State v. Gower ( 2014 )

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IN CLERKS OFFICE
IIIII&E COURT, STATE OF WASHINGTON
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CHIEF TICE
IN THE SUPREME COURT OF THE STATE OF WASHINGTON
STATE OF WASHINGTON, NO. 88207-0
Respondent, ENBANC
v.
Filed FEB 1 3 2014
DAVID JOEL GOWER,
Petitioner.
GORDON McCLOUD, J.-Our rules of evidence have long provided that
"[ e]vidence of other crimes, wrongs, or acts is not admissible to prove the character
of a person in order to show action in conformity therewith." Evidence Rule (ER)
404(b ). In 2008, the legislature enacted a statute making an exception for evidence
of sex offenses. 1 Former RCW 10.58.090 (2008). In 2012, this court held that
statute, RCW 10.58.090, was unconstitutional. State v. Gresham, 173 Wash. 2d 405,
413,269 P.3d 207 (2012). In 2009, between the statute's enactment arid subsequent
1
"[E]vidence of the defendant's commission of another sex offense or sex offenses
is admissible, notwithstanding Evidence Rule 404(b)." Former RCW 10.58.090(1) (2008).
State v. Gower (David J), No. 88207-0
invalidation, the trial court admitted evidence of David Gower's prior sex offenses
against him at his bench trial under that unconstitutional statute. Because that
evidence was improperly admitted and considered by the trial judge in finding
Gower guilty, we reverse Gower's conviction and remand for a new trial.
FACTS AND PROCEDURAL HISTORY
The State prosecuted Gower for sex crimes against his 17-year-old
stepdaughter S.E.H. The prosecution took place in 2009, when bothER 404(b) and
RCW 10.58.090 were in force. In accordance with those laws, the State offered
evidence that Gower had committed other similar crimes against two other alleged
juvenile victims, C.M. (his biological daughter) and J.K. (another stepdaughter). In
a pretrial evidentiary hearing on the admissibility of that evidence, the trial court
ruled it was all inadmissible under ER 404(b ). But the trial court acknowledged that
admissibility of that evidence under RCW 10.58.090 was a separate question and
concluded that although the evidence of other sex offenses was inadmissible under
ER 404(b ), the evidence of the prior crimes relating to C.M. was admissible under
RCW 10.58.090. 2
2
The trial court found that the evidence relating to J.K. was not admissible under
either ER 404(b) or RCW 10.58.090.
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State v. Gower (David J), No. 88207-0
The trial court entered clear findings of fact and conclusions of law explaining
its decision. Under the statute, the trial court was required to consider several factors
before admitting evidence of prior crimes, including "[t]he necessity of the evidence
beyond the testimonies already offered at trial." Former RCW 10.58.090(6)(e). The
trial court's conclusion of law 6 states exactly that-that the "evidence of the
defendant's prior sexual misconduct with C.M. is necessary to the State's case at
trial in the present case." Clerk's Papers (CP) at 30. The trial court thus excluded
J.K. 's testimony, but admitted C.M. 's testimony, after considering and applying the
statutory factors.
After a bench trial, the trial court found Gower guilty of two counts of
indecent liberties and one count of incest in the second degree. Gower received
consecutive life sentences for the indecent liberties convictions and 60 months for
the incest conviction. Gower appealed his convictions, arguing, among other things,
that RCW 10.58.090 was unconstitutional. The Court of Appeals stayed his appeal
pending Gresham. In Gresham, we held that RCW 10.58.090 was unconstitutional.
Gresham, 173 Wash. 2d at 413. Nevertheless, the Court of Appeals upheld Gower's
convictions in a published opinion. State v. Gower, 172 Wash. App. 31, 288 P.3d 665
(2012). Gower petitioned this court for review, and we granted his petition. State
v. Gower, 177 Wash. 2d 1007, 300 P.3d 416 (2013).
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State v. Gower (David J), No. 88207-0
ANALYSIS
I. STANDARD OF REVIEW
A trial court's admission of evidence under RCW 10.58.090 that is
inadmissible under ER 404(b) is error. Gresham, 173 Wash. 2d at 434. "When the
support ofRCW 10.58.090 is removed, we are simply left with evidence admitted
in violation ofER 404(b )." I d. at 433. Erroneous admission of evidence in violation
of ER 404(b) is analyzed under the nonconstitutional harmless error standard-that
is, we ask whether there is a reasonable probability that, without the error, ""'the
outcome of the trial would have been materially affected.""' I d. (quoting State v.
Smith, 106 Wash. 2d 772, 780, 725 P.2d 951 (1986) (quoting State v. Cunningham, 93
Wash. 2d 823, 831, 613 P.2d 1139 (1980))).
II. ADMISSION OF GOWER'S PRIOR SEX OFFENSES
a. The Presumption That Judges in Bench Trials Do Not Consider
Inadmissible Evidence Does Not Apply to Evidence That Is
Actually Admissible and Admitted under the Law at the Time of
Trial
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State v. Gower (David J), No. 88207-0
The Court of Appeals acknowledged that the trial court erred by admitting
evidence under RCW 10.58.090 that was inadmissible under ER 404(b ). 3 It
nevertheless held that the error was harmless based on State v. Read, 14 7 Wash. 2d
238, 53 P.3d 26 (2002). In Read, we held that "in the absence of evidence to the
contrary, we presume the judge in a bench trial does not consider inadmissible
evidence in rendering a verdict." Id. at 242. The Court of Appeals relied on this
Read presumption to uphold Gower's conviction.
The Read presumption arises because of the "unique demands" bench trials
place on judges, "requiring them to sit as both arbiters of law and as finders of fact."
Id. at 245. But the presumption is only that-an assumption that appellate courts
begin with, but do not necessarily end with, depending on the case. The presumption
is based on the notion that the trial judge knows and applies the law, even if he or
she did not recite the particular legal rule at the time; it is "a presumption on appeal
that the trial judge, knowing the applicable rules of evidence, will not consider
matters which are inadmissible when making his [or her] findings." State v. Miles,
77 Wash. 2d 593, 601, 464 P.2d 723 (1970) (citing State v. Bell, 59 Wn2d 338, 352,
368 P.2d 177 (1962)).
3
The State did not argue before the Court of Appeals that the prior sex offense
evidence was admissible under ER 404(b ), and neither the State nor Gower has briefed the
issue to this court.
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State v. Gower (David J), No. 88207-0
The Read presumption is, therefore, inapplicable when the judge actually
"consider[ ed] matters which are inadmissible when making his [or her] findings."
Jd. Thus, "[a] defendant can rebut the presumption by showing the verdict is not
supported by sufficient admissible evidence, or the trial court relied on the
inadmissible evidence to make essential findings that it otherwise would not have
made." Read, 147 Wash. 2d at 245-46 (citing Greater Kan. City Laborers Pension
Fundv. Superior Gen. Contractors, Inc., 104 F.3d 1050, 1057 (8th Cir. 1997)).
The Court of Appeals below upheld Gower's conviction because Gower failed
to rebut the Read presumption. Gower, 172 Wash. App. at 40. We disagree with that
result.
The Read presumption, as our case law makes clear, depends entirely on our
recognition that the trial judge lmows the rules of evidence and will therefore
discount truly inadmissible evidence when making a decision in a bench trial. Read,
147 Wash. 2d at 245; Miles, 77 Wash. 2d at 601. That presumption is inapplicable where
the evidence was actually admissible under the law in place at the time, and the judge
affirmatively recognized its legal admissibility when admitting the evidence.
That is what happened here-the trial court affirmatively recognized the legal
admissibility of the evidence in question. It explicitly ruled that "evidence of the
defendant's prior sexual misconduct with C.M. is admissible in the present case
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State v. Gower (David J.), No. 88207-0
under RCW 10.58.090." CP at 30. It also expressly found that the State could rely
on the evidence to present its case: "The court does not find that the evidence is
admissible under ER 404(b), but since it is admissible under [RCW] 10.58.090, the
State may utilize the evidence in its case in chief." CP at 31. Under these
circumstances, we cannot presume that the trial court did not .consider the
inadmissible evidence.
b. Admission of Gower's Prior Sex Offenses Was Not Harmless
Without the Read presumption, we cannot say the error in this case was
harmless. As we pointed out in Gresham, the potential for prejudice from admitting
prior acts is "'at its highest"' in sex offense cases. Gresham, 173 Wash. 2d at 433
(quoting State v. Saltarelli, 98 Wash. 2d 358, 363, 655 P.2d 697 (1982)). Moreover,
the analysis does not tum on whether there is sufficient evidence to convict without
the inadmissible evidence. Id. Rather, the question is whether there is a reasonable
probability that the outcome of the trial would have been different without the
inadmissible evidence. Id. at 433-34. We are satisfied that such a reasonable
probability exists in this case for the following reasons.
First, during the pretrial evidentiary hearing, the judge ruled as a matter of law
that "evidence of the defendant's prior sexual misconduct with C.M. is necessary to
the State's case at trial in the present case." CP at 30. Indeed, the evidence might
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State v. Gower (David J), No. 88207-0
have been inadmissible had the judge ruled otherwise. See former RCW
10.5 8. 090( 6)( e) (requiring the judge to consider, among other things, the "necessity
of the evidence"). The trial court's ruling that the evidence regarding C.M. was
necessary to the .State's case as a matter of law strongly suggests that exclusion of
that evidence would have affected the verdict.
Second, the State itself argued at the pretrial hearing that "this is necessary
evidence as this is essentially one person's version of events versus. another." 2
Verbatim Report of Proceedings (July 13, 2009) at 124-25. At the very least, this
undermines the State's current, and contrary, assertion that the prior sex offense
evidence was unnecessary. Cf State v. Roberts, 142 Wash. 2d 471, 498, 14 P.3d 713
(2000) (characterizing as "[r]emarkabl[e]" the State's decision to take "opposite
position[s]" on one factual matter in two separate but related appeals).
Third, as the State conceded in its argument to the trial court, this was a
credibility case; the only corroborating evidence was a witness who corroborated
details of the aftermath of one incident rather than the incident itself. Just as in
Gresham, "[t]here were no eyewitnesses to the alleged incidents of molestation."
Gresham, 173 Wash. 2d at 433. And, as the Gresham court implie~, the highly
prejudicial evidence of prior sex offenses thus impermissibly bolstered the alleged
victim's credibility. Because credibility was the main issue in this case, just as it
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State v. Gower (David J), No. 88207-0
was the main issue in Gresham, we cannot say admission of that evidence was
harmless.
We also note that the judge's findings of fact following the bench trial devote
a full page to the testimony of the prior crime victim, C.M., and two pages to the
testimony of the alleged victim in this case, S.E.H. Out of a total transcript length
of about 600 pages, C.M. gave 35 pages of testimony at the pretrial hearing, and
S.E.H. testified for 85 pages at trial. As the posttrial findings of fact make clear, the
trial judge gave significant weight and consideration to C.M.'s testimony. Although
the judge did not mention C.M. in his posttrial conclusions oflaw regarding Gower's
guilt, that does not alter our conclusion that it is reasonably probable the outcome
would have been different without the evidence of prior sex crimes. See id. (finding
improper admission of evidence not harmless in part because a large portion of the
testimony at trial "was predicated on the fact of Gresham's prior conviction").
CONCLUSION
In Gresham, we invalidated RCW 10.58.090 and held that admission of
otherwise inadmissible evidence under that statute was error subject to
nonconstitutional harmless error analysis. We also ruled that the admission of prior
sex offense evidence was not harmless where credibility was a primary issue in the
case and testimony regarding the prior sex offense featured prominently at trial. The
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State v. Gower (David J), No. 88207-0
Court of Appeals below distinguished Gresham on the basis that the present case
was a bench trial, and Gower could not overcome the presumption that the judge at
a bench trial does not consider inadmissible evidence. The Court of Appeals erred;
that presumption does not apply where, as here, the evidence was actually admissible
under the law at the time of the judge's decision to admit it, and the judge
affirmatively recognized its legal admissibility when admitting the evidence.
Without that presumption, this case is indistinguishable from Gresham. We
therefore hold that the trial court's admission of evidence of Gower's prior sex
crimes constituted reversible error. We reverse Gower's conviction and remand to
the trial court for further proceedings consistent with this opinion.
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State v. Gower (David J), No. 88207-0
0
WE CONCUR:
S~,Q
, I
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State v. Gower, No. 88207-0 (Gonzalez, J. dissenting)
No. 88207-0
GONZALEZ, J. (dissenting)-Evidence of David Gower's prior crimes was
improperly admitted against him. I agree with the majority that this was error. I also
agree with the majority that this was not constitutional error and that the Read
presumption that the trial judge did not rely on inadmissible evidence does not apply.
Majority at 5 (quoting State v. Read, 147 Wash. 2d 238, 242, 53 P.3d 26 (2002)). But
we do not reverse convictions based on harmless error, and a careful review of the
trial judge's well-reasoned decision persuades me that the error was harmless. I
respectfully dissent.
We will reverse for nonconstitutional error only if "within reasonable
probabilities, had the error not occurred, the outcome of the trial would have been
materially affected." State v. Cunningham, 93 Wash. 2d 823, 831, 613 P.2d 1139 (1980)
(citing State v. Craig, 82 Wash. 2d 777, 514 P.2d 151 (1973)). Gower makes no
meaningful attempt to show us that the outcome of his trial would have been different
but for the application of former RCW 10.58.090 (2008). This was an understandable
strategic decision. Focusing on the fact of the error, rather than its consequence,
allowed Gower to focus on the fact evidence was admitted against him under an
unconstitutional statute, as it was in State v. Gresham, 173 Wash. 2d 405, 269 P.3d 207
1
State v. Gower, No. 88207-0 (Gonzalez, J. dissenting)
(2012). In Gresham, of course, we reversed under similar facts because there was "a
reasonable probability that absent this highly prejudicial evidence of Gresham's prior
sex offense, the jury's verdict would have been materially affected." !d. at 433-34
(citation omitted) (citing State v. Saltarelli, 98 Wash. 2d 538, 363, 655 P.2d 697 (1982)).
But both Gresham and Saltarelli were jury trials. The court could only speculate on
the trier of fact's decision making process.
In contrast, we need not speculate here. Gower was tried before a judge who
provided us with lengthy findings of fact and conclusions of law detailing the facts he
relied upon in both convicting and acquitting. The judge acquitted Gower of first
degree rape of a child against S .E.H. because the victim "provided too little detail to
credit her account as proof beyond a reasonable doubt" and acquitted him of second
degree assault with sexual motivation on the grounds the state failed to prove beyond
a reasonable doubt that the spanking in question "was not authorized parental
discipline under RCW 9A.l6.100." Clerk's Papers (CP) at 16, 18. The judge found
Gower guilty of incest and one count of indecent liberties against S.E.H. based on her
testimony that she feared physical punishment if she did not comply with his
demands. He also found Gower guilty of a second count of indecent liberties based
on S.E.H.'s testimony, as corroborated by her sister. While the trial judge referenced
Gower's prior convictions in his recitation of the facts, in no point in his conclusions
of law did he rely on them. Nor did he need to do so; the testimony alone was
sufficient to convict. See Gresham, 173 Wash. 2d at 433.
2
State v. Gower, No. 88207-0 (Gonzalez, J. dissenting)
True, in admitting Gower's prior convictions, the trial judge accepted the
State's characterization of the evidence as "necessary to the State's case." CP at 30.
But this must be read in context. The State successfully moved in a preliminary
motion to admit the evidence in its case in chief. The State was doubtlessly acting on
the good-faith belief that former RCW 10.58.090 (2008) was constitutional and was
doubtlessly eager to give the trier of fact all evidence that supported its case. The
judge's characterization of the evidence came in that context. But if the evidence of
prior convictions had been so prejudicial as to shake our confidence in the conclusion,
Gower likely would have been convicted on all five counts. Instead, the trial judge
carefully parsed the evidence and acquitted him on two of the charges. Given that,
and given that the judge had the opportunity to consider both Gower's and S.E.H. 's
testimony, I am confident that the erroneously admitted prior convictions had no
material effect on the outcome of this case.
The error was harmless. Thus, I respectfully dissent.
3
State v. Gower, No. 88207-0 (Gonzalez, J. dissenting)
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