]: All right. So you have the female?
5
Thomas v. State, 470 S.W.3d 577, 586 (Tex. App.—Houston [1st Dist.] 2016) (“[T]o the
extent he complains about matters other than the fact that the reading did not include excerpts from
Johnson’s cross-examination, he has failed to preserve these complaints for appellate review.”).
6
Brief of Appellant at 13, Thomas v. State, 470 S.W.3d 577 (Tex. App.—Houston [1st Dist.]
2016) (No. 01-11-00258-CR).
7
Id. at 19. Appellant’s arguments before this Court expand his claim regarding the man in the
white shirt. Appellant now claims his “entire defensive narrative focused on the fact that another man
at the scene was the shooter, and the unidentified man in the white shirt was a prime
suspect.”Appellant argues that, “[b]y omitting the man in the white shirt from the read-back, it was the
same as instructing the jury that Trancquena never saw him at all . . . . After the read-back, the man
in the white shirt evaporated and only Jeremy Thomas was left holding the gun.” Appellant’s Brief
on the Merits at 27, Thomas v. State, No. PD-1086-15 (Tex. Crim. App. Mar. 16, 2016).
8
It should be noted that this first question and answer was read back to the jury in response to
their request. See supra note 3.
Jeremy Thomas — 8
[Trancquena]: Yes.
[Defense counsel]: The person who’s about to be shot?
[Trancquena]: Yes.
[Defense counsel]: And a person in a black shirt and in a white shirt,
correct?
[Trancquena]: Correct.9
Following our holding in Jones v. State,10 the court of appeals held that the trial court
erred by failing to read back this additional testimony from Johnson’s cross-examination
because it would have been responsive to the jury’s request.11 Nevertheless, the court of
appeals affirmed Appellant’s conviction, holding that the trial court’s error under Article
36.28 was harmless because the omission did not affect Appellant’s substantial rights.12 The
court of appeals came to this conclusion based on its observation that “the portion of
9
We found other excerpts from Johnson’s testimony that, although responsive to the jury’s
request, were not read back. However, Appellant did not complain about the court’s failure to read
back any other portion of Johnson’s testimony other than this excerpt from her cross-examination.
10
706 S.W.2d 664 (Tex. Crim. App. 1986).
11
Thomas v. State, 470 S.W.3d 577, 587-88 (Tex. App.—Houston [1st Dist.] 2016) (holding
that, “This testimony is responsive to the jury’s request, and, despite the jury’s request that the court
read only testimony from the State’s questioning of Johnson, the trial court should have read the
additional testimony as well and erred in failing to do so”). The court also cited to our holding in
Jones, wherein we held that trial court erred for failing to read excerpts from cross-examination of
witness even though jury note specified to “[s]end [the jury] court records from the DA’s questions.”
Id. (quoting Jones, 706 S.W.2d at 667-68).
12
Id. at 588; see also T EX. A PP. P. 44.2(b) (“Any [nonconstitutional] error, defect, irregularity,
or variance that does not affect substantial rights must be disregarded”).
Jeremy Thomas — 9
Johnson’s cross-examination that Appellant asserts the trial court should have read back to
the jury did not contradict any of the three excerpts of Johnson’s testimony that the trial court
did read to the jury.” 13
We granted Appellant’s petition for discretionary review challenging the harm
analysis done by the First Court of Appeals—specifically, whether the court of appeals erred
in holding that erroneously omitting testimony from a jury’s request that testimony be read
is harmful only if the excluded portion “contradicted” the selected excerpt.14
ANALYSIS
Article 36.28 provides that, if the jurors disagree as to the testimony of any witness,
they may have read to them that part of the witness’s testimony that is in dispute. 15 This
Court has held that the purpose of Article 36.28 is “to balance our concern that the trial court
not comment on the evidence with the need to provide the jury with the means to resolve any
13
Thomas, 470 S.W.3d at 588.
14
The State claims that this petition should be dismissed as improvidently granted because the
court of appeals followed the correct standard and did not rule that the error in the reading of testimony
was harmful only if the selected excerpt and the excluded excerpt are contradictory. While the court
of appeals did cite to the correct standard under Rule 44.2(b), its harm analysis focused on the lack of
contradiction between what was read back to the jury and what was not. We do not agree that our
grant of review was improvident.
15
T EX. C ODE C RIM. P ROC. art. 36.28 (“In the trial of a criminal case in a court of record, if the
jury disagree as to the statement of any witness they may, upon applying to the court, have read to
them from the court reporter’s notes that part of such witness testimony or the particular point in
dispute, and no other.”).
Jeremy Thomas — 10
factual disputes it may have.”16 When the jury asks the trial court to read back certain
disputed testimony, the trial court judge must first determine if the jury’s inquiry is proper
under Article 36.28.17 If it is proper, the trial court must then interpret the communication
and decide what sections of the testimony will best answer the inquiry.18 The trial court has
discretion to decide “what sections of the testimony will best answer the query, and limit the
testimony accordingly.”19 However, if a trial court reads too much or too little testimony to
the jury, such a response may serve to bolster the State’s case unnecessarily.20 An appellate
court should not disturb a trial court judge’s decision under Article 36.28 unless a clear abuse
of discretion and harm are shown.21
A. Preservation of Error
Appellant complained on direct appeal that the trial court should have read back
Johnson’s testimony on cross-examination wherein she stated that one of the four persons
outside of Moses’ apartment just before he was shot was a man in a white shirt. The State
16
Howell v. State, 175 S.W.3d 786, 790 (Tex. Crim. App. 2005) (citing Robison v. State, 888
S.W.2d 473, 480 (Tex. Crim. App. 1994)).
17
Brown v. State, 870 S.W.2d 53, 55 (Tex. Crim. App. 1994).
18
Id.
19
Jones v. State, 706 S.W.2d 664, 667 (Tex. Crim. App. 1986) (quoting Iness v. State, 606
S.W.2d 306, 314 (Tex. Crim. App. 1980)).
20
See id. at 668 (reading too little testimony); Pugh v. State, 376 S.W.2d 760, 762 (Tex. Crim.
App. 1964) (reading too much testimony).
21
Brown, 870 S.W.2d at 55.
Jeremy Thomas — 11
argued on direct appeal that this complaint by Appellant was not the same as Appellant’s trial
objection—that the trial court should have read testimony “relating to the number of people.”
The court of appeals decided, however, that because Appellant had made a general objection
at trial that the testimony that was read back failed to include relevant excerpts from
Johnson’s cross-examination, he had preserved his argument.
The State now asserts that the court of appeals erred by rejecting the State’s
preservation claim and that it should not have addressed the merits of Appellant’s complaint.
Complaints about error in the reading of trial testimony must be preserved by objection at the
time of the reading.22 To preserve error, a party must object and state the grounds for the
objection with enough specificity to make the trial judge aware of the complaint, unless the
specific grounds were apparent from the context.23 The objection must be sufficiently clear
to give the judge and opposing counsel an opportunity to address and, if necessary, correct
the purported error.24 If a trial objection does not comport with arguments on appeal, error
has not been preserved.25
22
Hollins v. State, 805 S.W.2d 475, 476 (Tex. Crim. App. 1991).
23
T EX. R. A PP. P. 33.1(a)(1)(A).
24
Ford v. State, 305 S.W.3d 530, 533 (Tex. Crim. App. 2009).
25
Goff v. State, 931 S.W.2d 537, 551 (Tex. Crim. App. 1996); see also Yazdchi v. State, 428
S.W.3d 831, 844 (Tex. Crim. App. 2014).
Jeremy Thomas — 12
It is true that Appellant’s trial counsel specified on the record that he wanted the court
to read to the jury “anything from cross and any type of redirect, and issue under the cross-
examination or direct of Trancquena Johnson relating to the number of people.” At that time,
he said nothing on the record regarding the color of people’s shirts or the man in the white
shirt. But, we know from the discussion on the record that Appellant’s trial counsel initially
voiced, off the record, his objection to the court’s reading of testimony. And, as to
Johnson’s testimony, Appellant’s trial counsel did request on the record that “it be included
in its entirety.”
“Error preservation . . . is not an inflexible concept,” and the application of error
preservation rules should not be mechanically applied.26 “The standards of procedural
default are not to be implemented by splitting hairs in the appellate courts.” 27 We hold that
Appellant’s objection at trial adequately complained of the trial court’s failure to read back
all of Johnson’s testimony on direct, cross, and redirect, that would have been responsive to
the jury’s request. Therefore, we agree with the court of appeals that Appellant preserved
his complaint. Since the court of appeals correctly determined that the trial court erred by
not reading back portions of Johnson’s testimony that would have been responsive to the
26
Heather Thomas v. State, 408 S.W.3d 877, 884 (Tex. Crim. App. 2013).
27
Lankston v. State, 827 S.W.2d 907, 909 (Tex. Crim. App. 1992) (holding that “all a party
has to do to avoid the forfeiture of a complaint on appeal is to let the trial judge know what he wants,
why he thinks himself entitled to it, and to do so clearly enough for the judge to understand him at a
time when the trial court is in a proper position to do something about it”).
Jeremy Thomas — 13
jury’s request, we now turn to the issue of whether the court of appeals properly assessed
harm.
B. Categorizing Error under Article 36.28
Up until September 1, 1997, Texas Rule of Appellate Procedure 81(b)(2) provided a
unitary standard of review applicable to all trial error.28 Before then, it would not have been
necessary to categorize an Article 36.28 error in order to assess harm.29 Rule 44.2 replaced
28
T EX. R. A PP. P. 81(b)(2) required that, in all cases in which error is found, an appellate court
shall reverse the judgment under review unless it determines, beyond a reasonable doubt, the error
made no contribution to the conviction or to the punishment.
29
In Jones v. State, 706 S.W.2d 664 (Tex. Crim. App. 1986), which was decided before Rule
44.2 was enacted, this Court held that the defendant was “deprived of a fair trial” because the trial
court read back too little testimony. Id. at 668. In Jones, the trial court responded to the jury’s request
for a witness’s testimony by sending a note to the jurors telling them that a “bona fide dispute” must
exist and instructing the jurors to pinpoint testimony by “which attorney was conducting the
examination or the subject matter under dispute.” Id. at 666 (emphasis added by the Court in its
opinion). The jury in its next note identified the subject matter of the dispute, and added, “Send us
court records from the DA’s questions.” Id. Jones’s counsel asked the trial court to have the court
reporter read to the jury the witness’s testimony on the disputed issue from both the direct and cross-
examinations. The trial court overruled his request. The court of appeals agreed with the trial court’s
decision to limit the testimony read back to the jury, holding that, since the jury limited its request to
the questions of the district attorney, the trial court did not abuse its discretion in so limiting the portion
read to the jury. However, this Court disagreed:
Given the circumstances, the evidence offered, the well defined dispute expressed in
the jury’s note, and the court’s somewhat confusing answer about identifying which
attorney was conducting examination, Appellant’s counsel’s request and “exception,”
and the fact that the evidence on cross-examination clearly bore on the disputed issue,
we conclude the trial court failed to give a realistic interpretation to the jury’s note.
While the trial court was undoubtedly being cautious, fairness did not prevail, and
Appellant was deprived of a fair trial. The trial court abused its discretion.
Id. at 668. The “nonconstitutional” standard for determining harm set forth in Rule 44.2(b) did not
exist when Jones was decided. Although Jones still guides us when assessing whether error occurred
under Article 36.28, we are not bound by Jones when assessing harm. DeGraff v. State, 934 S.W.2d
Jeremy Thomas — 14
Rule 81(b)(2) with a bifurcated standard that provides two avenues for harm analysis,
depending on whether the type of error committed was constitutional or nonconstitutional
(“other error”).30
Appellant does not claim, and never has claimed, that the erroneous decision by the
trial court to omit reading back to the jury some of Johnson’s testimony on cross-examination
was of constitutional dimension covered by Rule 44.2(a). Appellant urges us to—and we
agree that we should—apply the standard for assessing harm pursuant to Rule 44.2(b).31
Under that standard, reversal is required only if the trial court’s Article 36.28 error affected
Appellant’s substantial rights.32
687 (Tex. Crim. App. 1996), was also decided before Rule 44.2(b) came into existence. In DeGraff,
this Court vacated and remanded to the appellate court to conduct a harm analysis pursuant to Tex. R.
App. Proc. 81(b)(2), holding that the court of appeals should not have summarily reversed on the
ground that the trial court erroneously read testimony back to jury without first determining whether
jurors were in dispute.
30
“If the appellate record in a criminal case reveals constitutional error that is subject to
harmless error review, the court of appeals must reverse a judgment of conviction or punishment
unless the court determines beyond a reasonable doubt that the error did not contribute to the
conviction or punishment.” T EX. R. A PP. P. 44.2(a). Rule 44.2(b) provides that “[a]ny other error,
defect, irregularity, or variance that does not affect substantial rights must be disregarded.” Id. at
44.2(b).
31
T EX. R. A PP. P. 44.2(b).
32
We note that our decision is consistent with the intermediate appellate courts that have held
that a violation under Article 36.28 is nonconstitutional. Fox v. State, 283 S.W.3d 85, 91 (Tex.
App.—Houston [14th Dist.] 2009, pet ref’d) (recognizing “sister courts have held that error under
[A]rticle 36.28 is harmless”); Garden v. State, No. 05-02-01672-CR, 2004 WL 346296, *2 (Tex.
App.—Dallas 2004, no pet.) (“We disregard any error unless it affects [appellant’s] substantial rights.”
(citing Woodward v. State, 996 S.W.2d 925, 929 (Tex. App.—Houston [1st Dist.] 1999, pet ref’d))
(not designated for publication); Warren v. State, No. 05-99-01951-CR, 2001 WL 8870, at *5 (Tex.
App.—Dallas 2001, pet. ref’d) (“Error regarding [A]rticle 36.28 is not constitutional error.”) (not
Jeremy Thomas — 15
C. Determining If Appellant’s Substantial Rights Were Affected
“A substantial right is affected when the error had a substantial and injurious effect
or influence in determining the jury’s verdict.”33 We have held that an error had a substantial
and injurious effect or influence if it substantially swayed the jury’s judgment.34 The proper
inquiry is “whether the error itself had substantial influence. If so, or if one is left in grave
doubt, the conviction cannot stand.”35 On the other hand, if “the error did not influence the
jury, or had but very slight effect, the verdict and the judgment should stand.” 36
Neither Appellant nor the State has any formal burden to show harm or harmlessness
under Rule 44.2(b).37 Rather, it is the reviewing court’s duty to assess harm after conducting
a proper review of the record to determine the influence the error had in light of all the other
evidence.38
designated for publication); Walker v. State, 994 S.W.2d 199, 205 (Tex. App.—Houston [1st Dist.]
1999, pet. ref’d) (holding that the error under Article 36.28 did not constitute the denial of a
constitutional right and a harm analysis under Rule 44.2(a) is not required).
33
King v. State, 953 S.W.2d 266, 271 (Tex. Crim. App. 1997); see also Brecht v. Abrahamson,
507 U.S. 619, 638 (1993) (identifying the proper standard as “whether the error ‘had substantial and
injurious effect or influence in determining the jury’s verdict”) (quoting Kotteakos v. United States,
328 U.S. 750, 764-65 (1946)).
34
King, 953 S.W.2d at 271 (applying the test adopted by the United States Supreme Court in
Kotteakos v. United States (citing Kotteakos, 328 U.S. at 764-65)).
35
Kotteakos, 328 U.S. at 764.
36
Id.
37
Burnett v. State, 88 S.W.3d 633, 638 (Tex. Crim. App. 2002).
38
Id. at 762.
 Jeremy Thomas — 16
The court of appeals began its harm analysis with the statement that “[e]rror under
Article 36.28 is harmless ‘where there is no variance between the direct testimony and cross-
examination.’”39 That is most likely always going to be a true observation. However, it is
not the proper starting point for a harm analysis under Rule 44.2(b). Moreover, strict
adherence to that observation could lead to the incorrect assumption and conclusion that the
inverse—error is harmful where there is a variance—is also going to be true.
In this case, there was a variance between Johnson’s direct testimony that was read
to the jury and the excerpt from her cross examination that was not read to the jury. The
portion that was not read to the jury included the additional testimony that one of the four
people in front of Moses’s apartment immediately before he was shot was a female, and one
of the four persons had on a white shirt. The court of appeals decided that, because the
portion of Johnson’s cross examination that was not read to the jury did “not contradict any
39
Thomas v. State, 470 S.W.3d at 588 (quoting Fox v. State, 283 S.W.3d 85, 91 (Tex.
App.—Houston [14th Dist.] 2009). In Fox, the Fourteenth Court of Appeals noted that “two of [its]
sister courts have held that error under Article 36.28 is harmless where there is no variance between
the direct testimony and cross-examination.” Id. (citing Phelps v. State, No. 01-89-00235-CR, 1990
WL 24898, *3-4 (Tex. App. Houston [1st Dist.] 1990, no pet) (not designated for publication); Martin
v. State, 732 S.W.2d 743, 747 (Tex. App. Fort Worth 1987), vacated on other grounds, 760 S.W.2d
662 (Tex. Crim. App. 1988) (examining the entire record to find “nothing in the cross-examination
. . . varies in any way from the testimony actually re-read to the jury”).
Jeremy Thomas — 17
of the three excerpts of Johnson’s testimony that the trial court did read to the jury,” 40 the trial
court’s error was harmless.41
However, the harm analysis in this case should not hinge solely on the lack of
contradiction between the testimony read back and the testimony not read back. A variance
in what is read and what is not read could mean the error is harmful even if there was no
contradiction. That is why a proper harm analysis requires a review of the entire record,
including the weight of the evidence of Appellant’s guilt, in order to determine whether the
trial court’s erroneous omission of testimony that varied from that which was read back to
the jury affected Appellant’s substantial rights. In assessing the likelihood that the jury’s
decision was adversely affected by the error, the reviewing court should consider all of the
testimony and physical evidence admitted for the jury’s consideration, the nature of the
evidence supporting the verdict, the character of the alleged error and how it might be
considered in connection with other evidence in the case, and closing arguments.42 If, after
a review of the record as a whole, the appellate court can say that it “has fair assurance that
40
Thomas, 470 S.W.3d at 588.
41
We recognize that the court of appeals did cite to Rule 44.2(b) and it did conclude that
Appellant’s substantial rights had not been affected.
42
Morales v. State, 32 S.W.3d 862, 867 (Tex. Crim. App. 2000); Llamas v. State, 12 S.W.3d
469, 471 (Tex. Crim. App. 2000) (“To judge the likelihood that harm occurred, appellate courts must
consider everything in the record, including all the evidence admitted at trial [and] the closing
arguments . . . .”).
Jeremy Thomas — 18
the error did not influence the jury, or had but a slight effect,” then the error is harmless.43
D. Examination of The Entire Record
Appellant claims that the trial court’s failure to read back a part of Johnson’s cross
examination testimony—that one of the four people outside of Moses’s apartment was a man
in a white shirt—virtually eliminated his defensive theory. We do not agree.
Throughout the entire trial, it was clear that Appellant’s theory of defense was that he
did not shoot Moses; that Carnell Meredith, acting alone, was the shooter. Appellant was
permitted to present evidence through witnesses other than Johnson that Carnell Meredith
was a co-defendant in this case who had already pled guilty to the charge of murder.
Appellant’s trial counsel was permitted to argue in closing that Carnell Meredith was present
when Moses was shot and had pled guilty to committing the murder:
What you have here is a one-man murder with two people charged and one
man has already pled guilty to it. Carnell Meredith has stood in front of a
Judge and pled guilty to a one-man murder. . . . Only one person is responsible
for this, and that person is already behind bars. . . . And did I mention that
Carnell Meredith has already pled guilty to this? We don’t know where he
went. There’s no testimony about what he did. He broke left beside that
building. He could have gone right or left or back the other way. . . . The
bottom line, folks, as we talked about this, is that this is a one-man murder
with two men charged. And what the police department does not get to do is
charge two different people and then say, gosh, just let the jury figure it out.
They made their accusations, and one of them agreed to it. He said, yeah, I
43
Motilla v. State, 78 S.W.3d 352, 355 (Tex. Crim. App. 2002) (citing Solomon v. State, 49
S.W.3d 356, 365 (Tex. Crim. App. 2001) and Johnson v. State, 967 S.W.2d 410, 417 (Tex. Crim. App.
1998).
Jeremy Thomas — 19
plead guilty. I’m responsible. One man is already guilty. So if you do the
math, that means that the other is not.
The jury heard testimony from witnesses other than Trancquena Johnson that there
was a man, Carnell Meredith, at the scene in a white shirt. Brandon Lusk testified that he
saw Moses and a man in a white shirt together outside Moses’ apartment when he came home
that night. Although there was testimony that Carnell Meredith was wearing a white shirt,
this fact was not emphasized, nor even mentioned, in trial counsel’s closing argument.
Johnson’s testimony did not in any way support Appellant’s theory of defense that Carnell
Meredith was the one who shot Moses. She did not know Carnell Meredith and could not
verify that he was the one in a white shirt.
It is more likely that the jury’s confusion (and, hence, request for a reading of
Johnson’s testimony) may have been over there being another man in a black shirt. Brandon
Lusk stated that, after he heard gunshots, he saw a man in a black shirt holding a gun walk
by his apartment. But the jury heard testimony from Johnson and Reliford that, after
Appellant shot Moses, he ran past them, which was in a different direction from Lusk’s
apartment. The written request by the jury for a reading of testimony regarding the number
of people and the color of their shirts had originally specified that they wanted testimony
from Brandon Lusk. But, on the form, the name “Brandon Lusk” was crossed out and
replaced with “Trancquena Johnson.”
In closing, Appellant’s trial counsel argued that a second person, one in a black shirt,
Jeremy Thomas — 20
was “out there.” He asserted that Brandon Lusk, a credible witness, saw a man, one shorter
than Appellant, in a black shirt “going down the opposite side of the building with a gun
immediately after the shots are being fired.” The prosecution acknowledged in closing that
the man Brandon Lusk saw walk by his apartment wearing a black shirt and holding a gun
was not Appellant. “I submit to you in that area, in that apartment complex, there’s probably
a lot of people running around with guns.” Our reading of the record reflects no confusion
in the testimony about there being a man present in a white shirt. But it does suggest that
there may have been some confusion about there being more than just one man in a black
shirt.
Nowhere did Johnson testify that she saw anyone in a black shirt other than Appellant.
Johnson testified repeatedly that she saw Appellant, who was wearing a black shirt, shoot
Moses. At no time did Johnson’s testimony waver on the fact that Appellant was the one she
saw shoot Moses. Johnson said that she got a “good look” at Appellant as he shot Moses.
Although Appellant places great weight on Johnson’s testimony that one of the four people
standing outside Moses’ apartment was a man in a white shirt, we find that such statement
by Johnson was an insignificant portion of her testimony. The trial court’s failure to read
back that one answer by Johnson on cross-examination could not have had but a slight effect
on the jury’s decision, if any at all.
Jeremy Thomas — 21
This is true, particularly in light of the eyewitness testimony of Reliford, whose
testimony the jury did not request. Reliford testified unequivocally that he saw Appellant
shoot Moses. Reliford testified that, earlier in the day, he had observed Appellant,
Appellant’s girlfriend Ciarra Vallery, and “a couple of other guys” arguing with Moses about
money.44 Reliford said the group had been arguing off and on all day. He also observed
Appellant and his girlfriend arguing just before Appellant and two other men came down the
apartment steps and walked over to Moses’s apartment. Reliford said that Ciarra was crying
and telling Appellant, “don’t do it.” Reliford did not remember the color of Appellant’s shirt
(or anyone else’s shirt), and he was not clear on exactly how many people were around
Moses’s apartment immediately before he was shot—at one time Reliford said four and at
another time he said five. But Reliford did not vary from his testimony that he saw Appellant
pull out a gun and shoot Moses in the head.
We hold that the information elicited from Johnson on cross-examination in the brief
excerpt of testimony that was not read to the jury was not so crucially important as to prove
or disprove either the prosecution’s or defense’s theories in the case, nor did it prove or
disprove an essential element of the crime charged. Additionally, nothing Johnson said on
cross-examination undermined her direct testimony or rendered it potentially misleading.
Nor did the partial reading serve to emphasize a version of events favorable to the State and
44
In response to the prosecutor’s question asking whether he paid attention to what they were
talking about, Reliford responded, “Yes, ma’am. I’m nosey.”
Jeremy Thomas — 22
diminish a version favorable to the defense. While we agree that Johnson’s testimony on
cross-examination—that one of the four people she saw outside of Moses’s apartment when
he was shot was a man who had on a white shirt—should have been read back to the jury in
response to their request, the omission of such testimony from what was read back did not
have a substantial or injurious effect.
CONCLUSION
After reviewing the entire record, we have a fair assurance that the trial court’s error
under Article 36.28 did not influence the jury’s verdict. Because such error did not affect
Appellant’s substantial rights, it was harmless. We affirm the judgment of the First Court
of Appeals.
DELIVERED: November 9, 2016
PUBLISH