State v. Gasper , 436 P.3d 200 ( 2018 )


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    2018 UT App 164
    THE UTAH COURT OF APPEALS
    STATE OF UTAH,
    Appellee,
    v.
    AARON GASPER,
    Appellant.
    Opinion
    No. 20160872-CA
    Filed August 23, 2018
    Third District Court, Salt Lake Department
    The Honorable Katie Bernards-Goodman
    No. 141913141
    Herschel Bullen, Attorney for Appellant
    Sean D. Reyes, Jeanne B. Inouye and Jeffrey D. Mann,
    Attorneys for Appellee
    JUDGE DAVID N. MORTENSEN authored this Opinion, in which
    JUDGES KATE A. TOOMEY and RYAN M. HARRIS concurred.
    MORTENSEN, Judge:
    ¶1     Defendant Aaron Gasper hosted a house party in the
    summer of 2014. Following the party, a teenage guest accused
    Gasper of twice raping her during the course of the evening. The
    State charged Gasper with two counts of rape and sought to
    admit evidence under rule 404(b) of the Utah Rules of Evidence
    of a previous instance of alleged sexual assault involving
    Gasper. The district court admitted the evidence for the
    noncharacter purpose of intent and under the doctrine of
    chances. Gasper later pled guilty to second degree forcible
    sexual abuse, preserving his right to appeal the district court’s
    ruling admitting the disputed bad act evidence. The district
    court subsequently sentenced Gasper to an indeterminate prison
    term of one-to-fifteen years, rejecting his request to impose
    probation instead of prison. He appeals and we affirm.
    State v. Gasper
    BACKGROUND
    Victim Incident
    ¶2     In August 2014, Victim attended a friend’s birthday party
    that Gasper hosted at his home. Victim testified that she let the
    party guests know that she had a boyfriend and was not
    romantically interested in anyone else. She also tried to limit her
    alcohol consumption—she had “two or three strawberry-
    flavored ales.” At the party, Victim met Gasper for the first time.
    ¶3     As the party progressed, Gasper repeatedly attempted to
    convince Victim to drink shots of alcohol, which she declined
    until later in the night. When she finally did drink one of the
    shots Gasper offered her, Victim immediately became nauseated
    and tired. Gasper, a licensed massage therapist, then offered to
    give her a massage. Victim allowed Gasper to give her a massage
    with the caution that he “[could not] touch anything that would
    normally be covered by [her] underwear.” She then lay on the
    floor and fell asleep as he massaged her back.
    ¶4        The next thing Victim remembered was being wakened in
    the dark and moved to a couch. She vomited while she was on
    the couch, and someone—she believed it was Gasper—gave her
    a clean T-shirt to wear. She again fell asleep and awoke the next
    morning only to realize that Gasper “was currently having sex
    with [her].” Somehow, she had been moved from the couch to a
    bedroom, where she awoke to a “burning and tearing sensation
    in . . . the vagina and labia”—with Gasper on top of her.
    ¶5     Victim immediately put on her clothes and went home.
    Upon arriving home, she texted a few friends, including her
    boyfriend, about what had happened. One of her friends took
    her to the police station a few hours later. Afterward, she went to
    the emergency room, where medical personnel collected
    evidence for a rape kit. She later talked to a police detective
    about the incident, stating that she did not give Gasper any
    indication she was interested in him and, more importantly, she
    did not consent to having sexual intercourse with him.
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    State v. Gasper
    ¶6      Gasper, when later interviewed, admitted to the police
    that he had sexual intercourse with Victim when they were
    sitting on the couch together while the party was winding down.
    When asked about being in the bedroom with Victim the next
    morning, he said that he wanted to lie with her in the bed and
    that she needed assistance.
    The Alleged Previous Incident
    ¶7     Prior to trial, the State moved to admit bad act evidence
    against Gasper. During the evidentiary hearing on the State’s
    motion, Witness gave an account of her alleged experience with
    Gasper in January 2013. At that time, she and her brother,
    (Brother) were living together. Witness testified that around 10
    p.m., Brother brought a couple of friends home. One of the
    friends was Gasper.
    ¶8      This was the first time Witness had met him. Witness also
    testified that despite her protests, Gasper kept inappropriately
    touching her, including her buttocks. She told Gasper that she
    had a boyfriend and was not interested in him, to which Gasper
    responded, “Oh, I do this all the time . . . I’ll make you feel
    better.” Witness testified that she “knew [Gasper] was a massage
    therapist . . . and that was the indication that he gave me . . . [that
    he could] make my shoulders so I wasn’t tense.” She rejected his
    offer and continued to decline his additional physical advances.
    ¶9     At some point in the evening, he brought her an already-
    opened beer. She accepted the drink and they both proceeded to
    “chug” their respective beers. Almost immediately, she felt
    dizzy, sick, and very tired, as though she needed to go to sleep.
    Sensing impending sickness, she headed to her bedroom to lie
    down—alone.
    ¶10 Witness did not wake up until 4 p.m. the next day, which
    was very unusual for her. When she awoke, she was completely
    nude, which was also out of character. Because she shared the
    apartment with her brother, Witness testified that she never slept
    without clothes on. Additionally, after waking up, she
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    State v. Gasper
    experienced vaginal pain “like she might be torn.” When she
    went to remove a tampon that she had inserted the night before,
    she initially could not find it. She then realized it was lodged
    deep inside of her, and she was eventually able to remove it only
    with great difficulty.
    ¶11 A couple of days later, Witness discussed the experience
    with Brother, 1 and he told her that he had seen Gasper coming
    out of her bedroom on the morning in question. At that point,
    she contacted rape crisis counselors and filed a report.
    Summary of Proceedings
    ¶12 The State charged Gasper with two counts of rape for his
    conduct against Victim. The State filed a motion to admit
    evidence of Gasper’s alleged assault on Witness under rule
    404(b) of the Utah Rules of Evidence, but the court later struck
    that motion when the State could not proceed at the scheduled
    evidentiary hearing.
    ¶13 The State then filed a second motion to admit the
    evidence, arguing that evidence of Gasper’s alleged sexual
    assault on Witness was relevant to establish Gasper’s intent to
    engage in sexual intercourse without Victim’s consent, to show a
    lack of accident or mistake as to consent, and to rebut Gasper’s
    claim that Victim was fabricating her allegations. The State also
    argued that the evidence was relevant under the doctrine of
    chances and any risk of unfair prejudice in admitting the
    evidence did not substantially outweigh its probative value.
    After an evidentiary hearing during which it heard the
    1. At the evidentiary hearing on the State’s motion to admit bad
    act evidence against Gasper, Brother confirmed that sometime
    after the bars closed that night, he, a cousin, and Gasper had
    gathered at the apartment where he and Witness lived. Witness
    was already there. All were drinking and around 2 a.m., Brother
    went to bed. Around 10:30 a.m. the next morning, he saw Gasper
    emerge from Witness’s room.
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    State v. Gasper
    testimony of Witness and Brother, the district court granted the
    State’s motion to admit the evidence and entered corresponding
    findings of fact and conclusions of law.
    ¶14 Gasper later entered a plea of guilty to one count of
    forcible sexual abuse, a second degree felony, the terms of which
    preserved his right to appeal the district court’s ruling admitting
    the bad act evidence of his conduct against Witness. The district
    court sentenced Gasper to a prison term of one-to-fifteen years,
    rejecting his request to impose probation instead of prison.
    Gasper appeals.
    ISSUES AND STANDARDS OF REVIEW
    ¶15 Gasper raises two issues on appeal. 2 First, he argues that
    the district court abused its discretion under rule 404(b) by
    admitting the bad act evidence against Gasper. We review a
    district court’s decision to admit evidence under rule 404(b) for
    abuse of discretion, State v. Reece, 
    2015 UT 45
    , ¶ 17, 
    349 P.3d 712
    ,
    and assess “whether the district judge made an error in
    admitting or excluding the evidence in question,” State v.
    Thornton, 
    2017 UT 9
    , ¶ 53, 
    391 P.3d 1016
     (emphasis omitted). In
    other words, we do not focus on the path the district court took
    in reaching its conclusion, but review only the conclusion itself.
    Id. ¶ 3 (“[A]ppellate review of evidentiary rulings is on the
    decision made at trial, not the process by which that decision is
    reached.”).
    ¶16 Second, Gasper argues that the district court abused its
    discretion by unfairly sentencing him to prison—rather than
    2. During oral argument before the Court of Appeals, Gasper
    raised, for the first time, the argument that the district court
    created unfair prejudice against Gasper by implying that a date-
    rape drug was used by Gasper against Victim and Witness. Not
    having been previously raised, this issue is unpreserved and we
    therefore decline to address it further.
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    State v. Gasper
    suspending his sentence and imposing probation and
    monitoring—in light of his “background and the crime
    committed” as well as “the interests of society.” We review the
    district court’s sentencing decision, including its decision to
    grant or deny probation, for abuse of discretion. State v.
    Valdovinos, 
    2003 UT App 432
    , ¶ 14, 
    82 P.3d 1167
    . “An abuse of
    discretion results when the judge fails to consider all legally
    relevant factors or if the sentence imposed is clearly excessive.”
    
    Id.
     (cleaned up).
    ANALYSIS
    I. Admission of Bad Act Evidence
    ¶17 Gasper asserts that the district court abused its discretion
    by admitting bad act evidence under rule 404(b) of the Utah
    Rules of Evidence. His contention lacks merit because the bad act
    evidence meets the admissibility standards under rule 404(b),
    which provides:
    Evidence of a crime, wrong, or other act is not
    admissible to prove a person’s character in order to
    show that on a particular occasion the person acted
    in conformity with the character . . . . [but] may be
    admissible for another purpose, such as proving
    motive, opportunity, intent, preparation, plan,
    knowledge, identity, absence of mistake, or lack of
    accident.
    Utah R. Evid. 404(b). Accordingly, evidence of a defendant’s bad
    act is not admissible to show a defendant’s propensity to engage
    in criminal behavior. State v. Burke, 
    2011 UT App 168
    , ¶ 29, 
    256 P.3d 1102
    . But bad act evidence may be admissible under rule
    404(b) for other proper, noncharacter purposes. See Utah R. Evid.
    404(b)(2).
    ¶18 Although appellate review regarding the admission of
    evidence is ultimately limited to “whether the district judge
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    State v. Gasper
    made an error,” our supreme court has also noted that best
    practice encourages the court to “march[] through the standards
    set forth in rules 404(b), 402, and 403, and present[] . . . analysis
    on the record. And the judge who does so will be better-
    positioned to have [the] decision on admissibility of prior
    misconduct evidence affirmed on appeal.” State v. Thornton, 
    2017 UT 9
    , ¶ 54, 
    391 P.3d 1016
    .
    ¶19 Pursuant to this framework, to be admissible, the
    evidence (1) must be “offered for a genuine, noncharacter
    purpose,” (2) “must be relevant,” 3 and (3) “the probative value
    of the evidence must not be substantially outweighed by the
    danger of unfair prejudice.” State v. Lucero, 
    2014 UT 15
    , ¶ 13, 
    328 P.3d 841
    , abrogated on other grounds by Thornton, 
    2017 UT 9
    . Here,
    the evidence against Gasper meets this criteria. The evidence
    was appropriately admitted for a proper, noncharacter purpose 4
    of showing Gasper’s intent to engage in sexual intercourse
    without Victim’s consent; the evidence was relevant; and the
    probative value of the evidence was not outweighed by the
    danger of unfair prejudice.
    A.     Noncharacter Purpose
    ¶20 Historically, “evidence that a defendant raped others has
    been viewed solely as impermissible character evidence and has
    not been considered probative of whether a current victim was
    raped.” State v. Nelson-Waggoner, 
    2000 UT 59
    , ¶ 24, 
    6 P.3d 1120
    .
    However, in more recent years, courts have admitted such bad
    3. As our supreme court has noted, “Relevance is a low bar.”
    State v. Thornton, 
    2017 UT 9
    , ¶ 61, 
    391 P.3d 1016
    . Evidence is
    relevant if it has “any” tendency to make a fact of consequence
    more or less probable. Utah R. Evid. 401.
    4. The State also argues that the doctrine of chances applies
    regarding the admissibility of evidence in this case. But because
    we affirm the decision of the district court on the grounds of
    intent, we need not address every possible noncharacter basis.
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    State v. Gasper
    act evidence “for the noncharacter purpose of proving the
    element of lack of consent in certain rape trials. This is especially
    true when a defendant allegedly obviates the victim’s consent in
    a strikingly similar manner in several alleged rapes.” 
    Id.
     While
    this evidence “is not conclusive proof that the victim did not
    consent,” such evidence is “both relevant and material to the
    issue of consent and therefore properly admissible.” See 
    id.
    (cleaned up) (holding that evidence of two other instances of
    alleged rape suggested lack of consent and was therefore
    admissible as noncharacter evidence where the defendant used
    the same pattern of painful sexual positions).
    ¶21 Here, the similarities between the two incidents suggest a
    lack of consent. In both instances, the victims reported being
    touched by Gasper under the pretense of a “professional
    massage”; being given unsealed alcoholic drinks by Gasper;
    feeling sick and abnormally tired after consuming their drinks;
    and waking up to find that they had been—or were being—
    sexually assaulted. The two incidents represent a pattern of
    behavior that is distinctively similar and therefore admissible to
    show intent—a permissible noncharacter purpose. See State v.
    Marchet, 
    2014 UT App 147
    , ¶ 29, 
    330 P.3d 138
     (affirming the
    admission of rule 404(b) evidence where “the similarities
    between the events . . . rendered the bad act[] evidence relevant
    to [show intent]”). Therefore, Gasper’s repeated, parallel acts can
    be properly used to show his intent to engage in sexual activity
    without Victim’s consent.
    B.     Relevance
    ¶22 Admission of Gasper’s alleged rape of Witness is relevant
    to show his intent to engage in sexual intercourse with Victim
    without her consent. Under Utah law, rape has only two
    elements: sexual intercourse and lack of consent. As one of only
    two elements, proof of a lack of consent is material to the crime
    of rape. See 
    Utah Code Ann. § 76-5-402
    (1) (LexisNexis 2017) (“A
    person commits rape when the actor has sexual intercourse with
    another person without the victim’s consent.”); see also Nelson-
    Waggoner, 
    2000 UT 59
    , ¶ 27. Consent was the only issue at trial
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    State v. Gasper
    because Gasper admitted to having sexual intercourse with
    Victim at the party. Because the bad act evidence makes the
    existence of a material fact—Victim’s lack of consent—more
    probable than it would have been without the admission of the
    act, it is relevant under rule 402. See Nelson-Waggoner, 
    2000 UT 59
    , ¶¶ 27–28.
    C.    Probative Value Outweighs Danger of Unfair Prejudice
    ¶23 Any potential prejudice 5 Gasper may have suffered due to
    the admission of the evidence does not substantially outweigh
    its probative value. Admission of evidence is unfairly prejudicial
    only if it creates “an undue tendency to suggest decision on an
    improper basis.” State v. Maurer, 
    770 P.2d 981
    , 984 (Utah 1989);
    see also State v. Burke, 
    2011 UT App 168
    , ¶ 34, 
    256 P.3d 1102
    .
    Here, admission of the prior bad act evidence does not suggest a
    decision made on an improper basis. We agree with the State
    that Gasper’s conduct toward Victim was “pretty prejudicial by
    itself.” Both instances included: powerful and possibly tainted
    drinks; getting sick and becoming abnormally tired; getting a
    massage from Gasper; and being sexually assaulted. Because the
    two events are so similar, the district court determined that it
    was unlikely that a jury would find Gasper’s conduct toward his
    first target “any more offensive or disturbing” than his conduct
    5. During argument before the district court, both parties
    discussed the “overmastering hostility” factor as it related to
    prejudice, despite that metric being rejected by the Utah
    Supreme Court in State v. Cuttler, 
    2015 UT 95
    , ¶ 20, 
    367 P.3d 981
    .
    On appeal, Gasper asserts that the district court’s consideration
    of the “overmastering hostility” factor constitutes fundamental
    error. This claim is both unpreserved and invited error, and we
    decline to address the issue further. See, e.g., State v. Hamilton,
    
    2003 UT 22
    , ¶ 54, 
    70 P.3d 111
     (holding that invited error exists
    when counsel “either by statement or act, affirmatively
    represent[s] to the court” an incorrect statement of law). In any
    event, as explained above, the only question on appeal is
    whether the evidence should not have been admitted.
    20160872-CA                     9               
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    State v. Gasper
    toward Victim. Accordingly, the district court did not abuse its
    discretion in admitting the bad act evidence.
    II. Improper Sentencing
    ¶24 Gasper contends that the district court abused its
    discretion by sentencing him to an indeterminate prison term of
    one-to-fifteen years instead of suspending his prison sentence
    and granting him probation. He claims that the sentence is
    unfair “in light of [his] background and the crime committed” as
    well as “the interests of society which underlie the criminal
    justice system.” This argument is unavailing because Gasper has
    not demonstrated that the district court “fail[ed] to consider all
    legally relevant factors or [that] the sentence imposed is clearly
    excessive.” State v. Valdovinos, 
    2003 UT App 432
    , ¶ 14, 
    82 P.3d 1167
     (cleaned up).
    ¶25 Due process “requires that a sentencing judge act on
    reasonably reliable and relevant information in exercising
    discretion in fixing a sentence.” State v. Howell, 
    707 P.2d 115
    , 118
    (Utah 1985). Criminal sentences “should be appropriate for the
    defendant in light of his background and the crime committed
    and also serve the interests of society which underlie the
    criminal justice system.” State v. McClendon, 
    611 P.2d 728
    , 729
    (Utah 1980).
    ¶26 In determining a proper punishment, the court has “wide
    latitude” in sentencing, and the sentencing decision will be
    reversed “only if it is an abuse of the judge’s discretion.” State v.
    Scott, 
    2017 UT App 103
    , ¶ 10, 
    400 P.3d 1172
     (cleaned up). An
    abuse of discretion results only when the sentencing judge “fails
    to consider all legally relevant factors or if the sentence imposed
    is clearly excessive.” Valdovinos, 
    2003 UT App 432
    , ¶ 14 (cleaned
    up). In other words, an abuse of discretion results only if “no
    reasonable person would take the view adopted by the district
    court.” Scott, 
    2017 UT App 103
    , ¶ 10 (cleaned up).
    ¶27 Here, there was no abuse of discretion. Gasper attempts
    to convince this court that because he is only thirty-six years old
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    State v. Gasper
    and has completed an associate’s degree, the court abused its
    discretion by denying him probation. 6 This argument lacks merit
    as it suggests that a person’s education, background, or age
    alleviates the significant, aggravated nature of the crime of
    forcible sexual abuse. While Gasper persistently asserts that the
    district court abused its discretion, he fails to identify any
    concrete reasons as to why, other than his age and background,
    the sentence imposed is inherently unfair. And the sentencing
    court expressly considered his age, background, and education
    in determining Gasper’s sentence. Therefore, we affirm the
    district court’s sentencing on the basis that Gasper has not
    demonstrated that the district court “fail[ed] to consider all
    legally relevant factors or [that] the sentence imposed [was]
    clearly excessive.” Valdovinos, 
    2003 UT App 432
    , ¶ 14 (cleaned
    up).
    CONCLUSION
    ¶28 We conclude that the district court did not abuse its
    discretion by allowing evidence of Gasper’s prior alleged
    assault. We also conclude that Gasper’s improper sentencing
    claim lacks merit because he has failed to demonstrate that the
    district court abused its discretion. Accordingly, we affirm.
    6. A district court has broad discretion in deciding whether to
    grant probation. This is because “[t]he granting or withholding
    of probation involves considering intangibles of character,
    personality and attitude, of which the cold record gives little
    inkling.” State v. Rhodes, 
    818 P.2d 1048
    , 1049 (Utah Ct. App. 1991)
    (cleaned up). Thus, “whether to grant probation is within the
    complete discretion of the [district] court.” 
    Id.
     A reviewing court
    may overturn the denial of probation only if it is “clear that the
    actions of the judge were so inherently unfair as to constitute
    abuse of discretion.” 
    Id. at 1051
     (cleaned up).
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