State v. Baugh , 2022 UT App 3 ( 2022 )


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    2022 UT App 3
    THE UTAH COURT OF APPEALS
    STATE OF UTAH,
    Appellee,
    v.
    BREVAN BRINGHURST BAUGH,
    Appellant.
    Opinion
    No. 20200178-CA
    Filed January 13, 2022
    First District Court, Logan Department
    The Honorable Angela Fonnesbeck
    No. 181100862
    Emily Adams, Freyja Johnson, and Cherise M.
    Bacalski, Attorneys for Appellant
    Sean D. Reyes and Christopher D. Ballard, Attorneys
    for Appellee
    JUDGE DAVID N. MORTENSEN authored this Opinion, in which
    JUDGES MICHELE M. CHRISTIANSEN FORSTER and JILL M. POHLMAN
    concurred.
    MORTENSEN, Judge:
    ¶1      During its closing argument at Brevan Bringhurst Baugh’s
    trial for two counts of aggravated sexual abuse of a child, the
    State referenced testimony of three instances of alleged abuse.
    But the State then told the jury that “those two counts can be
    fulfilled with . . . any two of those experiences” and that “any
    two of those incidents . . . described . . . can be the elements of
    both of these counts.” The jury rendered a split verdict, and
    Baugh now appeals, contending that defense counsel provided
    ineffective assistance for failing to ensure the jury received
    proper instruction regarding unanimity. We agree; accordingly,
    State v. Baugh
    we vacate Baugh’s conviction and remand for               further
    proceedings consistent with this opinion.
    BACKGROUND
    ¶2     While Baugh lived at the family house from 2012 to April
    2014, his daughter Sasha1 saw a pornographic image of a “hand
    job” Baugh had left “up on the computer.” On another occasion,
    she “walked in on [him] masturbating.” In April 2014, when
    Baugh separated from his wife, Sasha’s mother, Sasha and her
    siblings spent their time with Baugh at his apartment.
    ¶3     Several years later, while Sasha was visiting Baugh, he
    made a comment to Sasha about her clothing choices, stating
    that even though the clothing choices were inconsistent with
    standards by which they aspired to live, he was otherwise “fine”
    with them. The comment upset Sasha, and memories of the past
    started “coming back.” Unsettled by the incident, Sasha reported
    her discomfort to her mother, who then suggested Sasha see a
    therapist. During an ensuing therapy session, Sasha disclosed
    that, years before, Baugh had, on various occasions, forced her to
    touch his penis and give him “hand jobs.”
    ¶4       The detective who responded to the therapist’s report of
    abuse invited Sasha to conduct a recorded confrontation call “to
    get . . . some type of evidence . . . from” Baugh. But when Sasha
    initially confronted Baugh about the abuse, he denied it and
    asked if she was “misremembering things.” When Sasha
    reminded him that he had taken her aside and apologized,
    Baugh insisted the apology was for her inadvertent exposure to
    pornography, and he stated, “[M]y concern here is that you’re
    putting that together with something . . . about me that didn’t
    happen.”
    1. A pseudonym.
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    State v. Baugh
    ¶5      As Sasha pressed and insisted that the abuse occurred,
    Baugh responded, “Well, what I certainly can’t do is deny that
    and say that you’re absolutely wrong because you get to feel
    however—you—you get to remember it however you remember
    it, and I can’t deny that.” When Sasha pressed further and
    described the abuse in detail, Baugh responded, “[Sasha], that’s
    terrible. And I am very sorry for that. . . . I have no recollection
    of that. I am terribly sorry.” And when pressed again and again,
    Baugh responded, “I am not denying it. . . . And—if you say I
    did it, then—then I’m sure I did. I’m sure I did.” Baugh then
    denied that any abuse occurred at the family house. But Baugh’s
    memory of the time period he was living in the apartment was
    fuzzier; he insisted that he “was messed up a lot,” “was doing a
    lot to forget,” and was taking “a lot of medicines to specifically
    try and make [himself] numb” and to make himself “forget the
    trauma” of his separation from Sasha’s mother. “I guess what
    I’m saying,” he continued, “is, if you say it happened, it
    happened . . . and I’m not going to deny it.” He then said,
    I would never physically take your hand and put it
    down my pants. If I did that at the [apartment], I
    can, hmm, totally accept that and say, oh, that’s
    awful. . . . And I’ve got—and I’ve got to own that,
    even if I did it while on a whole bunch of
    medications or high on pot or whatever and don’t
    remember it, but I’ve got to own it.
    ¶6      Shortly after the confrontation call, Baugh was arrested,
    and the investigating detective followed up with an
    interrogation. During the interrogation, Baugh conceded that he
    did not deny the accusation of abuse in the apartment but
    attributed his failure to deny to being “out of it” during the time
    he lived at the apartment. Baugh also conceded that Sasha had
    been exposed to pornography but he consistently and repeatedly
    denied the abuse allegations. The interrogation concluded with
    the following exchange:
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    Detective: “Have you had your daughter giving
    you hand jobs for years?”
    [Baugh]: “For years. Okay. No.”
    Detective: “And when was the last time?”
    [Baugh]: “It would be at the [apartment] here is
    what you’re telling me. I’m telling you at the
    [family house].”
    The State charged Baugh with two counts of aggravated sexual
    abuse of a child: one count for abuse that allegedly occurred in
    2012 and one count for abuse that allegedly occurred in 2014.
    ¶7     At trial, Baugh testified that when he told the detective
    that “the last time something sexual happened between” him
    and Sasha was at the family house, he was not referring to any
    abuse but was referring only to the pornography exposure. Even
    though he maintained that no abuse had ever occurred, Baugh
    also explained that he had not disputed Sasha’s claim of abuse at
    the apartment because he “wanted to . . . meet her where she’s at
    and accept her” and provide “support,” and because he wanted
    Sasha “to feel validated” and help her “deal with whatever
    issues she’s going through.” Baugh expressed his reasoning that
    “she’s entitled to feel however she wants to feel, even if she is
    getting things mixed up.” Baugh, however, maintained his
    position—“I didn’t do what she’s accusing me of.”
    ¶8     Sasha on the other hand testified about three specific
    instances of abuse. She testified that Baugh had made her touch
    and rub his penis on two occasions at the family house—once in
    his bed and once in her bed—and on one occasion at the
    apartment. But nowhere in her testimony did Sasha explain
    specifically when the alleged abuse occurred.
    ¶9    During closing argument the State said,
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    Now, we haven’t charged everything that we could
    have. We charged two counts. And those two
    counts can be fulfilled with—with any two of those
    experiences, any two of those incidents that she
    described, those can be the elements of both of
    these counts.
    Neither the court nor defense counsel took issue with this
    statement. However, the jury instructions informed the jury that
    “[o]pen discussion” could help it “reach a unanimous agreement
    on a verdict.” The instructions also directed the jury that it
    should “[t]ry to reach a unanimous agreement, but only if [it
    could] do so honestly and in good conscience” and that “every
    single juror must agree with the verdict before the defendant can
    be found ‘guilty’ or ‘not guilty.’” And although the instructions
    distinguished the counts based on the date of the alleged
    abuse—2012 for count one, and 2014 for count two—the verdict
    forms required the jury to indicate only whether it unanimously
    agreed that Baugh was “guilty” or “not guilty” for each count
    and not whether it agreed on which instance of alleged abuse
    constituted the crime for which the jury agreed to convict. The
    parties have not identified, and we have not found, anywhere in
    the record where defense counsel requested either specific
    unanimity instructions pertinent to each count or a special
    verdict form requiring the jury to specify which act was linked
    with each conviction.
    ¶10 The jury then retired to deliberate, but nearly seven hours
    into those deliberations—a few minutes after 10:00 p.m.—it
    indicated that it had arrived at an impasse. The court responded
    by orally instructing the jury through the bailiff “to go back and
    keep trying”—recounting the incident for the record only after
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    State v. Baugh
    the fact.2 And at 11:43 p.m. the jury issued a split verdict,
    acquitting Baugh on one count of aggravated sexual abuse of a
    child in 2012 and convicting him on one count of aggravated
    sexual abuse of a child in 2014. Baugh appeals.
    2. Through one issue raised on appeal—that we need not
    resolve—Baugh sought relief based on the court’s failure to
    make a contemporaneous record of how the jury was instructed
    when it reported its impasse. In light of this, we note the
    significance of any supplemental instructions and emphasize
    how important it is for the court to record all the instructions the
    jury receives rather than try to recreate the record after the fact.
    Furthermore, we express our concern with the practice of trial
    courts instructing juries without involvement of counsel. Cf.
    State v. Johnson, 
    2016 UT App 223
    , ¶ 22 n.4, 
    387 P.3d 1048
     (“A
    court is not required to consult counsel before responding to a
    jury’s question by simply referring the jury back to instructions
    already approved by counsel. However, such a course of action
    is risky because the court’s response to a jury question may be
    construed as a new instruction.” (cleaned up)). We also advise
    trial courts to refrain from orally communicating with a jury
    through a bailiff and off the record. In this case, had we needed
    to resolve the issue, we would not have had the information
    necessary to do so because, although the trial court attempted to
    reconstruct the record, the court’s summary shed no light on
    what the bailiff actually said to the jurors. Cf. State v. Martinez,
    
    2021 UT App 11
    , ¶ 58, 
    480 P.3d 1103
     (Christiansen Forster, J.,
    concurring) (“[T]he district court’s failure to record the in-
    chambers discussion with counsel or to memorialize what
    interaction occurred with [the] jury and how [a jury instruction]
    was presented to an apparently deadlocked jury did a disservice
    to [the defendant] and his appellate counsel by hampering their
    attempt to re-create that record two years post-trial.”).
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    State v. Baugh
    ISSUE AND STANDARD OF REVIEW
    ¶11 Baugh contends that defense counsel rendered
    constitutionally “ineffective assistance in failing to ensure that
    the jury was properly instructed regarding unanimity.” In
    particular, Baugh asserts that “[t]he jury was not instructed that
    [it] must unanimously agree as to which of the three alleged
    incidences constituted each [of the two] charged crime[s]” and
    that this failure prejudiced his defense. (Emphasis omitted.)
    “When a claim of ineffective assistance of counsel is raised for
    the first time on appeal, there is no lower court ruling to review
    and we must decide whether the defendant was deprived of the
    effective assistance of counsel as a matter of law.” State v.
    Beckering, 
    2015 UT App 53
    , ¶ 18, 
    346 P.3d 672
     (cleaned up).
    ANALYSIS
    ¶12 To prevail on a claim that defense counsel rendered
    ineffective assistance in failing to ensure the jury received proper
    unanimity instruction, Baugh must make a two-part showing.
    See State v. Scott, 
    2020 UT 13
    , ¶ 28, 
    462 P.3d 350
    . First, Baugh
    must show that “his counsel’s performance was deficient in that
    it fell below an objective standard of reasonableness,” 
    id.
    (cleaned up), that is, “whether, considering all the circumstances,
    counsel’s acts or omissions were objectively unreasonable,” id.
    ¶ 36. Second, Baugh must show that “the deficient performance
    prejudiced the defense,” id. ¶ 28 (cleaned up), in such a way as
    “to undermine confidence in the outcome of the proceeding”—
    i.e., “that the outcome of [the] case would have been different
    absent counsel’s error,” id. ¶ 43 (cleaned up). Here, Baugh has
    carried his burden.
    I. Deficient Performance
    ¶13 Regarding deficient performance, Baugh contends that
    defense counsel’s assistance “fell below an objective level of
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    State v. Baugh
    reasonableness” when he “did not ensure that the jury was
    instructed that [it] must unanimously agree on which of the
    three alleged instances [of abuse] constituted the criminal act for
    each charge on which [it] convicted [him].” We conclude that
    under the circumstances of this case, it constituted deficient
    performance for counsel to fail to request that the jury receive
    proper unanimity instruction through either specific unanimity
    instructions for each count or a special verdict form requiring the
    jury to specify which alleged act was linked with each
    conviction.
    ¶14 The Sixth Amendment to the United States Constitution;
    Article 1, Section 10 of the Utah Constitution; and rule 21(b) of
    the Utah Rules of Criminal Procedure each require “that in
    criminal trials, a jury reach a unanimous verdict.” State v.
    Mendoza, 
    2021 UT App 79
    , ¶ 9, 
    496 P.3d 275
    ; see also Ramos v.
    Louisiana, 
    140 S. Ct. 1390
    , 1397 (2020) (discussing the
    applicability of the Sixth Amendment’s unanimity requirement
    to criminal trials). Moreover, the “requirement of unanimity is
    not met if a jury unanimously finds only that a defendant is
    guilty of a crime”—instead, the jury must reach “unanimity as to
    each count of each distinct crime charged.” State v. Hummel, 
    2017 UT 19
    , ¶ 26, 
    393 P.3d 314
     (cleaned up). In other words, the jury
    must “agree on a specific criminal act for each charge in order to
    convict.” State v. Alires, 
    2019 UT App 206
    , ¶ 22, 
    455 P.3d 636
    .3
    3. The State contests the applicability of State v. Alires, 
    2019 UT App 206
    , 
    455 P.3d 636
    , to this case. Specifically, the State argues
    that Alires does not apply because it was not published until a
    few days after the trial occurred. But the Alires court thoroughly
    identified the established law that should have indicated the
    need for defense counsel in that case to request appropriate
    unanimity instructions. 
    Id.
     ¶¶ 17–25. The Alires court noted that
    “[t]he right to a unanimous verdict in criminal cases is
    (continued…)
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    State v. Baugh
    ¶15 In Alires, counsel rendered deficient performance by
    “propos[ing] instructions that did not require the jury to be
    unanimous as to the specific acts supporting each count of
    conviction.” Id. ¶ 17. In that case, the defendant had been
    charged with six counts of aggravated sexual abuse of a child
    against two different children, but the jury heard testimony of at
    least eight instances of such abuse—six against the first child and
    two against the second. Id. ¶ 22. In relation to the six allegations
    involving the first child, the State argued that “the jury could
    convict . . . on four counts based on any of the six alleged
    touches . . . in ‘any combination.’” Id. And in relation to the two
    allegations concerning the second child, “the State did not
    identify which alleged touch . . . related to which count.” Id.
    (…continued)
    guaranteed by Article 1, Section 10 of the Utah Constitution (the
    Unanimous Verdict Clause).” Id. ¶ 18. The court then went on to
    cite State v. Saunders, 
    1999 UT 59
    , ¶ 60, 
    992 P.2d 951
     (“The Article
    I, section 10 requirement that a jury be unanimous is not met if a
    jury unanimously finds only that a defendant is guilty of a
    crime.”), and State v. Hummel, 
    2017 UT 19
    , ¶ 26, 
    393 P.3d 314
    (“The Unanimous Verdict Clause requires unanimity as to each
    count of each distinct crime charged by the prosecution and
    submitted to the jury for decision.” (cleaned up)). And based on
    the established law, the Alires court concluded, “Where neither
    the charges nor the elements instructions link each count to a
    particular act, instructing the jury that it must agree as to which
    criminal acts occurred is critical to ensuring unanimity on each
    element of each crime.” Alires, 
    2019 UT App 206
    , ¶ 23.
    Accordingly, if the law was well enough established at the time
    Alires was tried, such that the Alires court could determine that
    counsel there performed deficiently in failing to request a proper
    unanimity instruction, the law was also well enough established
    that defense counsel here should have recognized the need to
    request appropriate unanimity instructions.
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    State v. Baugh
    “Once the State failed to elect which act supported each charge,
    the jury should have been instructed to agree on a specific
    criminal act for each charge in order to convict,” 
    id.,
     but counsel
    did not request such an instruction, and “[a]s a result, the jury
    was never instructed that it must unanimously agree that [the
    defendant] committed the same unlawful act to convict on any
    given count,” id. ¶ 23. Accordingly, in that case, “[i]t was
    objectively unreasonable for . . . counsel to propose jury
    instructions that did not require unanimity as to the specific act
    that formed the basis of each count resulting in conviction.”4 Id.
    ¶ 24.
    ¶16 Likewise, in this case, Baugh faced multiple charges for
    aggravated sexual abuse of a child, but the jury heard testimony
    of more instances of alleged abuse than the State charged. See
    supra ¶¶ 6–8. And the instructions “did not require the jury to be
    4. Importantly, whether a failure to request a proper unanimity
    instruction results in prejudice will depend on the facts of each
    case. For example, in some circumstances the evidence will be
    such that although the instructions could allow for a mix-and-
    match approach, it will be apparent that the jury would have
    agreed on a certain act for each count if the need for such
    agreement had been explained to it. See, e.g., State v. Paule, 
    2021 UT App 120
    , ¶¶ 44–45 (holding that unanimity was not a
    concern where the State presented evidence that could support
    multiple bases for an obstruction of justice charge but focused on
    only one of those bases in prosecuting the case). In short, where
    there are multiple criminal acts at issue, the lack of a unanimity
    instruction does not necessarily equal prejudice—the specific
    facts and circumstances of each case and the strength or
    weakness of the evidence will be paramount to determining if
    prejudice has been established. See, e.g., State v. Case, 
    2020 UT App 81
    , ¶ 26, 
    467 P.3d 893
    .
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    State v. Baugh
    unanimous as to the specific acts supporting each count of
    conviction.” See Alires, 
    2019 UT App 206
    , ¶ 17.
    ¶17 As in Alires, nothing in this case conclusively linked the
    allegations to the counts listed in the instructions. While the
    instructions here did link each count with a certain timeframe—
    2012 for count one and 2014 for count two—the instructions did
    not link each count with a particular act because nothing the jury
    heard at trial linked any particular act with an associated
    timeframe. Sasha was never asked to explain when the alleged
    abuse occurred, and although she indicated that two instances of
    abuse occurred at the family house and one instance of abuse
    occurred at the apartment, the association between an instance
    of abuse (alleged to have occurred in a specific place) and a
    particular count (alleged to have occurred during a particular
    time) was not established because Baugh lived at both the family
    house and the apartment in 2014. Notably, the jury did not
    convict Baugh on count one, the count associated with 2012,
    when Baugh undisputedly lived only at the family house. And
    although the jury convicted Baugh on count two, because Baugh
    lived in both the family house and the apartment in 2014, we
    cannot know which one of the three instances of alleged abuse
    (one of two in the family house or the one in the apartment) was
    the one for which the jury convicted him.
    ¶18 Further, like the prosecutor in Alires, the State apparently
    sought to use this ambiguity to its advantage by inviting the jury
    to convict on both counts based on the idea that “those two
    counts can be fulfilled with—with any two of those experiences”
    and that “any two of those incidents . . . can be the elements of
    both of these counts.” As this court stated in Alires, “Where
    neither the charges nor the elements instructions link each count
    to a particular act, instructing the jury that it must agree as to
    which criminal acts occurred is critical to ensuring unanimity on
    each element of each crime.” Id. ¶ 23. The prosecutor’s
    comments directly contradicted the basic principles of
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    State v. Baugh
    unanimity, and defense counsel neglected to request that the
    jury was otherwise properly instructed.
    ¶19 “[T]he jury [had] to be unanimous as to the specific acts
    supporting each count of conviction.” See id. ¶ 17. And without a
    sufficient link to the actions in the instructions themselves, an
    instruction requiring as much was “critical to ensuring
    unanimity.” See id. ¶ 23. “By failing to require juror unanimity as
    to each underlying act, the instructions—coupled with the
    prosecutor’s closing argument—effectively lowered the State’s
    burden of proof.” See id. ¶ 25. And where defense “counsel bears
    a duty to assist the defendant in reaping the benefits of a jury
    trial and to hold the State to its full and complete burden of
    proof,” such a failure constitutes deficient performance. See State
    v. Mendoza, 
    2021 UT App 79
    , ¶ 17, 
    496 P.3d 275
    .
    II. Prejudice
    ¶20 Regarding prejudice, Baugh contends that the ambiguity
    in the jury instructions, the dearth of consistent evidence, and
    the State’s invitation for the jury to apply any act to any charge
    all work together to establish a “reasonable probability that, but
    for counsel’s unprofessional errors, the result of the proceeding
    would have been different,” such that our confidence in the
    proceeding’s outcome should be undermined. (Cleaned up.)
    Baugh persuades us on this point, and we determine that
    “consider[ing] the totality of the evidence,” defense counsel’s
    deficient performance has undermined our confidence in the
    proceeding’s outcome. See State v. Alires, 
    2019 UT App 206
    , ¶ 27,
    
    455 P.3d 636
     (cleaned up).
    ¶21 Although Sasha testified about two instances of abuse at
    the family house and one instance of abuse at the apartment,
    Baugh resided in the family house from 2012 until April 2014
    and also resided in the apartment in 2014. Thus, the jury had no
    way of inferring when two of the alleged acts of abuse occurred
    based on where the acts occurred. The jury instructions
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    State v. Baugh
    distinguished the counts, not by location but based on the date
    of the alleged abuse—2012 for count one and 2014 for count two.
    By attempting to link the counts with acts that occurred at a
    particular time but not at a particular location, the unanimity
    that would otherwise have been inherent in the conviction based
    on location was lost when the jury heard no evidence about
    when the alleged abuse occurred. The fact that the jury heard
    nothing specific about when each act occurred creates a
    reasonable probability that the jurors did not agree on which act
    of alleged abuse supported each count. As noted, the jury heard
    allegations that two acts of abuse occurred in the family house
    and one occurred in the apartment. But the jury did not convict
    Baugh on count one, the 2012 count, which occurred when
    Baugh lived only at the family house. And because Baugh lived
    in both the family house and the apartment in 2014, we cannot
    know if the jury agreed that the conviction for count two, the
    2014 count, was for one of the two alleged acts of abuse in the
    family house or the alleged act of abuse in the apartment. It is
    therefore entirely possible that some (but not all) of the jurors
    convicted on count two based on the belief that the alleged abuse
    occurred at the family house, while some other (but not all)
    jurors convicted based on the belief that the abuse occurred at
    the apartment.
    ¶22 Further, although the alleged abuse that occurred in the
    apartment had to have occurred in 2014, the evidence of that
    abuse is not so overwhelming that we can conclude that the jury
    must have unanimously agreed on that act—as opposed to an
    alleged act of abuse at the family house—as the basis for its
    conviction on count two for abuse in 2014. See 
    id.
     (“A verdict or
    conclusion only weakly supported by the record is more likely to
    have been affected by errors than one with overwhelming record
    support.” (cleaned up)). Sasha reported the abuse years after it
    occurred, while Baugh maintained—through the confrontation
    call, the interrogation, and the trial—that no abuse happened in
    the family house and that he had no memory of any abuse at the
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    apartment. And although the State asserts that Baugh “admitted
    to” the act of abuse in the apartment, it points to no language
    where Baugh expressly admitted the allegations and it instead
    insists that his non-denial is actually an admission. But at trial
    Baugh denied abusing Sasha and testified that he did not deny
    Sasha’s accusations because he wanted to validate his daughter’s
    feelings even though he maintained she was “getting things
    mixed up.” And while the jury was free to disregard his
    explanation, we cannot, on this cold record, conclude that there
    is no reasonable probability that the jury found his explanation
    credible.
    ¶23 Moreover, we note the State has relied on Baugh’s alleged
    admission both below and on appeal; but importantly, the
    theory of this admission’s origin and significance has changed.
    At trial, in support of its claim that Baugh had admitted to
    abuse, the State relied on the exchange at the end of the
    interrogation where Baugh responded to the detective’s question
    about whether he “had [his] daughter giving [him] hand jobs for
    years.” Specifically, the State argued that Baugh’s statement was
    an admission that he had abused Sasha at the family house. On
    appeal, however, the State acknowledges that this statement was
    ambiguous and shifts its focus to Baugh’s failure to deny the
    allegations during the confrontation call as the critical
    admission.
    ¶24 But admission or not, the very fact that the State can
    espouse multiple theories regarding the existence of an
    admission demonstrates the potential variability in the way the
    jury could have viewed the evidence—that is, we cannot be
    confident as to how it viewed the evidence including any
    possible admission. Indeed, regarding the failure to deny the
    allegations during the confrontation call, we do not know
    whether the jury believed this was because the abuse actually
    occurred or because Baugh truly was validating Sasha. And
    regarding the interrogation question about whether Baugh had
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    State v. Baugh
    been abusing Sasha for years, we do not know whether the jury
    understood Baugh’s response to be an admission or whether it
    accepted his explanation that any response he gave referred to
    her exposure to pornography. Accordingly, the jurors might
    have attributed different significance to different explanations,
    and given that any admission would also not establish that the
    jury unanimously agreed which act constituted the crime for
    which it convicted, we remain unable to identify one charge on
    which we can say with confidence it would have convicted.
    ¶25 Finally, we view the State’s invitation to the jury to take
    any allegation and apply it to any count as significantly
    undermining our confidence in the proceeding’s outcome. See id.
    ¶ 26. The State argued that the “two counts can be fulfilled with
    . . . any two of those experiences” that Sasha described and that
    “any two of those incidents . . . can be the elements of both of
    these counts.” The State openly invited the jury to engage in a
    free-for-all when applying the acts to the counts, and in so
    doing, rejected any theory that the acts that had been testified to
    were specially linked to particular counts based on the timing
    and location of the underlying criminal act. Cf. id. ¶ 30
    (expressing concern with the verdict in part because “[t]he State
    told the jury in closing argument that any of the alleged acts
    against a particular victim could support any of the charges
    relating to that victim”). Following this invitation (an invitation
    that loomed large in the absence of any specific unanimity
    instruction), the jury deliberated over a case with relatively
    simple facts for nearly seven hours before announcing that it had
    arrived at an impasse. The court instructed the jury to keep
    trying, and at 11:43 p.m., over an hour later, the jury returned
    with a split verdict. All this suggests that the jury might have
    struggled with the evidence.
    ¶26 Accordingly, considering all the circumstances, we see a
    reasonable probability that but for defense counsel’s deficient
    performance, the proceeding’s outcome would have differed—in
    20200178-CA                    15                 
    2022 UT App 3
    State v. Baugh
    other words, under these circumstances our confidence in the
    outcome has been undermined.
    CONCLUSION
    ¶27 Because defense counsel performed deficiently when he
    did not request that the jury receive proper unanimity
    instruction, and because this deficiency prejudiced Baugh’s
    defense in such a way that undermines our confidence in the
    proceeding’s outcome, we vacate Baugh’s conviction and
    remand for further proceedings.5
    5. “Ordinarily, a defendant who prevails on an ineffective
    assistance of counsel claim is entitled to a new trial. But where
    the counts of conviction cannot be distinguished from the counts
    on which the defendant was acquitted, a retrial may be
    prohibited by the Double Jeopardy Clause. We express no
    opinion on the merits of the double-jeopardy issue, which will
    not be ripe unless and until the State seeks a retrial.” Alires, 
    2019 UT App 206
    , ¶ 31 n.7 (cleaned up).
    20200178-CA                     16                  
    2022 UT App 3
                                

Document Info

Docket Number: 20200178-CA

Citation Numbers: 2022 UT App 3

Filed Date: 1/13/2022

Precedential Status: Precedential

Modified Date: 1/18/2022