David Thomas Horn, s/k/a v. Commonwealth ( 2003 )

COURT OF APPEALS OF VIRGINIA
Present: Judges Annunziata, Clements and Kelsey
Argued at Salem, Virginia
DAVID THOMAS HORN, S/K/A
DAVE THOMAS HORN
MEMORANDUM OPINION* BY
v. Record No. 1317-02-3 JUDGE JEAN HARRISON CLEMENTS
DECEMBER 30, 2003
COMMONWEALTH OF VIRGINIA
FROM THE CIRCUIT COURT OF TAZEWELL COUNTY
Keary R. Williams, Judge
Kelly Combs Necessary (Dudley, Galumbeck, Necessary & Dennis,
on brief), for appellant.
Margaret W. Reed, Assistant Attorney General (Jerry W. Kilgore,
Attorney General, on brief), for appellee.
David Thomas Horn was convicted, upon a plea of nolo contendere, of rape, in violation
of Code § 18.2-61. On appeal, Horn contends the trial court erred in denying his motion at the
sentencing hearing to withdraw his plea of nolo contendere. Finding no error, we affirm the
conviction.
As the parties are fully conversant with the record in this case and because this
memorandum opinion carries no precedential value, this opinion recites only those facts and
incidents of the proceedings as are necessary to the parties’ understanding of the disposition of
this appeal.
*
Pursuant to Code § 17.1-413, this opinion is not designated for publication.
I. BACKGROUND
“Under familiar principles of appellate review, we examine the evidence in the light most
favorable to the Commonwealth, the prevailing party below, granting to it all reasonable
inferences fairly deducible therefrom.” King v. Commonwealth, 264 Va. 576, 578, 570 S.E.2d
863, 864 (2002). So examined, the evidence presented to the trial court established that, on
February 2, 1998, Horn told the police that he had raped his fifteen-year-old sister-in-law (the
complaining witness) on January 31, 1998, in the stairwell of a local hospital and that he “wanted
to go to jail.” He further admitted that the complaining witness “tried to get [him] to stop but
[he] wouldn’t” and that, after raping her, he told the complaining witness he “would kill her if
she told” anyone about the rape.
When subsequently contacted by the police and the Commonwealth’s Attorney’s office,
the complaining witness, who was the sister of Horn’s wife, confirmed that Horn “had sexual
intercourse with [her] without [her] consent” in the stairwell of the hospital. She further reported
that Horn used a knife in the commission of the rape.
On May 5, 1998, Horn was indicted on charges of rape, in violation of Code § 18.2-61,
and abduction with intent to defile, in violation of Code §§ 18.2-48 and 18.2-10. On November
30, 1998, Horn entered into a plea agreement with the Commonwealth, wherein he stipulated
there was sufficient evidence to find him guilty of raping the complaining witness and agreed to
enter a plea of nolo contendere to the rape charge. In exchange, the Commonwealth agreed to
move to nolle prosequi the abduction with intent to defile charge.
At a hearing before the trial court that same day, the Commonwealth moved to nolle
prosequi the abduction with intent to defile charge. The court granted the Commonwealth’s
motion. Horn was then arraigned and, “after private consultation with and being advised by his
. . . counsel,” entered a plea of “no contest” to the rape charge and stipulated that “the evidence
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to be presented by the Commonwealth would be sufficient for a finding of guilt.” After
thoroughly examining Horn as to his understanding of his nolo contendere plea, the trial court
found that Horn “fully understood the nature and effect of his plea and of the penalties that may
be imposed upon conviction, and of the waiver of trial by jury and of appeal” and that the “plea
was freely and voluntarily given.” “[B]efore fixing punishment or imposing sentence,” the trial
court took Horn’s plea under advisement and ordered that a pre-sentence report be prepared. The
trial court continued the case to allow for the preparation of that report. The court’s findings and
rulings were memorialized in an order entered January 19, 1999.1
On February 10, 1999, Horn’s cousin, Willie Mack, took the complaining witness and her
mother to defense counsel’s office. During a recorded interview, the complaining witness told
Horn’s attorney that the sexual intercourse she had with Horn in the hospital stairwell on January
31, 1998, was consensual and that Horn did not have a knife at the time. She also stated that she
could not remember if she and Horn said anything to each other before they “slept together” in
the stairwell or whose idea it was. When asked why she gave the police a different account of
what happened, the complaining witness said she did not know, she “just did.” Later, when
asked why she told her mother she was raped, the complaining witness said her “mother would
be concerned that [she] slept with anyone.” When asked why she later told her mother she was
not raped, the complaining witness responded, “I guess my sister.” Asked to explain her answer,
she said, “Well, if [Horn] goes to jail, she is going to be mad at me. . . . I decided to say [there
was no rape committed] because there ain’t no use in somebody going to jail . . . when they got
kids, leave my sister sitting up there with kids. They need took care of.” When asked if she had
been threatened or coerced by Horn to change her statement, the complaining witness replied, “I
1
The Honorable Donald R. Mullins presided over these initial proceedings.
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don’t want to answer.” Later, she responded affirmatively when asked if she was giving the
statement to defense counsel “voluntarily and of [her] free will.”
At the March 15, 2002 sentencing hearing, Horn requested that he be allowed, based on
the complaining witness’ February 10, 1999 statement to his attorney recanting her accusation of
rape, to withdraw his plea of nolo contendere, enter a plea of not guilty, and proceed to trial.
The Commonwealth objected to Horn’s request, arguing that Horn should not be allowed to
withdraw his nolo contendere plea because the complaining witness’ statement of February 10,
1999, was coerced by Horn and his family. In support of its objection, the Commonwealth
called the complaining witness to the witness stand.
The complaining witness testified that her statement to the police that Horn had a knife
and raped her in the hospital stairway was the truth. She admitted that she went to the office of
Horn’s attorney and recanted that statement, but explained that she did so only because her
mother and sister, who was married to Horn, pressured her to retract her accusation of rape. She
testified her mother told her to retract the accusation because Horn called the mother and
threatened to burn down the mother’s house with the family inside if the complaining witness did
not recant her statement accusing Horn. The complaining witness further testified that Mack
also made threats and that she was scared. The complaining witness also testified that her sister
pressured her to say the sexual intercourse with Horn was consensual by making her “feel real
bad because of the kids,” telling her that the children “would be without their daddy” and that the
sister “would be by herself” raising the children. The complaining witness further testified on
cross-examination as follows:
[DEFENSE COUNSEL]: Okay. I just want to make sure that I
understand. The statement that you gave to me . . ., you’re now
telling me it’s not true and correct, is that correct?
[COMPLAINING WITNESS]: Correct.
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[DEFENSE COUNSEL]: I guess my problem is how am I going
to know which is true and which is not true?
[COMPLAINING WITNESS]: I don’t know. I mean I’m telling
the truth now. The reason I gave the statement to you is because I
was scared. I mean I didn’t really know what else to do. I was
thinking of the kids. Plus I was scared of what his family might do
or what he might do. And I was really confused.
[DEFENSE COUNSEL]: I guess my question then would be if
you were scared then why aren’t you scared now?
[COMPLAINING WITNESS]: Well, I am.
[DEFENSE COUNSEL]: All right. If you were thinking of the
children then why are you not thinking of the children now?
[COMPLAINING WITNESS]: It hurts me –
[DEFENSE COUNSEL]: What is your reason?
[COMPLAINING WITNESS]: It hurts me that the children is
going to be without their daddy. My sister calls saying that her
kids is crying, but that’s not my fault. That’s his fault.
* * * * * * *
[DEFENSE COUNSEL]: Then why did you come [to give the
statement]?
[COMPLAINING WITNESS]: Because I was scared. I was
scared for my life.
Horn testified at the sentencing hearing that the sexual intercourse he had with the
complaining witness in the hospital stairwell on January 31, 1998, was consensual and that he
did not use a knife or other weapon. He further testified that he turned himself in to the police
because he had committed statutory rape.
Following the presentation of evidence and argument by counsel, the trial court found
that, after entering a plea of “no contest” to the charge of rape, Horn attempted, “through and by
counsel,” to alter the circumstances underlying his plea “by taking a statement from the
prosecuting witness that would change the nature of that offense[].” Thus, the court noted, it had
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to decide whether to accept “the original version of the facts” given by the complaining witness
to the police or the version of the facts “given to [Horn’s] attorney by way of a statement
sometime after that.” In making that decision, the trial judge found as follows: “I’ve listened to
[the complaining] witness testify here on the witness stand today. I’ve observed her demeanor
and her person as she testified and I can tell you here now, Mr. Horn, I accept her version of
those facts and the original version of those circumstances.” The trial court then pronounced
Horn guilty of rape and sentenced him to fifty years in prison.
This appeal followed.
II. ANALYSIS
On appeal, Horn contends the trial court abused its discretion in not allowing him to
withdraw his plea of nolo contendere and proceed to trial upon the “new evidence” that the
complaining witness recanted her claim that the sexual intercourse at issue was not consensual.
We disagree and affirm the judgment of the trial court.
“[A] plea of nolo contendere is not a confession of guilt . . . . Nonetheless, by entering a
plea of nolo contendere, the defendant ‘implies a confession . . . of the truth of the charge . . .
[and] agrees that the court may consider him guilty’ for the purpose of imposing judgment and
sentence.” Commonwealth v. Jackson, 255 Va. 552, 555, 499 S.E.2d 276, 278 (1998) (citation
omitted) (quoting Honaker v. Howe, 60 Va. (19 Gratt.) 50, 53 (1869)). Code § 19.2-296 allows a
defendant to withdraw a plea of nolo contendere before sentence is imposed. Jefferson v.
Commonwealth, 27 Va. App. 477, 485, 500 S.E.2d 219, 223 (1998). Pleas of guilty and nolo
contendere are treated “alike in the context of a motion to withdraw” a plea under Code
§ 19.2-296. Id.
[W]hether or not an accused should be allowed to withdraw
a plea of [nolo contendere] for the purpose of submitting one of
not guilty is a matter that rests within the sound discretion of the
trial court and is to be determined by the facts and circumstances
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of each case. No fixed or definite rule applicable to and
determinative of all cases can be laid down. However, the motion
should not be denied, if timely made, and if it appears from the
surrounding circumstances that the plea of [nolo contendere] was
submitted in good faith under an honest mistake of material fact or
facts, or if it was induced by fraud, coercion or undue influence
and would not otherwise have been made.
Parris v. Commonwealth, 189 Va. 321, 324, 52 S.E.2d 872, 873 (1949). In other words, “[t]he
least surprise or influence causing a defendant to plead [nolo contendere] when he [or she] has
any defense at all should be sufficient grounds for permitting a change of plea from [nolo
contendere] to not guilty.” Id. at 325, 52 S.E.2d at 874 (quoting 14 Am. Jur. Criminal Law
§ 287).
“Determining whether a court erred in declining to allow withdrawal of a [nolo
contendere] plea ‘requires an examination of the circumstances confronting [the] accused
immediately prior to and at the time he [or she] pleaded to the charge.’” Jones v.
Commonwealth, 29 Va. App. 503, 512, 513 S.E.2d 431, 436 (1999) (latter alterations in original)
(quoting Parris, 189 Va. at 322, 52 S.E.2d at 872). “The court’s finding as to the credibility of
witnesses and the weight of the evidence in support of a motion to withdraw a [nolo contendere]
plea will not be disturbed unless plainly wrong or without evidence to support it.” Id. at 512,
513 S.E.2d at 435.
Considering the facts and circumstances of this case, we conclude that the record fails to
show that Horn’s plea was involuntary; induced by fraud, coercion, or undue influence; or based
upon any surprise or honest mistake of material fact. To the contrary, the record contains ample
evidence to support the trial court’s denial of Horn’s motion to withdraw his plea of nolo
contendere.
Horn entered a plea of nolo contendere to the rape charge and stipulated that “the
evidence to be presented by the Commonwealth would be sufficient for a finding of guilt.” After
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examining Horn concerning his decision to enter a plea of nolo contendere and his understanding
of the effect of that plea, the trial court correctly found, based upon Horn’s responses, that Horn
“fully understood the nature and effect of his plea” and that Horn’s nolo contendere plea was
“freely and voluntarily given.” Horn presented no evidence to the contrary at the sentencing
hearing. Accordingly, we find that Horn’s plea was voluntary and was not induced by fraud,
coercion, or undue influence.
The evidence presented at the sentencing hearing established that Horn told the police
that he had raped the complaining witness in the stairwell of a hospital and that he “wanted to go
to jail.” Horn also told the police that, during the rape, the complaining witness “tried to get
[him] to stop but [he] wouldn’t” and that, after raping her, he told the complaining witness he
“would kill her if she told” anyone about the rape.
In the complaining witness’ initial statement to the police regarding the incident, she
stated that she did not consent to the sexual intercourse with Horn and that he used a knife during
the rape. After Horn entered his plea, however, the complaining witness told Horn’s attorney
that the sexual intercourse with Horn was consensual and that Horn did not have a knife with
him at the time.
At the sentencing hearing, the complaining witness testified that she recanted her
accusation because her sister and mother had pressured her to do so. She explained that her
sister, who was married to Horn, made the complaining witness “feel bad because of the kids”
and told her that she did not want to raise her children alone. She also testified that her mother
informed her about threats from Horn and his family due to the complaining witness’ accusation
against Horn. Horn had threatened to burn down the mother’s house with her family inside if the
complaining witness did not recant the accusation. The complaining witness testified that she
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retracted her accusation because she was afraid for her life, that her original statement to the
police was true, and that she was, in fact, raped by Horn.
The trial court accepted the complaining witness’ testimony at the sentencing hearing,
concluded that her recantation was untrue, and rejected Horn’s testimony that the sexual
intercourse was consensual. The court’s conclusions are amply supported by the record and not
plainly wrong.
Thus, the record fails to show that Horn entered his plea of nolo contendere based upon
any surprise or honest mistake of material fact. Consequently, the trial court did not abuse its
discretion in denying Horn’s motion to withdraw his plea of nolo contendere.
Accordingly, we affirm Horn’s conviction.
Affirmed.
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