In re Termination of Parental Rights to M.A.S.C. ( 2021 )


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  •             FILE                                                                                THIS OPINION WAS FILED
    FOR RECORD AT 8 A.M. ON
    IN CLERK’S OFFICE                                                                              MAY 20, 2021
    SUPREME COURT, STATE OF WASHINGTON
    MAY 20, 2021
    SUSAN L. CARLSON
    SUPREME COURT CLERK
    IN THE SUPREME COURT OF THE STATE OF WASHINGTON
    )
    In re the Termination of            )                         No. 98905-2
    Parental Rights to M.A.S.C.,        )
    )                         En Banc
    A minor child.   )
    )                         Filed: May 20, 2021
    ___________
    ____________________________________)
    YU, J.—In this case, we address the requirement that prior to terminating
    parental rights, the Department of Children, Youth, and Families (DCYF) 1 must
    prove that all necessary and court-ordered services were “expressly and
    understandably offered or provided” to the parent. RCW 13.34.180(1)(d). The
    parent in this case, J.C., contends that DCYF did not tailor its offer of services to
    accommodate her intellectual disability and, as a result, the services were not
    understandably offered. 2 Based on the record presented, we agree.
    1
    DCYF was previously organized as part of the Department of Social and Health
    Services. See RCW 43.216.906. We refer to the agency as DCYF throughout this opinion.
    2
    This opinion uses “intellectual disability” to refer to a condition that begins before age
    18, persists throughout the person’s life, and causes “significant limitations in intellectual
    functioning and adaptive behavior as expressed in conceptual, social and practical adaptive
    In re Termination of Parental Rights to M.A.S.C., No. 98905-2
    Where DCYF has reason to believe that a parent may have an intellectual
    disability, it must make reasonable efforts to ascertain whether the parent does in
    fact have a disability and, if so, how the disability could interfere with the parent’s
    capacity to understand DCYF’s offer of services. DCYF must then tailor its offer
    of services in accordance with current professional guidelines to ensure that the
    offer is reasonably understandable to the parent.
    To determine whether DCYF has fulfilled its duty, the trial court must place
    itself in the position of an objective observer who is aware of the nature and extent
    of the parent’s intellectual disability, as well as current professional guidelines for
    communicating with people who have similar disabilities. The court must then
    determine whether DCYF made reasonable efforts to determine the parent’s needs
    and whether DCYF’s offer of services was reasonably understandable to the parent
    based on the totality of the circumstances.
    Applying this objective standard, we hold that DCYF did not carry its
    burden of proving by clear, cogent, and convincing evidence that it expressly and
    skills.” THE ARC, PARENTS WITH INTELLECTUAL DISABILITIES 1 (Mar. 1, 2011),
    https://thearc.org/wp-content/uploads/forchapters/Parents%20with%20I_DD.pdf
    [https://perma.cc/JK68-F8RE]. “Developmental disabilities” is a broader term that includes
    intellectual disabilities as well as other conditions that do not affect intellectual functioning. See,
    e.g., RCW 71A.10.020(5). Mental illness is distinct from both intellectual and developmental
    disabilities and is not implicated here, although the principles we set forth in this opinion may
    apply in other cases where mental illness or other forms of parental disabilities are at issue.
    2
    In re Termination of Parental Rights to M.A.S.C., No. 98905-2
    understandably offered or provided all necessary and court-ordered services to J.C.
    We therefore reverse the order terminating J.C.’s parental rights.3
    FACTUAL BACKGROUND AND PROCEDURAL HISTORY
    J.C. is a parent to M.A.S.C., who was born in October 2016. DCYF first
    became involved with M.A.S.C.’s life in April 2017 due to suspected abuse or
    neglect. Although DCYF “no found [sic] evidence of physical abuse,” it did find
    that the family was temporarily living in a small, “cluttered” recreational vehicle
    with “limited basic utilities.” Ex. 3, at 64. J.C. agreed to address the clutter and
    accepted DCYF’s offer of “concrete goods, such as a crib, car seat, diapers, and
    infant related items.” Id. DCYF and J.C. also agreed to a plan of safe care, which
    required J.C. to contact multiple resources for assistance in obtaining medical care
    and stable housing, meeting M.A.S.C.’s nutritional needs, and enrolling in
    parenting education.
    Over the next several weeks, J.C. began contacting the required resources
    and enrolling in services. These initial contacts raised concerns about her “lack of
    cognitive skills to follow through with basic parenting education and the infant’s
    global developmental needs.” Id. at 65. Previous contacts between J.C. and
    Oregon child welfare authorities had also indicated that J.C. has “impaired
    3
    M.A.S.C.’s other parent had his parental rights terminated in the same proceeding, but
    he is not a party on review.
    3
    In re Termination of Parental Rights to M.A.S.C., No. 98905-2
    fac[ul]ties” that raised concerns about her ability to parent. Id. at 67. In
    M.A.S.C.’s case, these concerns were heightened by the fact that he is “medically
    fragile” with “very specialized” needs and, therefore, requires regular medical
    appointments and consistent care to monitor his condition, to meet his needs, and
    to continue evaluating his abilities as he grows up. Verbatim Report of
    Proceedings (VRP) (May 9, 2019) at 138; VRP (May 10, 2019) at 256.
    On May 4, 2017, DCYF responded to a second referral, this time for
    suspected neglect, but not abuse, based on a report that J.C. and M.A.S.C. appeared
    and smelled “dirty” when they arrived for an appointment. Ex. 3, at 65. M.A.S.C.
    also appeared upset and crying, and J.C. reported to medical staff that she would
    sometimes blow marijuana smoke on M.A.S.C. in an attempt to help him sleep and
    to cure his ear infections. M.A.S.C. was removed from J.C.’s care that day and
    placed in protective custody.
    Social worker Peggy Kunz was assigned to M.A.S.C.’s case approximately
    two weeks later, on May 18, 2017. At the termination trial, Kunz explained that
    “as far as offering services to a family,” she is generally looking for the family’s
    perceived “willingness” to engage, learn, and implement new information about
    caring for the child. VRP (May 9, 2019) at 36. Kunz testified that with J.C.,
    [t]he recommendations for services were that she complete a chemical
    dependency assessment and all recommended treatment, that she
    participate in mental health assessment and counseling, a
    psychological evaluation and medications management and follows
    4
    In re Termination of Parental Rights to M.A.S.C., No. 98905-2
    physician’s recommendations, explore DDD,[ 4] Developmental
    Disabled Services as well as Social Security services, regular
    visitation, parenting education.
    THE COURT:         Wait, wait, wait. Slow down. I was
    following you up to Social Security. What was the next one?
    A:   Regular visitation, parenting education, contacting the
    Department once per month, as well as consents.
    Id. at 44.
    On May 24, 2017, J.C. relocated to Boise, Idaho. Although she had engaged
    in several visits with M.A.S.C. since he was removed from her care, J.C. reported
    that she needed to suspend visits until she could get situated in her new home.
    Nevertheless, within two months she took the necessary nine-hour bus rides each
    way to visit M.A.S.C. and attend the dependency hearing in July 2017.
    When J.C. returned to Idaho, “she had indicated that during her visit here
    when she was staying in a hotel the Department got her, she was actually a victim
    of a crime.” Id. at 52. In following up with J.C. on this information, Kunz “sent
    her an email that had a list of providers that indicated counseling, mental health
    services, chemical dependency services and parenting services as well as domestic
    violence and rape crisis information.” Id. However, Kunz did not offer J.C.
    alternative methods for visiting with M.A.S.C., such as FaceTime or Skype,
    4
    DDD refers to the former Department of Developmental Disabilities, which is now
    known as the Developmental Disabilities Administration.
    5
    In re Termination of Parental Rights to M.A.S.C., No. 98905-2
    because in-person visitation is DCYF’s “preferred method” and, at least early in
    the dependency, DCYF was concerned that M.A.S.C. “may be blind.” VRP (May
    10, 2019) at 235.
    An agreed order of dependency was entered on July 19, 2017. The “Order”
    section provided that J.C. was required to complete the following list of
    “Services”:
    1.     [J.C.] will demonstrate her ability to live a lifestyle that
    promotes independent living, good decision making, coping
    skills, and good health.
    2.     [J.C.] will increase her positive self-image by strengthening
    her abilities to support herself and [M.A.S.C.].
    3.     [J.C.] will demonstrate her ability to enter into positive
    relationships with other individuals that are safe, stable,
    free of violence, and free of substances.
    4.     [J.C.] will pursue stable employment.
    5.     [J.C.] will pursue stable housing.
    6.     [J.C.] will pursue educational/vocational opportunities to
    assist in supporting herself and [M.A.S.C.].
    7.     [J.C.] will utilize positive community and family supports.
    8.     [J.C.] will utilize available resources for needed services.
    9.     [J.C.] will enter only into relationships that are safe and
    stable.
    10.    [J.C.] will place (above her own needs) a priority on
    [M.A.S.C.]’s needs for bonding, health, and development.
    6
    In re Termination of Parental Rights to M.A.S.C., No. 98905-2
    11.      [J.C.] will complete a chemical dependency evaluation and
    follow any and all treatment recommendations.
    12.      [J.C.] will complete a psychological evaluation and follow
    any and all treatment recommendations.
    13.      [J.C.] will participate in behavior counseling and follow any
    and all recommendations.
    14.      [J.C.] will participate in medication management (in
    conjunction with behavior counseling) and follow any and
    all physician recommendations.
    15.      [J.C.] will explore and utilize available options for
    assistance through DDD and SSI[ 5] qualified providers (as
    agreed upon through the Department).
    16.      [J.C.] will demonstrate her ability to build healthy
    connections with [M.A.S.C.].
    17.      [J.C.] will demonstrate her ability to keep [M.A.S.C.] safe.
    18.      [J.C.] will participate in regular visitation with [M.A.S.C.].
    19.      [J.C.] will acknowledge how her decisions affect [M.A.S.C.].
    20.      [J.C.] will participate in parenting education with an agreed
    upon provider and follow any and all recommendations.
    21.      [J.C.] will contact the Department at least once per month
    and meet in person with the Social Worker when possible.
    22.      [J.C.] will complete all Release of Information/Consent
    forms as requested by the Department and all service
    providers. Such Release will allow for oral and/or written
    communication between the Department and service
    providers.
    5
    Supplemental Security Income.
    7
    In re Termination of Parental Rights to M.A.S.C., No. 98905-2
    Ex. 3, at 72-74. Approximately half of this 22-item list consists of DCYF’s
    “intention for these services” rather than the services themselves. VRP (May 9,
    2019) at 45. Nothing in the order indicates whether a particular listed item is a
    service or an intention; in the trial court’s words, DCYF’s intentions were
    “subsumed in those various offered services or requirements.” VRP (May 10,
    2019) at 219. The record contains no evidence indicating whether or how the
    difference between intentions and services was explained to J.C.
    As the dependency progressed, J.C. made progress with some of the listed
    items and struggled with others. Social worker Kunz testified that every month,
    she would contact J.C. and other people regarding J.C.’s case a total of “3 to 11”
    times by phone, e-mail, and letters, and Kunz had “[n]o question” that J.C.
    understood “what the Department was looking for as far as improvements in [her]
    parenting abilities and lifestyle.” Id. at 220. When asked why she believed that
    J.C. understood their communications, Kunz testified,
    Through just my assessments in my telephone calls with her, through
    my correspondence and follow-up telephone calls with her. I would
    continually go over the Court-ordered services, ask her who she is
    meeting with, what she has done to complete, to complete that, and
    she, she would answer my questions, and she would answer them, she
    would answer them, you know from the question that I asked. The
    answers seemed reasonable.
    VRP (May 9, 2019) at 130.
    8
    In re Termination of Parental Rights to M.A.S.C., No. 98905-2
    Kunz also believed that written communications were effective with J.C.
    because in Kunz’s experience in working with people who have intellectual
    disabilities, sometimes “concrete letters are a good way to express what is needed,”
    and J.C. had been able to communicate and follow instructions regarding “travel
    arrangements” via e-mail. Id. at 116, 118. However, J.C. experienced
    homelessness in 2017 and 2018, so it is not clear how many of Kunz’s letters J.C.
    received during that time period.
    The record contains only one example of Kunz’s written offers of services to
    J.C. The two-page cover letter, which Kunz characterized as “very concrete and
    clear,” is accompanied by five attachments, some of which required action on
    J.C.’s part, while others provided only information. Id. at 117. One of the
    attachments is a document providing information about the “MEEERS
    Reunification Criteria,” with MEEERS being an acronym for “Motivation (M),
    Experience (E), Enjoyment (E), Efficacy (E), Resources (R[)], Skills (S).” Ex. 5,
    at 193, 195. Kunz acknowledged that this document contains “hard words” and is
    “intended for the social worker to be able to communicate and have conversations”
    with the parent. VRP (May 9, 2019) at 118. However, Kunz did not review it with
    J.C. because the final sentence of Kunz’s cover letter provided, “If you have any
    questions, please call met [sic] 509-876-[XXXX].” Ex. 5, at 194. Kunz therefore
    9
    In re Termination of Parental Rights to M.A.S.C., No. 98905-2
    assumed J.C. would call Kunz if she had questions about the MEEERS
    Reunification Criteria.
    Another attachment to Kunz’s cover letter is a lengthy case plan, providing
    in part that J.C.’s “Objective” is to “live a lifestyle that is safe, stable, healthy and
    provide for all the needs for herself and her child.” Id. at 201. To accomplish this,
    J.C. was to complete the following:
    Task:
    1. [J.C.] shall live a life that promotes independent living, good
    decision making and coping skills, and good health. [J.C.] will
    increase her positive self image by strengthening her abilities to
    support herself and her child and entering into positive relationships
    with others that are safe, stable, free of violence and substances.
    a. [J.C.] will meet regularly with all medical and mental health doctors
    and be in compliance with any medications and recommendations.
    b. [J.C.] will pursue stable employment, housing and educational/
    vocational opportunities that help support herself and her child.
    c. [J.C.] will utilize positive community and family supports and
    available resources.
    d. [J.C.] will enter into relationships that are safe and stable
    e. [J.C.] will place a priority on [M.A.S.C.]’s needs for bonding,
    health and development above her own
    f. [J.C.] will complete a chemical dependency evaluation and follow
    recommendations
    g. [J.C.] will complete a psychological evaluations [sic] and follow
    recommendations
    h. [J.C.] shall participate in behavior counseling in conjunction with
    any recommended Medications Management.
    i. [J.C.] shall explore and utilize options for assistance through DDD
    and SSI as qualified
    2. [J.C.] will build healthy connections with [M.A.S.C.] and keep him
    safe by participating in regular visits, acknowledging how her
    10
    In re Termination of Parental Rights to M.A.S.C., No. 98905-2
    decisions affect the child, and participating in parenting education
    programs with an agreed upon provider.
    3. [J.C.] will contact the Department at least once per month and meet
    in person when possible.
    4. [J.C.] will complete all releases of information as requested by the
    Department and providers.
    Id.
    J.C. continued to struggle with completing services, and on June 29, 2018,
    DCYF petitioned for termination of her parental rights to M.A.S.C. Relevant here,
    the petition recited the same 22-item list that was in the dependency order and
    asserted that every item on the list was a “service” that had “been expressly and
    understandably offered or provided.” Clerk’s Papers (CP) at 6-8.
    Following a two-day bench trial, the court issued oral rulings. The court
    noted that the question of whether DCYF had understandably offered or provided
    all court-ordered and necessary services to J.C. “is the one that’s probably been the
    focus here.” VRP (May 10, 2019) at 289. In ruling on that question, the trial court
    first found that J.C. was “represented by legal counsel throughout this matter” who
    was responsible for explaining the orders to J.C. Id. The court then moved on to
    J.C.’s mixed progress with the 22-item list of services and intentions in her
    dependency order and finished by discussing the extent of DCYF’s duty:
    And you can say, well, why hasn’t the Department done more to make
    sure she connects with those services? Well, you know the
    Department can only do so much. It takes at least up to a certain
    11
    In re Termination of Parental Rights to M.A.S.C., No. 98905-2
    point, a requirement that the parent reach out and make some effort,
    rather than being led by the horse collar to participate in these things.
    Id. at 291. The court thus ruled that DCYF had met its burden of proving that
    services had been expressly and understandably offered.
    The trial court later issued written findings that were consistent with its oral
    rulings. The court found that Kunz “repeatedly told” J.C. what she needed to do
    and that “if the language in the court orders was confusing,” then her “attorneys
    could have, and did, explain the orders.” CP at 95. The court also found that Kunz
    “made every attempt reasonable to ensure the mother had access to services” and
    “was always available to answer questions about the service plan and frequently
    did so.” Id. The court ultimately concluded that “[t]he allegations contained in the
    Petition as provided in RCW 13.34.180(1) are established by clear, cogent and
    convincing evidence” and that termination was in M.A.S.C.’s best interests. Id. at
    98. It therefore terminated J.C.’s parental rights.
    J.C. appealed. The Court of Appeals affirmed, reasoning that “[a]lthough
    there is a lot of fluff in the directives, there is substance that was conveyed in
    language that was understandable” and that “there is no indication in the record
    that she had any communication difficulties that resulted in her failure to
    understand what was expected of her.” In re Dependency of M.A.S.C., No. 36857-
    2-III, slip op. at 7 (Wash. Ct. App. July 21, 2020) (unpublished),
    https://www.courts.wa.gov/opinions/pdf/368572_unp.pdf. We granted J.C.’s
    12
    In re Termination of Parental Rights to M.A.S.C., No. 98905-2
    motion for discretionary review and accepted for filing an amici brief in her
    support by the King County Department of Public Defense, Disability Rights
    Washington, the American Civil Liberties Union of Washington, the Mockingbird
    Society, and the Washington Defender Association (DPD et al.). We now reverse.
    ANALYSIS
    A.     Whether DCYF has fulfilled its duty to expressly and understandably offer
    services to a parent with an intellectual disability must be measured against
    an objective standard based on current professional guidelines
    This case is about the statutory requirement that in a proceeding to terminate
    parental rights, DCYF must prove that all court-ordered and necessary services
    were “expressly and understandably offered or provided” to the parent. RCW
    13.34.180(1)(d). This statutory requirement must be interpreted consistently with
    constitutional principles because “[p]arents have a fundamental liberty interest in
    the care, custody, and management of their children.” In re Welfare of D.E., 
    196 Wn.2d 92
    , 102, 
    469 P.3d 1163
     (2020). Likewise, children have “‘a vital interest in
    preventing erroneous termination of their natural relationship’” with their parents.
    
    Id. at 103
     (quoting Santosky v. Kramer, 
    455 U.S. 745
    , 760, 
    102 S. Ct. 1388
    , 
    71 L. Ed. 2d 599
     (1982) (plurality opinion)).
    To protect the vital interests at stake, “the burden of proof in a termination
    trial is on the Department and should never be shifted to the parent.” 
    Id.
     DCYF’s
    burden of proof is “clear, cogent, and convincing evidence.” RCW
    13
    In re Termination of Parental Rights to M.A.S.C., No. 98905-2
    13.34.190(1)(a)(i). “This is the equivalent of saying that the ultimate fact in issue
    must be shown by evidence to be ‘highly probable.’” In re Welfare of Sego, 
    82 Wn.2d 736
    , 739, 
    513 P.2d 831
     (1973) (quoting Supove v. Densmoor, 
    225 Or. 365
    ,
    372, 
    358 P.2d 510
     (1961)).
    The parties in this case correctly agree on a number of points, at least in the
    abstract. Both parties recognize as a general matter that DCYF “is required ‘to
    identify a parent’s specific needs and provide services to meet those needs,’” and
    that “[w]ithin the prerequisite of RCW 13.34.180(1)(d), the services must be
    tailored to the needs of the individual.” In re Parental Rights to D.H., 
    195 Wn.2d 710
    , 727, 
    464 P.3d 215
     (2020) (quoting In re Parental Rights to I.M.-M., 
    196 Wn. App. 914
    , 924, 
    385 P.3d 268
     (2016)). And DCYF does not deny that it must tailor
    its offer of services, as well as the services themselves, to ensure that the offer is
    “expressly and understandably” made to the parent in light of their individual
    needs. RCW 13.34.180(1)(d).
    Despite these points of agreement on the underlying legal principles, the
    parties disagree sharply on their application to this case. We therefore take this
    opportunity to add clarity and substance to the requirement that DCYF must tailor
    its offers of services to accommodate the needs of parents with intellectual
    disabilities. In doing so, we address the steps DCYF must take, as well as the
    analysis trial courts should apply.
    14
    In re Termination of Parental Rights to M.A.S.C., No. 98905-2
    Initially, where DCYF has reason to believe that a parent may have an
    intellectual disability, it must make reasonable efforts to ascertain the extent of the
    disability and how it could interfere with the parent’s ability to understand and
    benefit from DCYF’s offer of services. This initial requirement is necessary to
    ensure that DCYF “cannot escape its obligation to provide coordinated services by
    inexplicably failing to investigate the likelihood a parent is developmentally
    disabled.” I.M.-M., 196 Wn. App. at 924.
    Next, if reasonable efforts reveal that the parent does have an intellectual
    disability, then DCYF must tailor its offer of services to ensure that the offer is
    reasonably understandable to the parent. This tailoring must be informed by
    current professional guidelines and must accommodate the individual parent’s
    needs rather than relying on broad-based or untested assumptions about the needs
    and abilities of people with intellectual disabilities. See In re Dependency of H.W.,
    
    92 Wn. App. 420
    , 429, 
    961 P.2d 963
     (1998).
    If efforts to reunify the family are unsuccessful and a termination trial
    becomes necessary, then the trial court’s role in evaluating whether DCYF has
    understandably offered services to the parent is to apply a consistent, objective
    standard that accounts for the individual circumstances of each case. Consistent
    application of an objective standard is both essential and challenging because “this
    is the type of inquiry that gives judges an unusual level of discretion and is
    15
    In re Termination of Parental Rights to M.A.S.C., No. 98905-2
    particularly vulnerable to subjective judgments.” In re Welfare of M.B., 
    195 Wn.2d 859
    , 870, 
    467 P.3d 969
     (2020). To apply the correct standard, the trial
    court must place itself in the position of an objective observer who is aware of the
    nature and extent of the parent’s intellectual disability, as well as current
    professional guidelines for communicating with people who have similar
    disabilities. The court must then determine whether DCYF’s offer of services was
    reasonably understandable to the parent based on the totality of the circumstances.
    B.     DCYF did not produce sufficient evidence to sustain its burden of proving
    that it expressly and understandably offered services to J.C.
    Having set forth the appropriate analytical framework, we must now apply
    it. “Our role in reviewing a trial court’s decision to terminate parental rights is
    limited to assessing whether substantial evidence supports the trial court’s
    findings.” D.H., 195 Wn.2d at 718. In light of the objective analysis set forth
    above, we hold that in this case, there is not substantial evidence in the record to
    support the trial court’s finding that DCYF fulfilled its duty to understandably
    offer J.C. all necessary and court-ordered services.
    First, there is no question that DCYF had reason to believe that J.C. might
    have an intellectual disability. Quite early in this dependency, DCYF had access to
    reports from J.C.’s previous contacts with child welfare authorities in Oregon that
    indicated a possible disability, and her initial efforts to contact services in
    Washington also raised concerns. Moreover, when the order of dependency was
    16
    In re Termination of Parental Rights to M.A.S.C., No. 98905-2
    entered, the agreed facts stated that J.C. was “clearly struggling with her cognitive
    faculties.” Ex. 3, at 66. This information was more than enough to trigger
    DCYF’s duty to take additional steps to ascertain and accommodate her needs.
    Nevertheless, social worker Kunz testified that she never obtained a clinical
    diagnosis or otherwise ascertained the extent of J.C.’s disability because J.C. did
    not “follow through” on Kunz’s recommendation that she participate in an
    intellectual disability evaluation for a “sustained amount of time.” VRP (May 10,
    2019) at 217-18. Kunz testified that she personally has specialized training in
    “working with clients with special needs to include developmental disabilities” and
    that she recognizes that every person requires “an assessment of need . . . because
    every person is different.” VRP (May 9, 2019) at 115-16. However, she did not
    testify that she is qualified to diagnose intellectual disabilities, nor did she testify
    that she attempted to do so in J.C.’s case. And while there is a diagnostic
    assessment in the record, it assesses psychiatric and mental health issues, not
    intellectual disabilities. DCYF thus never determined whether J.C. in fact has an
    intellectual disability.
    DCYF contends that J.C.’s failure to obtain an appropriate evaluation
    prevented DCYF from fulfilling its duty to ascertain and accommodate her
    intellectual disability, if indeed she has one. However, Kunz did not testify as to
    how, exactly, she offered an intellectual disability evaluation to J.C. beyond what
    17
    In re Termination of Parental Rights to M.A.S.C., No. 98905-2
    is described in the factual background above, nor did Kunz testify as to the details
    of her own efforts to obtain such an evaluation for J.C.
    It is not clear that J.C. understood how important an intellectual disability
    evaluation would be to obtaining appropriate services and maintaining a
    relationship with her child. This could have been especially challenging for a
    person in J.C.’s position to appreciate because Kunz recommended that J.C.
    engage in a lengthy list of services (and aspirational intentions), and it is not clear
    that she provided J.C. with a method of identifying and prioritizing the most
    important ones. Based on the information in the record, we cannot say that DCYF
    made sufficient reasonable efforts to ascertain the extent of J.C.’s intellectual
    disability and how it might affect her capacity to understand DCYF’s offers of
    services.
    With this background, it should not be surprising that there is no substantial
    evidence to prove that DCYF tailored its offers of services in accordance with
    current professional guidelines to make the offers reasonably understandable to
    J.C. Indeed, DCYF did not present evidence of what the applicable current
    professional guidelines would be. Such evidence is essential because judges and
    attorneys do not have specialized training in communicating with individuals with
    intellectual disabilities and, therefore, cannot reliably determine what is
    appropriate and understandable in that context. For example, in this case the Court
    18
    In re Termination of Parental Rights to M.A.S.C., No. 98905-2
    of Appeals was able to determine what services J.C. would be required to complete
    based on the 22-item list that originally appeared in the dependency order because
    “[a]lthough there is a lot of fluff in the directives, there is substance that was
    conveyed in language that was understandable.” M.A.S.C., No. 36857-2-III, slip
    op. at 7. But judges are trained to excel in reading comprehension and to draw fine
    distinctions between subtly different concepts. The average parent is not, and there
    is certainly no evidence in the record showing that a person with an intellectual
    disability comparable to J.C.’s should have understood DCYF’s directives.
    Despite the lack of evidence needed to satisfy the objective standard that we
    set forth in this opinion, DCYF appears to contend that it satisfied its burden of
    proof because the evidence shows that J.C. did in fact understand its offers of
    services. For purposes of this opinion, we may assume without deciding that
    substantial evidence of a parent’s subjective understanding could absolve DCYF of
    its duty to accommodate the parent’s intellectual disability. However, the record in
    this case does not contain such evidence.
    DCYF emphasizes the fact that J.C. did not testify, and the Court of Appeals
    opinion notes that there was no evidence that J.C. did not understand DCYF’s
    offers of services. Id. at 1, 5, 7. But that is not the correct analytical approach. It
    is DCYF’s burden to prove that it satisfied all the necessary elements for
    termination, and the burden cannot be shifted onto a parent to testify or otherwise
    19
    In re Termination of Parental Rights to M.A.S.C., No. 98905-2
    disprove any of the elements. J.C. was not required to prove that DCYF’s offers of
    services were not understandable; it was DCYF’s burden to prove that they were.
    DCYF also points to the trial court’s findings that J.C. was represented by
    appointed counsel throughout the proceedings who could explain the court-ordered
    services to her, and that Kunz was also available to answer J.C.’s questions. It is
    certainly true that J.C. had counsel throughout the proceedings, but all parents in
    termination proceedings are entitled to appointed counsel if needed. RCW
    13.34.090(1)-(2); M.B., 195 Wn.2d at 867. Regardless of the parent’s attorney’s
    duty to communicate with their client, DCYF must fulfill its own duty to
    understandably offer services to a parent facing terminating. RCW
    13.34.180(1)(d).
    It is also true that there is evidence that Kunz was available to answer J.C.’s
    questions and that she did so on at least some occasions. However, DCYF cannot
    place the burden on a parent with a disability to guide DCYF into fulfilling its duty
    to understandably offer services. As amici correctly note, “Communicating with
    social workers is incredibly fraught for any parent trying to navigate the child
    welfare system—but for a parent who fears being judged based on their disability,
    it can be particularly difficult to speak up and announce that she is struggling to
    understand.” Br. of Amici Curiae DPD et al. at 16. Being available to answer
    questions is important, but it is not the same as understandably offering services in
    20
    In re Termination of Parental Rights to M.A.S.C., No. 98905-2
    the first place and reducing the need for a parent with a disability to seek
    clarification.
    Finally, DCYF points to testimony by social worker Kunz that she was
    certain J.C. understood what Kunz was attempting to convey and that J.C.’s failure
    to complete the necessary services demonstrated a lack of effort rather than a lack
    of understanding. The problem with relying on this testimony is that Kunz’s
    subjective belief about J.C.’s level of subjective understanding simply does not fit
    into the objective analysis that courts must apply in this context. Indeed, DCYF’s
    reliance on Kunz’s testimony in this case well illustrates why an objective standard
    is needed.
    Kunz did not testify that she believed J.C. understood their communications
    based on clinical evaluations of J.C.’s intellectual abilities and relevant
    professional guidelines. Instead, Kunz believed J.C. understood her because
    (1) Kunz spoke with J.C. often and repeated herself frequently, (2) J.C. was able to
    provide reasonable answers to factual questions about who she was seeing and
    what she was doing to complete services, and (3) J.C. was able to ask some
    questions and follow up on some services, at least to some extent. None of this
    testimony is proof that DCYF’s offers of services were reasonably understandable
    to J.C.
    21
    In re Termination of Parental Rights to M.A.S.C., No. 98905-2
    If a method of communicating is ineffective, frequent repetition does not
    make it more effective. And neither J.C.’s ability to provide reasonable answers to
    Kunz’s questions nor her ability to partially follow up with services proves that
    J.C.’s suspected intellectual disability does not exist or does not require
    accommodation. It proves only that if J.C. does have an intellectual disability, it is
    not obvious or profound. Holding that this is sufficient evidence to show that
    DCYF fulfilled its duty would wrongfully reinforce the belief that all disabilities
    are profound and visible, and that individuals with less visible or invisible
    disabilities do not succeed solely because they are not trying hard enough.
    We know that this belief is inaccurate because some individuals with
    relatively severe intellectual disabilities that do require accommodation may
    nevertheless learn to “‘mask[]’” their disabilities in ordinary interactions by
    reading social cues and acquiring significant “adaptive skills.” I.M.-M., 196 Wn.
    App. at 918. Nevertheless, the belief that only visible disabilities require
    accommodation persists as just one example of how “parents with disabilities and
    their children face significant discrimination based largely on ignorance,
    stereotypes, and misconceptions.” NAT’L COUNCIL ON DISABILITY, ROCKING THE
    CRADLE: ENSURING THE RIGHTS OF PARENTS WITH DISABILITIES AND THEIR
    CHILDREN 68 (2012), https://www.ncd.gov/sites/default/files/Documents/
    22
    In re Termination of Parental Rights to M.A.S.C., No. 98905-2
    NCD_Parenting_508_0.pdf [https://perma.cc/B2B3-CY2G]. We do not condone
    it.
    DCYF may be correct that the record does not compel a finding that J.C. has
    an intellectual disability that prevented her from understanding DCYF’s offers of
    services. But, as DCYF’s own briefing states, “[T]he question is not whether the
    evidence may have supported other findings of fact, but whether the evidence in
    the record supports the trial court’s findings.” Answer to Mot. for Discr. Review at
    12. Here, the answer is no. There is not sufficient evidence in the record to prove
    by clear, cogent, and convincing evidence that DCYF made reasonable efforts to
    fulfill its duty to expressly and understandably offer all necessary and court-
    ordered services to J.C.
    C.     We must reverse the order terminating J.C.’s parental rights
    Having determined that DCYF did not carry its burden of proof at the
    termination trial, we must consider the appropriate remedy. Reversing a
    termination of parental rights risks disrupting any stability a child may have
    achieved since the termination trial, and we do not make such decisions lightly.
    However, “the preservation of families is a paramount interest shared by the
    parents, the child, and ultimately, the Department.” D.E., 196 Wn.2d at 103.
    Therefore, where the record shows that a parent-child relationship has been
    erroneously terminated, reversal is appropriate.
    23
    In re Termination of Parental Rights to M.A.S.C., No. 98905-2
    A termination is certainly erroneous where DCYF did not fulfill its duty to
    understandably offer services to the parent. Absent sufficient evidence proving
    that DCYF fulfilled this duty, it is not possible for a court to determine why efforts
    to reunite the family were unsuccessful. Perhaps the parent was unwilling or
    unable to remedy their deficiencies. Or perhaps the parent was capable of
    improvement but struggling to understand precisely what they must do. Both
    situations are frustrating and potentially devastating for those involved, but there is
    a world of difference between them. In the former situation, a parent-child
    relationship may be legally and permanently terminated, while in the latter
    situation, the parent-child relationship may be preserved with persistent effort and
    the application of sound professional guidance.
    The record in this case provides many examples of situations in which we
    cannot determine why J.C. did not complete the services DCYF offered. For
    instance, DCYF determined that J.C. must participate in “evidence-based”
    parenting classes that require an extended time commitment because “it takes time
    to talk with the parents and to watch them demonstrate and then to go back and to,
    to reiterate areas of need and to work with that parent and then continue to watch
    them demonstrate those needs.” VRP (May 10, 2019) at 231. J.C. did not do so,
    choosing instead to participate in a parenting class that was “not evidence-based,”
    which DCYF determined was inadequate to remedy her parental deficiencies.
    24
    In re Termination of Parental Rights to M.A.S.C., No. 98905-2
    VRP (May 9, 2019) at 132. Based on the record, there is no way to know why J.C.
    made this choice. Was she unwilling to make the effort, as DCYF contends? Or
    did she not understand and appreciate the difference between parenting classes that
    are “evidence-based” and “not evidence-based”?
    Understandable offers of services are essential to giving a parent a
    meaningful opportunity to remedy their parental deficiencies and preserve their
    parent-child relationship. Therefore, without sufficient evidence that DCYF
    understandably offered all court-ordered and necessary services, “[o]nly upon a
    showing of futility will a termination order be upheld.” I.M.-M., 196 Wn. App. at
    917. In this case, DCYF suggests, but does not explicitly argue, that further efforts
    would have been futile, and the record does not establish futility. We must reverse
    the order terminating J.C.’s parental rights.
    CONCLUSION
    While every parent facing termination is entitled to understandable offers of
    services to remedy their parental deficiencies, parents with intellectual disabilities
    may require accommodations that other parents may not. In this case, DCYF did
    not prove by clear, cogent, and convincing evidence that it made sufficient efforts
    to ensure that its offers of services were reasonably understandable to J.C. in light
    of her potential intellectual disability. We therefore reverse the order terminating
    her parental rights.
    25
    In re Termination of Parental Rights to M.A.S.C., No. 98905-2
    WE CONCUR:
    26
    

Document Info

Docket Number: 98905-2

Filed Date: 5/20/2021

Precedential Status: Precedential

Modified Date: 5/20/2021