Michael Gene Howell v. Commonwealth of Virginia ( 2012 )

COURT OF APPEALS OF VIRGINIA
Present: Chief Judge Felton, Judges McCullough and Huff
Argued at Alexandria, Virginia
MICHAEL GENE HOWELL
MEMORANDUM OPINION * BY
v. Record No. 1206-11-4 JUDGE GLEN A. HUFF
JUNE 19, 2012
COMMONWEALTH OF VIRGINIA
FROM THE CIRCUIT COURT OF LOUDOUN COUNTY
Herman A. Whisenant, Jr., Judge Designate
Charles F. Koehler (Law Office of Charles F. Koehler, P.C., on
briefs), for appellant.
Katherine Quinlan Adelfio, Assistant Attorney General (Kenneth T.
Cuccinelli, II, Attorney General, on brief), for appellee.
Michael Gene Howell (“appellant”) appeals his conviction of grand larceny, in violation
of Code § 18.2-95. Following a jury trial in the Circuit Court of Loudoun County (“trial court”),
appellant was sentenced to four years in prison. On appeal, appellant contends that the trial court
erred in (1) permitting a witness who did not observe appellant in the store to testify regarding
what the witness observed on the store’s surveillance video; (2) providing a jury instruction on
flight when the Commonwealth did not provide any evidence in its case-in-chief or in rebuttal
that appellant fled the store; and (3) not permitting the jury to hear testimony regarding the
co-defendant’s sentence. For the following reasons, we affirm the judgment of the trial court.
*
Pursuant to Code § 17.1-413, this opinion is not designated for publication.
I. BACKGROUND
On appeal, “‘we consider the evidence and all reasonable inferences flowing from that
evidence in the light most favorable to the Commonwealth, the prevailing party at trial.’”
Williams v. Commonwealth, 49 Va. App. 439, 442, 642 S.E.2d 295, 296 (2007) (en banc)
(quoting Jackson v. Commonwealth, 267 Va. 666, 672, 594 S.E.2d 595, 598 (2004)). So viewed,
the evidence is as follows.
On August 17, 2009, Javier Arevalo-Melendez (“Arevalo-Melendez”) saw a man he
identified as appellant carry a Dyson vacuum cleaner box out of the Bed, Bath and Beyond store
where Arevalo-Melendez was employed. Arevalo-Melendez observed appellant leave the store
through the entrance door, which he found unusual because “nobody really goes out that way,
carrying any type of merchandise.” Arevalo-Melendez then observed appellant put the box in
the back seat of a vehicle and walk toward another store. Arevalo-Melendez promptly wrote
down the vehicle’s license plate number and reported the incident to the store manager.
Arevalo-Melendez also went to the area of the store that contained vacuum cleaners and found
security packaging discarded on the floor.
Arevalo-Melendez testified at trial that the entrance door has a “Do Not Exit” sign posted
on it, does not open automatically for customers from the inside, and is located “pretty far from
the registers.” Arevalo-Melendez also testified that it is possible for an individual to remove the
security packaging that covers Dyson vacuum cleaners and that the vacuum cleaner appellant
carried out of the store had no security packaging.
Dustin Fox (“Fox”), the store manager on duty at the time of the offense, testified at trial
that no Dyson vacuum cleaners had been sold on the date of the offense, nor does the store allow
customers to retrieve items that have been purchased on a prior date. Fox also testified that he
watched the store’s surveillance video shortly after the offense occurred and that the video
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depicted appellant leaving the store through the entrance door with the vacuum cleaner at the
same time as a second individual walked into the store through the entrance door. Appellant
objected to Fox’s testimony regarding the contents of the surveillance video on the basis that the
video was a “silent witness,” and, thus, testimony as to its contents constituted hearsay. The trial
court, however, overruled the objection and admitted Fox’s testimony into evidence. The
videotape was also admitted into evidence without objection.
At the close of all the evidence, the Commonwealth submitted a jury instruction on flight
that stated: “If a person flees to avoid detection, this creates no presumption that the person is
guilty of having committed the crime; however, it is a circumstance that you may consider along
with the other evidence.” Appellant objected to the Commonwealth’s instruction, arguing “I
do[]n[o]t believe that there is any evidence to show that [appellant] was fleeing. No one ever
told him to cease, stop, or anything.” In response, the Commonwealth asserted:
I think you can see from the video that [appellant] leaves the store
and . . . Arevalo[-Melendez] is coming – is running out of the store
shortly thereafter. [Appellant] puts the Dyson vacuum cleaner in
the car and then he leaves after that. I think it is up to the jury to
decide whether he was fleeing or not.
The trial court overruled appellant’s objection and gave the flight instruction. The jury returned
a guilty verdict for grand larceny, in violation of Code § 18.2-95.
At the sentencing proceeding, appellant requested that the co-defendant, Gary Pearson
(“Pearson”), be permitted to testify. The Commonwealth objected, proffering the following: “I
believe that what [appellant’s] counsel is going to want [Pearson] to testify to is that he got a
misdemeanor in this case and that somehow this is an unfair treatment of [appellant].”
Appellant’s counsel asserted that “it is highly relevant. In any case, in any [j]udge’s sentence
and hearing, they take into consideration the co-defendant, what they received and the amount of
time they had . . . .” The trial court sustained the Commonwealth’s objection and disallowed
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Pearson’s testimony, explaining that “when sentencing comes, the [j]udge would [take into
consideration the co-defendant’s sentence] . . . [but] [w]e are not going to submit it to the jury.”
Following the sentencing proceeding, the trial court imposed the jury’s recommended sentence
of four years’ imprisonment. This appeal followed.
II. ANALYSIS 1
A. Testimony on Surveillance Video
On appeal, appellant first asserts that the trial court erred in permitting Fox to testify as to
what he observed on the store’s surveillance video in that the video was admitted into evidence
as a “silent witness,” and thus the testimony constituted inadmissible hearsay.
“Ordinarily, we review questions regarding admissibility of evidence for an abuse of
discretion, and ‘[o]nly when reasonable jurists could not differ can we say an abuse of discretion
has occurred.’” Brown v. Commonwealth, 54 Va. App. 107, 112, 676 S.E.2d 326, 328 (2009)
(citation and internal citation omitted). “However, ‘when the trial court makes an error of law’
in the admission of evidence, ‘an abuse of discretion occurs.’” Id. (citation omitted).
Accordingly, “‘such evidentiary issues presenting a question of law are reviewed de novo by this
Court.’” Id. at 112-13, 676 S.E.2d at 328 (citation omitted).
“Hearsay is a statement, other than one made by the declarant while testifying at trial,
which is offered to prove the truth of the matter asserted.” Clark v. Commonwealth, 14 Va. App.
1068, 1070, 421 S.E.2d 28, 30 (1992) (citation omitted). “This Court has previously recognized
that where ‘there is no out-of-court asserter,’ there can be no hearsay.” Bynum v.
Commonwealth, 57 Va. App. 487, 491, 704 S.E.2d 131, 133 (2011) (citation omitted); see, e.g.,
Tatum v. Commonwealth, 17 Va. App. 585, 588, 440 S.E.2d 133, 135 (1994) (holding that
1
Although the Commonwealth asserts on brief that the issues are procedurally barred, we
find that appellant has adequately preserved the issues for appeal and thus address the merits of
appellant’s arguments.
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testimony regarding information from a caller ID display did not violate hearsay principles in
that the display was “based on computer generated information and not simply the repetition of
prior recorded human input or observation”).
Although this Court has not previously addressed whether a witness’ testimony as to the
contents of a surveillance video violates hearsay principles, our recent decision in Bynum is
persuasive in this case. 57 Va. App. 487, 704 S.E.2d 131. In Bynum, we held that a witness’
testimony about information depicted in an aerial photograph prepared by someone other than
the witness did not constitute hearsay. Id. In so finding, the Court determined the photograph
was not an “out-of-court declarant” given that “[i]t is not the recordation or compilation of
another human being’s assertions [or] . . . a communication of input from another person.
Rather, it is simply a technological reproduction of an existing reality.” Id. at 491-92, 704
S.E.2d at 133. Accordingly, we determined that “[s]ince this aerial photograph is not a
declaration of any person, it cannot be said that a witness using the photograph is ‘reading’ the
‘assertions’ of an out-of-court declarant.” Id. at 492, 704 S.E.2d at 134. We distinguished,
however, circumstances in which “a witness read[s] information that an out-of-court human
declarant had recorded, and hence communicated, in writing,” such as police reports. Id. at 493,
704 S.E.2d at 134.
Bynum further provides that our decision does not contravene “[t]he underlying rationale
for the hearsay rule” because
“the basis for the exclusion of hearsay testimony is that it is not
subject to the tests which can ordinarily be applied for the
ascertainment of the truth of such testimony. It has been said that
it lacks any guarantee of trustworthiness.” Particularly, courts
have been concerned with the lack of opportunity to cross-examine
an out-of-court declarant. However, with a photograph, there is
generally no out-of-court declarant that can be cross-examined.
Rather, the trustworthiness of a photograph is established by
proper authentication.
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Id. at 492 n.3, 704 S.E.2d at 133 n.3 (internal citations omitted). In view of these principles, we
find that surveillance videos merit similar treatment to other technological reproductions in
determining hearsay violations. See Charles E. Friend, The Law of Evidence in Virginia § 18-5,
at 737 (6th ed. 2003) (“When a witness seeks to testify as to the witness’s observations of a
computer display or the readout of other electronic devices, the hearsay objection is often raised
. . . . In general, however, the courts have treated such matters as being outside of the ambit of
the hearsay rule.”).
Fox’s testimony regarding the events depicted in the surveillance video did not constitute
hearsay. Fox testified as to what he personally observed on the video at the time of the offense.
Because the surveillance video was not an assertion by an out-of-court declarant, it follows that
Fox’s testimony was not a mere recitation of a third party’s assertion. Rather, Fox’s testimony
described a “technological reproduction of an existing reality.” Bynum, 57 Va. App. at 491-92,
704 S.E.2d at 133. Furthermore, we note that the video’s admission into evidence as a “silent
witness” does not alter our analysis in that this evidentiary label does not transform the video
into a “declarant.” 2 Based on the foregoing, we hold that Fox’s testimony was not hearsay, and
thus the trial court did not abuse its discretion in overruling the hearsay objection to the
testimony of Fox.
B. Jury Instruction on Flight
Appellant also argues that the trial court erred in giving a jury instruction on flight when
the Commonwealth did not provide any evidence in its case-in-chief or in rebuttal that appellant
fled the store.
2
Although not yet in effect, we note that Rule 2:801(b) of the Virginia Rules of Evidence
recently approved and promulgated by the Supreme Court of Virginia defines “declarant” as “a
person who makes a statement.” Virginia Rule of Evidence 2:801(b) (enacted by 2012 Acts ch.
688).
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“As a general rule, the matter of granting and denying instructions . . . rest[s] in the
sound discretion of the trial court.” Cooper v. Commonwealth, 277 Va. 377, 381, 673 S.E.2d
185, 187 (2009) (citations omitted). “‘Our sole responsibility in reviewing [jury instructions] is
to see that the law has been clearly stated and that the instructions cover all issues which the
evidence fairly raises.’” Id. (citation omitted). “Flight following the commission of a crime is
evidence of guilt, and the jury may be so instructed.” Clagett v. Commonwealth, 252 Va. 79, 93,
472 S.E.2d 263, 271 (1996) (citation omitted).
We note at the outset that the instruction was qualified. The instruction given to the jury
stated that “[i]f a person flees to avoid detection . . . it is a circumstance that you may consider
along with the other evidence.” (Emphasis added). Thus, the jury could observe the video of
what occurred as appellant exited the store, and the jury itself could see from the video whether
the conduct at issue constituted flight. However, assuming without deciding that it was error for
the trial court to give the jury instruction on flight, we hold that any such error was harmless.
Pursuant to Code § 8.01-678, non-constitutional error is harmless if “it plainly appears from the
record and the evidence given at the trial that the parties have had a fair trial on the merits and
substantial justice has been reached.” Specifically,
“[i]f, when all is said and done, the conviction is sure that the error
did not influence the jury, or had but slight effect, the verdict and
the judgment should stand . . . . But if one cannot say, with fair
assurance, after pondering all that happened without stripping the
erroneous action from the whole, that the judgment was not
substantially swayed by the error, it is impossible to conclude that
substantial rights were not affected . . . . If so, or if one is left in
grave doubt, the conviction cannot stand.”
Turman v. Commonwealth, 276 Va. 558, 567, 667 S.E.2d 767, 772 (2008) (citations omitted).
In this case, any error in giving the jury instruction had but slight, if any, effect on
appellant’s conviction. The sole issue before the trial court was whether appellant committed
grand larceny of the vacuum cleaner. While the instruction permitted the jury to consider the
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circumstances of appellant’s exit from the store as probative of guilt, the other evidence in the
record, particularly the surveillance videotape and the testimony of Arevalo-Melendez,
nonetheless established that appellant committed grand larceny by carrying the unpurchased
vacuum cleaner from the store and placing it in his vehicle. Accordingly, we hold that the jury
verdict “was not substantially swayed by the error,” and thus any error was harmless.
C. Testimony on Co-Defendant’s Sentencing
Lastly, appellant asserts that the trial court erred in not permitting the jury to hear
testimony regarding Pearson’s sentence during the penalty phase of the trial.
“‘Discretion is vested in the trial court to determine, subject to the rules of evidence
governing admissibility, the evidence which may be adduced in mitigation of the offense.’”
Runyon v. Commonwealth, 29 Va. App. 573, 577, 513 S.E.2d 872, 874 (1999) (citation omitted).
“[A] trial court’s discretionary ruling on this issue should not be disturbed on appeal absent a
clear abuse of discretion.” Commonwealth v. Shifflett, 257 Va. 34, 44, 510 S.E.2d 232, 237
(1999) (citation omitted).
Code § 19.2-295.1 governs sentencing proceedings after conviction and provides, in
relevant part, that the jury may hear “relevant, admissible evidence related to punishment.” In
short, “[t]he kind of evidence contemplated by [Code] § 19.2-295.1 bears upon the record of the
defendant and the nature of his crime.” Shifflett, 257 Va. at 44, 510 S.E.2d at 236. “Evidence of
a good previous record, and extenuating circumstances tending to explain, but not excuse, the
commission of the noncapital crime is admissible mitigating evidence.” Id. By contrast,
“[e]vidence as to the result of another defendant’s trial for the same crime is irrelevant to the
determination by the jury of the appropriate punishment for the defendant whose sentence is
being weighed.” Coppola v. Commonwealth, 220 Va. 243, 254, 257 S.E.2d 797, 805 (1979)
(addressing co-defendants’ sentencing for capital murder); see Runyon, 29 Va. App. at 576, 513
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S.E.2d at 874 (noting “[i]n determining what evidence should be considered by a sentencing
jury, a trial court should be guided by the cases decided under Code § 19.2-264.4, the
corresponding statute for capital murder cases” (citation omitted)).
However, “[a] trial judge is given greater latitude than a jury in the factors that may be
considered in determining an appropriate sentence, including a variety of facts that are contained
in presentence reports.” Barlow v. Commonwealth, 26 Va. App. 421, 432, 494 S.E.2d 901, 906
(1998) (citations omitted). “A co[-]defendant’s sentence may be considered relevant by the trial
judge to the ultimate sentence that is imposed in either a bench or jury trial and the length of a
co[-]defendant’s sentence is routinely contained in the presentence report,” despite that “such
information would be inappropriate for a jury to consider.” Id. (citations omitted); see Walker v.
Commonwealth, 212 Va. 289, 291, 183 S.E.2d 739, 741 (1971) (“It is well settled that a
defendant has a right to have his guilt or innocence, and punishment, determined by the evidence
against him and not by what sentence has been imposed in another criminal prosecution against
an accomplice, a co-defendant or anyone else.”).
The trial court did not abuse its discretion in prohibiting the jury from hearing testimony
regarding Pearson’s sentence. Although the jury was permitted to hear “relevant, admissible”
evidence during the penalty phase of the trial, Code § 19.2-295.1, such evidence did not include
evidence of the co-defendant’s sentence resulting from another criminal prosecution. The trial
judge, however, was entitled to consider such evidence in determining whether to impose the
jury’s recommended sentence – as the trial judge explained to appellant’s counsel. Thus, the
trial court properly limited the evidence relating to Pearson’s sentencing to consideration by the
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trial judge alone. Accordingly, we hold that the trial court did not err in prohibiting the
testimony on Pearson’s sentencing from being presented to the jury.
For the foregoing reasons, we affirm the judgment of the trial court.
Affirmed.
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