State v. Russell ( 2015 )

This oolnion was filed for record
at· !OO 01 ·
IN THE SUPREME COURT OF THE STATE OF WASHINGTON
)
STATEOFWASHINGTON, )
)
Respondent, ) No. 85996-5
)
v. )
) ENBANC
FREDERICK DAVID RUSSELL, )
)
Petitioner. ) Filed: AUG 2 0 2015
________________________)
YU, J.- This case involves the question of whether reviewing jury
questionnaires for hardship implicates the public trial right. On each of the first
two days of jury selection in this case, the trial judge, the attorneys, and petitioner
Frederick David Russell held work sessions to review juror questionnaires and to
separate the hardship juror requests from the others. These work sessions occurred
in the jury room, rather than in the courtroom, and the trial court did not conduct a
Bone-Club 1 analysis on the record before holding the work sessions.
1
State v. Bone-Club, 128 Wash. 2d 254,906 P.2d 325 (1995).
State v. Russell, No. 85996-5
Russell contends that the work sessions violated the public trial right
guaranteed by article I, sections 10 and 22 of our state constitution and that his
convictions should therefore be reversed. The Court of Appeals rejected that
contention, as do we. The public trial right was not implicated, and we affirm the
Court of Appeals.
FACTUAL AND PROCEDURAL HISTORY
On June 4, 2001, Russell had been drinking alcohol and, at about 10:35 p.m.,
was driving well above the speed limit, straddling both sides of a two-lane
highway in a no-passing zone. Russell sid~swiped a green Geo that was traveling
in the opposite direction, then crashed head-on into a Cadillac that was behind the
green Geo. The crash instantly killed the Cadillac's driver and two passengers and
severely injured three other passengers, leaving them with permanent disabilities.
Russell's car then hit a red Geo that was behind the Cadillac. Russell, his
passenger, and the red Geo's driver were able to get out of their cars before both
cars caught fire.
Russell was arrested the morning after the accident. He posted bail but did
not return for a pretrial hearing in October 2001. Russell was eventually captured
in Ireland in 2005. In 2006, he was extradited back to the United States. Due to
extensive pretrial publicity throughout eastern Washington, the trial court granted
Russell's motion to change venue. Whitman County's only superior court judge
2
State v. Russell, No. 85996-5
traveled across the state to Cowlitz County to preside over the guilt phase of the
trial, which was estimated to take three to four weeks. 9 Tr. of Proceedings (TrP)
(Oct. 15, 2007) at 1304-05, 1312.
Before trial, Russell requested "the use of a written juror questionnaire,
comprised of questions presented by both parties, to be filled out by all prospective
jurors before oral questioning is to commence by the Court or the parties." Clerk's
Papers at 1105. Consistent with this request, when prospective jurors arrived for
jury duty, they were asked to fill out a questionnaire before being called into the
courtroom. 2 The questionnaire was duplicated for review by the judge and
counsel. 9 TrP at 1294.
While waiting for the juror questionnaires to be completed and copied, the
court went through some preliminary matters on the record in open court. The jury
was not present, id., and it is not apparent from the record whether any members of
the media or the public were in the courtroom. The judge announced that he, the
attorneys, and Russell had held an in-chambers conference, id., where they had
agreed to have a work session "in the jury room going through those
[questionnaires] and trying to week [sic] out those that will automatically be
excused for hardship purposes," id. at 1297. 3 The court clerk then brought two
2
No juror questimmaires-either blank or completed-are in the record before this court.
3
The judge also addressed issues including the State's motion to amend the information,
Russell's not-guilty pleas, and anticipated juror seating arrangements. 9 TrP at 1294-1300.
3
State v. Russell, No. 85996-5
prospective jurors to the court's attention-one who was disqualified, possibly due
to illness (although it is not entirely clear from the record), and another who had
brought her child with her-and the judge excused both jurors in open court
without objection. Id. at 1301-02. It appears from the record that the prospective
jurors were in another room (not the comiroom) and that the courtroom clerk was
communicating with court staff who were in that prospective juror holding room.
The attorneys then confirmed there were no other preliminary issues that needed to
be addressed. Id. at 1303.
Having concluded these preliminary discussions, the judge announced on the
record in open court that "we'll be in recess and as soon as the questionnaires come
in I'll let the attorneys get together in the jury room and I'll let Mr. Russell be there
as well and we'll go through those to see- about hardship cases." Id. The court
went into recess at 10:10 a.m. !d. The record does not indicate when precisely the
work session in the jury room began, and there is no record of the work session
itself. There is no indication whether the door to the jury room was open or closed
during the work session or whether any member of the press or the public
requested or was denied access to the session. There is no indication that any
prospective jurors were questioned during the work session.
The court reconvened at 12:19 p.m. Id. Thus, while the record does not
state precisely how long the work session was, it could not have been longer than
4
State v. Russell, No. 85996-5
two hours and nine minutes. It is not apparent from the record whether the panel
of 76 prospective jurors was brought into the courtroom before or after the judge,
the attorneys, and Russell reentered the courtroom. !d. The judge stated the name
of the case and those present in the courtroom for the record, introduced himself
and the attorneys, and explained to the prospective jurors that the case had been
transferred from Whitman County. Id. at 1303-06. He then explained that he had
gone through the juror questionnaires with the attorneys and Russell to look for
"severe hardship issues ... [a]nd very shortly here I am going to go through the list
of-jurors that will automatically be excluded or excused from this case-
because of hardship reasons." Id. at 1307. The judge also noted that "some of you
that listed hardships will not automatically be excluded- there'll be some further
inquiry and then the Court will be making the decision." Id.
After thanking all the jurors for coming in and stressing the value of their
service, id. at 13 07-09, the judge announced jurors who would be excused for
hardship without any oral questioning, id. at 1309-10. Those jurors were not
excused from juror service altogether-they remained "on call for other Cowlitz
County cases." !d. at 1309. The judge instructed those who had not been excused
"to remain in attendance and - there will be some inquiries on other individuals
that listed grounds that they felt were hardship and I want to inquire a little further
here - very shortly here." !d. at 1310.
5
State v. Russell, No. 85996-5
The judge made preliminary remarks, id. at 1311-26, and administered the
oath to the remaining jurors, id. at 1327. He then orally questioned jurors who had
requested to be excused for "hardship reasons or based on employment-type
reasons" but had not already been excused based on their questionnaires. !d. The
judge first addressed the concerns of jurors with physical impairments. !d. at
1329-32, 1336, 1337-43, 1356-58, 1365. The judge excused some jurors who
would not be able to sit comfortably for extended periods, but reiterated that the
excused jurors would need to "check back in" because the court "might try to get
you in a shorter case." Id. at 1358.
The judge also questioned jurors who had preexisting commitments and
employment-related issues that might make it a hardship to serve for the full three-
to-four-week trial. !d. at 1333-34, 1344-46, 1349-56, 1358-69, 1372. The judge
decided some of those issues after talking to the jurors, and he deferred decision on
others pending a discussion with the attorneys. He also requested that some jurors
look into making alternate arrangements and report back the next day.
The judge then announced he would step into the hallway with the attorneys
and Russell for an on-the-record sidebar discussion regarding the remaining
hardship requests. 4 !d. at 1372-83. Russell's attorney generally took a broad
approach, supporting excusal of jurors who might "have distractions." !d. at 1377.
4
Russell does not assign error to the sidebar discussion.
6
State v. Russell, No. 85996-5
The judge, the attorneys, and Russell then returned to the courtroom, and the judge
excused two more jurors for hardship. Id. at 1381, 1383.
Before dismissing the remaining jurors for the evening, the judge noted on
the record that there was a "television camera" and "other members of the media"
present, but the record does not indicate how long they had been there or if there
were any other members of the public present. Id. at 1387. The judge instructed
the prospective jurors not to discuss the case among themselves or with anyone
else and to avoid all media coverage of the case, id. at 1386-88, and dismissed
them for the evening, id. at 1390. To ensure there would be enough jurors, the
judge requested 15 additional jurors for the next day, who would fill out the same
questionnaire and be subject to the same hardship excusal process. Id. at 1521-22.
The next day, the court began with an in-court, on-the-record hearing outside
the jurors' presence regarding pretrial evidentiary motions. 10 TrP (Oct. 16, 2007)
at 1529. Meanwhile, the 15 newly summoned jurors filled out their questionnaires,
which were again copied for review by the judge and counsel. I d. at 153 7. The
judge announced on the record in open court that they would have another work
session to "go through and do like we did yesterday or at least determine
hardships" once those questionnaires were copied. Id. The record does not
indicate whether any members of the media or the public were in the courtroom
7
State v. Russell, No. 85996-5
when the judge made that announcement. The court then resumed hearing pretrial
motions.
The clerk notified the judge that the 15 new jurors had completed their
questionnaires. I d. at 1543. After some further argument on pretrial motions, the
court noted it was now nine o'clock, asked about the questionnaires, id. at 1562,
and announced that"[ o]nee they're all copied we'll take a break and review those,"
id. at 1563. After confirming with the clerk that all the new jurors' questionnaires
had been copied, id. at 1567, the judge announced the court would recess for
another work session, "retire to the jury room briefly[,] and try to sort out the
hardship requests," id. at 1570.
The court recessed at 9:08a.m., id., and there is no indication in the record
whether any members of the public or the media were present in courtroom at that
time. The record does not indicate whether the work session began immediately or
after a break, and there is no record of the work session itself. There is no
indication whether the door to the jury room was open or closed during the work
session or whether any member of the press or the public requested or was denied
access to the session. There is no indication that any prospective jurors were
questioned during the work session.
The court reconvened at 10:08 a.m. !d. Thus, while the record does not
indicate precisely how long t~e work session was, it could not have lasted more
8
State v. Russell, No. 85996-5
than one hour. It is not apparent from the record whether the prospective jurors
were brought into the courtroom before or after the judge, the attorneys, and
Russell reentered the courtroom. Id. The clerk announced court was back in
session, id., and the judge explained to the new jurors that the trial was expected to
last three to four weeks and "a couple of the issues that were addressed - in the
jury questionnaire related to - hardship issues; whether or not it would create a
hardship for a particular juror to have to serve - for a lengthy period of time in
this case." Id. at 1571.
The judge then explained that he had gone through the questionnaires with
the attorneys and announced on the record in open court which of the 15 newly
summoned jurors would be excused for hardship without oral questioning. !d. at
1572-73. No jurors who had been there the day before were excused immediately
after the second work session. !d. at 1573. The judge told the excused jurors that
they would need to check back in with the bailiff because they "may be called in
for another trial, a shorter trial." !d. The judge then questioned other jurors who
had made hardship requests, revisited those jurors who had needed to look into
alternate arrangements, and issued oral decisions on the record in open court. Id. at
1574-81.
9
State v. Russell, No. 85996-5
After the preliminary hardship determinations were concluded, 5 the judge
made preliminary remarks for the benefit of the new jurors, id. at 15 81-97, and
administered the oath to all those who had not been there the day before, id. at
1594. Then the court turned voir dire questioning over to the attorney for the State.
!d. at 1597. Attorney voir dire took place on October 16, 17, and 18. At the end of
the day on October 18, the attorneys exercised peremptory challenges and the final
jury was announced.
Trial lasted until November 6, 2007. 28 TrP (Nov. 6, 2007) at 5175. The
jury convicted Russell of three counts of vehicular homicide and three counts of
vehicular assault. The Court of Appeals affirmed Russell's convictions, holding
that the work sessions on the first two days of jury selection did not implicate
Russell's public trial right because those sessions were concerned only with
excusals for general hardship considerations, rather than case-specific, for-cause or
peremptory challenges. See State v. Russell, noted at 161 Wash. App. 1002, slip op.
at 47-55 (2011). The Court of Appeals remanded the case for the sole purpose of
granting Russell credit for the time he spent in detention in Ireland while he was
challenging extradition.
5
0nejuror's initial hardship request was deferred. 10 TrP at 1579-80. Later, during attorney
voir dire, the juror revealed an employment-related financial burden and she was excused for
hardship at that time. 12 TrP (Oct. 17, 2007) at 1908-10.
10
State v. Russell, No. 85996-5
This court deferred consideration of Russell's petition for review pending
final decisions in State v. Sublett, 176 Wash. 2d 58, 292 P.3d 715 (2012), State v.
Slert, 181 Wash. 2d 598, 334 P.3d 1088 (2014), and State v. Njonge, 181 Wash. 2d 546,
334 P.3d 1068 (2014). On February 4, 2015, we granted Russell's petition for
review only as to the public trial issues. 182 Wash. 2d 1001, 342 P.3d 326 (2015).
ISSUES
A. Did the trial court's work sessions in the jury room with the attorneys
and Russell to review juror questionnaires for hardship issues implicate the public
trial right?
B. Should this court revisit its application of the structural error doctrine
in public trial rights cases?
ANALYSIS
Experience and logic show that the public trial right was not implicated by
the two work sessions regarding preliminary hardship issues raised by the juror
questionnaires, 6 and we affirm the Court of Appeals. In light of this determination,
we will not revisit our approach to structural error at this time.
A. The public trial right was not implicated by the work sessions
Where there is no directly controlling precedent determining whether the
public trial right is implicated by a particular proceeding, we use the experience
6
To the extent Russell speculates that the public trial right was implicated because other matters
may have come up during the work sessions, see Am. Pet. for Review at 15, it is his burden on
appeal to provide a record showing that the public trial right was implicated, State v. Koss, 181
Wash. 2d 493, 503, 334 P.3d 1042 (2014). He has not done so.
11
State v. Russell, No. 85996-5
and logic test. Njonge, 181 Wash. 2d at 553-54. 7 Neither experience nor logic
indicates that the public trial right is implicated by work sessions to review juror
questionnaires for hardship issues.
1. There is no indication that proceedings like the work sessions held in
this case have historically been open to the press and the public
As Russell correctly argues, jury selection, and particularly voir dire,
implicates the right to a public trial. State v. Brightman, 155 Wash. 2d 506, 515, 122
P.3d 150 (2005). However, "jury selection" encompasses significantly more than
attorney voir dire, and the mere label of "jury selection" does not mean the public
trial right is automatically implicated. State v. Wilson, 174 Wash. App. 328, 338,
298 P .3d 148 (20 13 ). Relevant cases, statutes, and court rules show that, as a
matter of experience, Russell's public trial right was not implicated when the
judge, Russell, and the attorneys held work sessions to review juror questionnaires
for hardship.
The public trial right is not implicated by preliminary excusals for statutory
reasons (including hardship) based on juror questionnaires. See Slert, 181 Wash. 2d
at 605-06 (Gonzalez, J., lead opinion), 614 (Stephens, J., dissenting); State v.
Schumacher,_ Wn. App. _ , 347 P.3d 494, 500-01 (2015). Determining
7
Njonge considered the public trial right implications of juror hardship excusals, but we resolved
that case with a holding that the record did not establish that the hardship determination process
was closed to the public. Njonge, 181 Wash. 2d at 558.
12
State v. Russell, No. 85996-5
whether a juror is able to serve at a particular time or for a particular duration (as
in hardship and administrative excusals) is qualitatively different from challenging
a juror's ability to serve as a neutral factfinder in a particular case (as in
peremptory and for-cause challenges). See In re Pers. Restraint of Coggin, 182
Wash. 2d 115, 117, 340 P.3d 810 (2014) (C. Johnson, J., lead opinion); In re Pers.
Restraint of Speight, 182 Wash. 2d 103, 105, 340 P.3d 207 (2014) (C. Johnson, J.,
lead opinion); cf State v. Irby, 170 Wash. 2d 874, 882, 246 P.3d 796 (2011) (drawing
the distinction in the context of the defendant's right to be present). In addition to
our own case law, this distinction is supported by the statutes and rules regarding
juror selection proceedings. See GR 28(a) (setting forth "procedures for
postponing and excusing jury service under RCW 2.36.100 and 2.36.110 and for
disqualifying potential jurors under RCW 2.36.070"), (b )(3) (explicitly
distinguishing between excusal for statutory reasons and "peremptory challenges
or challenges for cause that fall outside the scope of this rule"); CrR 6.4 (governing
voir dire, challenges for cause, and peremptory challenges).
We must "consider the actual proceeding at issue for what it is, without
having to force every situation into predefined factors," Sublett, 176 Wash. 2d at 73
(C. Johnson, J., lead opinion). The record indicates that the actual proceedings
here-the work sessions-consisted of the trial judge, Russell, and the attorneys
sitting in the jury room and reviewing the jurors' written questionnaires for
13
State v. Russell, No. 85996-5
potential hardship issues. No jurors were questioned during those work sessions.
The judge announced all his excusal decisions in open court and clearly stated that
the excusals immediately following the work sessions were based on hardship.
Those jurors were not disqualified or excused from service altogether-the judge
mentioned several times on the record that they might be called back to serve on a
shorter case. And the judge did question many jurors about hardship in open court,
strongly indicating that the judge did not excuse any juror without oral questioning
unless the judge, the attorneys, and Russell agreed that excusal for hardship was
justified based on the questionnaire alone. Cf In re Det. of Morgan, 180 Wash. 2d
312, 326, 330 P.3d 774 (2014) (holding the experience prong is not met for
proceedings "akin to a status conference").
Proceedings like the work sessions here have not historically been open to
the press or general public. The experience prong is not met.
2. Logic does not require work sessions to review juror questionnaires
for hardship issues to be conducted in open court
As a matter of logic, the purposes of the public trial right would not be
served by requiring work sessions like the ones at issue here to be conducted in
open court. No jurors were questioned during the work sessions, so the purposes
of discouraging perjury and encouraging witnesses to come forward would not be
advanced. See id. at 325. The trial judge announced the work sessions before they
occurred, explained what occurred during the work sessions afterwards, announced
14
State v. Russell, No. 85996-5
all his decisions in open court, and specified that the excusals were based on
hardship. The work sessions therefore did not involve the kind of secret decision-
making that would undermine legitimacy or public confidence in judicial
proceedings. See id. The judge's announcements on the record, coupled with
Russell's personal participation in the work sessions, also served to remind the
court and the attorneys of their duties to Russell and to the public. See id.
Neither the experience nor the logic prong is met, and the public trial right
was not implicated by the work sessions. To avoid appeals like this one, we
strongly encourage trial courts to conduct all proceedings in open court (or conduct
on-the-record Bone-Club analyses before removing any proceedings from open
court), even if the public trial right is not (or is unlikely to be) implicated.
B. We do not revisit our application of the structural error doctrine in this case
The State and allied amici urge us to revisit our application of the structural
error doctrine in public trial cases. Any such discussion would be unnecessary to
the resolution of this case, and we decline to reconsider the structural error doctrine
as applied to the public trial right in dicta.
CONCLUSION
The public trial right was not implicated by the work sessions the trial court
held with Russell and the attorneys to review the juror questionnaires for hardship
issues. We affirm the Court of Appeals.
15
State v. Russell, No. 85996-5
WE CONCUR:
~~ o,c;
---L,L~~--~
16
State v. Russell (Frederick David), No. 85996-5
(Gordon McCloud, J., Concurrence in Result)
No. 85996-5
GORDON McCLOUD, J. (concurring m result)-The single question
presented in this case is whether the right to open justice and a public courtroom
applies to preliminary hardship determinations based on written jury questionnaires,
where, as here, the judge memorializes those decisions immediately afterward on
the record in open court. 1 I agree with the majority that the answer to that question
1s no.
However, I disagree with the majority's additional dicta and I write separately
to make clear that it is unnecessary to our decision in this case.
First, the majority makes clear that the two preliminary hardship
determination discussions at issue occurred outside of the courtroom, in a separate
'"jury room,"' during what was clearly a recess. Majority at 3-4 (quoting 9 Tr. of
Proceedings (TrP) (Oct. 15, 2007) at 1297 (portion of transcript showing that court
1
As we all agree, the right to a public trial is guaranteed by both the Washington
(CONST. art. I, §§ 10, 22) and United States (U.S. CONST. amends. I, VI) constitutions.
1
State v. Russell (Frederick David), No. 85996-5
(Gordon McCloud, J., Concurrence in Result)
recessed at 10:10 a.m. and reconvened at 12:19 p.m. and that the jury room session
occurred in the interim)). In fact, the second such jury room discussion is
characterized by the trial judge himself as something that would occur after he
"'retire[d]'" to that "jury room." Majority at 8 (quoting 10 TrP (Oct. 16, 2007) at
1570). But the majority then twice calls out the fact that the transcript is silent about
whether the door to that jury room was open or closed during this recess and even
characterizes it as a "work sessi~:m" rather than a recess. Majority at 4 ("There is no
indication whether the door to the jury room was open or closed during the work
session or whether any member of the press or the public requested or was denied
access to the session."), 8 ("There is no indication whether the door to the jury room
was open or closed during the work session .... ").
The majority's citations to the record are certainly accurate. But they are
irrelevant and therefore misleading. They tend to imply that whether the door to a
jury room or judge's chambers is open or closed is relevant to determining whether
a proceeding that occurs in there-during a "recess" when the parties and the court
"retired" to that location-is really open or closed. That is incorrect. We have held
that retiring to such a separate and presumptively private setting outside of the public
courtroom constitutes a courtroom closure. In State v. Frawley, 181 Wash. 2d 452, 334
P.3d 1022 (2014), for example, we considered two consolidated cases raising
2
State v. Russell (Frederick David), No. 85996-5
(Gordon McCloud, J., Concurrence in Result)
courtroom closure issues. In one of them, the judge and counsel retired to the judge's
chambers to conduct certain voir dire proceedings-and we began by addressing
whether that constituted a courtroom closure. We noted that the record showed that
the door to the judge's chambers was open, the judge purposely left it open, and the
judge subjectively characterized his decision to leave the door open as somehow
creating another open courtroom in chambers: "The court stated multiple times
throughout this discussion and at the in-chambers questioning of the juror that the
individual questioning had to and did remain a public proceeding. During the in-
chambers questioning, the judge stated for the record, '"The inner and outer door to
my chambers are open. The courtroom door is closed, but this must remain a public
proceeding."' !d. at 457-58 & n.6. But we rejected the notion that keeping the door
to that separate, private room open created a little public courtroom right there in
chambers. Instead, we treated it as a case in which the courtroom was closed. !d. at
460 ("In both cases, the in-chambers questioning of jurors constituted a closure of
the courtroom under [State v.] Wise, 176 Wash. 2d 1[, 288 P.3d 111? (2012)]."). The
court decided that case, instead, on waiver issues.
If leaving the door to chambers open did not create an open-chambers
courtroom in that case, then silence about leaving the doors to the jury room open
cannot create an open-jury-room courtroom in this case. Retiring to a jury
3
State v. Russell (Frederick David), No. 85996-5
(Gordon McCloud, J., Concurrence in Result)
deliberation room, like retiring to chambers, is leaving the courtroom, and the public,
behind.
Next, the majority discusses structural error-even though it finds no error in
the first place. The majority certainly does not depart from our settled precedent
applying structural error analysis to courtroom closure errors. But it states that the
reason it adheres to precedent is because the case did not present a proper vehicle
for revisiting that precedent. Majority at 11 ("In light of this determination [that the
public trial right does not attach to juror hardship determinations], we will not revisit
our approach to structural error at this time."), 15 ("we decline to reconsider the
structural error doctrine as applied to the public trial right in dicta").
I agree that we need not address what type of error occurred because no error
occurred. But I disagree with the dicta that undermines our structural error
jurisprudence. We have treated violations of the constitutional public trial right as
structural error, in criminal cases, for the last 20 years, since State v. Bone-Club, 128
Wash. 2d 254, 906 P.2d 325 (1995). See, e.g., State v. Paumier, 176 Wash. 2d 29, 33,
288 P.3d 1126 (2012); State v. Wise, 176 Wash. 2d 1, 7, 288 P.3d 1113 (2012); State
v. Strode, 167 Wash. 2d 222, 217 P.3d 310 (2009); State v. Easterling, 157 Wash. 2d 167,
137 P.3d 825 (2006).
4
State v. Russell (Frederick David), No. 85996-5
(Gordon McCloud, J., Concurrence in Result)
I therefore respectfully disagree with the dicta in the majority's opinion. But
I concur in the result.
5
State v. Russell (Frederick David), No. 85996-5
(Gordon McCloud, J., Concurrence in Result)
6