State v. Andy ( 2014 )

Fl LE
Ronal ·R. Carpenter
Super:ne Court Clark
IN THE SUPREME COURT OF THE STATE OF WASHINGTON
STATE OF WASHINGTON, )
)
Respondent, ) No. 90567-3
)
v. ) EnBanc
)
JOEY ANTHONY ANDY, )
) Filed DEC 3 1 2014
Appellant. )
)
OWENS, J. - In Washington, criminal defendants have the right to a public
trial. CONST. art. I, § 22. Courtrooms may be closed only in certain limited
circumstances. Today, we evaluate whether a potential obstacle to public access
constituted a courtroom closure. The potential obstacle in this case was a sign that
listed the courthouse hours. Defendant Joey Andy argues that because the sign listed
a specific closing time and his criminal trial proceedings continued after the listed
closing time, the sign constituted a courtroom closure. However, the evidence shows
that at all times during Andy's trial proceedings, the door to the courthouse was
unlocked and no member of the public was deterred from attending the proceedings
State v. Andy
No. 90567-3
by the sign. Therefore, we conclude that the sign did not constitute a courtroom
closure and Andy's public trial right was not violated.
FACTS
After a jury trial in Yakima County Superior Court, Andy was convicted of first
degree burglary and second degree assault. He appealed, claiming that his public trial
right was violated when proceedings on some days continued after 4:00p.m. despite
the new 4:00p.m. closing time for the courthouse. Pursuant to RAP 9.11, Andy
moved to remand the case to the superior court to take "additional evidence to
determine whether the courthouse doors were locked at 4 p.m. on the dates of the trial
... and if so, whether that closure barred entry to the ongoing courtroom
proceedings." Mot. to Remand, No. 31018-3-III, at 1 (Wash. Ct. App. Mar. 5, 2013).
The Court of Appeals commissioner granted the motion. As described below, the
superior court entered findings of fact that the answer to both questions was no.
At the hearing, the superior court heard from six witnesses who primarily
testified regarding general courthouse policies and procedures. Courthouse security
personnel testified that the courthouse entrances and hours were restructured in
October 2011 to address security and staffing issues. At that time, two entrances were
closed and a permanent security station and metal detector were added to the
remaining entrance. In addition, the board of county commissioners changed the
2
State v. Andy
No. 90567-3
courthouse hours to 8:00a.m. to 4:00p.m. for staffing reasons. The previous hours
were 8:00a.m. to 5:00p.m.
Lieutenant Brian Winter, the individual responsible for security at the Yakima
County courthouse, testified that during June 2012, a paper sign was posted on the
courthouse door listing the courthouse hours. He read the sign into the record as
follows:
[T]he courthouse closes at 4:00p.m. Office hours, auditor 9:00 to 3:30,
HR, which was human resources, 9:00 to 4:00, district court clerks 8:00
to 4:00, superior court clerks 8:30 to 4:00. All others 8:00 to 4:00. The
bottom line on the document says court closes at 5:00 p.m.
1 Verbatim Report ofProceedings, Reference Hearing (VRP-RH) at 152. 1
Despite the new courthouse hours, the superior court judges insisted that the
building needed to be open while court was in session. To accommodate the judges,
courthouse security created a set of policies to ensure that the building doors remained
open while court was in session.
First, if court continued past 4:00p.m., a court clerk would call security to let
them know that court was still in session. Second, at the end of each day, security
would check every courtroom to make sure all trial proceedings had ended prior to
locking the courthouse doors. If any courtroom was in session, the courthouse doors
1
The sign has since been changed. Beginning in approximately March 2013, the bottom
line of the sign indicated "courtrooms are open while in session" rather than "court closes
at 5:00p.m." VRP-RH at 165.
3
State v. Andy
No. 90567-3
would remain open. Other mechanisms that courthouse security used to track whether
court was in session were calling the court clerks to find out the estimated duration of
ongoing proceedings and using security cameras to monitor whether a Department of
Corrections transport vehicle was still on the premises.
If trial proceedings continued after 4:00p.m., the doors remained open and
anyone entering the building was greeted by a security guard. If people entering the
building wanted to observe a trial proceeding, they were allowed in. If they wanted to
visit any other department, they were told it was closed. The officer testified that a
person who wanted to attend court was not required to know the specifics of the court
hearing; "[a]ll they'd have to do is indicate they're here for court and they're allowed
into the building." !d. at 124.
The trial court then heard testimony regarding the effect of the sign from an
officer who worked the afternoon and evening shift at the security station near the
courthouse's glass door entrance. The officer testified that he was able to see anyone
coming up to the entrance and had never seen a person read the sign and walk away
without trying the door. The officer testified that "[t]here have been numerous times
that somebody has walked up to the door, read the sign and walked right in regardless
of what it said." !d. at 126. He said he could not "think of a single time" when he had
seen a member of the public walk up, look at the sign, and not try to open the door,
even if it was after 4:00p.m. or 5:00p.m. !d.
4
State v. Andy
No. 90567-3
In addition, witnesses from the courthouse security and administrative team
testified that they had never received any complaints from the public about having
difficulty attending court proceedings after 4:00p.m.
Turning to Andy's trial specifically, the transcript shows that his trial ended
between 4:00p.m. and 5:00p.m. on four dates. The transcript also shows that
proceedings ended at 5:41 p.m. on one date (June 11, 2012). The time sheets for the
on-duty security officer are consistent with those times. On the· dates where
proceedings ended between 4:00p.m. and 5:00p.m., he worked unti15:00 p.m. He
testified that per standard operating procedure, he kept the courthouse doors open
until trial proceedings concluded on those days. On the date where proceedings ended
at 5:41 p.m., his time sheet indicates that he worked overtime until6:00 p.m. due to a
trial in the courtroom of Judge Gibson (the trial judge in Andy's trial). His time sheet
also indicates that he locked the courthouse doors and checked out of his station at
5:46p.m., which is again consistent with Andy's proceedings ending at 5:41p.m.
The officer testified that he did not have a specific recollection of that particular day,
but based on routine procedures, the doors would not have been locked on that day
until after Andy's trial proceedings had ended at 5:41p.m.
Based on the evidence, the trial court found that "the public entrance of the
Yakima County Courthouse was open at all times when the Joey Andy trial was in
session" and "[a]t no time was the public entrance of the Yakima County Courthouse
5
State v. Andy
No. 90567-3
closed while the Joey Andy trial was in session." Clerk's Paper at 85. The trial court
also found that "[n]o member of the public who desired to attend the Joey Andy trial
was prevented from attending any session." !d. at 86. With regard to the sign posting
the courthouse hours, the court found:
No member of the public was deterred by the sign ... from
entering the Yakima County Courthouse and attending any session of the
Joey Andy trial. In the security officers' experience, members of the
public always tried the door despite the sign before walking away from
the public entrance. No member of the public was barred from entering
the courthouse or attending any session of the Joey Andy trial by the
s1gn.
!d. The court concluded that Andy's public trial right was not violated.
Andy appealed, claiming his public trial right was violated. He also filed a pro
se statement of additional grounds for review, claiming prosecutorial misconduct,
insufficient evidence, due process and confrontation clause violations, and abuse of
authority by the trial court. The Court of Appeals certified the case to us, and the
commissioner accepted certification.
ISSUES
A. Was Andy's right to a public trial violated?
B. Are Andy's additional grounds for review supported by evidence and legal
authority?
6
State v. Andy
No. 90567-3
ANALYSIS
A. Since Andy Has Not Shown That a Courtroom Closure Occurred, There Is No
Public Trial Right Violation
1. Standard of Review and Burden ofProof
Criminal defendants have the right to a public trial. CONST. art. I, § 22.
Defendants can raise claims of public trial rights violations for the first time on
appeal. State v. Wise, 176 Wn.2d 1, 9, 288 P.3d 1113 (2012). We review such claims
de novo. Statev. Easterling, 157Wn.2d 167,173-74, 137P.3d825 (2006). In
general, findings of fact by the superior court are verities on appeal if supported by
substantial evidence. See State v. Broadaway, 133 Wn.2d 118, 131, 942 P.2d 363(1997).
We recently reiterated that the defendant has the burden of providing a record
that shows that a courtroom closure occurred. See State v. Koss, 181 Wn.2d 493, 503,
334 P.3d 1042 (2014); State v. Sle.rt, 181 Wn.2d 598,608,334 P.3d 1088 (2014);
State v. Njonge, 181 Wn.2d 546, 556,334 P.3d 1068 (2014), cert. denied, No. 14-
6940 (U.S. Dec. 15, 2014).
2. The Record Does Not Establish That a Closure Occurred
In this case, the trial judge made findings of fact that the public was able to
access the courtroom at all times during Andy's trial and that no member of the public
was deterred by the sign posting the courthouse hours. These findings were supported
by substantial evidence, since courthouse security directly testified to both matters and
7
State v. Andy
No. 90567-3
Andy presented no conflicting evidence. On this record, we see no basis for finding a
courtroom closure. All of the evidence indicates that the sign presented no obstacle to
members of the public who wished to attend the trial.
Andy argues that when reading the sign, "common sense dictates that most
people would logically assume admittance is barred after 4 p.m. and leave."
Appellant's Br. at 11. While common sense might lead to that conclusion, the
evidence in this case directly contradicts that conclusion. Based on testimony from
the security guard observing the courthouse entrance, the court found that the sign did
not deter any member of the public from accessing the courtroom. Andy does not
point to any evidence in the record to support his position; instead, he ignores the
evidence presented during the hearing on how the public actually reacted to the sign.
We hold that the evidence in this case demonstrates that the sign was not a deterrent to
public access, and thus there is no basis for a finding that the courtroom was closed to
the public.
B. Andy's Additional Grounds for Review Are Not Supported by Legal Argument
and Evidence
Andy submitted a statement of additional grounds for relief, claiming ( 1)
prosecutorial misconduct, (2) insufficiency of the evidence, (3) violations of the
confrontation and due process clauses, and (4) abuse of authority by the trial court.
Because these claims are not supported by legal argument and evidence, we deny
them on their merits.
8
State v. Andy
No. 90567-3
1. Prosecutorial Misconduct Claim
Andy claims that the prosecutor committed misconduct when he asked the
victim (who was admittedly intoxicated at the time of the crime) whether she was "an
experienced beer drinker." 1 CD Proceedings (CDP) at 47. Andy argues that this
question constituted the prosecutor's personal opinion that the victim was still
qualified to testify about what took place despite her intoxication. But the prosecutor
made no such statement or implication. The prosecutor asked the question in the
context of exploring how much beer the victim had drunk that day. The prosecutor
asked how much she and her friends had drunk that day (six 40-ounce beers), whether
she was "pretty much drunk" by 4:00p.m. (she indicated yes), and whether this was
more than she normally drank (she said it was about what she usually drank with
friends). !d. at 46-4 7. In the context of this line of questioning, simply asking the
victim whether she was "an experienced beer drinker" did not constitute a personal
opinion regarding the victim's capacity to testify about what happened. Andy has
failed to show prosecutorialmisconduct.
2. Insufficiency of the Evidence Claim
Andy appears to make a general insufficiency of the evidence claim.
"Evidence is sufficient to support a conviction if, viewed in the light most favorable to
the prosecution, it permits any rational trier of fact to find the essential elements of the
crime beyond a reasonable doubt." State v. Thomas, 150 Wn.2d 821, 874, 83 P.3d
9
State v. Andy
No. 90567-3
970 (2004). "'A claim of insufficiency admits the truth of the State's evidence and all
inferences that reasonably can be drawn therefrom."' I d. (quoting State v. Salinas,
119 Wn.2d 192, 201, 829 P .2d 1068 (1992)). We defer to the jury "on issues of
conflicting testimony, credibility of witnesses, and the persuasiveness of the
evidence." Id. at 87 4-7 5. In this case, eyewitnesses, including the victim, testified
that Andy angrily entered a hotel room carrying a knife, looking for his girlfriend, and
cut the victim' s 2 face from her chin to her eye. This evidence is sufficient to support
his convictions for assault and burglary.
He also claims that the court failed to fully and properly explain the exact
standard of proof, but the jury instructions properly and repeatedly indicated that all
elements must be proved beyond a reasonable doubt. He provides no evidence to
support his claim.
3. Confrontation Clause and Due Process Clause Claim
First, Andy points to a statement in the transcript where his defense attorney
acknowledged that he and the prosecutor had a conversation with a police officer
outside in the hall regarding a teletype that the officer had received listing the charges
for which Andy was being sought. Andy claims that this conversation violated his
confrontation clause rights, his due process rights, and his right to be present at all
2The victim testified that Andy's girlfriend was "like an adopted daughter" to her. 1
CDP at 38.
10
State v. Andy
No. 90567-3
important stages of the proceedings. Andy provides no authority for his contention
that a defendant has the right to be present any time that his defense attorney interacts
with a witness outside of the courtroom. He has not shown that the conversation
violated any legal standard.
Second, Andy argues that he should have been allowed to raise issues regarding
the background of the witnesses to assist the jury in its credibility determination. He
points to a portion of the transcript where he was not allowed to present evidence that
many of the witnesses to the crime were arrested at the scene on various misdemeanor
warrants. In that same transcript, his defense attorney agreed that such information is
inadmissible because none of the crimes were felonies or crimes of dishonesty. This
is a fairly straightforward application ofER 609, which allows evidence of criminal
convictions only when the convictions are for crimes punishable by more than one
year or that involve dishonesty. No error appears on this record.
Finally, Andy appears to argue that he should have been allowed to challenge
statements made by witnesses that conflicted with the statements they originally gave
to police officers. However, the trial judge specifically stated that if a witness had
made prior inconsistent statements, it would be admissible. Andy does not present
any evidence to support his claim that he was not allowed to challenge witnesses that
had made prior inconsistent statements.
11
State v. Andy
No. 90567-3
4. Abuse ofAuthority Claim
Andy argues that the trial court abused its authority by allowing his conviction
for burglary when-he claims-none of the witnesses were credible. This is simply a
reformulation of his insufficiency of the evidence claim, and it fails for the same
reasons discussed above.
Andy next argues that the trial court abused its authority when it asked the
defense and prosecuting attorneys about the proper wording for the second degree
assault jury instruction. 3 The trial judge asked the two attorneys if they knew of any
case law addressing whether the word "intentionally" needed to be included in the
instruction, and then he asked that they "[g]ive it some thought" so they could discuss
it later. 1 CDP at 29-30. Andy claims that by asking this question, the trial comi
abused its power and the judge should have sought the advice of the legislature, the
attorney general, or the Supreme Court regarding the issue. Andy is incorrect. The
trial judge appropriately handled a concern about the proper wording of jury
instructions by asking the attorneys to look into the issue, with a final decision to be
made later. There was no abuse of authority.
3While Andy was ultimately convicted of first degree assault, not second degree assault,
and thus this claim is probably moot, we choose to analyze and dismiss this claim on its
merits.
12
State v. Andy
No. 90567-3
CONCLUSION
When defendants assert public trial rights violations, they have the burden to
show that a courtroom closure occurred. In this case, the trial judge made findings of
fact that the courthouse was open at all times during Andy's trial and that the sign
regarding courthouse hours did not deter the public from attending Andy's trial.
Those findings of fact were supported by substantial evidence, including testimony by
security officers. On this record, Andy has not shown that a closure occurred. We
affirm his conviction.
13
State v. Andy
No. 90567-3
WE CONCUR:
~YuMht-g.
s~/~,
14